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Contents
CHAPTER ONE: INTRODUCTION AND RESEARCH METHODOLOGY .........................................................................2
1.1 Introduction ............................................................................................................................................2
1.2 Background of the study..........................................................................................................................4
1.3 Objectives of the Study ............................................................................................................................9
1.4 Research Questions...............................................................................................................................10
1.5 Justification of the study ........................................................................................................................10
1.6 Hypothesis ............................................................................................................................................11
1.7 Literature Review..................................................................................................................................12
1.8 Theoretical Framework..........................................................................................................................15
1.8.1 Devolution..................................................................................................................................... 15
1.8.2 Defining decentralization ................................................................................................................ 15
1.8.3 Dimensions of decentralization ........................................................................................................16
1.8.4 Forms of decentralization................................................................................................................17
1.8.5 Characteristics of a devolved government........................................................................................19
1.8.6 Devolution versus Majimboism........................................................................................................19
1.8.7. Devolution versus federalism ......................................................................................................... 21
1.8.8. Devolution under the 2010 Constitution ..........................................................................................21
1.9 Conceptual Framework..........................................................................................................................22
1.9.1 Democracy.....................................................................................................................................22
1.9.2. Conceptualizing public participation............................................................................................... 24
1.10 Methodology ...................................................................................................................................... 26
1.11 Challenges.......................................................................................................................................... 27
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GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
CHAPTER ONE:
INTRODUCTION AND RESEARCH METHODOLOGY
1.1 Introduction
Kenya has been governed under a highly centralized system of government since 1964. This
situation was created by the abolition of the post of Prime Minister and the creation of the office
of the Presidency vide a constitutional amendment in 1964.1) It has been argued that the highly
centralized government in the Kenyatta, Moi and Kibaki regimes and the bureaucracies built
around them dealt a major blow to effective public participation in the governance process in
Kenya. Democracy suffered during the one-party state regime under Kenyatta and Moi. Further,
the immense powers bestowed upon the presidency had the effect of making such presidents to
be authoritarian and dictatorial further impacting negatively on democracy, public participation,
the rule of law and governance.
Little democratic space was restored after the re-introduction of multi party politics in 19922) but
it soon became apparent that more needed to be done. This was so because power and public
institutions had been personalized, the public who were directly affected by decisions were being
left out and ignored on important decision making process, the presidency was too powerful and
authoritarian, there was poor governance in government departments and public officials and
leaders were unaccountable for their actions. These and many other reasons informed the
advocacy and fight for a new Constitution.
The search for a new constitutional dispensation was a long and bumpy one. It was characterized
by lack of consensus on contentious issues, allegations of political sabotage, and frustrations of
1)
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
the process at times.3) This long search for a new Constitution ended on August 4, 2010
referendum vote where over 67% of Kenyans ratified new supreme laws for Kenya.
Currently, the implementation phase is in progress. The implementation phase is poised to take
up to five years and shall be characterized by building of the relevant legislative, structural and
institutional framework in order for the new Constitution (herein referred to as the "2010
Constitution") to become fully operational. Only Articles of the 2010 Constitution that do not
require supportive legislation or creation of structures and special institutions are operational.
Two crucial implementation institutions 4) empowered to guide and drive the process of
implementation have been set up. These are the Constitution Implementation Oversight
Committee (CIOC) and Commission for the Implementation of the Constitution (CIC)5) . The
Constitution Implementation Oversight Committee is composed of Members of Parliament while
the Implementation Commission is made up of experts drawn from various fields. These two
institutions shall be responsible for steering forward the implementation process with the bulk of
workload being on the Implementation Commission. The Judicial Service Commission has also
been constituted for the crucial role of judicial reforms as per the 2010 Constitution.
The 2010 Constitution introduces many and far reaching changes in Kenya. This is evidenced by
the long implementation period, 6) numerous legislations to be enacted,7) and a huge proportion of
structural and institutional changes to be undertaken in the five year implementation phase.
3)
Collins Odote (2002) notes, "President Moi had continuously expressed his disinterest, nay strong opposition to
the Review Process, even to the extent of refusing to present his views to CKRC even after a date had been set for
him to give his views. It therefore came as no surprise when he dissolved parliament at the same time that the
National Constitutional Conference was set to commence deliberations on the draft Constitution." see Collins
Odote (2002) Too Near Yet Too Far: The State of Constitutional Development in Kenya available at
http://www.kituochakatiba.org/index2.php?option=com_docman&task=doc_view&gid=20&Itemid=27 (last
accessed on June 28, 2011)
4) The institutions are created by the Sixth Schedule of the Constitution of Kenya 2010.
5) The CIC is chaired by Mr Charles Nyachae, a Nairobi city lawyer.
6) The implementation of the Constitution is to span up to a period of five years.
7) The fifth schedule to the Constitution of Kenya 2010 lists more than 49 legislations that parliament is supposed to
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enact within a period of five years.
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This study looks in to the devolved system of government as entrenched in the 2010 Constitution.
Devolution as a system of government is a major shift from the highly centralized system that
Kenya has interacted with since 1964. This study interrogates the impact that devolution will
have on the governance process in Kenya especially as regards to public participation and
democracy.
Article 174 of the 2010 Constitution spells out the objects of devolution. One such object of
devolution is that it will aim to promote democratic and accountable exercise of power. 8) Another
objective of devolution is that it aims to give powers of self-governance to the people and
enhance the participation of the people in the exercise of the powers of the State and in making
decisions affecting them. 9) This study focuses on these particular objectives of devolution and
whether they are likely to be achieved.
Interrelated questions answered by this study include: will devolution promote and enhance
public participation in the governance process of the devolved government? Will such
participation be effective and meaningful? What of democracy: How will it be affected in the
devolved government structure?
Public participation has become a very crucial instrument in ensuring that good governance and
accountability is achieved at all levels of governance of public institutions. Public participation
8)
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
stems from the basic principle that since the public is directly or indirectly affected by decisions
made by the government, public institutions and authorities, then it should be allowed to
participate in the decision making process.
In Kenya, a critical look at the history of public participation reveals institutional, legislative and
policy barriers to its effective achievement. The legislative and policy framework for public
participation in Kenya has not been comprehensive and authoritative. Public institutions have
over the years been personalized making it virtually impossible for the public to have a say in
decision making. The highly centralized government with a powerful presidency established
bureaucracies and systems that were impenetrable to those outside the system.
Kenya's Independence Constitution (also known as the Lancaster Constitution) provided for a
devolved system of government popularly referred to as the majimbo system. The system was
characterized by establishment of seven regional governments in Kenya.11) Devolution as a
system of government in the world is often associated with the prospects of democratic selfgovernance, public participation, nation and nationhood building, equalization and efficient and
effective delivery of services.12) Therefore, hypothetically, the majimbo system at independence,
being a devolved system, provided what seemed to be an appropriate design to promote public
participation in governance. Whether the system if it had fully been implemented would have
encouraged and promoted public participation is a matter of determination.
The majimbo system was soon abolished vide a Constitutional Amendment in 1964. Other
constitutional amendments were effected between 1964 and 1969 which had the effect of
creating a highly centralized system of government. By 1969, amendments to the Constitution
had consolidated immense powers on the institution of the presidency, powers which were solely
exercised by the president. Dictatorship and authoritarianism were the natural consequence of
such immense powers bestowed upon a single person. In an authoritarian regime the public has
11)
Section 91 of the Independence Constitution lists the regional governments as Coast Region, Eastern Region,
Central Region, Rift Valley Region, Nyanza Region, Western Regions and North-Eastern Region.
12) Dan Juma "Devolution of power as constitutionalism: The constitutional debate and beyond," International
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Commission of Jurists (Kenya-Section) and Konrad Adenauer Stiftung
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no say, other institutions suffer and decisions emanate from one center. Scholars have expressed
the opinion that it is the 1964 amendment making Kenya a Republic that paved way for tyranny
and dictatorial rule by President Jomo Kenyatta and later by President Moi. 13)Charles Hornsby
(1989) thus notes that both under President Kenyatta and President Moi, Kenya was increasingly
dominated by the institution of the Presidency and the authorities of the other organs of
government were seriously weakened. 14)
Prof Anyang' Nyong'o (1989) gives an insight as to how presidential authoritarianism emerged in
independent Kenya. He notes that:
"Presidential authoritarianism is born when political power is so concentrated in the office of the
president that no major decision is taken within the bureaucratic or political process without
reference to this office, or when the legitimacy of bureaucratic decisions is derived from their
claim to have the blessing or backing of the president. The presidency becomes the biggest bureau
in terms of administration and policy-making; all other organs of government gradually begin to
bend to it and politicians stand in awe of the power of the president."15)
Such centralization of power had the effect of distorting public participation, democracy, and the
authority of other institutions.
Unaccountability and abuse of power by the sitting president and his close cronies and buddies
who held senior positions in government became the order of the day. The public was reduced to
being spectators in the governance process, participating albeit ineffectively during elections and
barazas. 16) It is during such times that many historical injustices were committed to the Kenyan
people. For example, an injustice like unequal distribution of resources leading to
13)
See Ben Sihanya (2010) "Reconstructing the Kenyan Constitution and State, 1963-2009: Lessons from German
and American Constitutionalism," Law Society of Kenya (LSK) Journal, Nairobi.
14) See Charles Hornsby (1989) "The Social Structure of the National Assembly in Kenya, 1963-83," in The Journal of
Modern African Studies, Vol. 27, No. 2, at p. 275.
15) P. Anyang' Nyong'o(1989) "State and society in Kenya: The disintegration of the nationalist coalitions and the rise
of presidential authoritarianism," African Affairs, London, Vol. 88 No. 351.
16) Barazas were informal meeting convened by officials of the provincial administration at the lower level especially
the chief, sub-chief and village elder. These sessions were mainly used to communicate government policies to the
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people rather than the people participating in decisions making.
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
17)
Relevant ministers who were presidential appointees made important decisions regarding distribution of key
resources in the country. This was as per the budgetary allocations to the ministries. But Ministers in the Kenyatta
and Moi regimes had to be very loyal to the president in order to continue serving. Therefore, their decisions had
to be approved by the president especially on development issues. Parliament as an institution was weakened by
the existence of sycophants of the president. Also, the one-party system ensured there was no opposition in
parliament.
18) "Politically correct" regions were regions that had supported the president in the elections or where his close
cronies and buddies hailed from.
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19) Mlolongo system entailed voters queuing behind the candidate that they supported. Voting was in the open.
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
citizen involvement in the period between general elections. But legislatures in no-party, singleparty, or "movement"-based systems suffer from a crippling lack of engagement with city
dwellers and the well-educated, including the professional classes."20)
It is for these and many other reasons that Kenyans started advocating for constitutional change.
The issues of concern included: the highly centralized system of government, excessive powers
of the presidency, continued abuse of citizens' rights, lack of public participation in governance,
unaccountability of public officers, among others. Thus the beginning of a long constitutional
making process that finally ended in August 2010.
On August 27, 2010 a new Constitution of the Republic of Kenya was promulgated by His
Excellency President Mwai Kibaki 21) at the historic Uhuru Park Grounds. This came after
Kenyans had overwhelmingly 22) voted for the then Proposed Constitution of Kenya prepared by
the Committee of Experts 23) (CoE) and published by the Attorney General (AG) of Kenya, then
Amos Wako. The promulgation ended the long struggle and search for a new constitutional order
for Kenya. The struggle started with calls for re-introduction of multi-partism. This was realized
in 1991 following the repealing of section 2A of the then Constitution. 24) This was followed by
calls for minimum reforms prior to the 1997 general elections. This was to ensure level playing
field for opposition candidates and the incumbent in the general elections. The calls led to the
signing of the Inter-Parties Parliamentary Group (IPPG) in 1997 between the then President Moi
and the opposition. In 2000, the Constitution of Kenya Review Commission (CKRC) was
established which was mandated with collecting views from the public and drafting a proposed
20)
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
constitution for Kenya. The CKRC team collected views from across the country and then called
a National Constitutional Conference at Bomas of Kenya. President Moi, who had refused to
give his views to the CKRC team, purportedly disbanded it before the 2002 general elections. He
further frustrated the process when he dissolved parliament just before the National
Constitutional Conference kicked off. Parliamentarians were to form part of the delegates at the
conference. When president Kibaki took over power in 2003, he commissioned the CKRC to
continue with the National Constitutional Conference.
characterized by lack of consensus, claims of sabotage and even at some point walk-outs 25) by a
section of delegates. Moris Odhiambo (2004) writes:
"Though the National Constitutional Conference (NCC) continued its sittings during the first
three months of 2004 at the Bomas of Kenya (what was referred to as "Bomas III" in subsequence
to two earlier sittings), prospects for Kenyans enacting a new constitution arguably became
dimmer on a backdrop of political squabbling and an elusive search for consensus on major
issues."26)
Despite all the challenges, CKRC succeeded in preparing a draft Constitution, famously known
as the Bomas Draft, which appeared to enjoy support from a majority of Kenyans. The Bomas
draft was subjected to changes by the then Attorney General Amos Wako at Kilifi. The changed
draft, popularly known as the "Wako draft" or "Kilifi draft", was then rejected in the 2005
referendum. The changes by Attorney General Amos Wako to the Bomas Draft are said to have
greatly contributed to the rejection of the Proposed Constitution at the 2005 referendum. The
Constitution making process was re-initiated in 2008 after the post-election violence that
followed the disputed 2007 general elections.
process especially the element of public participation in the two-decade long process.
25)
On 16th March, 2004 a number of MPs and ministers, led by then Justice and Constitutional affairs minister Kiraitu
Murungi, engineered a walkout from Bomas of Kenya. See News from Africa at
http://www.newsfromafrica.org/newsfromafrica/articles/art_8160.html (last accessed on July 12, 2011)
26) Morris Odhiambo (2004) "Constitutionalism under A "Reformist" Regime in Kenya: One Step Forward, Two Steps
Backwards?" in Lawrence M. Mute (2004) (ed) Constitutionalism in East Africa Progress, Challenges and Prospects
Page 11
in 2004 Kituo cha Katiba, Kampala & Fountain Publishers, Kampala
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
A notable feature of the 2010 Constitution is that it introduces or rather re-introduces devolution
in Kenya. The devolved system of government entrenched in the 2010 Constitution is
characterized by creation of forty seven county government in the country. A national
government to perform such functions as stipulated will remain in place.
Therefore, Kenya is faced with a typically new system of government. The expectations of every
person are that this new system of government will work out much better than the previous and
eliminate all problems associated with the 1969 Constitution. The question is will it? Will this
new system of government promote public participation? Will it enhance democracy? Will
governance improve due to the vigilance of the governed? This and other interrelated questions
are explored in depth in this study.
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GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
1.6 Hypothesis
This dissertation tests the following hypotheses:
a) That devolution ensures public participation in the affairs of the government thus
ensuring improved governance and accountability.
b) That exercise of power is more democratic in a devolved system of government than a
unitary or centralized system of government.
27)
See church leaders' comments on the subject. For example, John Cardinal Njue, Bishop Dr. David Gitari among
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others.
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
This study uses the following literature in interrogating the main research questions. The listed
literatures are only but a selection of other numerous materials on the concept of devolution,
democracy and public participation.
a)
The book is a very relevant and useful resource to this study. It is of fairly recent publication
having been published in 2010 and thus the writers had a chance of analyzing the provisions of
the 2010 Constitution on devolution. The book looks at Kenya's devolution as entrenched in the
2010 Constitution and analyses the prospects, challenges and the future of this new system of
government in Kenya.
A contributor in the book, Annette Omolo, looks at the history of devolution and decentralization
in Kenya since independence. She assesses Kenya's efforts at devolution since independence with
particular focus on the majimbo system and the current local government system.
Another contributor gives a comparative study of devolution. He seeks to draw lessons for
Kenya's devolution from countries with varying forms of devolution. He particularly focuses on
South Africa, Nigeria, India, Papua New Guinea and Bolivia.
Finally, the book looks at the issue of fiscal decentralization and tries to answer the question
whether such decentralization fosters or retards national development in Kenya. The contributor
in this chapter examines the policy, constitutional and legal framework providing for
decentralized funds, including local capacity to handle the decentralized funds.
This study greatly benefits from the critical analysis provided in the book. The study particularly
benefits from the historical analysis, the comparative approach to the question and an analysis of
fiscal decentralization.
b)
28)
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Albert K. Mwenda (eds) (2010) Devolution in Kenya: Prospects, Challenges and the Future Institute of Economic
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
Walter Oyugi in the Search for an Appropriate Decentralization Design in Kenya: Historical and
Comparative Perspective analyses devolution as was proposed by the "Bomas Draft30)." Although
his chapter focuses on the Bomas Draft, it is relevant and authoritative. This study benefits from
Oyugi's historical analysis of decentralization to provide a clearer perspective on the history
behind the entrenchment of devolution in the 2010 Constitution.
Further, the new Constitution borrows heavily from the Bomas Draft. It should be recalled that
the Bomas process was a people driven process and thus the draft appeared to be acceptable to
Kenyans and the changes that were made to it by the Attorney General Amos Wako in Kilifi are
said to have contributed to the draft's rejection in the November 21, 2005 referendum vote.
Walter Oyugi's discussion on the independence Constitution or majimbo Constitution is in depth
and analytical and will be very helpful to this study. He analyzes the reasons why the majimbo
system failed at independence and blames the Kenyatta regime of prematurely killing the
majimbo system in order to consolidate powers to the president. He wonders whether the system
would have been desirable for Kenya had it been allowed to take shape.
On current devolution, Walter Oyugi is of the strong opinion that proper devolution is discernible
only where the devolved units have legislative power, financial independence and control of
human resources. He terms the Bomas Draft as nothing short of a reinforced local government
system. His study aids this dissertation in providing the background politics that have been
associated with the search of decentralization design and thus understand how the current one
was arrived at.
c)
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
Yash Ghai in "Devolution: Restructuring the Kenyan State," seeks to dispel the falsehood that
was being circulated regarding majimboism and devolution during the 2007 general elections
campaigns. Prof. Ghai's lecture is candid in that he raises issues with those he perceive as
peddling lies especially a fraction of church leaders, politicians and even a few scholars.32)
Further, it came at the height of the 2007 general elections campaigns.
Prof. Ghai, who was the chair of the Constitution of Kenya Review Commission (CKRC),
believes that the Bomas Draft had struck a reasonable balance between a federal and a purely
local government system and that it was the best mode of devolution that should have been
adopted by Kenya.
His idea of devolution is that it should start from the village or grassroots level. This he says
would increase participation of citizens in governance and their involvement in decision making.
Prof. Ghai's article also brings out an insightful analysis of Devolution and majimboism.
Although his point of reference was the Bomas draft, it is still very helpful and informative.
d) The Parliamentary Human Rights: Handbook on Devolution & Fiscal
Decentralization:
The Parliamentary Human Rights: Handbook on Devolution & Fiscal Decentralization33)is also
important in this study. Part One by Victor Odhiambo is entitled Legal Framework for
Devolution. The author looks at many interrelated aspects of devolution. He defines devolution,
looks at it as a limb of decentralization, analyzes its link to democracy and good governance,
looks at its relationship to elections and representation, points out its relationship to economic,
social and cultural rights and then goes further to give a brief analysis of devolution in Africa. Of
great importance to this study is the author's analysis on the link between devolution and
democracy. The author argues that devolution or decentralization provides a structured
arrangement for democratic government to be planned and executed at the community level. He
is also of the opinion that devolution enhances the concept of participatory governance.
32)
He particularly singles out Prof. Makau Mutua, John Cardinal Njue, and Bishop David Gitari
33) Parliamentary Human Rights: Handbook on Devolution & Fiscal Decentralization Kenya section of the
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International Commission of Jurists (ICJ Kenya), 2010.
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Although, the publication is a handbook, the author's analysis on devolution is current and up to
date. That the analysis of devolution in the handbook is on the Constitution of Kenya 2010
makes it more authoritative and useful when it comes to this study. The other literatures on
devolution discuss the topic in different contexts, as practiced in different jurisdictions, or
provide hypothetical discussions of possible scenarios, but the handbook analyses what is
contained in the Constitution of Kenya 2010 regarding devolution.
34)
See Elizabeth Linda Yuliani (2004) "Decentralization, Deconcentration and Devolution: what do they
mean?"Compilation of definitions used in papers presented at the Interlaken Workshop on Decentralization, 27-30
Page 18
April 2004, Interlaken, Switzerland
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
Thus, Dele Olowu (2001) states that decentralization takes many forms e.g. the delegation of
responsibility and authority to field units of the same department or level of government referred
to as deconcentration or the devolution of authority to locally constituted units of government or
special-purpose authorities.35)
35)
See Dele Olowu (2001) "Decentralization Policies and Practices under Structural Adjustment and
Democratization in Africa," Democracy, Governance and Human Rights Programme Paper Number 4 July 2001;
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United Nations Research Institute for Social Development.
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
Ibid.
Ibid.
39) See John-Mary Kauzya (2005) "Decentralization: Prospects for Peace, Democracy and Development," Discussion
Paper for Division for Public Administration and Development Management United Nations Department of
Economic and Social Affairs.
40) Albert K. Mwenda (eds) (2010) Devolution in Kenya: Prospects, Challenges and the FutureInstitute of Economic
Affairs Research Paper Series No. 24, Nairobi.
41) Ibid.
42) Ibid.
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43) Ibid.
38)
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
constituted, and popularly elected local governments.44) This is the popular meaning of the term.
Other definitions are as discussed below.
Political scientists define devolution as a process wherein a higher body confers powers upon a
lower body, but retains the right to retract the conferred powers. 45)
Prof. John W. Forje (2006) defines devolution or decentralization of power as to entails the
transfer of authority or responsibility for decision making from central to peripheral units within
an institution or organization. He describes it as a mechanism meant to boost participation of
recipients of public services. Prof Forje (2006) does not see the need to distinguish
decentralization from devolution but rather uses them to mean the same thing. 46)
Prof. Yash Pal Ghai (2007) on the other hand sees devolution as a way to disperse state powers
throughout the country. He sees a devolved system to the village level or grassroots as the best
form of devolution.47)
Walter Oyugi (2005) describes devolution as to entail the transfer of power to elected subnational political entities.48)
Dele Olowu (2001) states that it is through devolution that the central government confers selfgoverning capacities on local communities.49) Critical attributes of local self-government include
44)
Ibid.
45) William D. Leach (2004) "Is Devolution Democratic?" Center for Collaborative Policy, California State University,
Sacramento
46) John W. Forje (2006) "Rethinking Decentralization and Devolution of Power within the African Context:
Challenges and Opportunities," paper presented to African Association for Public Administration and Management
(AAPAM) 28TH AAPAM Annual Roundtable Conference, Arusha, Tanzania 4th - 8th December 2006
47) Yash Ghai (2007) "Devolution: Restructuring the Kenyan State," Lecture at the African Research and Resource
Forum (ARRF) at the Kenya International Conference Center (KICC) Nairobi, 23 November 2007.
48) Walter Oyugi (2005) "The Search for an Appropriate Decentralization Design in Kenya: Historical and
Comparative Perspective," in Kithure Kindiki's & Osogo Ambani's (eds) The Anatomy of Bomas: Selected analyses
of the 2004 Draft Constitution of Kenya Claripress Limited, Nairobi
49) Dele Olowu (2001) "Decentralization Policies and Practices under Structural Adjustment and Democratization in
Africa," Democracy, Governance and Human Rights Programme Paper Number 4 July 2001; United Nations
Page 21
Research Institute for Social Development.
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GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
Lastly, the local governments should be perceived by the people as belonging to them.
53)
Ibid
54) Walter Oyugi (2005) "The Search for an Appropriate Decentralization Design in Kenya: Historical and
Comparative Perspective," in Kithure Kindiki's & Osogo Ambani's (eds) The Anatomy of Bomas: Selected analyses
Page 23
of the 2004 Draft Constitution of Kenya Claripress Limited, Nairobi
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
worked extremely hard to do away with it within the shortest time possible. The "death" of the
majimbo Constitution came barely a year after independence.
Both majimbo and devolution as entrenched in the 2010 Constitution decentralize power and
resources yet majimbo is still unacceptable to the Kenyan society at the present moment. This
study reviews the history of the majimbo system and brings to an understanding why it is feared.
A comparison of the majimbo structure and devolution structure under the 2010 Constitution is
important to understand why the current devolution is acceptable and to analyze what should be
done to ensure that success is achieved in implementation.
55)
Ugatuzi was a term coined during the 2007 general elections campaigns to refer to decentralization of resources
Page 24
to regions of the country.
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
regional leaders. The Committee of Experts (CoE) had to delicately balance all this in coming up
with a structure acceptable to all. The Committee worked on the structure proposed at Bomas of
Kenya and as contained in the Bomas draft.
The government of Kenya is to have two levels: the national level and county level. Article 6 (1)
of the 2010 Constitution states that the territory of Kenya is to divided into the counties as
specified in the First Schedule. The first schedule lists a total of forty seven (47) counties.
Subsection 2 of article 6 states that the governments at the national and county levels are distinct
and inter-dependent and shall conduct their mutual relations on the basis of consultation and
cooperation.
This study focuses on how the structures and institutions operating in the county government
ensure that public participation and democracy is achieved.
1.9.1 Democracy
Among the 193 countries worldwide that are recognized by the United Nations (UN), 123 are
said to be democratic.56) This might be taken to mean that more than half of those States have set
up a form of government that is viewed to be democratic by other states or regimes.57) Does this
then mean that 70 countries recognized by the United Nations are undemocratic? It should be
noted that a leader of any of these 70 countries would strongly claim that he/she is leading a
democratic government. Then what is democracy?
George Orwell (1957) states that in the case of a word like democracy, not only is there no
agreed definition but the attempt to make one is resisted from all sides the defenders of any kind of
regime (will) claim that it is democracy58)
56)
Paula Becker and Dr. Jean-Aim A. Raveloson (2008) "What is Democracy," Friedrich-Ebert-Stiftung (FES) with
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the collaboration of Friedel Daiber (University of Trier)
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
Afrifa Gitonga (1987)59) also believes that defining democracy is a hard task. He states that this is
due to the various meanings given to it by regimes around the world. Every regime will try as
much as possible to label itself democratic and non-whatsoever would admit that it is
undemocratic. Thus, understanding democracy as a term and concept largely depends on a
regime or government one believes in or is in. But then this would mean democracy has no
generally acceptable definition and that all regimes are democratic. Allowing all definitions to
be right would give rise to a false assumption that as long as a regime claims it is democratic then
it is democratic.
The term "democracy" is literally translated from Greek to mean Government of the People or
Government of the Majority. Thus democracy is generally understood to simply mean "rule by
the people."60) This understanding was further expanded by Abraham Lincoln who defined
democracy as "the rule of the people, by the people and for the people." This is the generally
acceptable definition of democracy and a regime that satisfies this definition is labeled
democratic.
The following have been identified as being elements of states that are organized under
democratic principles: fundamental freedom and fundamental rights, elections, rule of law,
separation of powers, parliament, democratic pluralism and freedom of the media. 61)
Devolution and democracy
Devolution is very useful for the consolidation of democratic structures. As earlier stated,
citizens become more accessible to the government and their level of participation in governance
increases. It also makes the access of the inhabitants to political decisions much easier. Further, it
increases the inhabitants' motivation to get involved in politics; and this political commitment is
probably greater than in countries with centralized organization.
57)
Ibid
58) George Orwell (1957) Selected essays Baltimore p. 149
59) Gitonga Afrifa (1987), "The Meaning and Foundations of Democracy" in Oyugi W.O. &Gitonga A. (1987)
Democratic Theory and Practice in Africa Heinemann Kenya.
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60) Ibid
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
Nevertheless, devolution does not mean that the central government is not important. It is exactly
the opposite that is true as the government must show enough political will and commitment to
be able to establish such a change. Devolution is not only an administration restructuring, but
also a political process of transformation. Apart from the administration, these changes affect all
the levels and all the sectors of society.
This is based on the premise that devolved governance provides a structural arrangement and a
level playing field for stakeholders and players to promote peace, democracy, and development.
Many countries are promoting devolution in governance as a measure for democratization,
people empowerment and poverty reduction.62)
61)
Paula Becker and Dr. Jean-Aim A. Raveloson (2008) "What is Democracy," Friedrich-Ebert-Stiftung (FES) with
the collaboration of Friedel Daiber (University of Trier)
62) John-Mary Kauzya (2005) "Decentralization: Prospects for Peace, Democracy and Development," Discussion
Paper for Division for Public Administration and Development Management United Nations Department of
Economic and Social Affairs.
63) Harmonization of Decentralized Development In Kenya: Towards Alignment, Citizen Engagement And Enhanced
Accountability A Collaborative Joint Research report by the Kenya Human Rights Commission (KHRC)and Social
and Public Accountability Network (SPAN) December 2010.
Page
64) John Gaventa and Camilo Valderrama (1999) Participation, Citizenship and Local Governance Background
note27
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
Public participation is a concept that is widely recognized by both international and regional
legal instruments. For example, Article 21 of the United Nations Declaration on Human Rights
(UDHR) recognizes the concept of public participation as
democratic participation,' Article 25
of the International Covenant on Civil and Political rights provides for every citizen's rights to
take part in the conduct of public affairs and Article 13 (1) of the African Charter also provides
for public participation. 65)
Public Participation became fashionable following the failure of the top-down development
policies of the 1960s and 1970s. All over a sudden it was argued, in the 1980's, that development
could not be realized unless citizens participated in the politics of their countries. Nongovernmental organizations (NGOs) and donors woke up to the fact that their projects often
failed because people were either not consulted or did not participate in the formulation and
implementation of those projects.66)
The World Bank Learning Group on Participation defines participation as a process through
which stakeholders influence and share control over development initiatives and the decisions
and resources which affect them. 67)
From this perspective, participation could be seen in the level of consultation or decision making
in all phases of a project cycle, from needs assessment, to appraisal, to implementation, to
monitoring and evaluation. While these participation projects could be funded by the state,
participation within them was seen not as related to broader issues of politics or governance, but
as a way of encouraging action outside the public sphere. Moreover, the focus was often on
direct participation of primary stakeholders, rather than indirect participation through elected
representatives. 68)
1.1.1.1 Role of public participation
65)
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
The role of public participation in economic and human development is enshrined in Article 7 of
the 1990 African Charter for Popular Participation in Development and Transformation. The
Article states:
"W e affirm that nations cannot be built without the popular support and full participation of the
people, nor can the economic crisis be resolved and the human and economic conditions
improved without the full and effective contribution, creativity and popular enthusiasm of the vast
majority of the people. A fter all, it is to the people that the very benefits of development should
and must accrue. W e are convinced that neither can A frica's perpetual economic crisis be
overcome, nor can a bright future for A frica and its people see the light of day unless the
structures, pattern and political contest of the process of socio-economic development are
appropriately altered." 69)
69)
Article 7 of the 1990 African Charter for Popular Participation in Development and Transformation
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GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
Expression of individual opinions through the media is also a way of participation. The only
concern is whether such participation is effective. Can such participation influence decision
making? Further participation through the media is quite fragmented.
Authentic public participation that is, participation that works for all parties and stimulates
interest and investment in both administrators and citizens, requires re-thinking the underlying
roles of, and relationships between administrators and citizens. 70) This study reviews public
participation under the new constitution to determine whether it will be adequate, effective and
efficient and also reviews structures that should be established to ensure that participation is
promoted.
1.10 Methodology
This study mainly employs desk research methodology whereby it analyzes the available
secondary data as found in books, articles, journals, news reports and on the internet.
1.11 Challenges
The major challenge in this study is access to materials that have examined devolution as
entrenched in the 2010 Constitution. Materials that I relied on generally analyzed various aspects
of decentralization. The Kenyan devolution is peculiar in nature and structured in a delicate
balance. Therefore, to understand this kind of devolution, one needs to interrogate literature on
devolution of the Kenyan case.
70)
Cheryl Simrell King, Kathryn M. Feltey, Bridget O'Neill Susel (1998) "The Question of Participation: Toward
Authentic Public Participation in Public Administration," Public Administration Review, Vol. 58, No. 4
http://www.jstor.org/stable/977561
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GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
Chapter one is the Introduction and Research Methodology of the study. The chapter introduces
the study in the form of the background to the problem, research questions, hypotheses, objective,
literature review, theoretical framework and methodology.
Chapter Two: Historical analysis of public participation and democracy in Kenya since
independence
This chapter analyzes the history of public participation in Kenya since independence.
The chapter looks into the Lancaster (Independence) Constitution and whether it provided for
public participation. In reviewing the Lancaster (Independence) Constitution, the chapter
analyzes regionalism or majimboism as was entrenched in the Independence Constitution. The
study reviews public participation in the period between 1963 and 1964 especially involving
events that culminated to the abolition of the majimbo system.
Various attempts by Kenya to decentralize are also reviewed and analyzed in light of whether the
various attempts promoted democracy and public participation in Kenya. The chapter thus looks
into various structures like regional governments at independence, the provincial administration,
the local government and whether public participation existed or was encouraged under these
structures. The chapter further reviews various policy instruments like Sessional Paper No. 10 of
1965 on African Socialism and its Application to Planning in Kenya,71) the District Focus for
Rural Development, Development Plans of the 70's, 80's and 90's, Constituency Development
Fund (CDF), Local Authority Transfer Fund (LATF) etc.
The chapter concludes by reviewing public participation in the constitution making process. This
section reviews public participation in multi-party Kenya; participation under the Constitution of
Kenya Review Commission (CKRC) and Bomas Process; participation in the 2005 referendum;
and finally, participation under the Committee of Experts (CoE) process, and the August 2010
referendum.
71)
Government of Kenya, African Socialism and Its Application to Planning in Kenya, Sessional Paper no. 10 of
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1963/65 (Nairobi: Government Printer, 1965)
GOVERNANCE IN THE DEVOLVED KENYA: PROSPECTS FOR PUBLIC PARTICIPATION AND DEMOCRACY
Chapter Three: The concept of public participation & governance in a devolved government:
provisions of the 2010 constitution
This chapter discusses the specific provisions of the 2010 Constitution on public participation
and interrogates how such provisions will promote good governance. The interrelationship
between devolution, public participations and governance are looked into in light with the
provisions of the 2010 constitution.
The chapter discusses various aspects of participation. For example, citizen participation in
decision making, resource allocation and governance; and group participation whereby groups
such as the marginalized, the minorities, and gender based groups among others participate in
governance.
Public participation as a concept is dealt with in depth in this chapter.
Chapter Four: Formulating proper legal and institutional framework for public participation in
the devolved Kenya
This chapter gives the proposals and recommendations as to the appropriate legislative and
institutional framework that should be adopted to promote public participation and democracy in
devolved Kenya.
Specifically, the chapter proposes factors to consider in formulating legislations and how
institutions should be built and structures established to ensure that participation and democracy
is achieved.
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