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Because we will adopt finite deformation kinematics to develop a finite element formulation based on thin shell theories, some background on tensor operations based on a
general coordinate system is needed and therefore is introduced briefly in this chapter.
For this chapter, we assume the reader has some background in vector and tensor analysis.
First, the concepts of stress and equilibrium are reviewed. The principal stresses and
stress invariants then are introduced. Because sheet metal forming involves large plastic
deformation, we then discuss the concepts of finite deformation kinematics. We also
discuss the small strain theory, which is widely used to describe deformation. Different
stress measures for finite element formulations are discussed. Finally, the stresses and
strains for tensile tests of sheet specimens are discussed.
Figure 2.1 shows a set of rectangular Cartesian coordinates (x,y , z ) . We now change
the conventional coordinate notation from (x,y , z ) to (XI, x2,"3) to take advantage of the
indicia1 notation for vector and tensor operations. The base vectors for the coordinate
system (x,y , z ) are denoted as em ey and e, Now, the base vectors for the coordinate
system (XI, x2,"3) are denoted as el, e2, and e3. Note that these base vectors are orthogonal to each other, and the magnitudes of these base vectors are unity. We can express
the position vector x for point P a s
x = xe,+ye Y + ze,
(2.1.1)
based on the Cartesian coordinates (x,y , z). Alternatively, we can express the position
vector x for point P a s
3
(2.1.2)
i=l
based on the Cartesian coordinates (xl,x2,"3). We can omit the summation sign, and
the position vector x can now be written as
12
The repeated subscript i is called the dummy index. The summation convention is
adopted for repeated indices. Usually, Latin indices such as iandjhave the range from
1 to 3 for three-dimensional problems, and Greek indices such as a andp have the range
of 1 to 2 for two-dimensional problems. When we mention the components of the position vector x, we can use xi where the subscript i can have the value of 1,2, or 3.
Figure 2.2 shows two sets of rectangular Cartesian coordinates (XI,x2,"3) and (xi,xi,xi)
with the same origin 0. The base vectors for the two coordinate systems are denoted
as ei and e> where the subscripts i and j can have the values of 1,2, or 3. The position
vector x can be expressed in terms of either of the two sets of the coordinates and the
corresponding base vectors as
To determine the component of x in the ej direction, we can use the dot product as
6..
= 1 when
Jl
j =i
6ji= 0 when j
(2.1.6)
(2.1.7)
13
or
Here, aji(=
ej . ei) represent the direction cosines between the base vectors ej and
ei. In Eq. 2.1.9, the indexj is called the free index where the subscriptj can have the
value of 1,2, or 3. The index i again is called the dummy index because the summation
convention is implied for the repeated index i. The transformation of the coordinates
in Eq. 2.1.9 can be expressed in the matrix form as
(2.1.10)
Similarly,
(2.1.11)
or
(2.1.12)
14
(2.1.13)
where the superscript T means the transpose of the matrix. Note that occasionally
repeated indices do not mean summation if we specify "no sum on" (nso). For example,
the Ah diagonal element of a matrix C is represented by "Cjj nso i." For a rectangular
Cartesian coordinate system, the partial derivatives of Eqs. 2.1.9 and 2.1.12 can be
expressed in terms of aij as
(2.1.14)
are the components of vector V in the ei direction, and vj' are the components
where l,$
of vector V in the ej direction. Similar to the discussion for the position vector x, we
can write
(2.1.16)
We may generalize the transformation rule to a tensor of the second order or higher. For
example, we consider a second order tensor W. The transformation rule is
(2.1.18)
(2.1.19)
Examples of second order tensors are the strain and stress tensors. Elastic modulus or
compliance tensors generally are expressed as fourth order tensors. In a rectangular
Cartesian coordinate system in this section, we may use either a subscript or a superscript to represent the components of a vector, a tensor, and a base vector, such as
V' 4,Wij Wij, and ez = ei. However, when a general coordinate system is used,
a subscript or superscript denotes the covariant or contravariant component of the field
quantity of interest.
15
(2.2.1)
For this case, ei = ei and xi = xi for the Cartesian coordinate system. Now we express
the position vector x in terms of a general coordinate system with a set of three base
vectors gl, g2, and g3, as shown in Figure 2.3. The general coordinate system has
o3\
\
\
\
x3
16
three coordinates 6'l, 6", and 6' 3, corresponding to the three base vectors gl, 82, and 83,
respectively. We call gl, g2, and g3 the covariant base vectors. Note that we use the
subscripts for the base vectors. The covariant base vectors gl, g2, and g3 do not have to
possess a magnitude of unity, and they do not have to be orthogonal to each other. The
position vector x can be expressed in terms of the two coordinate systems as
x = xiei = erg,
(2.2.2)
Note that unlike the base vectors e j and ei in the Cartesian coordinate system, the
covariant and contravariant base vectors g, and gr for the general coordinate system
are different. We will demonstrate this for a two-dimensional case later. When we use
the thin shell theory to describe the kinematics of curved sheet metals for sheet forming simulation and modeling, the base vectors g, and grin general are different point
by point and are functions of the location or the coordinates of the material point of
interest. We can easily show that the dot product of g, and g5 is
g, . gs = 6,"
where 6,"represent the Kronecker delta (6," = 1 when Y = s, and 6," = 0 when
Therefore, g, and gs are orthogonal to each other when r # s.
(2.2.5)
Y f s).
Now we can express a vector V referred to the covariant and contravariant base vectors g,
and g5 in a general coordinate system as
(2.2.6)
vs
c,
where
and are the contravariant and covariant components of vector V, respectively. Note that a bar is used to represent the component of the vector in the general
coordinate system. Figure 2.4 shows the vector V expressed in terms of the covariant
and contravariant base vectors in a two-dimensional plane. The figure shows three sets
of base vectors as (el,e2), (gl,g2), and g',g2 . Note that el is perpendicular to e2,
gl is perpendicular to g2, and g1 is perpendicular to 82. Note that the magnitudes of gl,
g2, gl, and g2are not equal to each other.
For a second order tensor W, we can express W in terms of the covariant and contravariant base vectors g, and g5 as
-
w = WYSg,gs= Wysg1'gS
(2.2.7)
17
w"
q,,
where
and
are the contravariant and covariant components of W, respectively.
We usually use the covariant components to express a Lagrangian strain tensor and the
contravariant components to express a Cauchy stress tensor in a curvilinear coordinate
system when the sheets are under large deformation.
g, = g, ' g,
Here, g,, are symmetrical ( g , = g,,) due to the commutation of the dot product. In
general, all the terms of g,,are nonzeros for the set of the general base vectors gl, g2,
and g3. When g l , g2, and g3 are orthogonal to each other, only the diagonal terms survive when the metric tensor g,,is expressed in the matrix form. When g l , 82, and g3
are orthonormal (i.e., have the magnitudes of unity and are orthogonal to each other),
the metric tensor g,,reduces to 6,. The metric tensor 8" is defined as
gYs
g7'
. gs
(2.2.9)
Here, 8" also are symmetrical due to the commutation of the dot product. Based on the
definitions of the base vectors in Eqs. 2.2.3 and 2.2.4, we can easily show that
g7,qgq,= 6,s
(2.2.10)
Using the metric tensors, we can easily establish the relationship between the covariant
components ";. and the contravariant components
of vector V by the dot products as
vx
18
K, = v . g , = g7J
(2.2.11)
(2.2.12)
Similarly, we can establish the relationship between the covariant components
the contravariant components @" of a tensor W as
@
, = g7,qgst@qt
@
, and
(2.2.13)
(2.2.14)
We can obtain the mixed components of a second order tensor that can be converted
from the covariant or the contravariant components using the metric tensors as
@
;
(2.2.15)
= gStFyt= g , , w S t
The magnitudes of the covariant and contravariant base vectors can be obtained from
the components of the metric tensors as
(Pi. . g r )
= (gYr)li2
nso r
(2.2.16)
nso r
(2.2.17)
v.= ,aer
-v,
ax
2
(2.2.19)
(2.2.20)
(2.2.21)
Note that 5 = V ifor the rectangular Cartesian coordinate system. Based on Eqs. 2.2.7,
2.2.3, and 2.2.4, we can derive the transformation laws for the components ofthe second
order tensor W as
19
(2.2.22)
(2.2.23)
(2.2.24)
(2.2.25)
In general, we use thin shell finite elements for sheet metal forming simulations. For a
thin shell, we use the middle surface as the reference. Although it initially is flat before
forming, the reference surface becomes curved during a forming process. We use a
set of curvilinear coordinates Oa (a = 1, 2) to represent the reference surface. This set
of coordinates also is called the Gaussian in geometric terms or convected coordinates
in mechanics terms. If the set is defined in a two-dimensional rectangular coordinate
system on an initially flat sheet, the metric tensor is the Kronecker delta. After deformation, the metric tensor on the deformed reference surface becomes aap (a,p = 1, 2),
of which the base vectors are not necessarily orthogonal and their magnitudes are not
necessarily unity.
I 2.3
TdS
20
figure, x represents the position vector for point P, and v represents the velocity of
point P.Also, dsrepresents a differential element of the surface, and dvrepresents a
differential element of the volume. Here, n represents the outward unit normal to the
differential surface element dS, and T represents the force vector per unit area acting
on the differential surface element dS. Therefore, TdSrepresents the differential force
acting on the differential surface element dS. Likewise, f represents the body force per
unit volume, and fdvrepresents the differential force of the differential volume element
dl/: The linear momentum principle requires
(2.3.1)
where p represents the density and a represents the acceleration. Note that the momentum flux across the surface is not considered here.
The stress vector T represents the force per unit area on any surface in an average sense
from a continuum mechanics viewpoint. The orientation expressed in terms of the normal
of the surface element of interest is important. Consider a differential volume element
with respect to the Cartesian coordinate system, as shown in Figure 2.6. As shown in
this figure, we denote TI, T2, and T3as the tractions on the differential surfaces dSl, dS2,
and dS3, which have the outward normal in the xl, x2,and x3 directions, respectively.
Because TI, T2, and T3 are vectors, they can be decomposed into the components in the
XI,x2,and x3 directions, as shown in Figure 2.6, as
r2
T1
(2.3.2)
(2.3.3)
(2.3.4)
where el, e2, and e3 represent the unit vectors in the X I , x2,and x3 directions, respectively.
When we use the indicia1 notation, Eqs. 2.3.2 through 2.3.4 can be written as
21
where i represents the free index, which means that i can be assigned a value of 1, 2,
or 3 when the range of i is from 1 to 3. Here, j represents the dummy index where
the summation convention must be applied. For ov,
the first subscript i indicates the
direction of the normal to the differential area, and the second subscriptj indicates the
direction of the force acting on the differential area.
When the differential area dSis not perpendicular to the xl,x2, and x3 directions, we can
consider the equilibrium of the forces on a Cauchy tetrahedron as shown in Figure 2.7
to obtain the traction T on the inclined surface with the unit outward normal vector n.
In Figure 2.7, the tetrahedron has four differential surfaces: dSl, dS2, dS3, and dS.
Because the unit outward normal vectors for dS1, dS2, and dS3 are in the negative xl,
x2, and x3 directions, the tractions on these surfaces are denoted as -TI, -T2, and -T3,
based on the principle of action-reaction. With consideration of the linear momentum
equation for the tetrahedron as the size of the tetrahedron approaches zero, the volume
integrals approach zero faster than the surface integrals. Therefore, only the surface
integrals of traction over the four faces survive. Summing all the tractions over the four
faces leads to the traction vector T expressed in terms of the inner product of the unit
outward normal vector n and the stress tensor Q as
T=n.a
(2.3.6)
n = niei
(2.3.7)
= Ojkejek
(2.3.8)
22
In indicia1 notation, the component Tk of the traction vector T can be related to the
components oij of the stress tensor Q as
(2.3.9)
Tk = njojk
I,T.dS + 1AdV =
paidV
(2.3.10)
Substituting Eq. 2.3.9 into Eq. 2.3.10 and using the divergence theorem, we can rewrite
Eq. 2.3.10 as
(2.3.11)
Because Eq. 2.3.1 1 must hold for any volume, the local equations of motion become
(2.3.12)
When we consider the angular moment equation, the stress tensor Q can be shown to
be symmetric as
Therefore, for three-dimensional solids where the indices range from 1 to 3, the stress
tensor Q has six components. When the contribution of the acceleration term pai is
small compared to the other terms, the local equations of motion are reduced to the
local equilibrium equations as
a oji
axj
-+h=O
(2.3.14)
For a typical sheet metal forming process, the contribution of the acceleration term is
quite small; therefore, quasi-static modeling based on the local equilibrium equations
is reasonable. When the magnitudes of the body force 4 are much smaller than those
involving the stress components oij,Eq. 2.3.14 becomes
(2.3.15)
23
(2.4.1)
11
(2.4.2)
This means that in this direction, only the normal stress exists, and no shear stress exists.
Because the traction vector T is in the same direction of the unit normal vector n, we
can write
T = n . o = oP n
(2.4.3)
Here, oprepresents the principal stress or the eigenvalue of the stress tensor Q. In the
component form,
where 6jk represent the Kronecker delta. Equation 2.4.4 can be written as
(2.4.5)
24
Equation 2.4.5 represents three equations for the three components nj. Equation 2.4.5
can be expressed in the matrix form as
011 -
0-
012
021
022 -
O3 1
O32
O13
0-
O23
][i:]=o
(2.4.6)
O33 - Op
(r
(2.4.7)
or in the matrix form as
011 - 0 p
012
O13
O21
O22 - O p
O23
O31
O32
O33 - O p
=O
(2.4.8)
+ I1Op2
- 120p
+ 13 = 0
(2.4.9)
Here, I,,12,and I3 are independent of the coordinate system chosen. They are called
the invariants of the stress tensor CT. I,,I,, and I3 are expressed as
1, = 0 k k = 0 1 1+ 0 2 2 + 0 3 3
(2.4.10)
(2.4.11)
(2.4.12)
(2.4.13)
25
"3
1
"1
rc
nIII
x = x(X,t)
(2.5.1)
The displacement vector u for the material point P a t the current time t is defined as
u=x
x = x(X,t) - x
(2.5.2)
As shown in Figure 2.11, we now consider a differential material vector dX in the neighborhood of point P a t t= 0. At the current time t, the differential material vector dX is
26
Reference configuration
(time 0)
\,Current configuration
\
(time t)
I
I
I
,fly-.
\
\
\
.-0
Time 0
0 / - - -
Timet
deformed into a!x. The magnitudes of dX and a%are defined as dSand ds, respectively,
as
dS = Jdx-dx =
ds =
,/a
4Z-X= 4
-
(2.5.3)
(2.5.4)
= ds/dS
(2.5.5)
The orientations of the material vectors dX and a% are defined as N and n, respectively,
as
=
dx/'Il4
n = dx/lldxll
(2.5.6)
(2.5.7)
The rotation of the material element dX can be obtained fi-om a comparison of N and n.
The deformation gradient tensor F is defined as
dx=F.dX
(2.5.8)
In this way, the deformation gradient tensor can be used to characterize the general
deformation near the material point P, for example, the stretch and rotation of the differential material vector dX.
The Lagrangian strain tensor E can be defined by
( d s ) 2- ( d S ) 2 = 2dX. E . dX
(2.5.11)
Substituting Eqs. 2.5.3 and 2.5.4 into Eq. 2.5.11 with use of Eq. 2.5.8 gives
Ex-F
2
.F-I
(2.5.12)
where FT represents the transposition of F, and I represents the unit tensor. In the
component form, Eq. 2.5.12 can be expressed as
27
28
xi = xi
+ ui
(2.5.15)
(2.5.16)
When the magnitudes of the displacement gradients aui/&Yj are small, the Lagrangian
strains Ey are reduced to the small or infinitesimal strains cij as
(2.5.17)
(2.6.1)
As shown in Figure 2.12(c), the rectangular material element is changed into a parallelogram. As shown in this figure, the rotation of AXl gives Au2, and the rotation of
AX2 gives Aul. The orientation changes for AX1 and AX2 are denoted as 01 and 62 as
(2.6.3)
(2.6.4)
In this figure, the angle between A X , and A X 2 decreases from n/2 to $. The engineering shear strain yl2 is defined as the decrease of the angle from n/2 to $, Therefore,
the engineering shear strain y12 can be estimated as
(2.6.5)
AS A X , and A X 2
are
(2.6.6)
(2.6.7)
az12 au,
ax, ax2
y12 = -+-
(2.6.8)
The shear strain for convenience of tensorial and mathematical operations is defined
as
(2.6.9)
29
30
Figure 2.13 shows two neighboring material points P and Q and their displacements.
We now consider the small strain tensor from the viewpoint of the displacement gradient
tensor. Points Pand Q have the displacement vectors up and uQ,respectively, as
up = uiPei
(2.6.10)
= u?e.
(2.6.11)
UQ
A 2'
X1
X3
(2.6.12)
Au.z = uz Q - ui
(2.6.13)
(2.6.14)
In the component form,
(2.6.15)
(2.6.17)
P represent the components of the displacement gradient tensor at point P.
where ui,
We can decompose the displacement gradient tensor into a symmetric part and an antisymmetric part as
(2.6.19)
The first part or the symmetric part is defined as the infinitesimal strain tensor l i jas
(2.6.20)
The infinitesimal strain tensor E has six components. The infinitesimal strain tensor
defined here is consistent with the elementary definitions of the small strains from the
elongation and change of angle for two line elements in the two-dimensional cases, as
discussed earlier. The definition also is consistent with that of the Lagrangian strain
when the displacement gradients are small. The second part or the anti-symmetric part
as
is defined as the rotational tensor
(2.6.2 1)
The rotational tensor o has three components. The rotational tensor o can be shown to
relate to the rotation of a line element dX under the displacement field.
31
32
Em
7 Different Stress Tensors
When a solid body is under finite deformation, different stress tensors are needed for
convenience. The Cauchy stress tensor Q is based on the force per unit deformed area.
Other stress tensors can be defined from the work rate per unit reference volume. The
work rate per unit reference volume can be written as
= t:D
(2.7.1)
= t:F
= S:E
where acolon ":" denotes the dyadic product. In Eq. 2.7.1, IF1 represents the determinant
of the deformation gradient tensor F, and D represents the rate of the deformation tensor, which is the symmetric part of the velocity gradient tensor Vu. Here, t represents
the Kirchhoff stress tensor, which can be defined as
t =
IFIQ
(2.7.2)
In Eq. 2.7.1, t represents the nominal or the first Piola-Kirchhoff stress tensor, which
is defined as
t =
IF~F-~
.Q
(2.7.3)
where F-' represents the inverse of the deformation gradient tensor F. In Eq. 2.7.1,
F is the deformation gradient rate tensor, which represents the work-conjugate strain
rate tensor to the nominal stress tensor t. Note that the nominal stress tensor t is not
symmetrical. In Eq. 2.7.1, S represents the second Piola-Kirchhoff stress tensor, which
is defined as
where ( F - l r represents the transpose of the inverse of the deformation gradient tensor
F-'. In Eq. 2.7.1, E is the Lagrangian strain rate tensor, which represents the workconjugate strain rate tensor to the second Piola-Kirchhoff stress tensor s. Note that the
second Piola-Kirchhoff stress tensor S is symmetric. These stresses are convenient to
use when a convected coordinate system is used to describe the kinematics.
Now we consider a solid body with reference to a Cartesian coordinate system, as
shown in Figure 2.14. Here, X represents the position vector for the material point P
in the reference or undeformed configuration, x represents the position vector for the
material point P i n the current or deformed configuration, and u represents the displacement vector for the material point P.The body has a volume Vo and a surface So in the
33
SO
T\
\
I
D'
7 fdV
undeformed configuration. The body has a volume Vand a surface S i n the deformed
configuration. The classical principle of virtual work with respect to the deformed
configuration can written as
jsT@uidS
+ jV (A - pai)6uidV = jvoij6&ijdV
(2.7.5)
where 6ui represent the components of the virtual displacement 6u. Here, 6~~are
(2.7.6)
associated with the virtual displacement 6u. The principle ofvirtual work with respect
to the undeformed configuration can be written as
(2.7.7)
where $represent the components of the position vector X, and $represent the components of the first Piola-Kirchhoff stress tensor t. A subscript or superscript zero represents
34
a field quantity for a material point in the undeformed configuration. In this case, the
equations of motion based on the undeformed configuration can be written as
(2.7.8)
The traction To referred to the undeformed surface with a unit normal N is related to
the first Piola-Kirchhoff stress tensor t as
When a solid body is under large deformation, a convected coordinate system can be
adopted to describe the kinematics. In a convected coordinate system, a set of coordinates (51,5 ~ ~ 5 3is)used to identify a material point in a solid in the undeformed and
deformed configurations. The position vectors of the material point of interest in the
undeformed and deformed configurations are denoted as
O x = O x ( 519
52 153)
= x(61$<Z3<3)
(2.7.10)
(2.7.11)
The displacement u usually is defined with respect to the base vectors associated with
the undeformed configuration. Because the sheet usually is flat before forming, a Cartesian coordinate system typically is used to describe the undeformed configuration. The
covariant base vectors in the undeformed and deformed configurations are defined as
(2.7.13)
dx
(2.7.14)
Usually, when a Cartesian coordinate system is used to describe the undeformed configuration, the base vectors ogi can be thought of as the usual Cartesian base vectors that
have a magnitude of unity and are mutually orthogonal to each other. Note that
The metric tensors associated with the undeformed and deformed bodies are
(2.7.16)
gij = g i ' g j
(2.7.17)
The covariant components of the Lagrangian strain E with respect to the base vectors
in the undeformed configuration are
(2.7.18)
The Lagrangian strain tensor E can be written in terms of the covariant derivatives of
the displacement u as
(2.7.19)
The stress tensors usually are defined with respect to the base vectors associated with
the deformed configuration, especially when plasticity theories are used to describe the
constitutive laws. Because
It easily can be shown that the contravariant components of the second PiolaKirchhoff stress S with respect to the undeformed base vectors are equal to the contravariant components of the Kirchhoff stress z with respect to the deformed base vectors
Finally, the classical principle of virtual work can be written alternatively with respect
to the undeformed configuration as
(2.7.22)
where
(2.7.23)
Note that the principle of virtual work is integrated over the original known configuration
of the solid body. This equation is the starting point for our finite element formulations.
Then the following step is to specify the constitutive relations between the Kirchhoff
35
36
stress tensor T and the Lagrangian strain tensor E. Usually, a rate form of the principle of
virtual work is needed. Therefore, a rate form of the constitutive relation between 7 and
E is needed for setting up the finite element formulation. Commonly used constitutive
laws in the rate form for plastically deformed materials are discussed in Chapter 3.
e x -L
- Lo
(2.8.1)
LO
F
"3
dl
d& = 1
(2.8.2)
where I is the current gage length, and dl represents the differential gage length. The
true strain or the logarithmic strain E is defined as the differential strain integrated over
the deformation history from the reference gage length Lo to the current or deformed
gage length L as
(2.8.3)
37
(2.8.4)
As the sheet specimen is extended, the cross-sectional area of the gage section decreases.
When the extension of the specimen is small due only to elastic deformation of the materials, the decrease in the cross-sectional area of the gage section is small and negligible.
The engineering stress S is defined as the force F applied to the specimen divided by
the original cross-sectional area A, as
s = -F
(2.8.5)
A0
When the extension of the bar becomes large due to plastic deformation, the decrease
of the cross-sectional area of the gage length becomes large and not negligible. The
true stress o is then defined as the force F divided by the deformed or current crosssectional area A as
F
o=-
(2.8.6)
When the large plastic strains are considered in the deformation history, the true stress
and true strain relation usually is used as the input of the materials. The engineering
stress-strain relation and the true stress-strain relation are plotted schematically in
Figure 2.16. In this figure, the initial part of the curve is linear, which represents the
linear elastic response of the material. The elastic portion is exaggerated in this figure.
As shown in Figure 2.16, the true stress-strain relation gives a higher stress for a given
strain when compared to the engineering stress-strain curve. For ductile sheet metals, the
engineering stress-strain curve usually shows a maximum, as shown in Figure 2.16.
Strain
p.9
Reference
Spain, B., Tensor Calculus, Oliver and Boyd, Edinburgh and London, U.K., 1956.