Académique Documents
Professionnel Documents
Culture Documents
7/301, 2014
Purpose of presentation: To get comment on the progress of my PhD dissertation content.
Area (ha)
44
44
112
178,120
76,924
700,831
Forest function
1.
2.
3.
Conservation Forest
Protection Forest
Limited Production
Forest (HPT)
Fixed Production Forest
Total
4.
Covered
(Ha)
(%)
140.700
32,68
4 4.400
13,98
5.000
14,99
8.200
198.300
4,28
20,38
84,28
65,97
No Data
(Ha)
(%)
96.530
22,42
12.615
3,97
1.800
5,40
21.932
132.877
11,44
13,65
TOTAL
(Ha)
430.474
317.615
33.358
(%)
100
100
100
191.732
973.179
100
100
In general, environmental policy analysis, among other efforts, is intended to present the
social and environmental outcomes of given policies in the hope that better decisions will result
when people have better information on which to base their decisions (Loomis and Helfand
2001). In the case of HKm, the latter has been addressed by different studies. For example, a
study conducted by Pender et al. (2008) found that the HKm program in protection forests in
West Lampung reduced deforestation. Farmers also improved forest stocking through enrichment
planting, which could also serve as shade trees for their main crop, i.e., coffee. Similarly, Mahdi
et al. (2009) reported that the watershed management program related to the HKm program in
protection forest has greater contributed to the alleviation of loss of forest cover as well as
decreased water flow and soil erosion. Despite these and similar study focuses on the
implementation and forest outcome of HKm, the livelihood impact of HKm in protection forest
on participant farmers hardly been investigated.
Table 4. Progress of HKm program in Lampung until September 2013
No.
District
HKm area
Amount of
(Ha)
HKm permitted
1. Lampung Barat
6.562,63
26
2. Lampung Utara
5.330,00
5
3. Tanggamus
14.608,52
14
4. Lampung Tengah
5.792,00
24
5. Way Kanan
1.295,00
1
TOTAL
33.588,15
70
Source: Forestry Officer of Lampung Province, 2013
Amount of HKm
farmers (HH)
7.509
2.773
5.722
3.574
623
20.251
HKm is the one of CF program that was established by Indonesias government at the state
forest and the objective of the program is to empower local communities by granting them the
right to utilize protection forest land (Arifin, 2006), to practice sustainable forest management,
thereby sustaining forest functions and the environment and improving social well-being
(Pender, J. et. al., 2008). HKm has established since 1995 after the central government issued
Ministry of Forestry Decree no. 622/Kpts-II/1995 that focused on involving community around
forest in the rehabilitation of degraded forestland on production and protection forest (Jeffrey Y.
Campbell, 2002; Fay and de Foresta. 1998). At this time, forest management still put greater
company so that this program was less successful. After financial crisis in 1998, management
forest by participation of community sound stronger than before (Arifin et al. 2009). HKm
regulatory changes to improve implementation in the field is still encountering many obstacles,
especially relating to farmers and local governance. HKm regulatory has changed in seven times,
and the last revision of Act is P.52/Menhut-II/2011.
Chapter 6
Chapter 5
Impact on Local Livelihood
Objective 1
Chapter 4
Present State of Community Forestry and Its challenges
Objective 2
Objective 3
Human
Shocks
Trends
Seasonality
Natural
Livelihood
Assets
Vulnerability context
Financial
Social
Structures
- Levels of government
- Private
sector
- Law
- Policies
- Facilitates
Influence
- Incentives
- Institutions
Processes
Physical
Livelihood outcomes
More income
Increased well-being
Reduced vulnerability
Improved food security
More sustainable use of natural resource base
Livelihoods strategies
- Natural resources based
- Non-natural resources based
- Migration
3. Methodology
3.1 Research Approach
3.1.1 Research strategy- Case study
A case study is a research strategy which investigates a particular contemporary event such as
HKm program, in depth within its real life context. It relies on multiple source of evidence . I use
single case study with embedded unit analysis (Yin 2003). Two embedded unit analyses are
selected based on their major livelihood. The first one is coffee based livelihood while the
second one is rubber based livelihood.
3.1.2 Research design
Research design deals with a logical problem and not a logistical problem (Yin 2003). Before a
builder or architect can develop a work plan or order materials they must first establish the type
of building required, its uses and the needs of the occupants.
The work plan flows from this. Similarly, in social research the issues of sampling, method of
data collection (e.g. questionnaire, observation, and document analysis), design of questions are
all subsidiary to the matter of what evidence do I need to collect? Too often researchers design
questionnaires or begin interviewing far too early before thinking through what information they
require to answer their research questions. Without attending to these research design matters at
Livelihood strategies:
Agroforestry
NTFP cultivation
Animal husbandry
Off farm activities
Water resource management
Livelihood capital/assets:
Human, natural, social, physical, financial
ustainability
Livelihood strategies:
Agroforestry
NTFP cultivation
Animal husbandry
Off farm activities
Water resource management
Livelihood capital/assets:
Human, natural, social, physical, financial
ustainability :
Environmental
Economic
Social
Institutional
Methodology
3.1 Research Approach
3.1.1 Research strategy- Case study
A case study is a research strategy which investigates a particular contemporary event such as
HKm program, in depth within its real life context. It relies on multiple source of evidence. I use
single case study with embedded unit analysis (Yin 2003). Two embedded unit analyses are
selected based on their major livelihood as well as external support of protection forest
management. The first one is coffee based livelihood and supported by NGO. Thewhile the
second one is rubber based livelihood supported by district government.
3.1.2 Research design
Research design deals with a logical problem and not a logistical problem (Yin 2003). Before a
builder or architect can develop a work plan or order materials they must first establish the type
of building required, its uses and the needs of the occupants.
The work plan flows from this. Similarly, in social research the issues of sampling, method of
data collection (e.g. questionnaire, observation, and document analysis), design of questions are
all subsidiary to the matter of what evidence do I need to collect? Too often researchers design
questionnaires or begin interviewing far too early before thinking through what information they
require to answer their research questions. Without attending to these research design matters at
the beginning, the conclusions drawn will normally be weak and unconvincing and fail to answer
the research question.
Total
Area
(ha)
645
1,295
This study was conducted in two HKm farmer group areas; Site A is located in Bina Wana farmer
group area which reside in Tribudi Sukur and Tribudi Makmur Village, Kebun Tebu sub District,
West Lampung District and site B is located in Jaya Lestari farmer group area which reside in
Menangajaya Village, Banjit sub District, Way Kanan District. In the both of areas, high level of
deforestation and forest degradation was occurred since the fall of the Government of Suharto
Presidency. The rate of deforestation peaked in the 1999-2000 period, when farmers took
advantage of the fall of the Government of President Suharto and the relative freedom of the
early days of Reforms to expand coffee production in the protection forest. Communities cut the
forest and replaced by agricultural crops such as coffee, cocoa, rubber, and palm oil (Miyamoto
2006). These areas are representative of many other upland areas classified as protection forest
found along the mountainous of Sumatra (Verbist et al. 2005). Protection forest has a very
Lampung province
A
Java Ocean
Hindi ocean
Figure : Location of the study site. A) Tribudi Syukur and Tribudi Makmur villages area; B) Menang
Site B is conducted in Jaya Lestari farmer group area in protection forest Register 24 Bukit
Punggur (20,851 ha) in Menangajaya village, Banjit sub district, Way Kanan District, Indonesia.
Site B was selected because representative for transition from coffee to rubber trees in protection
forest area. Most of HKm farmer in this area had already replaced the coffee crops to rubber.
Based on interviews results of staff from forestry office of Lampung province and way kanan
district, it was concluded that changes in crop cultivation in the land from coffee to rubber is
supported by the government because rubber crop is deemed to have advantage over coffee crop
in maintaining the function of protection forest. HKm program in Menangajaya village was
implemented in 2011 and mainly support by local government. There is no international NGOs
and only few local NGOs which working here. Almost in the same time deforestation and forest
degradation was occurred in this register. Cash crop has been planted by the communities
generally was coffee. However in 2005, rubber plant was cultivated by communities to replaced
coffee as a continuation of Forest and Land Rehabilitation National Program/Gerakan Nasional
Rehabilitasi Hutan dan Lahan (GNRHL) from Government since 2003.
Reason
Bina Wana
Peace
Income
Maintai
n forest
Follow
governmen
t program
Get
Get
assistance
certificate/ and experience
permission
12 (25.00) 11(22.92)
2 (4.17)
9 (18.75)
26 (54.17)
13 (27.08)
Jaya Lestari
15 (25.00) 7 (11.67)
3 (5.00)
20 (33.33)
13 (27.08)
12 (20.00)
Total
27 (25.00) 18 (16.67)
5 (4.63)
29 (26.85)
39 (81.25)
25 23.15)
44
27
18
54
17
Wide (ha)
1,970.09
6,490.00
1,200.00
4,410.00
2,547.22
12,061.30
5,745.00
1,295.00
35,718.61
Year
Law Number
Type of Law
Title
Change on
1.
1995
622/KPTSII/1995
1998
677/KptsII/1998
Community
Forest
Guidance
Community
Forest
2.
Decision of
Forestry
Ministry
Decision of
Plantation
and Forestry
Ministry
3.
1999
865/KptsII/1999
Community
Forest
4.
2001
31/KptsII/2001
Decision of
Plantation
and Forestry
Ministry
Decision of
Forestry
Ministry
5.
2007
P.37/MenhutII/2007
Regulation of Community
Forestry
Forest
Ministry
6.
2009
P.18/Menhut-
Community
Forest
Management
Year
Law Number
Type of Law
Title
Change on
II/2009
Forestry
Ministry
Change of
P.37/MenhutII/2007
7.
2010
P.13/MenhutII/2010
8.
2011
P.52/MenhutII/2011
BW
JL
1999
2007
No
Yes
Not yet
Already
HKm farmer
group
4
IDR
100
million
Education
Training
<25 - 50 years
> 50 years
Sunda
Jawa
Lampung Sumendo
C Packet
Elementary School
Yunior High School
High School
None
Maximum 2 times
More than 2 times
Maximum 1 million IDR
Monthly Income
Maximum 1 ha
More than 1 - 2 ha
Cultivation Area of
More than 2 ha
farmer
Non-HKm Area
HKM/ Non-HKm
Outside of Lampung Province
Origin of farmers
Outside of district
Born in district
Origin of cultivated Inherited from parents
land
Cleared forest
Purchased
HKm
Non-HKm
HKm
Non-HKm
HKm
Non-HKm
14 (23.33)
27 (45.00)
9 (15.00)
18 (30.00)
3.33
22 (36.67)
24 (40.00)
14 (23.33)
18 (30.00)
12 (20.00)
28 (46.67)
Have cultivated
since
Renting
From government
Before 2000
land
2000 2007
After 2007
$1 IDR 9,727
2013
Poor
Before
2013
2.88
2.52
2.81
48.9
44.7
6.4
31.9*
1.81*
95*
63.8
36.2
0
8.5*
1.52*
51.1*
63.8
36.2
0
23.4*
1.69*
85*
1.30*
0.69*
3565.625
87
67.5
0.8
0.29*
X
X
X
0.8
0.31*
1910.625
20.625
50.438
1.813
2.0
1.813
75
12.5
0
0
93.7
0
12.5
2.25*
0
2.1*
6.3
2.06*
2.93*
2.5*
2.75*
100
100*
100
10.64*
100
100*
62.375*
0
30.25*
10
54.25*
3
2013
37.5*
12.5
Poor
Before
60*
5
2013
50*
12.5
50*
0
0
0*
100*
0
100*
50*
56.2*
100
25*
5
10
10*
75*
0
50*
50
0*
62.2*
37.5*
0
6.3
0*
93.7*
0
93.7*
43.7
43.8*
81.2*
0 (0)
3.13
(62.5)*
5.688
(68.7)
50*
75
2.125
65621250
36593875
0 (0)
0.36
(12.5)*
3.05
(62.7)
10*
85*
2.75
XX
XX
0 (0)
1.81 (62.5)*
50*
6.3
43.8
0
20
80
0
25
75
3.125 (68.7)
18.7*
75*
1.875
33445375
20162027.5
Significant difference between before and after of each wealth class (P<0.05)
Poor
Before
100.0
10.6
6.4
4.3
4.3
0.0
0.0
0.0
2.1
2.1
2.1
87.2
34.0
2.1
14.9
2013
100.0
21.3
4.3
6.4
4.3
0.0
0.0
0.0
2.1
2.1
2.1
85.1
38.3
6.4
17.0
Livelihood Strategies
Rich
Middle
Poor
Before 2013
Before 2013
Before 2013
1.
100.0
91.5
100.0
97.9
100.0
100.0
2.
46.8
80.9
31.9
55.3
10.6
21.3
3.
19.1
19.1
8.5
10.6
6.4
4.3
4.
Fishery (%)
10.6
17.0
8.5
12.8
4.3
6.4
5.
44.7
55.3
19.1
25.5
4.3
4.3
6.
8.5
12.8
4.3
6.4
0.0
0.0
7.
12.8
17.0
8.5
8.5
0.0
0.0
8.
10.6
10.6
6.4
8.5
0.0
0.0
9.
12.8
17.0
10.6
12.8
2.1
2.1
10.
12.8
6.4
10.6
2.1
2.1
11.
10.6
10.6
6.4
8.5
2.1
2.1
12.
0.0
0.0
31.9
23.4
87.2
85.1
13.
Livestock (%)
19.1
19.1
59.6
66.0
34.0
38.3
14.
Craftsman (%)
0.0
0.0
8.5
8.5
2.1
6.4
15.
0.0
0.0
8.5
8.5
14.9
17.0
Vulnerability context
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