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Address correspondence to Marc Scholten, Rua Diogo de Silves 16A, 1400 Lisboa,
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Journal of Business Research 37, 97-104 (1996)
1996 Elsevier Science Inc.
655 Avenue of the Americas, New York, NY 10010
Hierarchy-Of-Effects Models
When is advertising effective and when is it not? This question
has often stimulated heated debate between two camps in the
world of marketing and advertising (Barry, 1987). According to
one view, advertising is effective only if it sell s . Thus, advertising
effectiveness is assessed by investigating the relationship between advertising expenditures and brand sales (e.g., Little,
1979). The other view stresses that advertising can satisfy its
ultimate objective of affecting demand only by establishing a
hierarchy of intermediate effects in its audience. Thus, an advertising message or campaign may be evaluated against the objective of establishing a hierarchy of effects up to any particular
stage, not necessarily the stage of demand (e.g., Colley, 1961).
A compromise position is, of course, that any message or campaign should be evaluated in terms of the entire hierarchy of
effects, including sales effects (Urban and Hauser, 1980).
Many hierarchy-of-effects models have been advanced for
advertising effectiveness (for an overview, see Barry, 1987).
Each model in this paradigm has assumed a particular sequence
of stages that consumers pass through until demand is affected.
For instance, Colley's (1961) defining-advertising-goals-formeasured-advertising-results (DAGMAR) model assumes a sequence of awareness, comprehension, conviction, and action,
whereas McGuire's (1978) information-processing model
(IPM) assumes a sequence of presentation, attention, comprehension, yielding, retention, and behavior.
Two major criticisms have been raised for such traditional
models in the hierarchy-of-effects paradigm. One is that they
fail to consider the marketing situation in which an advertising
message is transmitted or an advertising campaign is run and,
particularly, the consumer audience at which the message or
campaign is targeted. According to Ehrenberg's (1974) awareness-trial-reinforcement (ATR) model, for instance, repeated
advertising may be effective in three successive stages of consumer behavior, gaining brand awareness, making a trial purchase, or stimulating and sustaininga repeat buyinghabit if prior
experience was satisfactory. Whereas the traditional models
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Elaboration-Likelihood Model
Petty and Cacioppo's (1981, 1986) elaborauonqikelihood
model (ELM) has been advanced as a general framework for
the study of persuasion in the field of social psychology. With
its application to advertising communications (Petty and Cacioppo, 1983; Petty et al., 1983), the model has obtained a great
popularity in the field of consumer behavior. This section will
provide a brief review of the model.
The ELM predicts changes in attitude toward an advertised
brand, where an attitude refers to a global evaluation of the
brand. The model identifies two distinct routes toward attitude
change. One is the central route, along which the consumer
changes his attitude on the basis of elaboration on arguments.
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route makes people more able to report the same attitude over
time, to defend their attitude against opposition, and to behave
on the basis of their attitude than persuasion along the peripheral
route. The validity of these assumptions may be seriously restricted by the operation of factors other than the route toward
persuasion.
Peripherally changed attitudes, as acknowledged by Petty
and Cacioppo (1983), may become relatively persistent through
repetition of an ad. Given that repetition is the rule rather than
the exception in advertising, this poses a serious restriction on
the validity of the differential-persistence assumption. Even
when having become relatively persistent through repetition,
however, peripherally changed attitudes are, according to Petty
and Cacioppo (1983), less resistant to counterpersuasion than
are centrally changed attitudes. More recently, Haugtvedt et al.
(1994) have defended the ELM on the basis of evidence that,
under moderate motivation, variation of cues across repetitions
may yield less resistant attitudes than variation of arguments
across repetitions, while these variation tactics yield equally
polarized and persistent attitudes. With motivation held constant at a moderate level, however, it remains inconclusive
whether people who accidentally followed the peripheral route
had less resistant attitudes than those who happened to follow
the central route. The differential-resistance assumption, then,
awaits confirmation that it is relatively easy to argue against
effective cues.
Petty and Cacioppo (1983) have further argued that cues,
without the benefit of repetition, are relatively vulnerable to
memory loss. Alba et al. (1992) have challenged this by arguing
that cues may beat arguments on such memory-enhancing as-
Information-Processing Model
Like the ELM, McGuire's (1972) IPM has been advanced as a
general framework for the study of persuasion in the field of
social psychology. Perhaps due to the popularity of the ELM, the
application of the IPM to advertising communications (McGuire,
1978) has received progressively less attention in the field of
consumer behavior. The remainder of this article will attempt
to revitalize interest in the IPM by proposing it, after appropriate
revision, as a general framework for the study of advertising
effectiveness. This section will provide a brief review of the
original model.
The IPM classifies the antecedents of advertising effects into
source factors (who communicates?), message factors (what is
communicated and how is it communicated?), receiver factors
(at whom is the communication targeted?), channel factors
(where, when, and how is the communication transmitted?),
and destination factors (what is the target effect of the communication?). The IPM further identifies advertising effects in terms
of the six hierarchically ordered stages referred to earlier, presentation of the communication, attention to the communication, comprehension of the arguments and conclusion, yielding
to the conclusion, retention of the new attitude, and behavior
on the basis of the new attitude.
Finally, the IPM adopts three major postulates. According
to the mediation postulate, the hierarchy of stages represents
a Markov chain of effects mediating the relationship between
advertising and demand. Each effect will occur with a particular
J Busn Res
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101
tive view that cognitively complex changes in consumer attitudes are necessary for effective advertising and thus resolves
the challenge posed by the low-involvement hierarchy and the
ELM. As a corollary, "yielding" to the conclusion is replaced by
"persuasion", which refers to attitude change.
Third, the compensation postulate is removed from the
model. Although the notion that an antecedent factor may have
opposite effects at different stages provides a valuable reminder
for formative and evaluative research on advertising effectiveness, the IPM merely restricts its validity by raising compensation to a principle according to which an antecedent factor
generally does operate in opposite directions at different stages.
Fourth, the situational-weighing postulate is reformulated.
Situational weighing is taken to refer to situational attenuation
of effects induced by an antecedent factor, regardless of whether
these effects are induced in different stages or in the same stage
in the hierarchy. Moreover, situational attenuation is assumed
to have direction and polarity, ranging from fully negative (i.e.,
the situation guarantees that a particular response will not occur), through neutral (i.e., the antecedent factor has its full effect
on the occurrence of the response), to fully positive (i.e., the
situation guarantees that the response will occur). Thus reformulated, the situational-weighing postulate provides the IPM
with a considerable power to synthesize empirical evidence
and, as will be argued later, to incorporate rival proposals in
the hierarchy-of-effects paradigm. While a complete review
of relevant research is beyond the scope of this article, the
applicability of the revised postulate may be illustrated with
evidence presented by Goldberg and Hartwick (1990) that
suggests a positive change in advertiser reputation may change
an inverted U-shaped relationship between advertising puffery
and brand preference into a monotonically increasing relationship. This follows when reasoning that, at the reception stage,
puffery stimulates proargumentation in the form of product
attributions (since there is no smoke without fire) but also
stimulates counterargumentation in the form of source attributions (since good wine needs no bush) and that a positive change
in advertiser reputation attenuates counterargumentation.
Fifth, the "destination factors" are removed from the antecedent side of the model. Instead, target effects are to be specified
in terms of the five hierarchically ordered stages on the effect
side. For a correct appreciation of the revised IPM, however,
it is necessary to realize that, just as each component on the
antecedent side represents a class of factors from which a selection can be made for any particular research purpose, each
stage in the hierarchy represents a class of possible target effects.
Whereas, for instance, the ELM takes "persuasion" to refer to
a changing evaluation of an advertised brand, the revised IPM
allows for other effects as well. When adopting the view that
an attitude toward a brand is essentially an association between
the brand and a specific evaluation, it follows that not only the
evaluation but also the strength of the association may change.
According to Fazio's (1986) process model of attitude-behavior
consistency, the strength of association determines the accessi-
102
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M. Schotten
1996:37:97-104
Source:
ilBehavior~
Who C o m m u n i c a t e s ?
Message:
What
Is C o m m u n i c a t e d
(Substance)?
H o w Is It
Communicated
(Style) ?
Channel:
Where,
When,
And How
iTi-
Retention
~,
Is The C o m m u n i c a t i o n
Transmitted?
Receiver:
At W h o m Is T h e
W h a t Is The
Communication
T a r g e t E f f e c t Of
Targeted?
The Communication?
This work has greatly benefited from comments by two anonymous reviewers
of the First International Research Seminar on MarketingCommunications and
Consumer Behavior The contributions and comments of Rik Pieters and Hans
Welling are also greatly appreciated.
J Busn Res
1996:37:97-104
103
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M. Scholten