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THE
TESTAMENTOF
OTHER
ABRAHAMAND TOROK'S
FAILEDEXPIATIONOF GHOSTS
THE
LANE
CHRISTOPHER
Nicolas Abraham and Maria Torok. THE SHELLAND THE KERNEL.Vol. 1. Ed.,
trans., and intro. Nicholas T. Rand. Chicago: U of Chicago P, 1994.
Nicholas Rand and Maria Torok. QUESTIONSA FREUD:DU DEVENIR DE LA
PSYCHANALYSE.Paris: Belles Lettres-Archimbaud,
1995.
. "QUESTIONSTO FREUDIAN PSYCHOANALYSIS:DREAM INTERPRETATION,REALITY,FANTASY."Trans.Rand.CriticalInquiry19.3 (1993): 56794. ["QFP"]
1. Prologue
Nicolas Abrahamand Maria Torok may be best known for advancing a theory of
transgenerationalhaunting.According to this theory,repressedsecrets are passed from
one generation to the next if they are "encrypted"as unprocessed and traumatic
information.Before Abraham'sdeath in 1975, he and Torok saw their analytic role as
reparative:Encouragingtheir analysands to mourn repressed secrets, they hoped to
transformtheir analysands'perspectiveson family history.
AbrahamandTorokquickly becameknownfor expandingFreud'semphasison the
subject'sconflictingdesiresandidentifications.From1968on, whenAbrahampublished
"L'ecorceet le noyau"("TheShell andthe Kernel")as an extendedreview of Laplanche
and Pontalis's TheLanguage of Psychoanalysis,he andTorokpublishedtheirclaims in
cheerfuldefianceof Freudianorthodoxy,acquiringa reputationin France-and, later,in
Englandand the United States-for shatteringsuch "doctrinaire"elements of psychoFortheiradviceandcommentary
onanearlierdraft,
I thankJonathan
and
Culler,JasonFriedman,
IalsothankJudithFeherGurewich
andDavidMarriottfor
Timothy
Murray.
invitingmetopresent
shorterversionsof thispaperat HarvardUniversity
andtheUniversity
of London.
diacritics / winter 1997
ascentraltopsychoanalysis"
Inbrief,hedidnotregardLacan'sre-elaborations
[598;myemphasis].
This difficulty about conceptual debts and acknowledgmentobviously was compounded by
Abraham's "bizarre"treatmentby the Societe Psychanalytiquede Paris (wherehe hadpreviously
undergonetraining),when his application,in 1975, to become an adheringmemberwas rejected
[597-98, 601]. Thesituationworsenedafter Lacan's "astonished"and "aggressed"responseto
thepublicationsuccess of Abrahamand Torok'sCryptonymie:Le verbierde l'homme aux loups
(1976) [600]. In a commentarypublished in Oricar? [14 (1978): 8-9], Lacan registered his
"surprise"andirritationthatDerrida "suppliedthis lexiconwithaferventandenthusiasticpreface
['Fors']" [Lacan, qtd. in Roudinesco6001.
2. In correspondencewith me, which I reproducewith his permission,Rand distinguished
Abrahamand Torok'sclinical differenceswith Freudfrom his own intellectualargumentswith
Freud: "Itis perhapsI, morethanAbrahamand Torokthemselves,whostresstheirdifferenceswith
Freud. In an earlier versionof the introduction,I had includeda sentencewhichdesignatedthem
as 'unfreudianFreudians.' The double edge there is significant." For elaboration of Rand's
argument,see "Family"as well as his collaborationswith Torok:"TheSecretof Psychoanalysis,"
"Apropos de travaux, "Questionsa ... M. Toroket N. Rand," and Questionsa Freud.
3. Unless otherwise indicated, all subsequentreferences are to The Shell and the Kernel,
vol. 1.
4
desires: they reduce these desires to their demands,which makes the task of
converting them into their own that much easier. Isn't that the reasonable
way?-it is certainlythe one they have adopted.
But sometimesdesire is not to be conjuredaway, but appears ... at the
centre of the stage, all too visibly, on thefestive board.... ["Direction"262]
Whenputthis way, the searchfor a "cure"fostersa panaceathatmay be moredistressing
thanthe symptom,given its ensuingpromiseof resolving psychic conflicts. Pushingfor
this "resolution"may also encouragethe analystto readpatients'fantasiesliterallyand
coercively-insofar as theyreproducethe analyst's.Lacanwas contemptuousaboutsuch
therapy,seeing its wish to reinstatethe ego as complicit in the analysand'sdenial of
unconscious conflicts, and thus as entirelycounterto the principlesof psychoanalysis:
"Whatnobilityof soul we displaywhenwe revealthatwe ourselvesaremadeof the same
clay as those we mould!Now that'sa naughtythingto say. Butit's hardlyenoughforthose
at whom it is aimed, when people now go about proclaiming, under the bannerof
psychoanalysis, that they are striving for 'an emotional re-educationof the patient"'
["Direction"226].5
Radically downplaying Freud's and Lacan's claims about intrapsychicconflict,
AbrahamandTorokcreditthe ego witha basic capacityfor coherencewhile representing
sexuality (and the drives) as entirely amenable to consciousness. As we'll see, this
emphasison egoic coherencetakes Abrahamand Torokbeyondthe purviewof psychoanalysis and into the realm of psychology. At such moments, Abraham'stheoretical
differenceswith Torok(and implicitlywith Rand)articulatewhat I shall call a fault line
runningthroughoutTheShell and the Kernel.
This faultline appearswheneverAbrahamandTorokdiscuss theirpatients'testimonies andfantasies.Since speechinadequatelyrepresentsthe sexualdimensionof fantasy,
theanalysand's testimony,while one of themostcompellingformsforexpressingpsychic
distress, is also a profoundlyunreliableindicator of what is wrong. To obviate this
problem,Freudstressedthe importanceof interpretingparapraxes-slips of the tongue
and bungled actions-betraying the subject in the act of speech and action. At such
moments,he claimed,one "hears"egoic resistanceand unconsciousdesire,the analyst's
difficulttaskbeing to distinguishone fromthe other["Analysis"224-25,235]. Whilethe
"talkingcure" thereforeremains a compelling metaphorfor psychoanalysis (without
speech, for instance, the subjectcannot symbolize trauma),the analyst cannot simply
accept or believe that speech is an unequivocaltestamentof a patient'swell-being.
We can put Freud's thesis a little differently:empiricismis unreliablein psychoanalysisfor theprecisereasonthattreatmentis possible. If psychicchangeis to occur,the
psyche must necessarilybe unreliable.The corollaryof this argumentis not difficult to
discern: if the ego and speech were reliable indicatorsof psychic distress, one could
administerself-help with encouragingpep talks, leaving psychic resistanceandconflict
entirely unexamined. Beyond this relatively obvious point lies a drama about the
"evidence"of distress,the "cause"of what is wrong, and the "principle"of how best to
treatthese factors,all of whichconflict with the ego's resistance;such resistanceprotects
the ego from what it finds unbearableand repugnant,but at an immense internalcost:
"Symptomsinvolve suffering,"Freudstressed,"and[this fact] almost invariablydominates a partof the patient's social behaviour"[Three 166]. Since this behaviormay be
neithervisible nor self-evident,JacquelineRose's importantclaim bearsrepeating:We
cannot"deducefrom the externaltrappingsof normalityor conformityin a womanthat
all is in fact well" [92]. Were this ambiguity about appearancesmissing, patients
5. Lacanis quotingthefirstreportof theInternational
whichmetin 1958at the
Symposium,
invitationof theSocieteFranfaisede Psychanalyse,
6.
publishedin Lapsychanalyse
6
presumablycould be persuadedto modify theirbehavior,basedon the rationalexplanation thatit is causing them-and perhapsothers-harm.
MariaToroktouches on this problemin "Storyof Fear:The Symptomsof Phobiathe Returnof the Repressedor the Returnof the Phantom?"(1975), an essay engaging
unconscious fantasy, though her perspectiveis quite differentfrom Rose's. She asks,
"Whyshriekin fear when somebodywantsto show you a pictureyou couldjust as easily
shut your eyes to?" [180]. Torok's partialdilemmain answeringthis questionemerges
when she elaborateson the psychic paradoxesof "penisenvy": "Whatbenefit does the
male derive from subjectingto his masterythe very being throughwhom he could both
understandand be understoodhimself?"[71-72]. ForTorok,the questionis not simply
rhetoricalandthuseasily dismissed;she usefullyframesthisquestionas a needto theorize
aspectsof fantasydefeatingsexualequality.6However,we soonreachtheterrainon which
psychoanalysis confounds political justice and logical solutions to sexual inequality:
"Ourtask is to display the advantagesresulting, for both men and women, from the
institutionalinequalityof the sexes, at least as far as this obtainsin the areaavailableto
psychoanalyticstudy, that is, within the affective realm"[70].
This task is commendable, but it yields only those advantages "available"to
consciousness ratherthan those unable to enter "theaffective realm."Losing patience
with psychic resistanceand anticipatinga conclusive answer,Torok seems unwillingto
allow her question's enigma to raise relatedconcerns aboutunconscious fantasy-for
instance,aboutwhetherpleasureand enjoymentare self-explanatoryor entirelyconsistent with the subject's well-being. She establishesa "conclusive"propositionthatcloses
down this discussion: "Self-to-self revelation throughthe opposite sex would be the
realizationof ourhumanity,andthis is whateludes nearlyall of us" [72]. Torokdoes not
presentthis elusiveness as the best lesson psychoanalysiscan teach us. By arguingthat
it "eludesnearlyall of us,"she presentsthisrealizationas psychoanalysis'sdauntingaim.
Given this proposition's repeatedfailure and manifest heterosexism (it insists on
"revelationthroughthe opposite sex"), we can proposethatthe elements missing here,
which mitigateagainsthumanity's"realization,"arethe sameones thatRanddeprivesof
conceptual resonance in his introductionto The Shell and the Kernel-namely, "the
Oedipuscomplex, the deathdrive,penis envy, the primalscene"[5]. It is not alwaysclear
thatAbraham(and the early Torok)would rejectall of these elements, but we can agree
withRandthatwhathauntsTheShellandtheKernelarethoseenigmas-which Randcalls
the "enemiesof life" [7, 15, 22]-to which Abrahamand Torokrarelygive conceptual
sanction:thetroublingvicissitudesof enjoyment,unconsciousfantasy,drives,andsexual
identity that defeat rational explanation and empirical certitude. To give only one
example, which in some measure"answers"both Torok's question about unconscious
pleasurein sexual inequalityand the statement"nearlyall of us," consider this passage
from her 1959 essay, "Fantasy:An Attempt to Define Its Structureand Operation":
"sexualintercourseaccomplishesthe unionof two narcissisticallycompleteandgenitally
complementarybeings. No doubt this conviction, which happensto be my own, has a
numberof latentmeaningsas well. I am quitepreparedto admitthis, with the stipulation
that these meanings will not be brandedunconsciousfantasies"[33]. Why this stipulation? We can hazardthat it allows Torok to distinguishher argumentabout fantasy's
amenablerelationto consciousnessfromFreud'saccountof dreams,memory,andfantasy
in TheInterpretationofDreams (1900) andThePsychopathologyof EverydayLife (1907
[1901]). Departingradicallyfrom Freud-and, as a consequence,eclipsing his conceptualdistinctionbetweenreverieandwish-fulfillment["Creative"146-49]-Torok claims
that"wecan speakof fantasyas a wakingdream"[34]. Fromthis assertion,it is relatively
easy for her to support fantasy's apparentlysociable and utilitarianprinciples, its
6. Forelaborationon thispoint,see Murray25-64. esp.40 and52-53.
diacritics / winter 1997
scious, so it [the psychic Envelope]utilizes the vehicle of affect or fantasyto move into
the realmof the Conscious" [91].
inTheFourFundamental
aredatedFebruary
remarks
5, 1964[Shell
Conceptsof Psycho-Analysis
75].
13. As BarbaraJohnson remarksin her translator'snote to Derrida's essay, "theword fors
in French, derivedfrom the Latin foris ('outside, outdoors'), is an archaic preposition meaning
'exceptfor, barring, save.' In addition, fors is the plural of the word for, which, in the French
expression le for int6rieur1designates the inner heart, 'the tribunal of conscience,' subjective
interiority.The word fors thus 'means'both interiorityand exteriority,a spatialproblematicthat
will be developedat great lengthhere in connectionwiththe 'crypt'"[Johnsonin Derrida, "Fors"
xi-xiin]. For a Lacanianaccount of this phenomenonas "extimacy," see Miller.
11
argued,"Do we say this in orderto explain the difficultyof the desire?No, ratherto say
thatthe desire is constitutedby difficulty" ["Direction"268].
13
the most daring subtlety does this "style" resemble anything that a French
readercouldexpectto recognizeofaprogramhe wouldfindreassuring.["Fors"
5
XXV]
Body,esp.38-39.
14
15
17
'doesnotoccurinthispaper,thoughFreudhad
18.Stracheyexplains:"Theterm'introjection
papers[i.e.,
alreadyusedit, in a differentconnection,in thefirst of thesemetapsychological
in the
above.Whenhe returnedto thetopicof identification,
'Instinctsand TheirVicissitudes']
at several
chapterof his GroupPsychologyreferredto in thetext,he usedtheword'introjection'
writings[i.e., Beyondthe
points,andit reappears,thoughnotveryfrequently,in his subsequent
PleasurePrinciple(1920)]"["Mourning"
241nl; myemphasis].
18
19
as such"[Shell130;originalemphasis].
cannotbe acknowledged
20. Freud: "Inmelancholia,... countless separate struggles are carried on over the object,
in whichhate and love contendwitheach other; the one seeks to detach the libidofrom the object,
the other to maintainthisposition of the libido against the assault. Thelocation of these separate
strugglescannotbe assigned to any systembut the Ucs., the region of the memory-tracesof things
(as contrastedwith word-cathexes).... Just as mourningimpels the ego to give up the object by
declaring the object to be dead and offeringthe ego the inducementof continuingto live, so does
each single struggle of ambivalenceloosen thefixation of the libido to the object by disparaging
it, denigratingit and even as it were killing it. It is possiblefor the process in the Ucs. to come to
an end, eitherafter thefury has spent itself or after the object has been abandonedas valueless..
.. Theego may enjoy in this the satisfactionof knowingitself as the betterof the two, as superior
to the object" ["Mourning"256-57; original emphases].
20
7. Memoryand Veracity
Turningnow to Randand Torok's 1993 essay, "Questionsto FreudianPsychoanalysis:
Dream Interpretation,Reality, Fantasy,"I hope not only to show why they revised
Abrahamand Torok's earlierwork, but to illustratethe critical trajectoryof Rand and
Torok's presentcollaboration.As Rand avows in his introductionto The Shell and the
Kernel,"By now I see myself as a continuerratherthanas a studentanddisseminatorof
[Abrahamand Torok's] work"[4].
RandandTorok's recentessay is a close readingof Freud'sInterpretationofDreams,
his 1899 paper"ScreenMemories"and an importantchapterof his Psychopathologyof
EverydayLife,"ChildhoodMemoriesandScreenMemories"(1907 [ 1901]). Inboththese
texts, Freudinterpretsmemoriesthatarenot forgottenor repressedbut areassociatively
linkedwith insignificantremindersin such a way thatthe subject"refinds"the memory's
"original"content.As an actof mnemonicrevision,this"refinding"differsradicallyfrom
Abrahamand Torok's account of egoic encryptment.Freud's two essays elaborateon
differentarguments,but theirsharedpremise is memory's astonishingunreliability.21
At the end of "ScreenMemories,"Freudquestions"whetherwe have any memories
at allfromourchildhood:memoriesrelatingto ourchildhoodmay be all thatwe possess"
["Screen"322; original emphases]. In this way, he seems to reject historicalveracity,
thoughin fact he merely concludesthatmemorycan distortpast events. RandandTorok
follow these argumentsclosely, butwhentranslatingFreud'sGermanphrase"eineReihe
vonMotiven,denendieAbsichthistorischerTreuefernliegt..." ["UberDeckerinnerungen"
488], Rand modifies James Strachey's translationto representFreudas claiming that
"'historicaltruthis the least of our concerns"' [qtd.in "QFP"586]. The position of the
dative pluraldenen afterMotivenrendersthis translationquite incorrect:The "objectof
historical truth"refers unequivocallyto "a series [or number]of motives." Strachey's
translationin StandardEdition makes clear why consciousness is the distortingagent,
denying us access to a pure and perfecthistory;the originalis not recoverablewithout
alteration.This, then, is how Freud'sstatementshouldread:"Anda numberof motives,
with no concernfor historical accuracy, had a part in forming them [i.e., childhood
memories], as well as in the selection of the memoriesthemselves"["Screen"322; my
emphasis].
Rand's mistranslationsuggests why critics of psychoanalysis often hold Freud
21
that uses fantasy to conceal this trauma:"The freedom to fantasize is crucial in the
formation of the self in childhood and remains an integral part of the harmonious
functioningof the adultpsyche-that is our conviction"[592-93].
With this emphasis on psychic harmony,Rand and Torok's therapeuticapproach
relies on testamentandempiricalevidence abouttraumaanddistress.As we've seen with
Rose's help, suchperspectivesconsiderthe unconsciousin functionalistways, advancing
a formof ego psychology thatis by definitionantipsychoanalytic.Thus Randintroduces
The Shell and the Kernelwith the following caveat:"Theoriesneed to be abandonedor
revampedif inconsistentwith the actuallife experienceof patientsor the facts of a text"
[1]. Although Freudallowed his clinical experience to modify some of his conceptual
claims,therearecrucialdifferencesbetweenFreud'sandRandandTorok's undertakings.
Besides the treacheryinherentin determiningmore thanthe most rudimentary"factsof
a text"-a treacheryaccompanyingevery interpretiveact, whetherliteraryor psychicthe ambiguousandunsettlingexperienceof analysisdemonstratesthatempiricismis the
least reliableof psychic theories.This is whatFreudgraspedof the deathdrivein Beyond
thePleasure Principle andwhatRandandTorokcuriouslyoverlookwhenpresentingthe
following questions to Freudianpsychoanalysis:
Is what patients say about their childhood experiences true orfalse? Freud's
dilemma,as we see it, consisted in his being unwillingand perhaps unable to
determinethe real orfantasizedstatusof hispatients' accounts. Theresultis an
odd dilemma:Freud does not seem to knowwith certaintywhat he is working
on as an analyst-truth or lies, traumasorfantasies. The most highlyevolved
stage of that question-raised, whether directly or indirectly, with almost
inexorablepersistence between 1896 and 1932-is less than satisfying:Freud
responds with a non liquet, there is doubt, it is never quite clear or certain.
["QFP"579-80]
By presentingFreud'sdilemmain this way-as a binarybetweentruthandfalsehoodon
whose answer his work and reputationultimately hinges-Rand and Torok miss the
answer to their question: "Freud'sdilemma ... consisted in his being unwilling and
perhaps unable to determine the real or fantasized status of his patients' account."
Personal and generic resistances coalesce here, making anything less than certainty
appearto disqualify Freud'sinquiry.Freud's "colophonof doubt,"however, is exactly
whatdistinguishedpsychoanalysisfromits psychologicalcounterparts:Thediscoveryof
the unconscious necessarily obstructedall furtherpsychic certainty[Lacan,Four 44].
Thuswhen analyzingtheproposition"l am not sure,Idoubt,"Lacanremarked:"Itis here
thatFreudlays all his stress-doubt is the supportof his certainty"[Four 35].
Lateracknowledgingthatthis problemof fantasyand realitypreoccupiedFreud"Inspiteof whathe hadhopedandwhathe subsequentlysaid,Freudwas notatpeace with
this problem.. ." ["QFP"587]-Rand and Torokdo not simply accuse him (as Jeffrey
Masson has) of conceptual complacency or of a type of subterfuge amounting to
patriarchaltyranny.Instead,theircomplaintaboutFreud'srelativeunease with his own
argumentsuggests to them a personaldeficiency behind Freud's failureto producethe
answerhe announcedmore confidently in his earlierwork:
Whatastonishes us most is thefact that the considerabletheoreticaladvances
of Freudian thought at the start of the twentieth century should not have
succeeded in neutralizingthe questionof truthandfalsehood in Freud's mind.
Thelight he shed on infantilesexuality,the role of the stages of instinctualand
libidinal developmentin the neuroses, thepathogenic importanceof repressed
unconsciousfantasies,as relatedinparticularto the Oedipuscomplex-all the
diacritics / winter 1997
23
25
27
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29