CURRICULUM VITAE

ARJUN.N.C.
# 364B, Near Rama Temple,
4th Cross, Bhoomi Reddy Colony
New Thippasandra,
Bangalore-560075
MOBILE
E-MAIL ID

: 09739505635
: sriarjun56@gmail.com

OBJECTIVE:
To improve my skills and actively participate in the contribution towards Organizational growth and development.
PROFESSIONAL EXPERIENCE:
1) Organization - Deutsche Bank Operations International (DBOI)
Department worked - Client-On Boarding
Designation Process executive (Analyst)
Tenure 14th May 2012 to 20th June 2014
2) Organization Helios and Matheson IT Ltd (Working for Goldmansachs as a third party pay role)
Department worked - Client-On Boarding
Designation Senior Analyst
Tenure 23rd June 2014 to till date
JOB Description (DBOI)

Played a key senior role in the onboarding of various corporate clients, financial institutions, money service
business and other high risk entities as well.
Conducting a thorough back verification using search engines such as Lexisnexis, Regulatory data Corp etc
and screen for politically exposed persons (PEP) and other negative alerts and escalating the same to
compliance
Having frequent interaction with sales and sharing the knowledge about KYC and the explaining the
documentation requirements for each entity types for onboarding purposes.
Played a key role in single handedly managing the whole process for a couple of months and conducting
KYC checks onboarded various entities with 100% QA
Played a role of an SME in the team in assisting other people in learning the process within a short period of
time
Played a key role in modifying the key operating procedures for the process.
Chaired various calls for US jurisdiction with the senior management members of the bank regarding various
MIS reports.

JOB Description (Goldmansachs)

Following the Anti-Money Laundering policies of US jurisdiction and conducting due diligence for on
boarding clients in Goldmansachs.
Completing all the due diligence document reviews and ensuring that the firm is complying with
its
written AML and Patriot Act policies and procedures

Conducting thorough KYC investigation and drill of ownership up to the ultimate beneficial owner of the
entity with appropriate ownership proofs and documentation for the entity for onboarding purpose
Ensure not only the firm but also the entities which are on-boarded for trading adhere to strict regulatory and
AML requirements.
Worked on various entities such as Mutual Funds, Hedge Funds, Private Corporations, Public Corporations,
Govt. Entities.
Having frequent interactions with the client implementation team, sales and compliance.

EDUCATIONAL QUALAFICATION:
COURSE
INSTITUTION
B.COM
2nd PUC

10th Std

BOARD
OF
UNIVERSITY
Bangalore
University
PU Board

Seshadripuram
college
Seshadripuram
Composite PreUniversity
College
Oxford English SSLC
High School

YEAR
PASSING
2012

OF PERCENTAGE
ACQUIRED
69.4%

2009

76%

2007

76%

COMPUTER SKILLS:
Basic knowledge in MS-office
PERSONAL INFORMATION:
D.O.B.

17.03.1992

LANGUAGES KNOWN

English, Hindi, Kannada and Tamil.

NATIONALITY

Indian

STRENGHTS & ABILITIES:

Optimistic, self-motivated, determined & flexible to changes in different and challenging working
environment.
Good communication skills and goal oriented.

ACHIVEMENTS:

Won 3rd price in commerce and management forum Exhibition in college (In Group).
Have been awarded employee of the month twice for my excellent performance in conducting KYC and
background checks without any TAT breaches
Completed a 2 Tier course on Money Laundering awareness and have got a certificates from Manchester
University

EXTRA CIRRICULAR ACTIVITIES:

Planting saplings
Participated in Entrepreneurs Day conducted by college (In Group).

HOBBIES:
Listening to music, Collecting music, Watching TV, Writing etc.