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1 Introduction
1.1 Metal Casting and its Energy Profile
Metal casting industry is among the most energy-intensive manufacturing sectors, as
agreed upon by many studies (Energy, 2012; EPA, 2004; Jiliang and Junting, 2011; Reep,
2012; WTEC, 2012), and is one of the largest spenders on energy in the U.S. manufacturing
sector. The industry spent $1.2 billion in fuels and electricity purchases alone in 1998. Error!
eference source not found.Fig. 1, and Fig. 2 show typical metal casting Tacit Energy use from
different angles (Kwon, 2005).
(Kwon, 2005). Considering that iron and aluminum casting tonnages comprise more than 85
% of the total casting tonnage, potential savings in melting these metals are substantial. In
summary, striving to reduce energy consumption in melting ferrous and non-ferrous metals
shows a promising path to lowering operating costs in foundries, and in turn, cutting down the
production costs for the entire manufacturing sector.
Although its increasing energy costs cause significant concern for metal casters, the industry
continues to use melting technologies with poor energy efficiency, and efforts are still slow
towards exploring the possibilities of innovative ways of energy conservation as the author has
seen in his experience in various foundries in India. This is in contrast to the importance of
innovation for sustainability - a well acknowledged fact shown by many studies. For example,
the results of a study in Netherlands (Cefis and Marsili, 2006) show that innovation has a
positive and significant effect on the probability of firms survival. The study also reveals that
this relationship increases over time and that the small and young firms are the most vulnerable
to the risk of exit, and hence benefit proportionately by innovation to survive in the market in
the longer run. In such a scenario, considering the acute and urgent need for energy
conservation, this work hopes to make some fresh contributions in the right direction.
1.2 Energy Conservation Potentials in Casting
The amount of energy consumed varies depending on the materials melted and it is observed
that 50 % to 90 % of the whole energy for the production of iron castings is consumed in the
melting process (UNIDO, 1998). Fig. 3 gives an approximate account of it. Hence, any attempt
to reduce energy consumption in melting will readily translate to substantial overall energy
conservation in the casting process. This reduction in melting energy is achievable through
various means: increasing the casting yield, reducing the energy losses from furnace,
minimizing the energy loss in handling the molten metal from furnace to the point of pouring,
waste heat recovery and utilization of recovered heat...etc. Many developments have taken
place in the past in these fields, evolving to a current scenario which is presented briefly in the
following literature review section, by citing only the latest work in each of the abovementioned fields.
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2 Literature Review
A recent research (Milford et al., 2011) involving various case studies, demonstrates how the
embodied energy in final products may be up to 15 times greater than the energy required to
make liquid metal, due to yield losses. A top-down evaluation of the global flows of steel and
aluminium showed that 26 % of liquid steel and 41 % of liquid aluminium produced does not
make it into final products, but is diverted as process scrap and recycled.
Studies into the energy losses in furnace have showed the extent of losses and solutions to
minimize them by methods such as waste heat recovery and optimization of wall thickness
(Tully, 1979). In an interesting study (Borghi et al., 1978), a quantitative analysis on the heat
loss by a study of the temperature profile of the flue gas and usage of this heat for preheating
of scrap has been achieved with an assessment on the energy economy. In the studies dealing
with ladle operations in steel making, higher heat losses in the tapping were detected, urging
for conservation by regeneration approaches (Zimmer et al., 2008)
Apart from waste heat recovery from flue gas there are other potentials for waste heat recovery:
a) waste heat recovery from slag and b) waste heat recovery from molten metal. Studies for
waste heat recovery from slag have indicated the feasibility of heat extraction from slag to the
tune of 64% and utilizing it for producing steam and hot air (Bisio, 1997). In the fields of waste
heat recovery from molten metal and utilization of the heat for preheating the scrap, two
significant studies have been made: Wang et al (Wang et al., 2004) analyzed waste heat
recovery during continuous casting to preheat steel scrap in an enclosure vessel. Coupled
natural convection-radiation heat transfer was solved by three-dimensional FEM. Preheating
was achieved to the degree of 625 K which supersedes the previous achievements of 473 K in
this field. This is in the regime of continuous casting. Such heat recovery from molten metal
during its solidification and utilization for preheating of scrap has not been carried out so
extensively in any other previous studies-particularly in discrete castings using sand molds.
Feeling the need of such Waste Heat Recovery from solidifying molten metal, the author
conducted experiments in sand casting of Aluminium and reported the technological
possibilities of exploiting the waste heat in discrete castings (Selvaraj and Ramachandran,
2012). In continuation of that research, several experiments were conducted to further
consolidate the technology and understand the behavior of waste heat recovery in different
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circumstances by changing various parameters that influence the heat recovery. The
methodology of the same is presented in the following section.
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Experimental Setup
The experimental set up consists of a flask with sand mold embedded with raw materials around
the mold cavity; the raw materials are surrounded by insulators to prevent the leakage of heat
from the raw materials into the sand. Fig. 4 illustrates the set up. K-type thermocouple leads
are provided in appropriate positions in this flask to measure the temperature of the casting,
raw material and sand at various locations, as is common in such analyses (Yunsheng et al.,
1996). This method was implemented in the actual flask as shown in Fig. 5.
Fig. 4 Geometric model of the experimental set up for raw material embedment.
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Fig. 5 Experimental set up, showing the drag portion of the flask with embedded Aluminium
raw material, insulator and thermocouple wires taken from the mold at different distances
from the mold cavity.
The offset distance between the cavity and the raw material is denoted by do. This is an
important variable which decides the extent of heat recovery and final product quality in terms
of hardness, strength, etc. The minimal value of do was set as 1 cm for convenience in
making the sand mold and retaining the shape of the cavity. Fig. 5 shows the sand in the offset
distance.
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Temperature (C)
200
Mold temperature at
10mm from mold cavity
(in C)
Temperature of larger
scraps (in C)
150
100
Temperature of smaller
scraps (in C)
50
Mold temperature (in C)
outside the insulator
0
0
200
400
600
( ) + ( ) + ( ) + ------------ (1)
Where,
, (kgm3 )
pecific heat capacity, (Jkg K)
( )
, ()
, ()
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, ( 3 )
, ()
From this equation, we can understand that the heat transfer is primarily a function of time,
density, thermal conductivity, enthalpies, and temperature gradient. Since the thermal
conductivity of the metal and sand is temperature-dependent, the resulting temperature
distribution is non-linear.
5.2 Temperature distribution in the mold at a particular instant
At a particular instance from the time of pouring (say 400 seconds), let us examine temperature
distribution at various points in the mold. At 10 mm, temperature is high since it is close to the
cavity filled with molten metal. As distance progresses, temperature reduces since the points
are going away from the heat source. Across the insulator, temperature drop is considerable,
since the insulator (glass wool) prevents the heat flow.
5.3 Temperature history at fixed points in the mold
The temperature history at a particular point in the mold, with respect to time, was recorded at
by taking the thermocouple readings at that point. When the distance of that point from the
mold cavity is less, the temperature at that point reaches peak quickly, as it has happened to
the point at 10, which reached the peak temperature at around 500 seconds. After reaching the
peak, the point gives away its heat to the successive points in the mold and hence its
temperature starts declining. The same phenomenon happens to the successive points: when
distance grows further, the time it takes for reaching the peak temperature increases and its
peak temperature value falls. The reason is the thermal resistance offered by the media (sand
and raw material).
the molten metal by proper manipulation of these factors. To determine the optimal factorial
settings that would ensure maximum heat recovery, the following general approach was used:
(1) statistical design of experiments based on the selected factors (deemed to be important for
the study, as per prior knowledge), (2) conduct of the experiments, with collection of the data,
and (3) data analysis using statistical methods (graphical methods, Analysis of Variance or
ANOVA, and multiple linear regression) followed by drawing inferences from the results of
the analysis.
6.2 Methodology for Mathematical model
Fig. 7 shows the systematic steps that constitute the methodology followed for the design,
conduct, and analysis of the experiments leading to building the mathematical model. The steps
in this methodology are fairly standard and well known in the research circles. The problem
identified is one of energy conservation as explained already. In the brainstorming session,
various factors that influence the heat recovery are identified. These factors are used for
designing the experiments; based on the design, experiments are conducted and analysis is
done.
Problem Identification
Conduct of Experiments
Regression analysis
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Initializing Steps
The following sections elaborate the steps followed in the selection of factors, conduct of DoE,
experimental runs, their results and regression analysis.
6.3 Selection of Factors & Type of Design
While conducting the experiments, it was observed that a number of factors influence the heat
gained by the raw material embedded into the sand mould. Typical important factors were:
moisture content of the sand by weight (ms), offset distance (do) - which is the distance of raw
material from the cavity wall, and the thickness of the insulator that surrounds the raw material
to arrest heat leakage (ti). There are other factors such as size of the casting, temperature of
molten metal, etc., but they were not considered for the experiments, for the following reasons:
In the case of size of casting, if the casting size changes, the amount of raw
material that is embedded around the cavity also changes proportionately,
leading to a balanced absorption of heat per unit mass of raw material.
In the case of molten metal pouring temperature, for the given metal/alloy, it is
fixed based on the metallurgical considerations.
Hence we restricted our study to only three factors. Even in these three, moisture could be
ignored, since it is also fixed in many cases; but it would help to maximize the heat gain if its
relationship to heat gain is known, and hence different moisture levels were used in the
experiments.
Normally, when performing designed experiments, it is known that a sequential approach is
desirable, starting with a factorial design (which provides for modeling of linear effects only),
and following it with a response surface design (which provides for modeling of quadratic
effects in addition to the linear effects). However, in the present study, we chose to directly go
to a response surface design, since the work of prior researchers indicates that the relationship
between the chosen factors and the response is likely to be nonlinear.
The two choices available for a response surface are: (1) Central Composite Design and (2)
Box-Behnken Design. For three factors, the Box-Behnken is known to be more economical,
requiring only 15 experimental runs compared to a minimum of 20 for the central composite
design. The economy is achieved without any significant loss of modeling or inferential
capability of the design. Hence, we proceeded with the Box-Behnken Design.
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In the set of experiments conducted, three factors and three levels are considered. The design
factors and their respective levels are given in Table 1.
Table 1 Process parameters and their levels
Factors
Levels
Offset Distance ( do )
(mm)
Insulator Thickness ( ti )
(cm)
3.5
10
20
10
6.5
30
16
Response (from
experiments)
Experiment.
No.
ms (%)
ti (cm)
do (mm)
Pre-heat
Temperature (T)
(0C)
3.5
20
16
10
172
10
20
106
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104
Response (from
experiments)
Experiment.
No.
ms (%)
ti (cm)
do (mm)
Pre-heat
Temperature (T)
(0C)
6.5
10
30
94
3.5
16
20
114
6.5
16
20
105
10
20
106
10
20
108
6.5
10
10
147
10
6.5
20
97
11
30
93
12
3.5
10
10
156
13
16
30
96
14
3.5
10
30
96
15
10
143
the response, let us apply intuition and try to develop an insight about the relationships between
them.
If the sand moisture increases, thermal conductivity of the sand also increases, as the literatures
support (Wang and Porter, 2005). Based on this, we might tend to conclude that peak
temperature reached by raw material will increase with moisture. But on the contrary, as
moisture increases, peak temperature decreases. The reason has been explained by researches
on heat transfer in sand mold (Sun and Chao, 2009) that the heat energy required for
evaporation of water in the sand mold increases when moisture content increases and hence it
offsets the rise in thermal conductivity and thus heat recovery by the raw material decreases.
This insight is interesting and this also appeals to intuition, even though this is not the instant
intuitive insight for many. Hence, it is of high significance to conduct such experiments,
understand the results and apply mathematical tools to decipher the complex relationships that
exist between the factors.
6.6 Regression Analysis and ANOVA
6.6.1 A brief introduction to the concept and background work
Regression analysis is used to determine a mathematical model that describes the quantitative
relationship between one or more factors (inputs) and one response (output). The estimated
relationship can then be used to predict the values of the response based on the values of the
factor(s) (Johnson and Bhattacharyya, 2009).
In the context of the present papers methodology of energy recycling by waste heat recovery
from solidifying molten metal in sand casting, we were unable to find any evidence in the
literature on the specific application of DoE techniques mentioned in our study. However, it
may be noted that there are many developments in the past in the application of this DoE in
various other fields, as a tool for mathematical modeling & optimization. Some of the prior
research reported in the field of metal casting includes the following. Linear and non-linear
modeling of cement-bonded molding sand system was done using conventional statistical
regression analysis - a two-level full-factorial design was used for linear regression model,
whereas a three-level central composite design (CCD) had been used to develop non-linear
regression model(Parappagoudar et al., 2008). Orthogonal method was used to decrease the
ingot riser head and improve the utilization ratio of ingot. The casting temperature, pouring
velocity and interface heat transfer were optimized to decrease shrinkage and micro porosity
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using this method(Pei et al., 2008). In another study, optimization of injection molding process
parameters for SGF and PTFE reinforced PC composites was done using neural network and
response surface methodology(Milford et al., 2011). Forward and reverse mappings in green
sand mould system using neural networks were done by using back-propagation neural network
(BPNN) and a genetic-neural network (GA-NN). The results show that GA-NN outperforms
the BPNN and that both the NN approaches are able to carry out the reverse mapping
effectively(Surekha et al., 2011).
6.6.1
As per standard statistical procedure, a 5 % statistical significance level (0.05) is chosen. Table
3 shows the results of regression, with pre-heat temperature as the response and the predictor
variables being the three main effects of the chosen factors (linear terms), their corresponding
square terms (quadratic terms), and the two-factor interaction terms (capturing joint effects of
two factors on the response).
Table 3 Estimated Regression Coefficients for Pre-heat temperature versus ms (%), ti (cm)
and do (mm)
Term
Coef
SE Coef
Constant
106.667
1.851
57.613
0.000
ms
-3.375
1.134
-2.977
0.031
ti
6.250
1.134
5.513
0.003
do
-29.875
1.134
-26.350
0.000
ms ms
-2.208
1.669
-1.323
0.243
ti ti
0.542
1.669
0.325
0.759
do do
18.792
1.669
11.260
0.000
ms ti
-0.500
1.603
-0.312
0.768
ms do
1.750
1.603
1.091
0.325
ti do
-6.500
1.603
-4.054
0.010
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Thus, all the linear terms, the do quadratic term, and the tido interaction term are considered
to be significant. Consequently, the regression analysis is repeated omitting the terms that were
found not to be significant at the 0.05 level.
An improved regression analysis, the result of which is presented in Table 4 was conducted
with the statistically significant terms and was found that the R-sq is very high, at 99.1% and
is close to the highest possible value (100 %). This indicates that the mathematical model
arrived at, via regression, provides an excellent fit for the data. Consequently, any predictions
performed using this model would be expected to be accurate.
Table 4 Estimated Regression Coefficients for Pre-heat Temp versus ms(%), ti (cm), do (mm)
for statitically significant terms
Term
Constant
Coef
SE Coef
105.714
1.158
91.251
0.000
-3.375
1.084
-3.114
0.012
6.250
1.084
5.767
0.000
-29.875
1.084
-27.568
0.000
do do
18.911
1.586
11.921
0.000
ti do
-6.500
1.533
-4.241
0.002
ms
ti
do
The results in the ANOVA Table, Table 5 once again confirm the inferences drawn earlier,
viz., that there is at least one significant linear effect, at least one significant quadratic effect
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(Square), and at least one significant Interaction effect in the model as evidenced by the pvalues being less than 0.05. Additionally, the p-value of 0.106 (greater than 0.05) for the Lackof-Fit indicates that the model is an adequate fit for the data.
Table 5 Analysis of Variance for Pre-heat Temp
Source
DF
Seq SS
Adj SS
Adj MS
Regression
9047.85
9047.85
1809.57
192.61
0.000
Linear
7543.75
7543.75
2514.58
267.66
0.000
Square
1335.10
1335.10
1335.10
142.11
Interaction
169.00
169.00
169.00
17.99
Residual
Error
84.55
84.55
9.39
Lack-of-Fit
81.89
81.89
11.70
Pure Error
2.67
2.67
1.33
14
9132.40
Total
8.77
0.000
0.002
0.106
The regression analysis for a DOE is typically done using coded values of the factors (typically,
the low value is designated as -1, middle value as 0 and high value as 1, for each factor). This
arrangement provides for orthogonality of the design, leading to optimal performance of the
multiple regression. However, subsequent to the regression, the regression coefficients must
be translated to values in the uncoded (original) units for practical use and ease of
interpretation. These values are given in the Table 6.
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Table 6 Estimated Regression Coefficients for Pre-heat Temp using data in uncoded units
Term
Coef
Constant
220.274
ms
-2.25000
ti
3.20833
do
-9.46845
do do
0.189107
ti do
-0.108333
9.46845do +
The mathematical model is capable of predicting the pre heat temperature with an error
percentage of 5% which is evident form Table 7.
Table 7 Comparison of model-predicted preheat temperature with experimental ones.
Experiment
No.
Difference
% Error
Experimental values
104
103
-1
-0.97
172
167
-5
-2.91
106
106
94
91
-3
-3.2
114
115
0.88
105
108
2.86
106
105
-1
-0.95
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(C)
108
105
-3
-2.78
147
151
2.73
10
97
96
-1
-1.04
11
93
95
2.16
12
156
158
1.29
13
96
95
-1
-1.05
14
96
98
2.09
15
143
141
-1
-1.4
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90
2.5
Residual
Percent
50
10
1
-5.0
-2.5
0.0
Residual
2.5
0.0
-2.5
-5.0
5.0
160
5.0
2.5
Residual
Frequency
120
140
Fitted Value
1
0
100
-4
-2
0
2
Residual
0.0
-2.5
-5.0
9 10 11 12 13 14 15
Observation Order
7 Conclusions
In an age of impending energy shortage and environmental problems associated with energy
generation and usage, this work promises to conserve enormous amounts of energy and save
proportional CO2 emissions. As reported in the previous studies by the same author (Selvaraj
and Ramachandran, 2012) regarding the energy and environmental benefits, the savings
demonstrated are as high as 3.3751013 kJ of energy and 4,031,250 tons of CO2. This would
offset planting of 24,187,500 trees required to deal with these carbon emissions. Hence, the
potential for global warming mitigation and direct economic benefits from energy savings are
high, warranting deeper research into this topic to perfect it to the degree of commercial
application on a large scale.
The present work is an attempt to build a mathematical model for heat recovery in the sand
casting process using a novel method of energy recycling. A three level Box-Behnken design
was used for the Design of Experiments. Regression analysis and ANOVA has been carried
out to obtain the mathematical model.
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It is observed that the result obtained by the second order mathematical model has an error
percentage of less than 5%. It is also observed that the offset distance and the combination of
offset distance and insulator thickness have significant effect on the dependent variable,
temperature, acquired by the raw material. The developed second order mathematical model
can be used for prediction of heat recovery for any combination of input parameters such as
offset distance, sand moisture and insulator thickness. This serves as a handy tool to decide the
necessity of going for such heat recovery on a case to case basis. The prediction capability of
the mathematical model was confirmed by comparing the results of the model with
experimental results with good agreement.
Acknowledgements
This work has been registered for patent under the ownership of Amrita Vishwa Vidyapeetham.
The first author of this paper is the patent inventor; patent registration number:
3215/CHE/2010.
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