Bloomberg 2014 Q1 Global Capital Markets League Tables

GLOBAL
CAPITAL
MARKETS
LEAGUE TABLES
Q1 2014
04/01/2014
Bloomberg
Bloomberg 2014 Q1
Table of Contents
1 . Introduction
2 . Global Equity, Equity Linked & Rights
3 . Global Equity & Equity Linked
4 . Global Equity Linked
Global Capital Markets League Tables

From initial public offerings to syndicated loans, Bloomberg's league tables are your one-stop shop for constant and
timely access to the most comprehensive information available on capital markets representation.
5 . U.S. Equity & Equity Linked

6 . EMEA Equity, Equity Linked & Rights
Offerings
7 . Asia-Pacific Equity, Equity Linked & Rights

8 . Corporate Bonds (All)
Just type LEAG <GO> for underwriter rankings or LALT <GO> for legal adviser rankings and then click on the red
'Select a Market' button in the top left of your screen to view a complete range of rankings available for fixed income,
equity, equity-linked and syndicated loans. Alternatively, press the green <Help> key on your BLOOMBERG
PROFESSIONAL(R) for further instructions.
9 . International Bonds
10 . Global Bonds
11 . U.S. Bonds
VISIT {NI LEAG CRL <GO>} TO DOWNLOAD COPIES OF THE FULL RELEASE AND A FULL RANGE OF
MARKET SPECIFIC LEAGUE TABLE RESULTS.
12 . Euromarket Bonds
13 . Asian Local Currency Bonds
14 . U.S. Loans
15 . U.S. Leveraged Loans
Due to the dynamic nature of the Professional Service product, league table rankings may vary between this
16 . EMEA Loans Mandated Arranger

17 . EMEA Loans Book Runner
release and data found on the Bloomberg Professional Service.
18 . Asia ex-Japan Loans Mandated Arranger

19 . Asia ex-Japan Loans Book Runner
20 . Latin America Equity Offerings
21 . Latin America Bonds
For data submissions or queries, please contact:
22 . Latin America Domestic Bonds

23 . Brazil Domestic (Local Credit)
24 . Mexico Domestic
25 . Latin America Loans Mandated Arranger
26 . Latin America Loans Book Runner
Contact
Phone
Fax
Email
Americas
Paul Bandong
+1-609-279-5187
+1-646-268-5455
calendar@bloomberg.net
EMEA
Jorge Fernandez
+44-20-3216-4345
+44-20-77392-6161
emeacapmkts@bloomberg.net
Asia-Pac (HK)
Janoearto Alamsyah
+60-3-2302-7887
+60-3-2302-7800
jalamsyah@bloomberg.net
Asia-Pac (SG)
Carissa Chua
+65-6231-3665
cchua79@bloomberg.net
For 24 hour global customer support call
+1 212 318 2000
+44 20 7330 7500
+65 6212 1000
+81 3 3201 8900
or press the HELP key twice on the BLOOMBERG PROFESSIONAL(R) service.
LEAG <GO>
LREP <GO>
2014Bloomberg Finance L.P. All rights reserved.
LMX <GO>
LALT <GO>
LEAG <GO>
LREP <GO>
1
Bloomberg
Underwriter League Tables
Global Equity, Equity Linked & Rights

-
1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
Goldman Sachs & Co
10.9
18,343
2.82
88
13.1
(2.2)
Morgan Stanley
9.1
15,355
3.16
99
8.1
1.0
JP Morgan
8.5
14,274
4.39
115
6.6
1.9
Bank of America Merrill Lynch
8.1
13,611
3.26
88
6.9
1.2
Deutsche Bank AG
7.2
12,128
3.73
79
6.2
1.0
Citi
5.9
10,007
4.28
84
8.0
(2.1)
Credit Suisse
5.9
9,882
3.98
91
5.5
0.4
UBS
5.7
9,646
3.91
64
8.0
(2.3)
Barclays
3.2
5,435
3.01
61
5.8
(2.6)
Nomura Holdings Inc
10
2.5
4,143
2.58
34
12
1.4
1.1
HSBC Bank PLC
11
2.0
3,362
1.50
10
14
1.3
0.7
RBC Capital Markets
12
1.9
3,156
4.31
47
13
1.3
0.6
Jefferies LLC
13
1.5
2,447
4.94
38
17
1.0
0.5
Wells Fargo & Co
14
1.3
2,177
4.13
37
11
1.5
(0.2)
BMO Capital Markets
15
1.0
1,633
4.49
26
16
1.0
Sumitomo Mitsui Financial Group Inc
16
1.0
1,624
4.64
17
25
0.7
0.3
Societe Generale
17
1.0
1,619
n/a
19
0.8
0.2
CITIC Securities Co Ltd
18
0.9
1,589
3.24
GF Securities
19
0.7
1,132
5.85
83
0.1
0.6
200,000
Mizuho Financial Group Inc
20
15
1.3
(0.7)
180,000
TOTAL
0.6
100%
1,081
168,231
3.89
4.28
15
1,023 178,037
Basic Materials
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
Tech/Comm
3.08%
29.16%
28.15%
12.49%
14.04%
13.08%
Total:
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
260,000
1200
240,000
1100
220,000
1000
900
100%
160,000
Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this value
140,000
Includes all eligible global equity, equity-linked & rights offering. Volume in USD millions.
800
120,000
700
100,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
600
Q
1
80,000
LREP <GO>
2
Bloomberg
Global Equity & Equity Linked

-
1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
Goldman Sachs & Co
11.0
18,202
2.82
86
13.3
(2.3)
Morgan Stanley
9.2
15,161
3.16
98
8.3
0.9
JP Morgan
8.5
14,079
4.39
112
6.6
1.9
8.3
13,611
3.26
88
7.0
1.3
Deutsche Bank AG
7.4
12,128
3.73
79
6.1
1.3
Citi
6.1
10,007
4.28
84
8.1
(2.0)
Credit Suisse
6.0
9,882
3.98
91
5.5
0.5
UBS
5.8
9,534
3.91
61
8.0
(2.2)
Barclays
3.3
5,374
3.01
60
5.9
(2.6)
Nomura Holdings Inc
10
2.5
4,143
2.58
34
12
1.5
1.0
HSBC Bank PLC
11
2.0
3,362
1.50
10
15
1.3
0.7
RBC Capital Markets
12
1.9
3,156
4.31
47
13
1.4
0.5
Jefferies LLC
13
1.5
2,409
4.94
37
17
1.0
0.5
Wells Fargo & Co
14
1.3
2,177
4.13
37
11
1.5
(0.2)
BMO Capital Markets
15
1.0
1,633
4.49
26
16
1.0
16
1.0
1,624
4.64
17
25
0.7
0.3
Societe Generale
17
1.0
1,619
n/a
19
0.8
0.2
18
0.9
1,483
3.24
19
0.7
1,081
3.89
15
14
1.3
(0.6)
180,000
Scotiabank
20
32
0.4
0.2
160,000
TOTAL
0.6
100%
1,037
164,971
4.02
4.28
8
980 175,002
Basic Materials
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
Tech/Comm
3.10%
29.24%
27.85%
12.28%
14.24%
13.29%
Total:
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
240,000
1200
220,000
1100
200,000
1000
900
100%
140,000
120,000
Includes all eligible equity & equity-linked offerings. Rights offerings are excluded. Excludes Renminbi denominated offers. Volume in USD millions.
800
100,000
700
80,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
600
Q
1
60,000
LREP <GO>
3
Bloomberg
Global Equity Linked

1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
Morgan Stanley
13.6
2,987
2.82
17
6.2
JP Morgan
11.1
2,435
2.90
18
9.4
1.7
Goldman Sachs & Co
8.6
1,878
n/a
10
9.7
(1.1)
7.6
1,667
2.74
11
10.3
(2.7)
Deutsche Bank AG
7.6
1,660
2.50
11
9.8
(2.2)
Credit Suisse
5.4
1,186
2.50
11
3.0
2.4
HSBC Bank PLC
5.1
1,119
n/a
24
0.6
4.5
Citi
4.6
1,001
3.00
5.5
(0.9)
Barclays
4.1
904
n/a
5.8
(1.7)
Nomura Holdings Inc
10
4.1
892
n/a
18
0.9
3.2
Societe Generale
11
3.4
748
n/a
14
1.7
1.7
BNP Paribas Group
12
2.8
607
n/a
10
3.6
(0.8)
RBS
13
2.3
493
n/a
34
0.2
2.1
Jefferies LLC
14
2.0
431
3.00
27
0.5
1.5
UniCredit
15
2.0
428
n/a
43
0.1
1.9
Credit Agricole CIB
16
1.4
302
n/a
13
2.1
(0.7)
17
UBS
18
RBC Capital Markets
19
Daiwa Securities Group Inc
20
TOTAL
1.3
1.2
1.1
0.9
100%
277
255
250
205
21,895
n/a
n/a
3.08
n/a
2.88
23
1
2
3
0.6
10.5
7.4
0.7
(9.3)
19
0.8
0.3
15
1.1
(0.2)
2
129 26,343
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
Tech/Comm
44.26%
13.62%
18.18%
10.68%
13.26%
Total:
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
45,000
160
40,000
140
35,000
120
30,000
25,000
100%
100
20,000
80
15,000
Includes all eligible equity-linked offerings. Rights offerings are excluded. Excludes Renminbi denominated offers. Volume in USD millions.
60
10,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
40
Q
1
5,000
LREP <GO>
4
Bloomberg
U.S. Equity & Equity Linked

-
1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
Morgan Stanley
11.3
6,489
4.07
59
11.6
(0.3)
Citi
11.1
6,407
4.21
61
13.0
(1.9)
JP Morgan
11.0
6,351
4.58
71
9.3
1.7
Goldman Sachs & Co
10.8
6,211
3.23
53
15.0
(4.2)
10.2
5,880
4.01
63
11.2
(1.0)
Credit Suisse
8.9
5,118
4.25
48
6.2
2.7
Deutsche Bank AG
7.8
4,473
3.94
49
3.7
4.1
Barclays
6.7
3,888
2.85
45
10.6
(3.9)
Wells Fargo & Co
3.6
2,094
4.15
35
3.9
(0.3)
RBC Capital Markets
10
3.1
1,776
4.31
29
12
2.1
1.0
Jefferies LLC
11
2.4
1,402
5.18
22
11
2.6
(0.2)
UBS
12
2.2
1,290
4.13
20
10
3.5
(1.3)
Stifel
13
1.3
733
6.54
17
16
0.4
0.9
BMO Capital Markets
14
1.1
661
4.96
11
22
0.3
0.8
Piper Jaffray & Co
15
0.9
532
5.12
10
31
0.1
0.8
Cowen & Co
16
0.9
528
6.00
14
20
0.3
0.6
Leerink Swann LLC
17
0.9
527
6.08
11
18
0.4
0.5
Raymond James & Associates Inc
18
0.6
363
5.74
11
13
1.1
(0.5)
HSBC Bank PLC
19
0.5
288
n/a
William Blair & Co LLC
20
TOTAL
0.3
100%
201
57,623
6.35
4.18
23
0.2
0.1
5
282 65,097
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
Tech/Comm
36.00%
21.49%
7.16%
14.97%
20.38%
Total:
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
90,000
320
80,000
280
70,000
240
60,000
200
100%
50,000
160
40,000
Includes all eligible equity & equity-linked offerings from U.S. issuers. Volume in USD millions.
120
30,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
80
Q
1
20,000
LREP <GO>
5
Bloomberg
EMEA Equity, Equity Linked & Rights Offerings

1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
Goldman Sachs & Co
13.4
7,893
1.52
21
10.4
3.0
JP Morgan
11.2
6,570
3.16
29
5.5
5.7
UBS
10.8
6,339
n/a
17
10.7
0.1
Deutsche Bank AG
9.7
5,672
2.47
16
15.4
(5.7)
9.4
5,545
4.13
14
7.3
2.1
Morgan Stanley
9.2
5,407
2.63
19
6.8
2.4
Credit Suisse
4.1
2,382
2.84
17
5.5
(1.4)
Societe Generale
2.8
1,619
n/a
10
3.6
(0.8)
Barclays
2.3
1,339
4.28
12
6.2
(3.9)
Citi
10
2.2
1,311
4.68
6.6
(4.4)
Jefferies LLC
11
1.7
1,001
4.41
14
28
0.3
1.4
Nordea
12
1.7
976
n/a
Mediobanca
13
1.6
965
n/a
14
1.7
(0.1)
HSBC Bank PLC
14
1.5
873
1.50
15
1.7
(0.2)
BNP Paribas Group
15
1.2
687
n/a
13
2.3
(1.1)
Danske Markets
16
1.1
661
n/a
Numis Securities Ltd
17
1.1
655
2.27
34
0.2
0.9
Berenberg
18
1.0
590
n/a
22
0.5
0.5
70,000
Pareto Securities
19
0.9
516
n/a
36
0.2
0.7
60,000
RBS
20
0.8
100%
461
58,725
n/a
2.99
43
4
175 40,759
0.1
0.7
50,000
140
40,000
120
TOTAL
Basic Materials
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
Tech/Comm
Total:
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
100%
2.33%
27.97%
42.28%
9.37%
7.93%
10.12%
80,000
220
200
180
160
100
30,000
Includes all eligible equity, equity-linked & rights offerings from European, Middle Eastern and African issuers. Volume in USD millions.
80
20,000
60
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
40
Q
1
10,000
LREP <GO>
6
Bloomberg
Asia-Pacific Equity, Equity Linked & Rights

-
1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
Goldman Sachs & Co
9.7
4,422
2.62
16
15.6
(5.9)
Nomura Holdings Inc
9.6
4,376
2.56
35
4.5
5.1
Morgan Stanley
7.6
3,459
1.66
21
6.4
1.2
HSBC Bank PLC
5.2
2,386
0.68
13
2.1
3.1
Citi
5.0
2,256
3.40
13
4.7
0.3
4.9
2,220
0.56
11
12
2.9
2.0
UBS
4.4
2,014
2.74
26
13.3
(8.9)
Deutsche Bank AG
3.8
1,729
3.19
14
3.4
0.4
Credit Suisse
3.8
1,714
3.94
19
11
2.9
0.9
10
3.6
1,624
4.64
17
14
2.1
1.5
11
3.5
1,589
3.24
JP Morgan
12
3.3
1,486
2.31
14
6.5
GF Securities
13
2.5
1,132
5.85
37
0.2
2.3
14
2.4
1,081
3.89
15
4.0
(1.6)
China International Capital Corp
15
2.0
914
3.13
28
0.5
1.5
Daiwa Securities Group Inc
16
1.8
840
3.96
12
7.1
(5.3)
Guosen Securities Co Ltd
17
China Merchants Securities Co Ltd
18
CIMB
19
Bank of China
20
TOTAL
1.4
1.4
1.4
1.2
100%
649
649
636
566
45,510
5.47
4.56
4.67
3.72
4.71
8
9
4.18%
25.14%
23.46%
22.70%
14.98%
9.55%
Total:
100.00%
(3.2)
21
1.0
0.4
27
0.6
0.6
6
478 56,401
Basic Materials
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
Tech/Comm
QUARTERLY VOLUME
USD (Mln) / #Deals
70,000
560
65,000
520
60,000
480
55,000
50,000
100%
440
45,000
400
40,000
Includes all eligible equity, equity-linked & rights offerings from Asia Pacific issuers. Volume in USD millions.
360
35,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
320
Q
1
30,000
LREP <GO>
7
Bloomberg
Corporate Bonds (All)

1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
JP Morgan
6.6
71,545
0.56
376
7.4
(0.8)
6.4
68,891
0.50
661
5.9
0.5
Goldman Sachs & Co
5.7
61,977
0.43
293
5.5
0.2
Deutsche Bank AG
5.5
59,711
0.32
338
5.4
0.1
Barclays
5.4
58,716
0.31
338
4.3
1.1
Citi
5.4
58,223
0.56
377
5.5
(0.1)
HSBC Bank PLC
4.8
51,466
0.27
313
4.2
0.6
Morgan Stanley
4.2
45,428
0.51
684
4.2
BNP Paribas Group
3.4
37,161
0.29
218
2.9
0.5
Credit Suisse
10
3.3
35,983
0.43
221
10
2.6
0.7
RBS
11
2.6
27,754
0.37
171
14
2.0
0.6
Basic Materials
Consumer Prod/Svcs
Financial
Government
Industrial
Oil/Gas/Elect
Tech/Comm
UBS
12
2.5
27,124
0.75
329
13
2.2
0.3
Total:
RBC Capital Markets
13
2.4
26,370
0.58
199
12
2.2
0.2
Societe Generale
14
2.0
21,990
0.25
114
15
1.8
0.2
Credit Agricole CIB
15
1.8
19,547
0.40
114
17
1.3
0.5
Wells Fargo & Co
16
1.5
16,653
0.80
448
11
2.3
(0.8)
UniCredit
17
1.2
13,022
0.57
61
16
1.4
(0.2)
Banco Santander SA
18
1.2
12,669
0.36
77
25
0.8
0.4
1,100,000
Nomura Holdings Inc
19
1.1
11,900
0.28
132
19
0.9
0.2
1,000,000
20
1.1
100%
11,768
1,081,470
0.34
0.44
0.7
0.4
900,000
TOTAL
27
124
5,302 1,116,790
100%
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
1,200,000
5800
5600
5400
800,000
Includes all eligible corporate bonds worldwide.
2.45%
14.20%
57.08%
1.32%
5.89%
12.22%
6.85%
5200
700,000
Volume in USD millions.
5000
600,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
4800
Q
1
500,000
LREP <GO>
8
Bloomberg
International Bonds
2014
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
MKT
SHARE
SHARE
CHG (%)
HSBC Bank PLC
7.1
84,899
0.19
367
5.9
Barclays
7.1
84,334
0.20
300
6.4
0.7
Deutsche Bank AG
6.2
74,142
0.22
339
7.0
(0.8)
Goldman Sachs & Co
6.2
73,925
0.26
263
6.4
(0.2)
JP Morgan
6.1
72,519
0.34
350
7.5
(1.4)
Citi
5.6
66,678
0.29
321
5.5
0.1
5.0
59,082
0.29
251
4.0
1.0
BNP Paribas Group
4.9
57,802
0.23
273
4.3
0.6
Credit Suisse
3.4
40,482
0.27
205
12
2.9
0.5
Morgan Stanley
10
3.2
38,409
0.27
173
3.6
(0.4)
RBS
11
3.2
38,378
0.27
171
13
2.9
0.3
Basic Materials
Consumer Prod/Svcs
Financial
Government
Industrial
Oil/Gas/Elect
Tech/Comm
Societe Generale
12
3.2
37,675
0.21
147
11
3.0
0.2
Total:
Credit Agricole CIB
13
2.9
34,112
0.25
137
15
2.3
0.6
UniCredit
14
2.3
27,852
0.32
127
10
3.5
(1.2)
RBC Capital Markets
15
2.1
25,194
0.31
152
14
2.3
(0.2)
UBS
16
1.9
22,248
0.54
167
17
1.9
Nomura Holdings Inc
17
Banco Santander SA
18
1.5
18,272
0.37
79
20
1.2
0.3
Landesbank Baden-Wuerttemberg
19
1.5
18,148
0.12
81
25
0.9
0.6
Natixis
20
1.5
100%
17,923
1,190,270
0.32
0.27
1.6
(0.1)
133
21
18
74
3,228 1,117,270
1.1
USD (Mln) / #Deals
0.4
1,400,000
4200
1,300,000
4000
3800
1,200,000
3600
1,100,000
3400
1,000,000
100%
3200
900,000
3000
800,000
2800
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
13
Q
4
Q
2
Q
3
12
13
20
20
12
12
20
11
12
20
20
20
11
11
LREP <GO>
20
20
LEAG <GO>
Q
1
2400
Q
4
2600
600,000
Q
3
700,000
Q
1
Includes all eligible international bonds; bonds that can be sold outside their domestic market. Volume in USD millions.
Q
2
0.17
100.00%
11
18,344
1.63%
8.78%
44.58%
30.14%
2.95%
6.82%
5.10%
QUARTERLY VOLUME
20
TOTAL
1.5
1.2
20
RANK
INDUSTRY BREAKDOWN
MKT
Q
1
FIRM
2013
13
3/31/14
20
20
1/1/14
LREP <GO>
9
Bloomberg
Global Bonds
2014
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
MKT
SHARE
SHARE
CHG (%)
Barclays
12.0
33,507
0.22
94
9.8
2.2
JP Morgan
11.0
30,653
0.37
113
14.5
(3.5)
Goldman Sachs & Co
9.7
27,149
0.28
74
10.4
(0.7)
8.6
24,091
0.37
96
7.0
1.6
HSBC Bank PLC
8.6
24,064
0.21
59
10
4.2
4.4
Deutsche Bank AG
8.2
22,791
0.24
63
8.3
(0.1)
Citi
8.0
22,280
0.31
99
9.6
(1.6)
Morgan Stanley
4.9
13,593
0.26
50
7.1
(2.2)
RBC Capital Markets
4.0
11,132
0.33
49
4.9
(0.9)
RBS
10
3.2
8,892
0.33
50
14
1.8
1.4
Credit Suisse
11
2.8
7,802
0.34
27
12
2.6
0.2
TD Securities
12
2.5
6,963
0.10
14
13
2.0
0.5
BNP Paribas Group
13
2.5
6,951
0.31
34
4.4
(1.9)
Wells Fargo & Co
14
2.4
6,646
0.56
43
11
3.3
(0.9)
Nomura Holdings Inc
15
2.1
5,983
0.15
15
1.3
0.8
Mitsubishi UFJ Financial
16
0.9
2,575
0.54
24
18
0.8
0.1
17
0.8
2,310
0.13
BMO Capital Markets
18
0.8
2,277
0.87
17
1.0
Scotiabank
19
0.7
2,084
0.31
27
UBS
20
0.7
100%
1,869
279,526
0.60
0.30
16
12
296 262,142
QUARTERLY VOLUME
USD (Mln) / #Deals
300,000
300
(0.2)
280,000
280
0.3
0.4
260,000
1.2
(0.5)
240,000
260
240
220
100%
220,000
200
200,000
180
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
12
12
20
12
20
11
11
LMX <GO>
20
20
LREP <GO>
Q
1
140
Q
4
160
160,000
Q
3
180,000
Q
1
Includes all eligible bonds where Market of Issue is Global. Volume in USD millions.
LEAG <GO>
100.00%
11
12.12%
30.20%
33.89%
2.37%
10.20%
11.22%
Total:
20
TOTAL
Consumer Prod/Svcs
Financial
Government
Industrial
Oil/Gas/Elect
Tech/Comm
20
RANK
INDUSTRY BREAKDOWN
MKT
Q
2
FIRM
2013
11
3/31/14
20
1/1/14
LREP <GO>
10
Bloomberg
U.S. Bonds
2014
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
MKT
SHARE
SHARE
CHG (%)
JP Morgan
11.7
66,272
0.56
296
14.0
(2.3)
10.8
60,933
0.45
612
9.9
0.9
Barclays
9.9
56,074
0.27
252
8.2
1.7
Goldman Sachs & Co
8.8
49,588
0.35
203
9.3
(0.5)
Citi
8.7
49,362
0.47
270
9.7
(1.0)
Deutsche Bank AG
6.9
39,200
0.30
177
6.9
Morgan Stanley
6.1
34,396
0.46
571
6.9
(0.8)
HSBC Bank PLC
5.3
29,875
0.20
109
12
3.4
1.9
Credit Suisse
4.4
24,721
0.42
127
10
3.5
0.9
Wells Fargo & Co
10
3.1
17,704
0.78
472
4.4
(1.3)
RBC Capital Markets
11
3.0
16,901
0.43
117
3.6
(0.6)
Basic Materials
Consumer Prod/Svcs
Financial
Government
Industrial
Oil/Gas/Elect
Tech/Comm
BNP Paribas Group
12
2.6
14,742
0.34
71
11
3.5
(0.9)
Total:
UBS
13
2.1
11,628
0.90
225
14
1.6
0.5
RBS
14
2.0
11,350
0.54
95
13
2.1
(0.1)
Nomura Holdings Inc
15
1.6
9,220
0.16
31
15
0.9
0.7
TD Securities
16
1.2
6,872
0.10
41
18
0.6
0.6
17
US Bancorp
18
Jefferies LLC
19
Societe Generale
20
26
17
0.7
24
26
0.4
2,630 578,712
100%
0.3
0.2
3400
600,000
3200
560,000
3000
520,000
2800
480,000
2600
440,000
2400
400,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
13
20
Q
4
12
13
20
20
12
12
20
12
20
11
11
LREP <GO>
20
20
LEAG <GO>
Q
3
2000
Q
2
320,000
Q
1
2200
Q
4
360,000
Q
1
Includes U.S. Domestic, Yankee, Domestic Medium Term Notes and Global Bonds denominated in USD. Volume in USD millions.
Q
3
0.28
0.41
0.5
0.2
11
3,353
564,986
20
0.8
20
0.6
100%
0.65
34
16
20
4,236
0.62
53
USD (Mln) / #Deals
Q
2
0.7
4,476
0.65
100.00%
640,000
11
0.8
5,717
1.15%
13.01%
37.52%
22.81%
4.76%
12.35%
8.41%
QUARTERLY VOLUME
20
TOTAL
1.0
Q
1
RANK
INDUSTRY BREAKDOWN
MKT
13
FIRM
2013
20
3/31/14
20
1/1/14
LREP <GO>
11
Bloomberg
Euromarket Bonds
1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
HSBC Bank PLC
6.8
58,067
0.17
284
6.5
0.3
Barclays
5.9
49,894
0.17
193
5.4
0.5
BNP Paribas Group
5.8
49,436
0.17
226
4.6
1.2
Deutsche Bank AG
5.4
46,014
0.19
247
6.4
(1.0)
Goldman Sachs & Co
5.0
42,591
0.21
169
5.2
(0.2)
Citi
4.3
36,392
0.19
178
3.6
0.7
Societe Generale
4.3
36,331
0.20
137
4.1
0.2
JP Morgan
4.2
35,305
0.26
198
4.3
(0.1)
Credit Suisse
3.9
33,148
0.21
169
13
3.0
0.9
Credit Agricole CIB
10
3.9
32,953
0.23
128
11
3.2
0.7
RBS
11
3.5
29,319
0.21
120
10
3.4
0.1
Basic Materials
Consumer Prod/Svcs
Financial
Government
Industrial
Oil/Gas/Elect
Tech/Comm
12
3.3
27,831
0.12
126
15
2.5
0.8
Total:
UniCredit
13
3.2
27,463
0.32
125
5.0
(1.8)
Morgan Stanley
14
2.5
20,972
0.26
104
14
2.5
UBS
15
2.2
18,770
0.39
141
17
2.2
Natixis
16
2.1
17,723
0.22
72
16
2.3
Banco Santander SA
17
2.0
17,204
0.37
72
18
1.5
0.5
18
1.9
15,838
0.12
80
23
1.3
0.6
Commerzbank AG
19
1.7
14,579
0.22
103
20
1.5
0.2
Banco Bilbao Vizcaya Argentaria
20
1.4
100%
11,761
847,996
0.07
0.21
22
44
2,817 777,259
1.3
0.1
TOTAL
1.80%
7.77%
49.61%
29.78%
2.82%
5.37%
2.85%
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
(0.2)
1,000,000
3800
3600
900,000
3400
800,000
3200
700,000
100%
3000
2800
600,000
2600
Includes all eligible Euromarket bonds. Volume in USD millions.

500,000
2400
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
2200
Q
1
400,000
LREP <GO>
12
Bloomberg
Asian Local Currency Bonds

-
1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
HSBC Bank PLC
8.0
3,676
0.15
87
9.0
(1.0)
Standard Chartered Bank
7.2
3,319
0.20
77
6.8
0.4
CIMB
6.5
2,976
0.20
61
3.1
3.4
Axis Bank Ltd
4.4
2,034
n/a
55
6.5
(2.1)
KB Investment & Securities Co Ltd
4.1
1,903
0.29
31
3.7
0.4
Maybank
4.1
1,899
n/a
33
15
1.6
2.5
DBS Group Holdings Ltd
3.6
1,639
0.20
29
13
1.8
1.8
Korea Investment & Securities Co
3.1
1,430
0.25
24
3.1
Shinhan Investment Corp
2.8
1,301
0.25
18
46
0.5
2.3
Deutsche Bank AG
10
2.1
971
0.20
16
10
2.3
(0.2)
ICICI
11
2.0
935
n/a
36
3.3
(1.3)
Basic Materials
Consumer Prod/Svcs
Financial
Government
Industrial
Oil/Gas/Elect
Tech/Comm
Woori Investment & Securities Co Ltd
12
2.0
919
0.27
17
2.9
(0.9)
Total:
Barclays
13
1.9
874
n/a
24
22
1.3
0.6
AmInvestment Bank Bhd
14
1.7
768
n/a
20
1.3
0.4
Siam Commercial Bank PCL
15
1.5
698
n/a
23
11
2.2
(0.7)
Yuanta Securities Co Ltd
16
1.5
667
n/a
23
44
0.6
0.9
ANZ Banking Group
17
1.4
666
n/a
49
0.5
0.9
Bangkok Bank PCL
18
1.4
655
0.02
21
18
1.5
(0.1)
AK Capital Services
19
1.4
640
n/a
42
17
1.6
(0.2)
56,000
Kasikornbank PCL
20
20
47
0.5
0.9
52,000
750
48,000
700
TOTAL
1.4
637
n/a
100%
45,968
0.27
664 52,980
100%
4.40%
17.83%
44.99%
7.66%
9.48%
11.25%
4.39%
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
68,000
900
64,000
850
60,000
800
44,000
Includes all eligible bonds denominated in SGD, MYR, HKD, KRW, TWD, INR, THB, IDR, VND and PHP. Excludes issues that are callable or puttable
40,000
and mature in less than 12 months. Volume in USD millions.
36,000
650
600
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
550
Q
1
32,000
LREP <GO>
13
Bloomberg
U.S. Loans
-
1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DEAL
SHARE
USD (Mln)
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
JP Morgan
16.6
70,831
269
15.6
1.0
13.4
56,999
251
14.0
(0.6)
Wells Fargo & Co
8.9
37,781
160
7.9
1.0
Deutsche Bank AG
6.5
27,584
103
5.2
1.3
Citi
6.5
27,515
113
8.1
(1.6)
Barclays
6.0
25,539
105
5.9
0.1
Credit Suisse
4.9
20,801
102
5.2
(0.3)
Goldman Sachs & Co
4.2
18,020
91
4.8
(0.6)
RBC Capital Markets
3.9
16,699
77
10
3.0
0.9
Morgan Stanley
10
3.7
15,694
79
4.2
(0.5)
SunTrust Robinson Humphrey
11
2.1
8,846
58
17
1.3
0.8
UBS
12
1.9
7,881
45
12
2.2
(0.3)
13
1.7
7,085
30
11
2.3
(0.6)
RBS
14
1.6
6,976
48
13
2.2
(0.6)
HSBC Bank PLC
15
1.6
6,618
28
21
1.1
0.5
PNC Bank
16
1.6
6,603
54
24
0.9
0.7
BNP Paribas Group
17
6,381
28
BMO Capital Markets
18
US Bancorp
19
Jefferies LLC
20
TOTAL
1.5
1.3
5,550
1.2
1.2
100%
5,273
5,228
425,911
49
34
18
22
1.3
1.0
0.2
0.3
15
1.5
(0.3)
16
1.4
(0.2)
35
826 448,523
Basic Materials
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
Tech/Comm
4.22%
36.65%
20.96%
12.35%
9.48%
16.35%
Total:
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
640,000
1200
600,000
1100
560,000
1000
520,000
480,000
100%
900
440,000
Includes all eligible U.S. loans. Volume in USD millions.
800
400,000
700
360,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
600
Q
1
320,000
LREP <GO>
14
Bloomberg
U.S. Leveraged Loans

MKT
SHARE
SHARE
CHG (%)
JP Morgan
13.3
35,082
149
11.7
1.6
10.5
27,651
148
13.4
(2.9)
Wells Fargo & Co
8.1
21,434
80
7.2
0.9
Deutsche Bank AG
8.1
21,330
84
7.3
0.8
Credit Suisse
7.7
20,314
100
7.5
0.2
Barclays
7.3
19,392
83
7.9
(0.6)
Goldman Sachs & Co
6.1
16,203
83
6.9
(0.8)
Morgan Stanley
5.6
14,723
75
5.8
(0.2)
Citi
5.4
14,139
65
6.8
(1.4)
RBC Capital Markets
10
4.3
11,414
57
10
3.7
0.6
UBS
11
2.6
6,798
44
11
3.2
(0.6)
Jefferies LLC
12
1.9
5,131
33
13
2.1
(0.2)
SunTrust Robinson Humphrey
13
1.9
5,073
38
14
1.6
0.3
BMO Capital Markets
14
1.7
4,489
40
15
1.2
0.5
RBS
15
1.6
4,125
33
17
0.9
0.7
General Electric Capital Corp
16
1.5
3,951
33
12
3.0
(1.5)
Kohlberg Kravis Roberts & Co
17
1.2
3,188
15
28
0.4
0.8
HSBC Bank PLC
18
1.1
2,966
17
27
0.4
Fifth Third Bancorp
19
0.9
2,249
22
22
BNP Paribas Group
20
0.8
100%
2,134
263,865
33
16
522 289,607
QUARTERLY VOLUME
USD (Mln) / #Deals
750
0.7
320,000
700
0.5
0.4
280,000
0.3
0.5
240,000
650
600
550
100%
200,000
500
160,000
450
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
12
13
20
20
20
20
20
12
12
20
11
11
LALT <GO>
20
20
LMX <GO>
Q
3
350
Q
2
400
80,000
Q
1
120,000
Q
1
rated at all. Volume in USD millions.
LREP <GO>
100.00%
360,000
Includes all eligible U.S. leveraged loans (spread of 225bp or more). Loans must be rated less than investment grade by at least one rating agency or not
LEAG <GO>
5.17%
47.14%
11.32%
10.85%
6.74%
18.77%
Total:
Q
4
TOTAL
Basic Materials
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
Tech/Comm
12
RANK
20
DEAL
COUNT
Q
3
VOLUME
USD (Mln)
11
MKT
SHARE
20
RANK
INDUSTRY BREAKDOWN
MKT
20
FIRM
2013
Q
2
2014
3/31/14
11
20
1/1/14
LREP <GO>
15
Bloomberg
EMEA Loans Mandated Arranger

-
1/1/14
2014
3/31/14
FIRM
2013
MKT
VOLUME
DEAL
SHARE
USD (Mln)
COUNT
RANK
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
HSBC Bank PLC
6.9
9,704
69
4.7
2.2
BNP Paribas Group
5.8
8,085
54
6.3
(0.5)
Credit Agricole CIB
5.5
7,652
46
4.7
0.8
Barclays
4.8
6,698
52
11
3.0
1.8
Societe Generale
4.3
6,017
38
4.7
(0.4)
Deutsche Bank AG
4.2
5,899
34
4.7
(0.5)
RBS
4.0
5,648
49
3.7
0.3
Commerzbank AG
3.6
4,977
33
12
2.2
1.4
Citi
3.5
4,891
28
3.0
0.5
ING Groep NV
10
2.9
4,082
36
10
3.0
(0.1)
UniCredit
11
2.9
4,061
35
4.4
(1.5)
12
2.7
3,736
25
13
2.2
0.5
JP Morgan
13
2.2
3,106
20
16
2.0
0.2
Lloyds Bank PLC
14
2.1
3,005
30
22
1.5
0.6
15
2.1
2,986
27
14
2.2
(0.1)
Goldman Sachs & Co
16
1.8
2,552
16
18
1.8
Natixis
17
1.8
2,527
24
3.3
(1.5)
Nomura Holdings Inc
18
1.8
2,514
43
0.5
1.3
280,000
Nordea
19
1.8
2,462
16
15
2.2
(0.4)
260,000
SEB
20
1.6
100%
2,175
140,035
30
14
191 222,074
1.1
0.5
240,000
TOTAL
Basic Materials
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
Tech/Comm
5.96%
31.86%
16.56%
11.61%
17.72%
16.29%
Total:
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
320,000
480
300,000
440
400
360
220,000
100%
320
200,000
Includes all eligible European, Middle Eastern and African loans. Volume in USD millions.
280
180,000
240
160,000
200
140,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
160
Q
1
120,000
LREP <GO>
16
Bloomberg
EMEA Loans Book Runner

-
1/1/14
2014
3/31/14
FIRM
2013
MKT
VOLUME
DEAL
SHARE
USD (Mln)
COUNT
RANK
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
Credit Agricole CIB
7.9
9,091
25
7.3
BNP Paribas Group
6.7
7,725
33
6.7
Deutsche Bank AG
6.1
7,041
25
5.4
0.7
Barclays
4.7
5,441
28
11
2.9
1.8
ING Groep NV
4.5
5,177
25
3.5
1.0
HSBC Bank PLC
4.3
4,923
37
3.7
0.6
Commerzbank AG
3.8
4,422
19
12
2.8
1.0
RBS
3.8
4,367
24
4.1
(0.3)
UniCredit
3.7
4,244
26
4.2
(0.5)
Societe Generale
10
3.5
4,087
23
6.2
(2.7)
Citi
11
3.4
3,963
18
10
3.0
0.4
12
2.8
3,207
17
15
2.3
0.5
DnB ASA
13
2.8
3,204
10
30
0.9
1.9
Credit Suisse
14
2.7
3,075
10
34
0.7
2.0
15
2.4
2,765
15
13
2.6
(0.2)
Nordea
16
2.3
2,602
10
19
1.7
0.6
Natixis
17
2.1
2,473
16
5.1
(3.0)
Goldman Sachs & Co
18
2.1
2,394
13
18
2.0
0.1
Nomura Holdings Inc
19
1.9
2,222
35
0.6
1.3
220,000
JP Morgan
20
1.9
100%
2,175
115,430
14
12
135 183,353
2.6
(0.7)
200,000
TOTAL
0.6
100%
Basic Materials
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
Tech/Comm
4.17%
32.48%
16.81%
10.80%
18.05%
17.68%
Total:
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
280,000
320
260,000
280
240,000
240
180,000
Includes all eligible European, Middle Eastern and African loans. Volume in USD millions.
200
160,000
140,000
160
120,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
120
Q
1
100,000
LREP <GO>
17
Bloomberg
Asia ex-Japan Loans Mandated Arranger

-
1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DEAL
SHARE
USD (Mln)
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
State Bank of India
14.0
10,864
28
15.4
5.0
3,872
28
11
1.9
3.1
Bank of China
4.7
3,666
31
7.2
(2.5)
HSBC Bank PLC
4.5
3,533
38
3.0
1.5
3.5
2,699
31
2.8
0.7
3.2
2,455
20
15
1.7
1.5
BNP Paribas Group
3.0
2,311
20
37
0.7
2.3
United Overseas Bank
2.8
2,179
18
2.0
0.8
2.8
2,148
26
3.7
(0.9)
China Construction Bank
10
2.8
2,147
11
24
1.1
1.7
ANZ Banking Group
11
2.7
2,138
23
2.5
0.2
Basic Materials
Consumer Prod/Svcs
Financial
Government
Industrial
Oil/Gas/Elect
Tech/Comm
12
2.5
1,945
21
17
1.6
0.9
Total:
Axis Bank Ltd
13
2.4
1,903
40
0.7
1.7
Credit Agricole CIB
14
2.1
1,604
15
43
0.6
1.5
Oversea-Chinese Banking Corp
15
1.9
1,463
10
2.2
(0.3)
IDFC Capital Ltd
16
1.7
1,356
Deutsche Bank AG
17
1,268
13
Industrial & Comm Bank of China
18
Maybank
19
Bank of Taiwan
20
TOTAL
1.6
1.6
1.6
1.5
100%
1,240
1,222
1,160
77,774
12
6
12
2.5
1.9
13
1.8
15
21
1.4
210 69,553
(1.4)
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
(0.9)
(0.3)
(0.2)
0.1
7.69%
16.97%
22.85%
1.42%
12.04%
31.30%
7.72%
95,000
340
90,000
320
85,000
300
80,000
280
75,000
100%
260
70,000
Includes all eligible loans from Asia Pacific excluding Japan, Australia, and New Zealand. Volume in USD millions.
240
65,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
4
200
Q
3
55,000
Q
2
220
Q
1
60,000
LREP <GO>
18
Bloomberg
Asia ex-Japan Loans Book Runner

-
1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DEAL
SHARE
USD (Mln)
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
State Bank of India
19.1
10,479
22
20.5
HSBC Bank PLC
7.2
3,960
18
13
2.1
5.1
Bank of China
5.5
3,018
21
5.9
(0.4)
Siam Commercial Bank PCL
4.6
2,539
11
2.2
2.4
Axis Bank Ltd
3.5
1,903
17
1.6
1.9
3.4
1,895
15
5.2
(1.8)
3.2
1,768
14
18
1.5
1.7
2.9
1,609
10
24
1.1
1.8
BNP Paribas Group
2.8
1,523
11
19
1.5
1.3
IDFC Capital Ltd
10
2.4
1,317
Credit Agricole CIB
11
2.3
1,287
44
0.6
1.7
ANZ Banking Group
12
2.3
1,252
10
3.2
(0.9)
Bank of Taiwan
13
2.3
1,238
14
2.6
(0.3)
14
2.1
1,140
25
1.1
1.0
China Construction Bank
15
1.9
1,032
37
0.8
1.1
16
1.9
1,016
10
2.3
(0.4)
Oversea-Chinese Banking Corp
17
920
United Overseas Bank
18
1.7
909
22
1.1
0.6
Taiwan Cooperative Bank
19
1.6
889
17
34
0.9
0.7
CIMB
20
1.6
100%
852
54,928
2
168 41,321
TOTAL
1.7
28
1.0
(1.4)
0.7
Basic Materials
Consumer Prod/Svcs
Financial
Government
Industrial
Oil/Gas/Elect
Tech/Comm
7.56%
22.24%
24.05%
2.01%
14.29%
19.33%
10.52%
Total:
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
70,000
220
65,000
200
60,000
55,000
180
50,000
100%
160
45,000
Includes all eligible loans from Asia Pacific excluding Japan, Australia, and New Zealand. Volume in USD millions.
40,000
140
35,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
13
14
20
Q
2
Q
1
13
Q
4
13
Q
2
Q
3
12
13
20
20
20
20
20
Q
1
12
12
20
Q
4
Q
3
11
12
20
20
20
11
11
20
11
LREP <GO>
20
20
LEAG <GO>
Q
2
120
Q
1
30,000
LREP <GO>
19
Bloomberg
Latin America Equity Offerings

-
1/1/14
2014
3/31/14
FIRM
2013
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
Deutsche Bank AG
34.9
622
n/a
11
3.3
31.6
Credit Suisse
32.8
584
n/a
20.0
12.8
Banco BTG Pactual SA
10.9
195
6.05
13.2
(2.3)
8.4
149
n/a
10
3.7
4.7
Citi
8.4
149
n/a
5.9
2.5
Banco Itau BBA SA
1.8
32
6.05
9.2
(7.4)
JP Morgan
1.8
32
6.05
14
2.4
(0.6)
Raymond James & Associates Inc
0.8
15
n/a
Bradesco BBI SA
9
TOTAL
0.3
100%
6
1,783
n/a
6.05
17
1.4
1
12 10,448
Basic Materials
Financial
Oil/Gas/Elect
33.27%
34.31%
32.42%
Total:
(1.1)
100.00%
100%
Includes all eligible equity offerings from Latin American issuers. Volume in USD millions.
QUARTERLY VOLUME
USD (Mln) / #Deals
12,000
24
22
10,000
20
8,000
18
16
6,000
14
4,000
12
10
2,000
8
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
20
1
Q
2
20
1
Q
1
20
1
Q
4
20
1
Q
3
20
1
Q
2
20
1
Q
1
20
1
Q
4
20
1
Q
3
20
1
20
1
20
1
LREP <GO>
20
1
20
1
LEAG <GO>
Q
2
6
Q
1
LREP <GO>
20
Bloomberg
Latin America Bonds

1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DISCL
DEAL
SHARE
USD (Mln)
FEES (%)*
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
HSBC Bank PLC
11.0
5,445
0.22
34
7.9
3.1
JP Morgan
9.6
4,734
0.26
26
9.7
(0.1)
Credit Suisse
8.2
4,078
0.21
11
13
3.0
5.2
Bradesco BBI SA
7.3
3,608
0.28
24
4.8
2.5
6.8
3,357
0.25
18
6.4
0.4
Citi
6.5
3,196
0.22
26
11.3
(4.8)
Goldman Sachs & Co
6.1
3,006
0.30
15
2.3
3.8
Banco do Brasil SA
5.9
2,940
0.26
19
8.9
(3.0)
Deutsche Bank AG
5.7
2,799
0.23
15
5.8
(0.1)
Banco Itau BBA SA
10
4.0
1,962
n/a
24
11
4.4
(0.4)
Banco Santander SA
11
3.9
1,929
0.23
21
5.6
(1.7)
BNP Paribas Group
12
3.0
1,501
0.29
18
1.0
2.0
Bank of China
13
2.9
1,417
n/a
Morgan Stanley
14
2.5
1,261
n/a
14
2.5
Credit Agricole CIB
15
2.3
1,144
0.29
16
2.1
1,053
n/a
15
10
4.6
Barclays
17
2.0
999
0.30
12
3.3
18
1.5
734
0.29
52,000
Pareto Securities
19
1.5
725
n/a
48,000
UBS
20
1.1
100%
560
49,514
n/a
0.25
2
121 39,408
44,000
170
40,000
160
TOTAL
Basic Materials
Consumer Prod/Svcs
Financial
Government
Industrial
Oil/Gas/Elect
Tech/Comm
Total:
100.00%
QUARTERLY VOLUME
USD (Mln) / #Deals
(2.5)
(1.3)
100%
3.47%
5.92%
17.74%
20.96%
6.62%
42.46%
2.83%
56,000
210
200
190
180
150
36,000
Includes all eligible bonds with country of risk in South America, Mexico, Belize, Costa Rica, Dominican Republic, El Salvador, Guatemala, Honduras,
140
32,000
Nicaragua & Panama. Includes Eurobonds and Global Bonds. Volume in USD millions.
130
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
20
1
Q
2
20
1
Q
1
20
1
Q
4
20
1
Q
3
20
1
Q
2
20
1
Q
1
20
1
Q
4
20
1
Q
3
20
1
20
1
20
1
LREP <GO>
20
1
20
1
LEAG <GO>
Q
2
120
Q
1
28,000
LREP <GO>
21
Bloomberg
Latin America Domestic Bonds

-
1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DEAL
SHARE
USD (Mln)
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
Banco Itau BBA SA
22.2
1,734
22
7.6
Bradesco BBI SA
9.5
740
7.6
1.9
HSBC Bank PLC
6.9
543
14
8.3
(1.4)
6.6
515
16
5.7
0.9
Casa de Bolsa Banorte SA
6.3
491
11
19
1.2
5.1
Actinver Casa de Bolsa SA
5.8
453
Citi
5.0
387
11
5.6
(0.6)
Banco do Brasil SA
4.3
334
18.8
(14.5)
Banco Santander SA
4.0
310
14
7.4
(3.4)
Banco Votorantim SA
10
2.9
228
4.0
(1.1)
Scotiabank
11
2.9
223
13
2.1
0.8
Banco Safra SA
12
2.8
222
13
2.5
199
3.0
(0.5)
CI Casa de Bolsa
14
2.4
186
44
0.2
2.2
15
2.0
158
29
0.7
1.3
Morgan Stanley
16
1.3
104
10
2.4
(1.1)
Itau Unibanco Holding SA
17
1.2
95
Finamex Casa de Bolsa SA de CV
18
1.1
87
Inversora Bursatil
19
1.0
82
16
1.4
Indusval Ctvm SA
20
1.0
100%
75
7,814
1
85 14,334
TOTAL
14.6
Basic Materials
Consumer Prod/Svcs
Financial
Government
Industrial
Oil/Gas/Elect
5.39%
24.16%
21.15%
5.81%
6.24%
37.25%
Total:
100.00%
(0.4)
-
100%
Includes all eligible domestic bonds issued by Latin American companies with a minimum 12 month maturity. Volume in USD millions.
QUARTERLY VOLUME
USD (Mln) / #Deals
20,000
160
150
18,000
140
16,000
130
14,000
120
12,000
110
100
10,000
90
8,000
80
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
20
1
Q
2
20
1
Q
1
20
1
Q
4
20
1
Q
3
20
1
Q
2
20
1
Q
1
20
1
Q
4
20
1
Q
3
20
1
20
1
20
1
LREP <GO>
20
1
20
1
LEAG <GO>
Q
2
70
Q
1
6,000
LREP <GO>
22
Bloomberg
Brazil Domestic (Local Credit)

-
1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DEAL
SHARE
BRL (Mln)
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
Banco Itau BBA SA
42.1
3,975
19
13.6
Bradesco BBI SA
18.5
1,742
14.3
4.2
Banco do Brasil SA
8.5
803
36.4
(27.9)
Banco Votorantim SA
5.8
550
5.9
(0.1)
HSBC Bank PLC
5.7
535
6.1
(0.4)
Banco Safra SA
5.6
530
5.2
491
5.9
Itau Unibanco Holding SA
2.4
225
Indusval Ctvm SA
1.9
175
Banco Santander SA
10
1.6
150
7.9
Credit Suisse
11
1.1
105
BES Investimento SA
12
1.1
100
2.5
(1.4)
Arab Banking Corp
13
0.5
100%
50
9,432
11
1
42 15,475
1.2
(0.7)
TOTAL
28.5
Basic Materials
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
Tech/Comm
(0.7)
(6.3)
-
10.54%
25.30%
12.80%
7.83%
42.46%
1.07%
Total:
100.00%
100%
QUARTERLY VOLUME
Includes all local and global eligible bonds with a minimum 12 month maturity. Volume in BRL millions.
BRL (Mln) / #Deals

24,000
100
22,000
90
20,000
80
18,000
16,000
70
14,000
60
12,000
50
10,000
40
8,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
20
1
Q
2
20
1
Q
1
20
1
Q
4
20
1
Q
3
20
1
Q
2
20
1
Q
1
20
1
Q
4
20
1
Q
3
20
1
20
1
20
1
LREP <GO>
20
1
20
1
LEAG <GO>
Q
2
30
Q
1
6,000
LREP <GO>
23
Bloomberg
Mexico Domestic
MKT
SHARE
SHARE
CHG (%)
Casa de Bolsa Banorte SA
15.9
393
7.5
Actinver Casa de Bolsa SA
14.3
355
10.4
256
19.0
HSBC Bank PLC
9.9
246
11.7
(1.8)
Citi
8.4
208
24.3
(15.9)
Scotiabank
8.3
206
CI Casa de Bolsa
7.5
186
10
1.4
6.1
Banco Santander SA
6.9
170
9.1
(2.2)
4.6
114
5.3
(0.7)
Morgan Stanley
10
3.5
87
Interacciones Casa de Bolsa
11
2.6
64
Barclays
12
1.1
26
Casa de Bolsa Deutsche Bank
12
1.1
26
Casa De Bolsa Ve Por Mas SA de CV
12
1.1
26
JP Morgan
12
1.1
26
Monex Casa de Bolsa
12
1.1
26
Valores Mexicanos Casa Bolsa
12
1.1
26
Vector Casa de Bolsa
12
1.1
26
Finamex Casa de Bolsa SA de CV
19
0.2
100%
5
2,473
1
14 1,790
(8.6)
Consumer Prod/Svcs
Financial
Government
Industrial
Oil/Gas/Elect
QUARTERLY VOLUME
USD (Mln) / #Deals
7,000
36
6,000
32
5,000
28
4,000
24
3,000
20
2,000
16
1,000
12
LEAG <GO>
Q
1
Q
4
Q
3
20
1
Q
2
20
1
Q
1
20
1
Q
4
20
1
Q
3
20
1
Q
2
20
1
Q
1
20
1
Q
1
LALT <GO>
LMX <GO>
20
1
20
1
LREP <GO>
100.00%
100%
Includes all local and global eligible bonds with a minimum 12 month maturity. Volume in MXN millions.
LEAG <GO>
31.53%
11.40%
18.26%
7.01%
31.79%
Total:
Q
4
TOTAL
8.4
RANK
20
1
DEAL
COUNT
Q
3
VOLUME
USD (Mln)
MKT
SHARE
20
1
RANK
INDUSTRY BREAKDOWN
MKT
20
1
FIRM
2013
Q
2
2014
3/31/14
20
1
1/1/14
LREP <GO>
24
Bloomberg
Latin America Loans Mandated Arranger

MKT
SHARE
SHARE
CHG (%)
BNP Paribas Group
27.0
1,920
33
0.4
6.2
443
9.9
(3.7)
HSBC Bank PLC
5.3
377
17.0
(11.7)
Natixis
4.3
307
Citi
4.2
300
6.3
(2.1)
4.0
287
12.7
(8.7)
JP Morgan
3.5
248
5.5
(2.0)
Banco Itau BBA SA
3.0
216
13
1.5
1.5
3.0
213
3.6
(0.6)
10
2.9
208
17
1.2
1.7
11
2.9
206
5.7
(2.8)
11
2.9
206
10.5
(7.6)
ING Groep NV
13
2.8
199
26
0.8
2.0
14
2.2
159
2.7
(0.5)
Societe Generale
15
2.1
151
15
1.3
0.8
Banco Santander SA
16
2.0
144
14
1.3
0.7
Wells Fargo & Co
17
136
Bladex
18
1.9
133
Export Development Canada
19
1.8
129
Intesa Sanpaolo SpA
19
24
6,000
20
4,000
16
LMX <GO>
LALT <GO>
LEAG <GO>
20
1
20
1
20
1
20
1
20
1
LREP <GO>
20
1
20
1
LEAG <GO>
Q
1
28
8,000
Q
4
10,000
Q
3
32
Q
2
36
12,000
Q
1
40
14,000
Q
4
16,000
Q
3
44
Q
2
48
18,000
20
1
100%
USD (Mln) / #Deals

20,000
Q
1
QUARTERLY VOLUME
100.00%
20
1
1
18 9,700
1.2
25.27%
40.03%
22.96%
4.32%
7.42%
Total:
Q
4
129
7,122
0.7
Basic Materials
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
1.8
100%
28
Q
1
TOTAL
1.9
26.6
20
1
RANK
Q
3
DEAL
COUNT
VOLUME
USD (Mln)
20
1
MKT
SHARE
20
1
RANK
INDUSTRY BREAKDOWN
MKT
Q
2
FIRM
2013
2014
3/31/14
20
1
1/1/14
LREP <GO>
25
Bloomberg
Latin America Loans Book Runner

-
1/1/14
2014
3/31/14
FIRM
RANK
2013
MKT
VOLUME
DEAL
SHARE
USD (Mln)
COUNT
RANK
INDUSTRY BREAKDOWN
MKT
MKT
SHARE
SHARE
CHG (%)
BNP Paribas Group
32.3
2,366
4.1
19.8
1,450
14.7
5.1
Citi
9.7
710
14.5
(4.8)
HSBC Bank PLC
9.7
710
5.7
4.0
5.5
405
4.0
1.5
Bladex
4.3
315
JP Morgan
3.5
260
5.3
(1.8)
Banco Itau BBA SA
2.9
216
14
1.8
1.1
Nederlandse Financierings-Maatschappij v
1.7
128
10
1.7
127
10.7
ING Groep NV
11
1.4
100
12
1.1
82
13.1
13
1.1
79
Natixis
13
1.1
79
Banco do Brasil SA
15
0.6
42
BES Investimento SA
16
0.4
31
Bradesco BBI SA
16
31
18
Credit Agricole CIB
18
Goldman Sachs & Co
18
TOTAL
0.4
0.3
0.3
0.3
100%
25
25
25
7,327
10
2.6
18
0.9
20 9,360
28.2
Basic Materials
Consumer Prod/Svcs
Financial
Industrial
Oil/Gas/Elect
(9.0)
24.57%
38.91%
25.11%
4.20%
7.21%
Total:
100.00%
(12.0)
(2.3)
(0.6)
QUARTERLY VOLUME
USD (Mln) / #Deals
18,000
45
16,000
40
14,000
35
12,000
30
10,000
100%
25
8,000
20
6,000
LMX <GO>
LALT <GO>
LEAG <GO>
Q
1
Q
4
Q
3
20
1
Q
2
20
1
Q
1
20
1
Q
4
20
1
Q
3
20
1
Q
2
20
1
Q
1
20
1
20
1
20
1
20
1
20
1
LREP <GO>
20
1
20
1
LEAG <GO>
Q
4
10
Q
3
2,000
Q
2
15
Q
1
4,000
LREP <GO>
26
Bloomberg League Tables Criteria

Credit is based on the total amount of the offering sold to the public. Full credit is awarded to sole book-running manager or split equally among joint
book-running managers. Regional and local tables are identified based on factors such as currency, market of issuer and/or country of risk/inc.
Fixed Income
All transaction must have a maturity or a call/put option of minimum 18 month. Make-whole calls, provisional calls/puts are exempt from this rule. Note:
criteria may vary for some local and/or regional tables.
U.S. dollar denominated 144A/REG S issues are credited 100% to the 144A tranche and 0% to the REG S tranche. Non-U.S. dollar denominated
144A/REG S issues are credited 100% to the REG S tranche and 0% to the 144A tranche.
New money portions of exchange offers will be eligible for credit.
Exclusions: Accredited investor tranches, asset-backed issues, auction note agencies, collateralized bond obligations, collateralized loan obligations,
commercial paper, municipal bonds, mortgage-backed issues, remarketed issues, repackaged bonds, government borrowing scheme retained bonds,
variable principal redemption issues, variable interest equity-linked issues, and credit linked notes, selling group agency issues, strips, units, warrants,
self-led under US$50 mln. Note: criteria may vary for some local and/or regional tables.
Equities- Linked
Equity-linked transactions: convertible bonds, convertible preferred stock and exchangeable bonds. Only issues that mature and are callable/puttable
in 12 months or longer are included. Make-whole calls, provisional calls, and provisional puts are exempt from this rule. Convertible bonds with
attached warrants are included. These are defined as synthetic convertibles with the combination of a fixed income instrument and warrants which can
be converted into shares. The embedded warrant can be detachable or non-detachable but the bond and the warrant must be sold as a unit, i.e. there
cannot be separate book building for the warrant and the bond.
Exclusions: Redemption-linked instruments, reverse convertibles or similar instruments, synthetics convertibles, issues convertible into participation in
an underlying fund or investment trust, pre-IPO convertible instruments, certain lower hierarch titles, i.e. Jr Bookrunner.
Equities
Equity market transactions: initial public offerings, additional offerings of common stocks, units, and depositary receipts (ADRs, GDRs, etc) and rights
offerings. Exclusions: Non-underwritten/best efforts, privately placed transactions, funds, self-led, preferred offerings, pre-negotiated offerings, certain
lower hierarch titles, i.e. Jr Bookrunner. Note: Criteria may vary for some local and/or regional table.
Loans
Includes executed syndicated loans transactions. Full credit is awarded to the sole bank satisfying the highest of the titles. Credit will be awarded equally
among multiple banks that share the highest agent/manager title. Credit is allocated to amended or amended and restated transactions, where each
modification is 100% at the lenders option and not as a result of events already built into the original credit agreement. Credit is awarded to following structural
changes only: 90 day or more maturity extensions, incremental basis for increased in deal size, reduction in pricing, full release of security.
Exclusions: Bilateral transactions, guaranteed deals (including but not limited to Letter of Guarantee, Performance Bond, CP Guarantee or Bank Guarantee),
deals with a maturity of less than 90 days (limit of one amended maturity per loan ,per year), cancelled or withdrawn transactions that are not executed prior to
deals cancellation or withdrawal.
Full versions of Bloombergs League Tables Standards & Guidelines can be accessed on Bloomberg Professional:
{IDOC 2016701<GO>}: Equity
{IDOC 2027097<GO>}: Equity Linked
{IDOC 2061504<GO>}: Structured Notes
{IDOC 2016703<GO>}: Fixed Income
{IDOC 2065648<GO>}: Syndicated Loans
{IDOC 2027014<GO>}: Legal Adviser Fixed Income
{IDOC 2021549<GO>}: Legal Adviser Equity
Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information
herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of
securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on
the Bloomberg Professional Service.

Bloomberg 2014 Q1 Global Capital Markets League Tables

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GLOBAL

Global Capital Markets League Tables

5 . U.S. Equity & Equity Linked

7 . Asia-Pacific Equity, Equity Linked & Rights

16 . EMEA Loans Mandated Arranger

release and data found on the Bloomberg Professional Service.

18 . Asia ex-Japan Loans Mandated Arranger

For data submissions or queries, please contact:

22 . Latin America Domestic Bonds

For 24 hour global customer support call

+1 212 318 2000

+44 20 7330 7500

+65 6212 1000

+81 3 3201 8900

or press the HELP key twice on the BLOOMBERG PROFESSIONAL(R) service.

2014Bloomberg Finance L.P. All rights reserved.

Global Equity, Equity Linked & Rights

Goldman Sachs & Co

Bank of America Merrill Lynch

Nomura Holdings Inc

HSBC Bank PLC

RBC Capital Markets

Wells Fargo & Co

BMO Capital Markets

Sumitomo Mitsui Financial Group Inc

CITIC Securities Co Ltd

Mizuho Financial Group Inc

2014Bloomberg Finance L.P. All rights reserved.

Global Equity & Equity Linked

Goldman Sachs & Co

Bank of America Merrill Lynch

Nomura Holdings Inc

HSBC Bank PLC

RBC Capital Markets

Wells Fargo & Co

BMO Capital Markets

Sumitomo Mitsui Financial Group Inc

CITIC Securities Co Ltd

Mizuho Financial Group Inc

2014Bloomberg Finance L.P. All rights reserved.

Global Equity Linked

Goldman Sachs & Co

Bank of America Merrill Lynch

HSBC Bank PLC

Nomura Holdings Inc

BNP Paribas Group

Credit Agricole CIB

Mizuho Financial Group Inc

RBC Capital Markets

Daiwa Securities Group Inc

2014Bloomberg Finance L.P. All rights reserved.

U.S. Equity & Equity Linked

Goldman Sachs & Co

Bank of America Merrill Lynch

Wells Fargo & Co

RBC Capital Markets

BMO Capital Markets

Piper Jaffray & Co

Leerink Swann LLC

Raymond James & Associates Inc

HSBC Bank PLC

William Blair & Co LLC

2014Bloomberg Finance L.P. All rights reserved.

EMEA Equity, Equity Linked & Rights Offerings