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Acta Materialia 84 (2015) 292304
www.elsevier.com/locate/actamat
Z. Fan,a, Y. Wang,a Y. Zhang,a T. Qin,a X.R. Zhou,b G.E. Thompson,b T. Pennycookc,d and
T. Hashimotob
a
AbstractAlTiB is the most widely used grain rener for many Al alloys. However, the precise mechanism of grain renement is still not clear after
60 years of intensive research. This work aims to further our understanding on the grain rening mechanism involving AlTiB-based grain reners.
Extensive high-resolution electron microscopy investigation has conrmed the existence of a Ti-rich monolayer on the (0 0 0 1) TiB2 surface, which is
most likely to be a (1 1 2) Al3Ti two-dimensional compound (2DC). Further experimental investigation was carried out to understand the potency of
TiB2 particles and the stability of the Al3Ti 2DC. Our results showed that the potency of TiB2 particles is signicantly increased by the formation of a
monolayer of Al3Ti 2DC on their surface. The Al3Ti 2DC forms at the liquidAl/TiB2 interface in concentrated AlTi solutions, but dissolves in
dilute AlTi solutions, although the kinetics of both the formation and dissolution of Al3Ti 2DC are relatively sluggish. Eective grain renement
by the Al5Ti1B grain rener is directly attributed to the enhanced potency of TiB2 particles with the Al3Ti 2DC and sucient free Ti solute in the
melt after grain rener addition to achieve the columnar-to-equiaxed transition.
2014 Published by Elsevier Ltd. on behalf of Acta Materialia Inc.
Keywords: Grain renement; Nucleation; Aluminum; TiB2; Interfacial layer
1. Introduction
Grain renement of Al alloys is desirable since it facilitates the casting process, reduces cast defects and therefore
oers improved casting quality [1]. To achieve a grainrened cast microstructure, chemical inoculation by the
addition of grain reners has become a common industrial
practice [2]. The most widely used grain rener for Al alloys
is the Al5Ti1B (all compositions are in wt.% unless
otherwise specied) master alloy, which contains both the
Al3Ti intermetallic compound and TiB2 particles in an aluminum matrix. The Al5Ti1B master alloy contains 2.8%
excess Ti over the stoichiometric ratio of TiB2 (i.e., 2.2:1 in
wt.%). The Al5Ti1B master alloy is very eective for the
grain renement of most of Al alloys with a nucleation
undercooling of usually less than 1 K [2]. Since the
introduction of AlTiB-based grain reners over 60 years
ago [3], tremendous eorts have been made to understand
the mechanism of grain renement, which has been the
subject of a number of review papers (e.g. [2,4,5]).
However, until now, there has been no consensus on the
exact mechanism for grain renement involving the
addition of AlTiB-based grain reners [5].
http://dx.doi.org/10.1016/j.actamat.2014.10.055
1359-6462/ 2014 Published by Elsevier Ltd. on behalf of Acta Materialia Inc.
293
concept was dismissed by Sigworth [22] based on thermodynamic argument. In order to verify the duplex nucleation
theory, Schumacher et al. [23,24] used a melt spinning technique to produce amorphous Al85Y8Ni5Co2 alloy ribbons
containing TiB2 particles. They observed that a thin crystalline phase of 3 nm thickness with a lattice spacing close to
that of Al3Ti phase existed between TiB2 and the amorphous Al. However, it was dicult to precisely identify
the Al3Ti phase. It is possible that the observed 3 nm crystal
layer on the TiB2 surface is a-Al formed in the solid state
since the amorphous Al85Y8Ni5Co2 alloy is highly metastable and crystallization may take place in the solid state.
The solute theory [10,25] suggested that both the nucleating particles and the solute elements in the alloy melt
were important factors aecting grain renement. The eect
of solute elements on heterogeneous nucleation was taken
into account through their eect on growth restriction to
allow more nucleating substrates to be active before
recalescence [26]. Easton and StJohn [26,27] proposed a
semi-empirical model based on the constitutional undercooling theory. Their analysis showed that grain size can be
related closely to the growth restriction factor. In such an
approach, the grain renement due to the increased solute
contents was explained by the increased nucleation events
through delayed recalescence [27,28]. Further development
along this direction has seen a more analytical approach to
the solute eect [29,30] and the postulation of the interdependence theory by StJohn et al. [31]. They proposed that
grain formation was the result of repeated cycles of growth
and nucleation events moving towards the thermal centre
of the casting. However, it is likely that the solute theory
and its extension may have over-estimated the eect of solute on grain renement. Recently, Du and Li [32] extended
the KampmannWagner numerical model [33] for solid
state precipitation to predict grain size in solidied multicomponent alloys. Their simulation results showed that
the solute suppressed nucleation (SSN) eect has a negligible inuence on the nucleation behavior and the nal grain
size during isothermal melt solidication.
One of the major challenges in nucleation research is the
experimental diculties in examining the nucleation process
in situ since nucleation occurs in a non-opaque medium at
high temperature and in an extremely short time scale.
Consequently, nucleation research is usually conducted by
postmortem examination of the solidied materials combined with some speculations. Alternatively, modeling techniques have been employed for investigating heterogeneous
nucleation at the atomic level, such as the density functional
theory (DFT) and the MD simulations. DFT calculations
suggested that an Al3Ti-like thin layer could be thermodynamically stable on the TiB2 surface prior to Al solidication [34], but the ab initio MD simulations failed to show
the existence of such a layer of Al3Ti on the top of TiB2 surface [35], which may have been due to the time limitation of
ab initio MD. However, the more recent MD simulation by
Qin and Fan [36] has conrmed that an atomic monolayer
of (1 1 2) Al3Ti could be stable at the liquid Al/TiB2 interface
at temperatures above the melting point of Al.
A particularly important aspect of grain renement is
the crystallographic matching across the solid/substrate
interface at the moment of heterogeneous nucleation.
Relevant to this is epitaxial growth of a thin layer of one
material on the surface of another material (the substrate)
[37]. The scientic basis for epitaxial growth of strained
layers on a substrate originates from the theory of Frank
294
and Van der Merwe [38]. Interestingly, Frank and Van der
Merwes theory was applied to study heterogeneous nucleation of a solid on a crystalline substrate during solidication of a metallic melt by Turnbull and Vonnegut [39] as
early as 1952. They based their analysis on classical heterogeneous nucleation theory [40], which we now know breaks
down for systems with a small contact angle [41], such as
systems where grain renement is relevant. Nevertheless,
their analysis suggested that nucleation undercooling
increased sharply with increasing lattice mist between
the solid and the substrate. Further realization of the
importance of lattice matching at the solid/substrate interface in more recent years has led to the development of the
edge-to-edge matching approach for the identication of
new substrates for grain renement [42,43] and the development of a more general epitaxial nucleation model [44].
In this paper we present our experimental evidence for
the existence of an atomic monolayer of (1 1 2) Al3Ti twodimensional compound (2DC) on the (0 0 0 1) TiB2 surface
of commercial AlTiB-based grain reners. We will demonstrate experimentally that the Al3Ti 2DC forms at the
liquid Al/TiB2 interface in concentrated AlTi solutions,
but dissolves in dilute AlTi solutions, although the kinetics
of both formation and dissolution of Al3Ti 2DC are relatively sluggish. The eective grain renement of Al5Ti
1B grain rener can be attributed to the enhanced potency
of TiB2 particles with the Al3Ti 2DC monolayer in place
and adequate free Ti solute in the melt after grain rener
addition to achieve the columnar-to-equiaxed transition.
2. Experimental
2.1. Materials
Commercial-purity aluminum (hereafter referred to as
CPAl) is commonly used as a standard material for
assessing the eectiveness of grain reners [2,45]. In this
work CPAl (>99.86% Al) was used as the base material
for all experiments. Commercial Al5Ti1B (equivalent
to Al2.8Ti3.2TiB2) grain rener, supplied by LSM
(Rotherham, UK), was used as the reference grain rener
for assessing the eectiveness of other grain reners.
According to Quested and Greer [46], commercial
Al5Ti1B grain rener contains TiB2 particles with a size
range of 0.56 lm, an average size of 0.72 lm and a particle number density of 7.3 1012 m3 with 0.1% addition. A stoichiometric grain rener, Al2.2Ti1B
(equivalent to Al3.2 TiB2), supplied by LSM, was also
used in this work, which provided the same TiB2 particle
number density as the commercial Al5Ti1B grain rener
but with no excess Ti. In addition, an Al10Ti master
alloy, supplied by LSM, was used to vary the Ti concentration and to prepare new grain reners based on synthetic TiB2 particles (unlike TiB2 particles formed in situ
during grain rener production). The synthetic TiB2
Ti
Fe
Si
Zn
Ni
Cu
Cr
Al
Supplier
CPAl
Al-10Ti
Al-2.2Ti-1B
Al-5Ti-1B
0.006
9.90
2.26
4.80
0.96
0.85
0.08
0.10
0.12
0.09
0.03
0.02
0.11
0.08
0.09
0.04
0.003
0.005
0.001
0.001
Bal.
Bal.
Bal.
Bal.
Norton
LSM
LSM
LSM
295
3. Results
3.1. Reference microstructures for grain renement
296
Fig. 1. Macrographs showing the grain structures of commercial purity aluminum (CPAl) solidied in the TP-1 mould. (a, b) are for CPAl without
grain rener addition, and (c, d) are for CPAl with addition of 0.2% commercial Al-5Ti-1B grain rener. (a, c) are cross-sections, and (b, d) are
vertical sections. Without grain rener addition, CPAl has a coarse and fully columnar grain structure (a, b), which will be taken as a reference for the
non-grain-rened structure; with 0.2% addition of commercial Al-5Ti-1B grain rener, CPAl has a ne and fully equiaxed grain structure (c, d),
which will be taken as a reference for the fully grain-rened structure.
shows two such TiB2 particles. The TiB2 particles are facetted with their {0 0 0 1} basal and {1 1 0 0} prism planes displayed. Heterogeneous nucleation of Al is believed to occur
on the {0 0 0 1} surfaces of the boride particles [23].
The TEM observation of the interface between the TiB2
particle and Al was focused on the surface of the faceted
{0 0 0 1} planes of multiple boride particles. An example
of such observation using high-resolution lattice imaging
is given in Fig. 4a, where the incident electron beam is parallel to the [1 1 2 0] zone direction of TiB2 (bottom part)
and the [0 1 1] zone direction of the adjacent Al grain
(upper part). This gives the following well-dened orientation relationship (OR) between the two crystals:
000111-20TiB2 ; == 1110-11Al:
This observation of the much expected OR in a solidied
AlTiB2 sample provides for the rst time evidence to verify that the TiB2 particle does nucleate a-Al. The above OR
was also conrmed by the selected area electron diraction
(SAED) pattern, as shown in Fig. 4b that is indexed in
Fig. 4c.
TEM observation showed that the majority of the TiB2
particles were not in the above OR, indicating that the
majority of the boride particles from the commercial
AlTiB grain rener did not contribute to the nucleation
process during the solidication. This is consistent with
the conclusion derived from the free growth model that
only 0.11% of the added TiB2 particles are active for heterogeneous nucleation [50]. However, careful investigations
by HRTEM at high magnications on multiple TiB2
297
(a)
500nm
(b)
298
(a)
Al
[0-11])
(a)
Al
(111)
(0001)
(0001)
TiB2
[11-20])
2 nm
(b)
111Al
0001TiB2
(c)
200Al
TiB2
[11-20]
1 nm
(b)
Al
-1100TiB2
0.25nm
Al
TiB2
exists at the solid Al/TiB2 interface. Fig. 7 shows schematically the atomic arrangement in the (1 1 2) plane of
Al3Ti with the [2 0 1] and [2 4 1] directions being
marked. It is shown that the [2 0 1] columns in the
(1 1 2) Al3Ti contain 25 at.% Ti, which is in qualitative
agreement with the Ti-rich conclusion from Fig. 6, where
the brightness of the [2 0 1] columns is uniform and less
bright than that of the Ti columns on the TiB2 surface.
In addition, the spacing of the [2 0 1] columns in the
(1 1 2) Al3Ti (0.25 nm measured from Figs. 5b and 6a)
is also in good agreement with the atomic spacing along
the [2 4 1] direction in the bulk Al3Ti. Based on the
above analysis, it can be concluded that the observed
atomic monolayer at the Al/TiB2 interface is most likely
to be the (1 1 2) Al3Ti 2DC, with the following ORs
between TiB2, Al3Ti 2DC and a-Al:
000111-20TiB2 == 112-201Al3 Ti 2DC == 1110-11Al:
In the following section, we will assume the observed Tirich monolayer at the Al/TiB2 interface is (1 1 2) Al3Ti 2DC
and examine experimentally its stability under dierent
conditions.
3.4. Formation of Al3Ti 2DC on TiB2 particles
The bulk Al3Ti phase (three-dimensional) is only stable
in liquid Al at Ti concentrations greater than 0.15% [3].
However, at lower Ti concentrations (<0.15%), Al3Ti
(0001)
TiB
[11-20]
0.32nm
1 nm
Fig. 5. (a) High resolution TEM image and (b) high angle annular
dark eld (HAADF) STEM image (Z-contrast), showing the existence
of an atomic monolayer on the (0 0 0 1) TiB2 surface. For both cases,
the incident electron beam is parallel to [1 1 2 0] of TiB2, but away
from any low index zone axis of the a-Al. It is noted that (1) from (a)
the atomic positions in the atomic monolayer deviated from that of the
Ti-terminated TiB2 surface; and (2) from (b) the atomic columns of the
monolayer are bright in the Z-contrast image, indicating that the
monolayer might be Ti-rich.
(a)
Al
TiB2
[11-20]
(b)
1 nm
(c)
(d)
299
To check the formation of Al3Ti 2DC on the TiB2 particles at a higher concentration of Ti, a special grain rener,
Al1Ti0.2B, was prepared at 850 C using synthetic TiB2
particles and Al10Ti master alloy under intensive melt
shearing but with dierent shearing times. Intensive melt
shearing was used to enhance mass transport in the melt,
and therefore to accelerate the adsorption of solute Ti at
the liquid Al/TiB2 interface. The obtained Al1Ti0.2B
grain rener was used to grain-rene CPAl at an addition
level equivalent to 0.2% commercialAl5Ti1B grain
rener. The resultant grain structures of the TP-1 samples
are compared in Fig. 8 for addition of grain reners prepared by intensive melt shearing for 2 and 10 min. The
TP-1 sample grain-rened with the grain rener with
2 min shearing exhibited a fully columnar grain structure,
while that with 10 min shearing showed a ne and nearly
equiaxed grain structure. This demonstrates that intensive
melt shearing accelerates the formation of Al3Ti 2DC at
higher Ti concentration in the AlTi liquid. These results
conrm that Al3Ti 2DC is thermodynamically stable at
850 C in concentrated AlTi solution (Al0.56Ti in this
case).
3.5. Dissolution of the Al3Ti 2DC adsorbed on the TiB2
particles
Ti containing column
Ti
Fig. 6. (a) SuperSTEM Z-contrast HAADF image; (b) local Zcontrast HAADF across the Al/TiB2 interface; (c) atomic resolution
EELS map of Ti K-edge (green); and (d) superimposition of the local
Z-contrast image and Ti K-edge map. The atom columns with blue
circles are Ti-rich columns, and those with red circles are Ti columns.
The EELS mapping conrms that the atomic monolayer contains Ti
atoms. (For interpretation of the references to colour in this gure
legend, the reader is referred to the web version of this article.)
240
Grain size, m
300
210
180
150
120
1.0
1.5
2.0
2.5
3.0
3.5
4.0
log(t), min
Fig. 10. Average grain size of CPAl with addition of 0.2% commercial
Al-5Ti-1B grain rener as a function of holding time at 800 C before
being stirred and poured into the TP-1 mould for solidication.
Fig. 9. Grain structures of CPAl with addition of 0.2% commercial Al5Ti-1B grain rener solidied in the TP-1 mould, showing the eect of
isothermal holding time at 800 C on the eectiveness of the commercial Al-5Ti-1B grain rener. The melt with the grain rener addition
was held at 800 C for (a) 1 h and (b) 78 h respectively, before being
stirred and poured into the TP-1 mould for solidication.
4. Discussion
4.1. The existence of Al3Ti 2DC adsorbed on the TiB2
particles
In our previous work [36], MD simulation has conrmed that Al3Ti 2DC can exist at the liquid Al/TiB2 interface at temperatures above the Al liquidus. The MD
simulation also revealed that Al3Ti 2DC contains a triangular network of dislocations to accommodate the relatively
large lattice mist between Al3Ti and TiB2, and that formation of Al3Ti 2DC lowers the liquid Al/TiB2 interfacial
energy compared to that without Al3Ti 2DC [36]. In this
paper, we used an experimental approach to conrm the
existence of Al3Ti 2DC.
Our experimental conrmation of the existence of the
Al3Ti 2DC comes from both direct TEM observations
301
302
(a)
(b)
(c)
(111) Al
(d)
Al
B
Ti
Fig. 13. Schematic illustration of the mechanism for heterogeneous nucleation of aluminum on (0 0 0 1) surface of a TiB2 particle which has a (1 1 2)
Al3Ti 2DC monolayer. Arrangements of atoms in (a) Ti-terminated (0001) plane of TiB2 surface; (b) (1 1 2) plane of Al3Ti 2DC; and (c) (1 1 1) plane
of Al. (d) Atomic matching at the TiB2/Al3Ti 2DC/Al interfaces.
5. Conclusions
(1) TiB2 particles can nucleate the a-Al, but they have
only a moderate potency.
(2) The nucleation potency of TiB2 particles can be signicantly improved by the formation of (1 1 2)
Al3Ti 2DC on the (0 0 0 1) TiB2 surface.
(3) Al3Ti 2DC is stable in concentrated AlTi solution,
but is unstable and dissolves in dilute AlTi
solution.
(4) The kinetics of both formation and dissolution of
Al3Ti 2DC in liquid Al is extremely sluggish, and
intensive melt shearing can accelerate both the formation and dissolution kinetics.
(5) Excess Ti aects the eectiveness of AlTiB grain
rener by the formation of Al3Ti 2DC to increase
the potency of TiB2 particles and the provision of
free Ti in the inoculated melt to cause columnarto-equiaxed transition.
(6) Eective grain renement of Al alloys by Al5Ti
1B grain rener can be attributed to the increased
potency of TiB2 particles by the formation of Al3Ti
2DC during grain rener production and adequate
Ti solute in the inoculated melt to cause columnarto-equiaxed transition.
[3]
[4]
[5]
[6]
[7]
[8]
[9]
[10]
[11]
[12]
[13]
[14]
[15]
[16]
[17]
[18]
[19]
[20]
[21]
[22]
[23]
[24]
[25]
[26]
[27]
[28]
[29]
[30]
[31]
[32]
[33]
[34]
[35]
[36]
Acknowledgements
[37]
EPSRC-UK is gratefully acknowledged for supporting the
EPSRC Centre LiME under grant EP/H026177/1 and the LATEST2 Programme Grant.
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