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Introduction
General topology (sometimes called point-set topology) is that branch of
mathematics that deals with placing a “structure” on sets in a way that allows
one to investigate important mathematical concepts, like closeness, limits,
infinite series, convergence, continuity, and many others. In calculus, the
concept of what is “close” is crucial to its development. You have seen that
the distance between two real numbers x and a is given by the absolute value
of their difference; x − a , thus points within a distance δ from a point a are
points in the set
{x ∈ : x − a < δ }
Also, recall the definition of
lim xn = a
n →∞
is
( ∀ε > 0 )( ∃N > 0) n > N ⇒ xn − a < ε
which means if we go far enough out in the sequence the values of the
sequence will get closer to a than any prescribed number ε . But general
topology defines convergence in a more general way by introducing a family
T ⊆ P ( ) of subsets of
T = {Oα }α ∈∆
called a topology on , whose members Oα are called the open sets of the
topology. In terms of this family of open sets, the above limit would be stated
as
This says that for any open set containing a the terms in the sequence will
eventually lie in that open set. By choosing different families of open sets,
one can effect different types of convergence; i.e. pointwise, uniform, etc.
Section 5.3 485 General Topology on
This brings us to the unifying concept of this section, and the study of
“closeness”, the open set.
A open ⇔ ( ∀a ∈ A )( ∃δ > 0 )( Nδ (a ) ⊆ A )
1
The key word here is “general” since we can find neighborhoods of points in higher dimensions
and even points in function spaces..
Section 5.3 486 General Topology on
In the definition of an open set, when we say “there exists a δ greater than
zero” we are thinking of a small δ , normally not a large one. Intuitively
speaking, a set is open if you can “wiggle” around any point in the set and still
be in the set, provided you don’t wiggle too much. Another way of thinking
about open sets is every point in an open set is surrounded by other points in
the set and insulted from the outside.
Margin Note: Because of the matching of real numbers with points on the
number line, we often refer to real numbers as “points.”
( a, ∞ ) = { x ∈ : x > a}
( −∞, b ) = { x ∈ : x < b}
What does it mean for a set not to be open? To answer that question, we
negate2 the definition of an open set, getting
2
You can see the benefit of predicate logic notion that allows one to negate sentences very easily.
Section 5.3 487 General Topology on
Proof
a ∈ ∪ Aα
α ∈∆
Hence
( ∃β ∈ ∆ ) ( ∀a ∈ Aβ ) ( ∃δ > 0 ) a ∈ Nδ ( a ) ⊆ Aβ ∈ ∪ Aα
α ∈∆
(Intersection of Open Sets) We show that if the sets Ak in the finite family
n
n
{ Ak }k =1 , then the intersection a ∈ ∩ Ak is open. . To show this we let
k =1
n
a ∈ ∩ Ak
k =1
( ∀a ∈ Ak )( ∃δ k > 0 ) ( a ∈ Nδ ( a ) ⊆ Ak )
k
3
and if we pick δ = min {δ k : k = 1, 2,..., n} > 0 we have
n
a ∈ Nδ ( a ) ⊆ ∩ Ak
k =1
3
It is necessary that the number of open sets be finite, else the values of δk might not have a minimum
value.
Section 5.3 488 General Topology on
The following examples illustrate the fact that the union of open sets is
open, but an infinite intersection of open sets need not be open.
∞
1
a) ∪ 0,1 − n = ( 0,1)
n= 2
(open)
∞
1 1
b) ∩ − n , n = {0}
n= 2
(not open)
5
1 1 1 1
c) ∩ − n , n = − 5 , 5
n= 2
(open)
Closed Sets
The concept of open sets leads us to what might be called the opposite
of an open set, a closed set.
Definition:
Definition A set A ⊆ is closed if its complement A is open.
Example
Example 3 (Closed Sets)
Keep in mind not all sets of are open or closed; the sets A = ( 0,1] and
B = [ −3, 2 ) are neither open nor closed.
The set of real numbers is open by the definition of an open set, and
hence its complement, the empty set, is closed. But the empty set is also
open vacuously by definition since there is no point a ∈∅ to check for the
condition a ∈ Nδ ( a ) ⊆ ∅ . But if the empty set is open, that means is
closed. This means and ∅ are both open and closed are the only sets of
real numbers both open and closed. All other sets are either open, closed, or
neither.
∞
1 1
a) ∩ − n , n = {0}
n= 2
(closed)
∞
1 1
b) ∪ −1 + n ,1 − n = ( −1,1)
n= 2
(not closed)
Margin Note: Open and closed sets are at the center of point set topology
topology.
ogy In
general topology, open sets are defined as any collection of subsets of a
larger set (say the real line) that is “closed” under unions and finite
intersections. By choosing more or less open sets, a variety of different
types of convergence is possible. The more open sets the more difficult for
sequences to converge, the fewer open sets the more likely a sequence will
converge.
Section 5.3 490 General Topology on
Definition:
Definition: Suppose A ⊆ and x ∈ . Then, exactly one of the following is
true: x is in the interior, boundary, or exterior of the set A . The following
definitions make this precise..
a ∈ Int ( A) ⇔ ( ∃δ > 0 ) ( Nδ ( a ) ⊆ A )
Boundary Point:
Point A point x ∈ is a boundary point of A if and only if for any
δ > 0 the δ -neighborhood of x intersects both A and the compliment of A .
We denote the set of boundary points of a set A by Bdy ( A ) . In the language
of predicate logic, we have
4
We are studying basic topology of the real numbers, which allows us to talk about
closeness, convergence, and so on. In general, a topology on a set is a family of subsets,
called open sets,
sets which are closed under unions and finite intersections.
Section 5.3 491 General Topology on
Exterior
Exterior Point: A point a ∈ is an exterior
exterior point of A if and only if there
exists a δ > 0 such that a ∈ Nδ ( a) ⊆ A . We denote the set of exterior points
of a set A by Ext ( A ) . In the language of predicate logic, we have
a ∈ Ext ( A) ⇔ ( ∃δ > 0 ) ( a ∈ Nδ ( a ) ⊆ A )
∅ ∅
Margin Note: Intuitively, a limit point of a set is a point where no matter how
little you “wiggle” away from the point you intersect points of the set. In
other words, a set likes to “snuggle up” to its limit points.
Proof:
Proof: (⇒ ) If A is closed, then its complement A is open, which means that
for any x ∈ A there is an open neighborhood of x lying completely in A .
Hence x can not be a limit point A which means A contains its limit points.
(⇐) Suppose now that A contains its limit points, which means that if x ∈ A ,
x is not a limit point. Hence, there exists an open neighborhood of x lying
completely in A , which by definition means that A is an open set which
further means that its complement, i.e. A , is closed. ▌
Table 2 gives the limit points of some common sets of real numbers. If
the last column is a “yes” that means the set A is closed. If the answer is
“no” that means the set is either open or neither open or closed.
A⊆ Limits ( A ) Limits ( A ) ⊆ A ?
∅ ∅ yes (closed)
( a, b ) a, b no
a, b a, b yes (closed)
( a, b a, b no
{a} ∅ yes (closed)
{a, b, c} ∅ yes (closed)
1 1 1
1, , , ,... {0} no
2 3 4
( 0,1) ∪ {2} 0,1 no
0,1 ∪ {2} 0,1 yes (closed)
(closed)
∅ yes (closed)
∅ yes (closed)
no
yes (closed)
Bolzano-
Bolzano-Weierstrass Theorem
Theorem 4: Bolzano-
Bolzano-Weierstrass Theorem
Proof:
a+b a +b
a, 2 and 2 , b
each of whose length is half the original length. Now, one of these
subintervals (possibly both) contains an infinite number of points of S since
we have assumed S is infinite. We now call I1 the subinterval that contains
an infinite number of points of . If both subintervals contain an infinite
S
[ a, b ] ⊃ I 1 ⊃ I 2 ⊃ I 3 ⊃ ⊃ I n ⊃
each of whose length is half that of the previous interval and each of which
contains an infinite number of points of S . By the Nested Interval Lemma
∞
(Lemma 1) the intersection we know that the intersection ∩I
k =1
k consists of a
5
The limit point will be a real number, but may or may not lie in the set S
Section 5.3 496 General Topology on
Margin Note: Cantor claimed the Bolzano-Weierstrass is the basis for most of
the important results in analysis. Realize that the theorem is false if one
restricts oneself to infinite bounded subsets of the rational numbers. The
Bolzano-Weierstrass theorem states something inherent about the real
numbers.
Example 6 (Limit
(Limit Points)
b) (not bounded, but infinite) The set of integers is an infinite set, but is not
bounded and so the conditions of the Bolzano-Weierstrass theorem are not
satisfied. Hence, there is no guarantee of any limit point. In this case, the set
has no limit point.
Section 5.3 497 General Topology on
c) (not bounded, but infinite) The set A = ( 0,1) ∪ {2,3, 4,...} is an infinite set, but
not bounded so the conditions of the Bolzano-Weierstrass theorem are not
satisfied, and so no guarantee of a limit point. However, the set does have limit
points, namely all points in the closed interval [ 0,1] .
d) (bounded, not infinite) The set A = {1, 2,3, 4,5 } is bounded but not infinite,
thus the conditions of the Bolzano-Weierstrass theorem are not satisfied and so
there is no guarantee of a limit point. In this case the set does not have a limit
point. Finite sets never have limit points.
1. Tell if the following sets subsets of are open, closed, both, or neither.
∞
1 1
n) ∩ − n,n
n =1
Ans: closed
∞
1 1
o) ∪ n , 1 − n
n= 2
Ans: open
∞
1
p) ∩k =1
0, k Ans: closed
e) {1, 5, 6}
f) {sin x : 0 ≤ x ≤ π }
g) ( −1, 0 ) ∪ ( 0,1)
1
h) : n ∈ ∪ {0}
n
Ans:
3. (True or False) Answer true or false about the following sets of real
numbers.
Ans: True, is both open and closed and it is the only non empty set
that has this property..
b) A point can lie both in the interior and on the boundary of the set.
Ans: False, the interior, boundary, and exterior of a set are disjoint.
Ans: True
4. (Mystery Sets)
Sets) Find two sets, which are not equal, but have the same
interior, boundary, and exterior.
a) A set with two boundary points in the set and one boundary point not in
the set.
b) A set with four boundary points in the set and three boundary points not
in the set.
c) A set with three boundary points, none of which lie in the set.
1
Ans: : n ∈ ∪ ( 2, 3)
n
d) A set with three boundary points, all of which lie in the set
6. (Finite Sets Closed) Show that the finite set A = {1, 2 } is closed by finding
its complement and showing that the complement passes the test of being an
open set.
7. (Limit Points) Find (if any) the limit points of the following sets. State if
the conditions of the Bolzano-Weierstrass theorem hold.
Section 5.3 501 General Topology on
a)
b)
c)
d) ( 2, 4 ) ∪ ( 4,5 )
e) {( −1) n
: n∈ }
Ans: Limits ({( −1) : n ∈ }) = ∅
n
Not infinite.
f) ∅
g) ∩ ( 0,1)
(
Ans: Limits ∩ ( 0,1) = 0,1 ) Satisfies Bolzano Weiterstrass
m
h) n : m, n ∈
2
m
Ans: Limits n
: m, n ∈ = Not bounded
2
1
i) m + : m, n ∈
n
Section 5.3 502 General Topology on
1
Ans: Limits m + : m, n ∈ = Not bounded
n
8. (Closed Sets) A set is closed if and only if it contains its limit points.
Find the limit points of the following sets and determine if the sets are closed.
a)
Ans: Limits ( ) = ∅ Hence is closed.
b)
Ans: Limits ( ) = , hence is not closed.
c)
Ans: Limits ( ) = , hence is closed.
d) ( 2, 4 ) ∪ ( 4,5 )
Ans: Limits ( ( 2, 4 ) ∪ ( 4, 5) ) = 2, 5 , hence the set is not closed.
e) {( −1) n
: n∈ }
Ans: Limits ({( −1) : n ∈ }) = ∅ , hence the set is closed.
n
f) ∅
Ans: Limits ( ∅ ) = ∅ , hence the empty set is closed
g) ∩ ( 0,1)
Ans: Limits ( ∩ ( 0,1) ) = 0,1 , hence the set is not closed.
m
h) n : m, n ∈
2
m
Ans: Limits n : m, n ∈ = {0} , hence the set is not closed.
2
1
i) m + : m, n ∈
n
1
Ans: Limits m + : m, n ∈ = , hence the set is not closed.
n
Section 5.3 503 General Topology on
9. (Intersections
(Intersections of Closed Intervals) The intersection of a finite number of
closed intervals is one of three types of sets. What are they?
a) Ans: {1, 2, 3}
1
b) Ans: ∪ : n = 2, 3,... Limit point is 0
n
n n −1
c) Ans: ( −1) : n ∈ Limit points are ±1 .
n
1
d) Ans: m + : m, n ∪ Limit points are the natural numbers
n
n − 1
e) Ans: : n ∈ ∪ Limit point is 1.
n
f) Ans: ∅
12. (Sets and Limits) Find examples of a set A of real numbers with the
following properties:
Section 5.3 504 General Topology on
Ans:
13. (Intersections and Unions of Closed Sets) Show that the intersection of
any family of closed sets is closed and that the union of a finite number of
closed sets is closed. Hint: Use the properties of open sets and DeMorgan’s
laws.
∪α ∈∆
Oα
∪α ∈∆
Oα = ∩α ∈∆ Oα
∩O
k =1
k
n n
∩ Ok = ∪ Ok
k =1 k =1
1 2
14. (Cantor Set)
Set) Let I = [ 0,1] . Remove the open middle third , and
3 3
call A1 the set that remains; that is
1 2
A1 = 0, ∪ ,1 .
3 3
Now remove the open third intervals from each of these two parts
of A1 , and call the remaining part A2 . Thus
1 2 1 2 7 8
A2 = 0, ∪ , ∪ , ∪ ,1
9 9 3 3 9 9
Continuing in this manner, remove the open middle third of each segment in
Ak and call the remaining set Ak +1 . Note that we will get
A1 ⊃ A2 ⊃ A3 ⊃ Ak ⊃
Cantor Set
6
The Cantor set has a variety of interesting mathematical properties; has no interior, every point
is an limit point, is uncountable but at the same time has total “length” (measure) zero..
Section 5.3 506 General Topology on
∞
1
Ans:
Ans ∩ 0,1 + n = ( 0,1
n =1
16. (Union
(Union of Closed Sets)
Sets) Find an example of a family of closed sets whose
union is not closed.
∞
1 1
Ans: ∪ n , 2 − n = ( 0, 2 )
n =1
Ans: T1 = {∅, {a} , {a, b} , {a, b, c}} is a topology on X = {a, b, c} . The reader can
verify that the union and intersection of any two sets in T1 is again in T1 .
Ans: T2 = {∅, {a} , {c} , {a, b} , {a, b, c}} is not a topology on X = {a, b, c} since
{a} ∪ {c} = {a, c} ∉ T2 .