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Chapter 19
Plasminogen Activator Inhibitor-1
Manuel Yepes
David J. Loskutoff
Daniel A. Lawrence
Plasminogen activators (PAs) are specific serine proteinases that
activate the proenzyme plasminogen, by cleavage of a single
Arg-Val peptide bond, to the broad-specificity enzyme plasmin.
Plasminogen activation provides an important source of localized
proteolytic activity during a number of physiologic and pathologic
processes such as fibrinolysis, ovulation, cell migration, epithelial
differentiation, vascular disease, and cancer (1,2,3). Therefore,
accurate regulation of PAs constitutes a critical feature of many
physiologic and pathologic events. Two PAs are found in mammals:
tissue-type PA (tPA) and urokinase-type PA (uPA) (4). The
regulation of PAs is a complex process that involves regulation of
gene expression by factors such as hormones, growth factors, and
cytokines (1,4), as well as regulation of enzyme activity through
interactions with fibrin (5) or with specific receptors for uPA (6),
tPA (7), and plasminogen (8). PA activity is also regulated by
specific inhibitors termed plasminogen activator inhibitors (PAIs)
(9). However, of the five different PAIs [i.e., PAI-1 (10); PAI-2
(11); PAI-3, also called the activated protein C inhibitor (APCI)
(12); protease nexin-1 (13); and neuroserpin (14)], only PAI-1,
which is the most kinetically efficient, appears to play a significant
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or latent form that accumulates in cell culture medium over time
(58,59,60) (see Fig. 19-1). In blood and tissues, most of the PAI-1
is in the active form; however, in platelets both the active and the
latent PAI-1 are found (21). In the active form of PAI-1, the RCL is
part of an exposed loop on the surface of the molecule (61). Upon
reaction with a proteinase, this RCL cleaves and integrates into the
center of its own -sheet A (33,61). In the latent form, the RCL is
intact, but instead of being exposed, the entire amino-terminal
side of the RCL is inserted as the central strand into the -sheet A
(60). This insertion accounts for the increased stability of latent
PAI as well as for its lack of inhibitory activity (58,62,63). The
active form spontaneously converts to the latent form with a
half-life of about 1 to 2 hours at 37C at neutral or slightly
alkaline pH (48,59,64,65,66). The latent form can also be
converted into the active form by treatment with denaturants or
negatively charged phospholipids, or can be converted very slowly
in the presence of the protein vitronectin (58,66,67). This
spontaneous reversible interconversion between the active and
latent structures is unique for PAI-1 and distinguishes it from other
serpins.
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Other inactive forms of PAI-1 have also been identified. The first
form results from the oxidation of one or more critical methionine
residues within active PAI-1 (68,69). This form differs from latent
PAI-1 in that it can be partially reactivated by treatment with an
enzyme that specifically reduces oxidized methionine residues
(68). Oxidative inactivation of PAI-1 may be an additional
mechanism for the regulation of the PA system. Oxygen radicals
produced locally by neutrophils or other cells could inactivate
PAI-1 and thereby facilitate the generation of plasmin activity at
sites of infections or in areas of tissue remodeling (70). A fourth
conformational form of PAI-1 has also been identified. This is a
noninhibitory substrate form that can be induced by the addition of
SDS and can be converted back to the active or latent forms by
treatment with 4 M guanidine HCl (71,72). The significance of this
form and whether it exists in vivo is not known. PAI-1 can also
exist in two different cleaved forms. As noted previously, PAI-1
that is complexed with a proteinase is cleaved at the site, and
PAI-1 can also be found not in complex with a proteinase but with
its RCL cleaved. This can arise from dissociation of the PAI-1PA
complex or from the cleavage of the RCL by a nontarget proteinase
at a site other than the (63,73). None of these forms of PAI-1 is
able to inhibit proteinase activity; however, they may interact with
other nonproteinase substrates.
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Biochemical Properties
Interaction with Tissue-Type Plasminogen
Activator, Urokinase-Type Plasminogen
Activator, and Plasmin
Inhibition of PAs by PAI-1 occurs in a rapid and stoichiometric
manner, resulting in the formation of a covalent bond between the
two molecules. Several studies indicate that PAI-1 is cleaved
during this reaction and that the amino-terminal end of the RCL
inserts as an antiparallel strand into -sheet A (74,75). The
inhibitor is consumed in the process, giving rise to the discussed
term suicide inhibitor.
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Kinetic studies demonstrate that PAI-1 inhibits the naturally
occurring single-chain form of tPA with a second-order rate
constant of approximately 10 6 M - 1 S -1 , a value that is at least
1,000 times higher than those for the interactions of PAI-2, PAI-3,
and protease nexin-1 with single-chain tPA (9,42). Moreover,
approximately 70% of the total tPA in carefully collected normal
human plasma is detected in complex with PAI-1, suggesting that
the inhibition of tPA by PAI-1 is a normal, ongoing process. PAI-1
is also an important uPA inhibitor because the second-order rate
constant for its interaction with uPA is also at least two orders of
magnitude higher than that of other PAIs (9,42,76). PAI-1 can also
efficiently and directly inhibit plasmin (64,77). Therefore, PAI-1 is
the chief regulator of plasmin generation in vivo, and, as such, it
appears to play an important role in both fibrinolytic and
thrombotic diseases (3,78,79,80).
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PAI-1 also binds to heparin with high affinity (48,99). This binding
does not affect the interaction of PAI-1 with uPA or tPA but, in
contrast, enhances the interaction of PAI-1 with thrombin
(91,100). The heparin binding domain on PAI-1 has been mapped
to a region homologous to the heparin binding domain of
antithrombin III on and around helix D (101). Critical residues
appear to include lysines 65, 69, 80, and 88, and arginine 76. It
has also been reported that PAI-1 binds to fibrin in vitro with a K d
of 3.8 M, and, while bound, remains capable of inhibiting uPA and
tPA (102,103,104,105). However, more recent data suggest that
most of the PAI-1 localized to fibrin clots is vitronectin dependent
(106,107).
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Cancer
The existence of a link between fibrinolysis and tumor growth was
first suggested by the observations that patients with malignant
tumors have increased fibrinolytic activity and that tumor tissues
can degrade fibrin clots (1,138,139,140). Therefore, it was quite
unexpected when high PAI-1 levels were found to be strongly
correlated with a poor prognosis in patients with many different
neoplasias, including gastric and breast carcinomas, as well as with
brain, ovarian, and lung tumors and with metastatic lesions from
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Cell Migration
Although uPA has been associated with physiologic events that
involve cell migration such as wound healing, vascular remodeling
(152,153,154), neural cell migration (155), and monocyte
invasiveness (156), its precise role in these processes is not clear.
Increased uPA levels have been reported in many transformed cells
including myeloid leukemic cells (157), hepatomas (158), gliomas
(159), and carcinomas (160), and inhibitors of uPA have been
shown to reduce cell migration and metastasis (161,162,163,164).
The long-established explanation of these data was that the main
role of uPA was to activate plasmin, which directly, and indirectly
through the activation of matrix metalloproteases (MMPs),
degrades the basement membrane and clears a path for cells to
migrate (165,166) (see Fig. 19-4A). However, by the 1990s, this
matrix barrier model of proteases and cell migration started to
be challenged. For example, it was shown that uPA and plasmin as
well as other proteases could produce a limited proteolysis that
preserved the architecture of the basement membrane but exposed
cryptic sites within the matrix that could enhance cell adhesion and
or migration (167,168,169,170,171). Plasmin could also promote
cell proliferation and migration through the activation of growth
factors such as TGF- (172,173) or through the release of
sequestered growth factors from the matrix such as fibroblast
growth factor (FGF) and vascular endothelial growth factor (VEGF)
(174,175,176,177). More recent studies have expanded on these
observations and have begun to suggest that the role of uPA and,
in particular, PAI-1 in cell migration may be far more subtle and
elegant than previously thought and may involve interactions on
the cell surface with a number of receptors including uPAR,
integrins, and members of the LDL-R family.
Cell surface uPA and uPAR were originally shown to localize at the
focal contacts (178,179) and at the leading edge of migrating cells
(180). As already noted, uPAR not only serves as a receptor for
uPA but also binds to vitronectin in the matrix, and, through this
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binding, can mediate cell adhesion directly (181). uPAR can also
associate either directly or indirectly with integrins, and this
association can affect both cell signaling and migration
(95,96,97,98,182,183). In vitro studies have demonstrated that
both PAI-1 and uPAR bind to the somatomedin B-domain of
vitronectin, although uPAR binds with significantly lower affinity
(184,185). Therefore, PAI-1 competes with uPAR for binding to
vitronectin and may inhibit uPAR-mediated cell attachment
(185,186,187). PAI-1, uPA, and uPAR can also modulate
integrin-mediated cell adhesion (167,168,188). For example, the
integrin v 3 binding site on vitronectin overlaps the PAI-1 binding
site, resulting in a potential competition between v 3 and PAI-1
for vitronectin binding (167,184). Therefore, in smooth muscle
cells where vitronectin promotes cell migration, the inhibition of
v 3 binding to vitronectin by the addition of PAI-1 results in an
inhibition of cell migration (167). Exogenous PAI-1 also inhibits the
migration of stimulated endothelial, human amnion WISH and
epidermal carcinoma cells, as well as the invasion of human
monocytes (167,168,189,190). However, the effects of PAI-1 on
cell adhesion and migration are fully reversible by PAs because, as
discussed at the beginning of this chapter, upon complex formation
with a protease, PAI-1 undergoes a conformational change that
alters the PAI-1 vitronectin binding site and renders the PAPAI-1
complex unable to bind to vitronectin. Therefore, the relative
concentrations of uPA (or tPA) and active PAI-1 at the cell matrix
interface are able to regulate cell-matrix interactions mediated
through vitronectin.
In addition to blocking cell-matrix interactions and cell migration,
PAI-1 can also promote cell migration under some conditions. In
the studies discussed in the preceding text, high concentrations of
exogenous PAI-1 were used to block migration. However, recent
work by Palmieri et al. has established that the stable expression
of PAI-1 can actually stimulate adhesion and migration on several
different matrix proteins (191). And although this activity required
the inhibition of uPA, it did not specifically require PAI-1, because
another uPA inhibitor, PAI-3, could also stimulate this activity. The
inhibition of uPA by either PAI-1 or PAI-3 also increased the
surface expression of several integrin subunits. Czekay et al.
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PAIs were fully understood, the simplest model for the function
of uPA in cell migration was based solely on its ability to
activate plasmin. Plasmin in turn degraded extracellular matrix
(ECM) proteins, which allowed the cell to escape its matrix
barrier and migrate. B: A model of the potential role of PAI-1
in cell migration that assumes that the cell surface receptors
uPAR, integrins, and low density lipoprotein receptor (LDL-R)
family, such as the very low density lipoprotein receptor
(VLDLR), are expressed by the cell. The integrin may or may
not be attached to the matrix and connected to the
cytoskeleton, and uPA may be expressed by the same cell or by
a nearby cell. Binding of the secreted uPA to uPAR may
enhance the association of uPAR with an integrin, which may
also promote adhesion. If there is also PAI in the surrounding
milieu, it can then bind to the uPA present in the ternary
complex. This PAI would most likely be PAI-1 because its
expression is stimulated by conditions associated with cell
migration and because it will specifically localize to the matrix
through binding to vitronectin. The binding of PAI-1 to uPA
induces the conformational change in PAI-1 that simultaneously
reduces its affinity for the matrix while enhancing its affinity
for the clearance receptor (Fig. 19-2). This association also
promotes integrin disengagement from the matrix, and very
likely from the cytoskeleton as well, and binding to the
clearance receptor (VLDLR). Whether the integrin first
disengages from the matrix and then binds to the clearance
receptor or whether it is the association of the quaternary
complex with the clearance receptor that induces the integrin
to disengage is not yet clear. Regardless of the exact sequence
of events, the quaternary complex is then endocytosed, and, in
the endosome, the PAIuPA complex separates from the three
receptors and is targeted to the lysosome for degradation. The
LDL-R, uPAR, and the integrin are then recycled back to the
cell surface where the process can be repeated. This cycled
attachmentdetachmentreattachment of integrins is necessary
for cell migration. This figure does not indicate the many
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Tumor Angiogenesis
Angiogenesis is an important factor for tumor growth and
metastasis. It has been proposed that extracellular matrix
remodeling is necessary to allow invasion of the newly forming
blood vessels, which would explain why uPA and its receptor
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are elevated in several types of cancers. However, it is the spatial
relationship between uPA and PAI-1 that seems to be critical for
the tumorigenic response. Immunohistochemical staining and in
situ hybridization of aortic explants and cocultures of endothelial
cells and fibroblasts have shown uPA to be predominantly located
in the sprouting endothelium, whereas PAI-1 expression is strong
in the population of stromal fibroblasts that are directly in contact
with the migrating endothelial cells (195). These findings have also
been described in breast carcinomas, where PAI-1 expression is
found primarily in fibroblasts, and this expression is associated
with an increased incidence of tumor invasion (196,197).
The effects of PAI-1 on tumor growth and angiogenesis in ectopic
or transplant tumor models are variable and are sometimes
opposed (77,198,199,200,201,202,203,204,205,206). A potential
explanation for these differences is that PAI-1, in vivo, normally
plays a regulatory role to either enhance or reduce cell migration
and/or angiogenesis during wound healing. This system then may
also play a role in tumor growth, and the potential importance of
this regulation is likely to be very context specific. For example, in
transplant tumor models, small differences in the initial conditions
of either the tumor or the recipient of the transplant may have
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Clinical Implications
As noted previously, high tumor levels of PAI-1 are one of the
most informative markers of poor prognosis in several types of
cancers (141,142,143,144,145,146). This would suggest that,
despite the various results obtained in different in vivo andin vitro
models of tumor growth and angiogenesis, PAI-1 might be used as
a prognostic marker in patients with cancer, as well as a predictive
factor for therapy response. Moreover, these results also suggest
that therapeutic modulation of PAI-1 levels might be a potential
target for anticancer treatment.
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Vascular Fibrinolysis
The coagulation cascade is a stepwise activation and amplification
of plasma proteinases resulting in the conversion of prothrombin to
thrombin, with the generation of the fibrin clot. The coagulation
cascade also leads to platelet activation
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by a proteinase-activated receptor (207). Activated platelets then
release their granular content into the clot, which includes PAI-1
and vitronectin. The dissolution of the fibrin clot is primarily
mediated by tPA, which is synthesized and stored within
endothelial cells. tPA binds fibrin and is incorporated into the clot
along with its substrate plasminogen, which also binds fibrin. PAI-1
released from platelets is also localized within the thrombus, where
it is associated with vitronectin (107). In humans most of the
PAI-1 in platelets is latent (21,208,209,210). However, there is
enough active PAI-1 in platelets to ensure that the initial fibrin
matrix is not prematurely lysed by tPA activation of plasminogen
(211). PAI-1 deficiency in humans results in a hyperfibrinolytic
state (212), and complete absence of PAI-1 results in
posttraumatic bleeding without other manifestations
(212,213,214).
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Atherosclerosis
Although most patients with generalized arterial atherosclerosis
exhibit normal plasma fibrinolytic profiles, the local fibrinolytic
balance in these patients may be severely disturbed. Intravascular
or mural thrombosis is a frequent histologic feature of
atherosclerotic lesions and appears to play a role in the intimal
thickening and fibrosis characteristic of advanced lesions (223). To
determine whether localized alterations in fibrinolytic activity could
influence this process, PAI-1 mRNA expression was evaluated in
segments of severely diseased and relatively normal human
arteries obtained from patients undergoing reconstructive surgery
for aortic occlusive or aneurysmal disease (224) (see Fig. 19-6).
Compared with normal or mildly affected arteries, PAI-1 mRNA
levels in severely atherosclerotic vessels that were analyzed by
Northern blot were considerably increased. In most cases, the level
of PAI-1 gene expression correlated with the degree of
atherosclerosis. Analysis by in situ hybridization demonstrated an
abundance of PAI-1 mRNA-positive cells within the thickened
intima of atherosclerotic arteries, mainly around the base of the
plaque, and in cells scattered within the necrotic material. In
contrast to these results, PAI-1 mRNA was detected primarily
within the luminal endothelial cells of normal-appearing aortic
tissues (224). These observations have been confirmed and
extended (225) in studies showing that both endothelial cells and
smooth muscle cells of apparently normal arteries were positive for
PAI-1 antigen and mRNA. In advanced atherosclerotic lesions,
increased expression of PAI-1 was seen in the smooth muscle cells
within the fibrous cap of the necrotic core. In addition, large
quantities of PAI-1 were present in the extracellular matrix in close
association with elastic lamina and collagen bundles.
PAI-1 has also been found to increase considerably during the
progression from normal vessels to fatty streaks to the developed
atherosclerotic plaque (226). Staining for PAI-1 is strongly
positive, particularly in the areas adjacent to the plaque, whereas
tPA shows the opposite trend, being lowest in lesions with plaque
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Obesity
PAI-1 synthesis has been reported in murine adipocyte cell lines
(128,245,246,247,248), human adipose tissue explants
(236,245,249), and primary cultures of human adipocytes
(250,251) (see Fig. 19-7). There is a considerable correlation
between the amount of visceral fat and plasma levels of PAI-1 in
humans (236,252,253,254) and mice (255,256). Adipose tissue
PAI-1 mRNA levels are enhanced in obese individuals (128), and a
potential role for PAI-1 in obesity has been suggested by the
finding that genetically obese and diabetic (ob/ob) mice crossed
into a PAI-1-deficient background had considerably reduced body
weight and had improved metabolic profiles compared to lean mice
(237). Likewise, nutritionally induced obesity and insulin
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Renal Disease
Although PAI-1 is essentially undetectable in normal kidneys, PAI-1
mRNA and PAI-1 protein levels have been found to be increased in
several renal diseases (260,261,262,263). A role for PAI-1 has
been described in acute renal disorders such as proliferative
glomerulonephritis, renal vasculitis, thrombotic microangiopathy,
and membranous nephropathy, as well as in chronic progressive
renal disease.
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Lung Disease
PAI-1 has been identified as a major deleterious mediator in many
acute and chronic inflammatory lung disorders. Adult respiratory
distress syndrome (ARDS) (277,278), idiopathic pulmonary fibrosis
(IPF) (279,280), sarcoidosis (281), hyperoxic lung injury (282),
and bronchopulmonary dysplasia (283) are all associated with
prominent intraalveolar fibrin deposition and development of
pulmonary fibrosis. Fibrin turnover is tightly regulated by the
concerted action of proteases and antiproteases, and inhibition of
plasmin-mediated proteolysis could account for fibrin accumulation
in lung alveoli. The fibrinolytic activity in bronchoalveolar lavage
(BAL) supernatant fluids obtained from patients with these
diseases has been found to be suppressed (282,283). Moreover,
PAI-1 levels in BAL fluids from patients with ARDS and IPF are
considerably elevated, and it was shown that this PAI-1
upregulation impairs the fibrinolytic capacity of the fluid
(277,278). Bleomycin administration has been used extensively to
study the pathogenesis of pulmonary fibrosis in a variety of animal
models (284). Bleomycin causes a pneumonitis that progresses to
fibrosis in a dose-dependent manner within 2 weeks, while
simultaneously suppressing the fibrinolytic activity of BAL fluid in a
pattern similar to that seen in human inflammatory lung disease
(284). In mice, it was demonstrated that PAI-1 is upregulated after
bleomycin administration and that the PAI-1 expression localizes to
areas of fibrin-rich fibroproliferative lesions (285).
Transgenic mice that either overexpress PAI-1 or are genetically
deficient in PAI-1 have been used to determine whether a
cause-and-effect relation exists between PAI-1 expression and the
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