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1. Introduction
The classical Hardy-Littlewood-Sobolev inequality gives the Lp (Rd )
bounds for the fractional integral operator f | |d f for 0 <
< 1, 1 < p < q < , and 1q = p1 (1 ). The lp (Zd ) lq (Zd ) bounds
P
d f ( m) follows from the
for its discrete analogue f
mZd \0 |m|
Lp (Rd ) Lq (Rd ) bounds by a simple comparison argument [15]. However,
if one considers discrete analogues of recent variants of fractional integrals,
where the integration is taken over a sub-manifold, the argument fails and
the problem becomes more interesting.
Let us give a few examples. Consider the operators Ik, and Jk, defined
by
X
f (n mk )
Ik, (f )(n) =
,
m
Lq (Rd )
m=1
Jk, (f )(n1 , , nk ) =
X
m=1
lp
f (n1 m, n2 m2 , , nk mk )
.
m
lq
The study of estimates of the operator Ik, and Jk, was initiated by
Stein and Wainger [15], where they obtained almost sharp bounds for k = 2
and 1/2 < < 1 by employing the circle method. Oberlin [11] obtained
sharp results for k = 2 and 0 < < 1 except for endpoints without using
the circle method. The endpoint bounds were fully established in a series of
papers by Stein and Wainger [15, 16], and Ionescu and Wainger [9], but only
in the case k = 2. The case k 3 seems to be substantially harder. Pierce
[13] studied the operator Ik, for k 3 using tools from number theory, but
Supported in part by Study Abroad Scholarship Program by NIIED and NSF grant
1201314.
1
JONGCHON KIM
it is open for k 3 in the full p, q range. See [14] for a generalization of J2,
to quadratic forms in Zd .
In this paper, we shall consider the operator J acting on (initially) compactly supported functions f : Zd C by
X
f (n (m))
J (f )(n) =
,
m
m=1
Zd
where : N
is an injection. Note that Ik, and Jk, are special cases
of J .
It is known [15, Proposition (b)] that the operator J extends to a
bounded operator from lp (Zd ) to lq (Zd ) if 1q p1 (1) and 1 < p < q <
for any injection . This result is sharp if (m) = m, but not in general.
We are interested in obtaining a sharper estimate which is sensitive to .
The previous work described above reveals a close connection between
p
l lq bounds and the number of solutions of Diophantine equations related
to the curves at least in two different ways. One approach [15, 16, 13] is via
the Fourier multipliers associated with the operators and Parsevals identity.
Another approach [11] is via the combinatorial argument by Christ [4] which
originated from the study of an averaging operator along a curve.
The Diophantine equation considered in [13] for the case (m) = mk was
(1.1)
1
q
1
p
< p1 1
and
s
> (1 ), 1q < 1 s (1 ).
d
N2s (P ; h) N2s (P ; 0) for all h Z . This can be seen by writing
Z
P
where e(t) e2it and S () = Pm=1 e((m) ).
(2) Given the stronger estimate Nr (P ; h) P r , it is possible to replace < in (i) by with a slight modification of the proof of Theorem
1.1. This can be done by applying an abstract analogue ([2, Section
6.2]) of an interpolation argument of Bourgain [1], but we shall not
pursue it here.
(3) If one considers operators with summation over m Z \ 0, then the
condition xi [1, P ] Z in (1.2) changes to xi [P, P ] Z. See
Section 4 for an analogous statement in higher dimensions.
Before we turn to the proof of Theorem 1.1, we shall give applications for
the case a (m) = (ma1 , ma2 , , mad ) by using Vinogradovs mean value
theorem in Section 2. We prove Theorem 1.1 and a sharp (up to endpoints)
lp lq bound for the discrete fractional integral along the hyperbolic paraboloid in Z3 in Section 3 and Section 4, respectively. In Appendix 5.3, we
generalize the Fourier multiplier approach [13] for operators Ja considered
in Section 2, giving an alternative proof of Theorem 2.1.
2. The operator Ja
a
1
q
1
p
1
p1 kak
(1 ) and
1
> 1 , q < .
See Appendix 5.1 for the necessity of conditions (i) and (ii). One is mainly
kak1
interested in proving Conjecture 1 for the range of 2kak1
< < 1, since
then one may get the full result by interpolating the result with the trivial
l1 (Zd ) l (Zd ) bound for <() 0.
JONGCHON KIM
a
j
x1j + + xs j = xs+1
+ + x2sj
(2.1)
(2.2)
k(k+1)
2
).
(2.3)
for s V (ad ). However, we expect that (2.3) holds for a larger range of s
in view of the lower bound (2.1). We denote by V (a) the least number s for
which (2.3) holds. With r = 2s = 2V (a) and = kak, Theorem 1.1 implies
the following:
Theorem 2.1. Let ad 3 and a = 1
kak
2V (a) .
Then Ja extends to a
1
p
>
V (a)
kak (1
), 1q < 1
V (a)
kak (1
).
If one has V (a) = kak, then Theorem 2.1 would imply the nearly sharp
result toward Conjecture 1 for 12 < < 1. In order to extend this to the full
range of 0 < < 1, we need the stronger estimate
(2.4)
a
N2kak1
(P ; h) P kak1+
1/q
1
2
3
7
18
1
4
1/p
0
1
3
4
9
3
4
k
4(k1) .
1
q
1
p
<
>
lp (Zk )
to
lq (Zk )
1
2
p k(k+1) (1 ) and
2(k1)
(1 ), 1q < 1 2(k1)
(1
k
k
).
2
c implies
Theorem 1.1 with r = 2s = 2 = 2b (k+1)
4
Corollary 2.3. Let k 3 and 21 < < 1. Then Jk, extends to a bounded
operator from lp (Zk ) to lq (Zk ) if p, q satisfy
1
p
(i)
1
q
<
(ii)
1
p
> 1 , 1q < .
(k+1)2
c
4
(1 ) and
Corollary 2.3 complements Corollary 2.2 in the sense that it allows a wider
range of applicable and that the condition (ii) is optimal at the expense
of relaxing condition (i).
Figure 1 illustrates Corollary 2.2 and 2.3 for the case k = 3 and = 32 . It
shows the known (shaded) and the conjectured range of exponents ( p1 , 1q )
[0, 1]2 where J3, 2 is bounded from lp (Z3 ) to lq (Z3 ). Corollary 2.2 and 2.3
3
7
give the vertices ( 94 , 18
) and ( 13 , 14 ), respectively.
JONGCHON KIM
(2.5)
for every sufficiently large s with respect to k, see [18]. Let G(k)
to be the
least natural number s for which the estimate (2.5) holds. Since the work by
(2.6)
N2s1
(P ; h) P 2s1k+
(2.7)
for s G(k)
uniformly in h Z.
For the convenience of the reader, we record the argument here. One first
considers the number of solutions (x1 , , xs ) for each fixed (xs+1 , , x2s1 ).
It is O(P sk+ ) uniformly in h by (2.5) since we may assume that the right
hand side of (2.6) is O(P k ). We get (2.7) since there are P s1 many choices
for (xs+1 , , x2s1 ).
k
.
2G(k)1
lq (Z)
operator from
to
if k < < 1 and p, q satisfy
1
1
1
(i) q < p k (1 ) and
(ii)
1
p
>
G(k)
k (1
), 1q < 1
G(k)
k (1
).
We note that the optimal condition (ii-c) 1/q < , 1/p > 1 in the
statement of [13, Theorem 4] should be replaced by the weaker condition
(ii) in Theorem 2.4. This is due to an error in the interpolation lemma [13,
Lemma 2]. The condition (ii) 1/q < , 1/p > 1 in the lemma should be
1
1
corrected to a weaker condition (ii) 1/p > 2(1)
, 1/q < 1 2(1)
.
3. Proof of Theorem 1.1
The theorem can be reduced to certain restricted weak type estimates.
J,j
(f )(n) = 2j
f (n (m))
m
P
P
for j 0 where m denotes 2j m<2j+1 .
Oberlin [11] used the following lemma contained in the proof of Lemma
1 of [4].
Let T = J,j
, > 0, E Zd and F F j , j , Ek Ekj , Fk Fkj be as
in Lemma B. We may assume that |F | > 0.
Note that n Ek implies
X
(3.1)
Fk1 (n + (m)) 2j k1
m
and n Fk implies
X
(3.2)
Ek (n (m)) 2j k1
for k 1.
When r = 2s 1, we define the sum Sr by
Sr =
XX
m1 m2
n+
mr
r
X
!
i
(1) (mi )
i=1
(3.3)
|F |s1
|E|s1
|F |
since |E|
and r = 2s 1.
Next, we get an upper bound for Sr . Let E 0 = n E.
!
r
XX
X
X
i+1
Sr =
E 0
(1) (mi )
(3.4)
m1 m2
mr
lE
i=1
0 Pr
r+2
.
r
s1
r |F |
lE 0
i+1 (m )=l
i
i=1 (1)
2j mi <2j+1
2j |E|s ,
JONGCHON KIM
or equivalently,
r |{J,j
(E )(n) > }|s1 2j |E|s .
P
Since J (E )(n)
j=0 J,j (E )(n), (3.5) implies
(3.5)
2s1
which is equivalent to the restricted weak-type ( 2s1
s , s1 ) estimate for J .
When r = 2s, we take the sum Sr by
!
r
X
X
XX
i+1
E n +
(1) (mi )
Sr =
m1 m2
mr
i=1
X f (n1 m1 , n2 m2 , n3 (m2 m2 ))
1
2
,
2
|m|
2
mZ \0
1
q
1
p
< p1 12 (1 ) and
> 1 , 1q < .
This result is sharp up to endpoint. One can show the necessity of the
condition 1q p1 12 (1 ) by taking f (n) = |(n1 , n2 )| |n3 | for nj 1
and f (n) = 0 otherwise, for some appropriate , > 0. The necessity of
condition (ii) can be shown as in Appendix 5.1.
X
mZd0 \0
f (n (m))
|m|d0
1
q
1
p
< p1 1
and
s
> (1 ), 1q < 1 s (1 ).
N3 (P ; h) P 2+
uniformly in h Z3 .
Here, d0 = 2, m = (m1 , m2 ) Z2 and (m) = (m, (m)), where (m) =
m21 m22 . Recall that N3 (P ; h) is the number of solutions of the Diophantine
system
x+y =z+v
(x) + (y) = (z) + t
for x, y, z BP and h = (v, t) Z2+1 .
Since there are O(P 2 ) many z in BP , it is enough to show that the number
of solutions of
(4.2)
x + y = v0
(x) + (y) = t0
10
JONGCHON KIM
(v + X) + (v 0 + Y ) = 4t0 ,
which is equivalent to the Diophantine equation
(4.3)
5. Appendix
5.1. Necessity of conditions in Conjecture 1. For the necessity of the
second condition, we take the example in [15]; f (0) = 1, f (n) = 0 for n 6= 0.
Then f lp (Zd ) for all p, and
m
if n = a (m) for some m N
a
J (f )(n) =
0
otherwise.
Thus
kJa (f )kqlq (Zd ) =
mq ,
m1
where the sum converges only if 1/q < . Duality gives 1/p > 1 .
For the necessity of the first condition, we take f : Zd C by
Qd
f (n) =
j=1 |nj |
if nj 6= 0 for all 1 j d
otherwise
X
1ma1 <n1
d
Y
(1)/a1
j=1
d
Y
j=1
n
j .
11
Thus,
kJa (f )kqlq (Zd )
&
q(1)/a1 q
n1
q(1)/a1 q
n1
n1 >1
&
nq
j
a
a
a
n1 j nj 1 2n1 j j=2
2jd
n1 >1
&
d
Y
d
Y
a (1q)/a1
n1 j
j=2
q(1)/a1 +kak(1q)/a1 1
n1
n1 >1
1
(1 ). We get the first
where the last sum converges only if 1q < kak
necessary condition since we may decrease to 1/p as close as we want.
|S()|2s
e(hbi bi )d
ad
[0,1]
b
b
i=1
(5.1)
|hb1 |sP 1
|hbl |sP l
P
PP
Pl
i=1 bi
Js,ad (P ) = P
ad (ad +1)
kak
2
Js,ad (P ),
Jas (P ) P 2skak+
for s V (ad ).
P
5.3. Fourier multiplier approach for Ja . Let f() = nZd f (n)e(n
) be the Fourier transform of f l1 (Zd ), where e(t) e2it . We shall
study the Fourier multiplier ma of the operator Ja
ma () =
X
e( a (n) )
n=1
a
a
each > 0 if and only if ma L2s ([0, 1]d ) for all <() > 1 2s
.
The folk lemma (Lemma 2 of [15]) implies the following result.
12
JONGCHON KIM
Corollary 5.2. Suppose that one has Jas (P ) P 2s+ for some 0 <
2s
2s. Then the operator Ja extends to a bounded operator from l s+1 (Zd ) to
x1j + + xs j = lj ,
(5.3)
P
X
rsa (l0 , ld )
2
l0 Zd1
ld =1
R
a
This follows from Parsevals identity applied to Jas (P ) = [0,1]d |S ()|2s d,
P
a
where S () = Pm=1 e( a (m) ). Indeed, one has
X
X
X
X
Jas (P ) =
(rsa (l; P ))2 =
(rsa (l0 , ld ))2 =
Rsa (ld ).
1ld sP ad l0 Zd1
lZd
1ld sP ad
.
2s
= Ca,
0
dy
+ O(1),
y
P
nad y e( a (n) ) which is
where Ca, = (/ad ) and Sya () =
n1 e
well-defined for each y > 0. This follows from the observation
Z
a
dy
en d y y /ad
= n (/ad ).
y
0
Thus,
(5.6)
Z
Ca,
0
dy
Sya
2s
y <()/ad
+ O(1).
L ([0,1]d )
y
13
For the P
converse, it is enough to assume (5.5) only for R. Then
ma ()s = lZd al e(l ) L2 , where
X
X
1
al =
.
n
n
s
1
a
a
n1 , ,ns 1 (n1 )++ (ns )=l
P
Parsevals identity implies that lZd |al |2 is finite. Since nai d ld in the
s/ad
|al |2
X X
2s/ad
(rsa (l))2 ld
ld 1 l0 Zd1
lZd
if ld 1. Thus,
2s ,
2s/ad
ld 1
Acknowledgments
The author is grateful to a referee for the valuable comments, which
improved the results of the paper. The author would like to thank JongGuk Bak for suggesting this research topic and his guidance, and Lillian
Pierce for her encouragement. The author also would like to thank Jungho
Park for helpful discussion on the circle method and Stephen Wainger for
pointing out a misquotation. This paper grew out of the authors Masters
thesis [10], and Theorem 4.1 is contained in the thesis.
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14
JONGCHON KIM
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Department of Mathematics, University of Wisconsin-Madison, Madison,
WI 53706 USA
E-mail address: jkim@math.wisc.edu