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Original Article
Palliative Medicine
2015, Vol. 29(2) 120127
The Author(s) 2014
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DOI: 10.1177/0269216314554967
pmj.sagepub.com
Abstract
Background: Recognising dying remains a difficult clinical skill which has gained increasing importance in the United Kingdom
since the Neuberger review. Clinical and research methods exist to aid recognition of dying but do not exhibit the level of accuracy
required for such an important decision.
Aim: To explore change in key clinical parameters as cancer patients near the end of life.
Design: This is a retrospective cohort study of terminally ill patients. Data were collected from hospital case-notes. Case-note data
were analysed using multilevel modelling to explore absolute values and rates of change of given variables.
Setting/participants: Hospital in-patients who died from solid-tumour malignancies within a 3-month period in 2009 formed the
cohort. The setting was an acute hospital trust in the North of England.
Results: A total of 15,337 data points from the case-notes of 102 patients were analysed. There was a clinically and statistically
significant deterioration in respiratory function and renal function over the last 2weeks of life. Heart rate and serum sodium also
changed but did not vary greatly from normal limits. White cell parameters, haemoglobin and albumin showed evidence for change
over longer periods.
Conclusion: Results demonstrate statistically and clinically significant change in routinely measured respiratory and renal function
variables during the final 2weeks of life in people dying with cancer. Although useful in acute early warning scores, in a terminally ill
patient, relative haemodynamic stability should not be interpreted as reassuring. Further work is needed to understand how these
findings apply to the individual or inform other prognostic work.
Keywords
Palliative, terminal, cancer, dying, prognosis, observation
1St
Corresponding author:
Paul Taylor, St Benedicts Hospice, St Benedicts Way, Ryhope,
Sunderland SR2 0NY, UK.
Email: drpaulmtaylor@gmail.com
121
Taylor et al.
Implications for practice, theory or policy?
Further research should explore change in respiratory function as a possible predictor of death.
Normal or near-normal blood pressure and pulse rate are not reassuring in terminally ill cancer patients nearing the
end of life.
Retrospective methods and multilevel modelling are valid techniques for minimising the research burden on the dying.
Introduction
Most health-care professionals will be involved in the care
of patients who are dying. The standard of care for the
dying has significant public importance,1 is recognised as
a national policy priority in the United Kingdom,2 for medicine as a profession,3 and is seen as a key aspect of palliative care provided by both specialists and non-specialists.4
Optimal care of dying patients requires that clinicians are
able to recognise this stage of an illness, a difficult clinical
skill.3 The diagnosis of dying involves a number of barriers,5,6 and errors receive significant attention in the public
domain.7,8
Traditionally, signs and symptoms of approaching death
have been based largely on experience and consensus9,10
rather than systematic study. An evidence base to guide the
clinician, applicable to the individual patient, would be
valuable but difficult to acquire due to the specific challenges of conducting research in such a vulnerable patient
population at such a time.11
Difficulties in the recognition of dying, and the subsequent action on this recognition, were highlighted in the
UK governments review into the Liverpool Care Pathway,
published last year,12 and addressing concerns around a
structured system for managing dying patients. The report
makes 44 recommendations and highlights areas warranting attention in both clinical and research domains. These
include funding research into the biology of dying, the use
and implementation of prognostic tools and the diagnosis
of dying.
Early warning13,14 and prognostic scoring systems1517
represent two potential approaches to the problem of recognising dying. They are typically developed from crosssectional survey data in relation to survival this
technique allows a strong measure of association between
variable value and time but assumes a common trajectory
among individuals. In addition, there is reason to suspect
that the physiology of the deteriorating terminally ill
patient exhibits significant changes to that of the healthy
or acutely unwell patient.18 A further approach is to assess
rate of change over time (trajectory), and evidence suggests that rate of change of some variables has greater
prognostic predictive power than absolute values.19,20
There is, however, little published data about the usefulness of change in physiological variables, measured in
daily clinical practice, over the last few days of life, in
the diagnosis of dying.
Methods
This was a retrospective cohort study. The study took place
at an acute National Health Service (NHS) trust (approximately 1300 beds) in the North of England, which included
a tertiary cancer service. Patients were admitted from a
variety of sources, including self-referral for specific
oncological emergencies, primary care team referral, A&E
and transfers from other specialties. During the study
period, there were 110 acute haematology and oncology
beds spread over five wards. One ward (24 beds) selected
palliative patients where possible, although not exclusively. The trust had links with a local 20-bedded independent hospice. Immediately prior to the period of the
study, a number of changes occurred regionally, including
the appointment of specialist palliative care physicians.
Patients were identified according to cause of death
using hospital coding and cause of death records for all
deaths occurring within the trust in AugustOctober 2009.
Adults (18years) dying as a result of a solid-tumour
malignancy, as identified from death certificate data
(where cancer was cited as 1a, 1b or 1c), were included.
The case-notes of patients whose deaths had been referred
to the coroner or were the subject of active litigation were
unavailable and thus excluded. Patients who died in an
intensive care unit (ICU) or high dependency unit (HDU)
environment were excluded as they potentially represented
a different dying process.
Study variables were identified from the prognostic literature in relation to poor survival in end-stage cancer
patients and are listed in the result tables. Variables were
included in the study if they met the following criteria:
122
Likely to be recorded routinely in medical
case-notes;
Had the potential to be subject to variation in the
final 2weeks of life;
Would be appropriate to be measured in terminally
ill patients.
The time period was the final 2weeks of life, chosen
to include both the last days of life and the preceding
week to provide context. Data relating to the study variables were extracted by one researcher (P.T.) from the
hospital records. Paper case-notes were used for observations, while computer records were used for investigations. In addition, data for haemoglobin and albumin
were extracted for 3months, as it was indicated from the
literature that these variables may also show change over
months or weeks. Each variable value was recorded
against the time (to the nearest hour for observations) or
date (for blood tests) the value was collected. Data were
based on all values that had been recorded for clinical
reasons and hence were included at all time points at
which they had been recorded in the case-notes; in some
cases, including the final hour of life.
Anonymised data were input directly into a bespoke
database, which was initially developed for a previous project by members of the research team.23 This relational
database was specifically designed to hold time and event
information, with each key event at any one time point
having the capacity to hold data on multiple specific subevents. A calendar-style interface allowed the researcher to
input each individuals data values according to time and
date recorded, with variables selected from a drop-down
box. When queried, the database generated parameter values against time recorded for each study ID. A paper linkage sheet was stored securely at the trust and destroyed
1year after completion of the study.
The research was reviewed and approved by several
bodies. Ethical, practical and legal implications were
assessed by a Research Governance Committee of the
sponsoring university, the local Research Ethics Committee
and the Trust Research and Development Department.
Information governance aspects were appraised by the
National Information Governance Board for Health and
Social Care.
An initial visual inspection of the data was performed
using scatter plots for the whole data set and individual
line graphs for each patient to provide a broad overview of
the data at the population level, as well as an impression of
variability between patients. Multilevel models were generated to explore the data in objective detail.
Multilevel modelling is an analysis technique, especially suited to longitudinal data such as these, in which
multiple regression analyses in sub-sets of a population are
combined to produce a regression model for the whole
population.24 The individual analyses, and the subsequent
Results
Data collected
Over the 3-month period, 189 potentially eligible patient
deaths were identified. These were requested through
existing trust channels for accessing patient notes, and the
process was repeated to maximise the number of notes
obtained. Of 189 records, 140 were available for evaluation. A final data set of 102 case-notes was retained for
analysis. Reasons for exclusions of retrieved case-notes
can be seen in Box A.
123
Taylor et al.
Box A. Reasons for exclusion of case-notes.
Non-cancer cause of death (16)
Cause of death not recorded in case-notes (5)
Insufficient information in notes to extract data (6)
Coroners cases (6)
ICU deaths (2)
Ongoing litigation (1)
Time of death not recorded in case-notes (2)
Site
Number of cases
(% of total)
National
figures (%)
C15
C18C20
C32
C34
C50
C61
C67
C22
NA
Oesophagus
Colorectal
Larynx
Lung
Breast (female)
Prostate
Bladder
Cholangio/HCC
Others
primary known
Unknown
primary
4 (3.9)
8 (7.8)
4 (3.9)
37 (35.9)
8 (7.8)
5 (4.9)
6 (5.8)
4 (3.9)
17 (16.5)
4.8
10.0
0.5
21.8
7.7
6.8
3.3
Not given
Not given
10 (9.7)
Not given
103
NA
C77C80
Total
Multilevel models
Tables 35 show the results of multilevel modelling for
each variable. Where restricted data sets are available,
these are noted. Table 3 shows observations. Table 4 shows
blood tests collected for 2weeks prior to death. Table 5
shows blood tests collected for 3months prior to death.
Heart rate significantly increased during the last week
of life, although the model intercept value only reached
99bpm on the day of death. Changes were not observed in
blood pressure, and intercept values remained clinically
unremarkable. All respiratory variables measured changed
significantly with a rise in respiratory rate and reduction in
oxygen saturation.
Of blood results, serum urea and creatinine both showed
a statistically and clinically significant increase as death
Number of values
(patients)
Lower range
25th centile
50th centile
75th centile
Upper range
HR
SBP
DBP
RR
SpO2
White cells
Lymphocytes
Sodium
Potassium
Urea
Creatinine
Albumin
Hb
2003/97
2097/97
2097/97
1746/96
2090/97
225/83
212/79
254/85
246/83
255/85
253/85
724/98
706/100
45
65
16
3
60
0.5
0.18
108
2.1
1.7
33
<10a
5.7
80
108
61
17
93
8.75
0.57
133
3.8
5.7
69
20
9.5
94
123
70
20
95
12.95
0.87
136
4.5
10.8
111
25
10.8
106
138
78
26
97
18.1
1.22
140
5
16.7
177
30
12.1
180
206
141
50
100
59.5
3.15
166
7.1
61.9
635
46
16.2
HR: heart rate; SBP: systolic blood pressure; DBP: diastolic blood pressure; RR: respiratory rate; SpO2: oxygen saturation measured with finger
probe.
aLaboratory reports albumin below 10 as <10. Only three such values recorded in whole data set and treated as value of 10.
124
Data set
Model p value
HR
SBP
DBP
RR
SpO2
Full
Restricted
Full
Restricted
Full
Restricted
Full
Restricted
Full
Restricted
<0.001
0.004
0.071
0.093
0.60
0.99
<0.001
<0.001
<0.001
<0.001
HR: heart rate; SBP: systolic blood pressure; DBP: diastolic blood pressure; RR: respiratory rate; SpO2: oxygen saturation measured with finger
probe; CI: confidence interval.
Data recorded for 2weeks prior to death. Coefficient is model predicted change in value per hour prior to death. Full data sets include all values.
Restricted data sets limited to those with 10 values in total, with at least one on the last day of life.
Model p value
White cells
Lymphocytes
Sodium
Potassium
Urea
Creatinine
0.041
0.10
0.003
0.46
<0.001
0.006
Data set
Model p value
Albumin
Hb
Full
Restricted
Full
Restricted
<0.001
<0.001
<0.001
0.075
approached. Serum sodium showed a statistically significant but clinically insignificant increase while potassium
showed no significant change over time. White cell parameters showed a tendency to a leukocytosis with reduced
lymphocytes but without clinically significant change
throughout the study period. Of the long-term variables,
both decrease as death approaches but over a timescale of
weeks rather than days.
Discussion
The purpose of this study was to explore evidence for
physiological change in the final 2weeks of life, which
125
Taylor et al.
Table 6. RCP National Early Warning Score table for physiological parameters.
Parameter
RR
SpO2 (%)
Supplemental oxygen
Temp
SBP
HR
LOC
8
91
35.0
90
40
2
9293
Yes
91100
0
911
9495
35.136.0
101110
4150
1220
96
No
36.138.0
111219
5190
Alert
2
2124
38.139.0
91110
39.0
111130
3
25
220
130
V, P, U
126
malignancies over-represented. This is reflected in local
figures,30 in which mortality from such malignancies is 1.8
times the national average. This observation provides a
degree of caution against direct clinical application of the
study findings to different populations, but the results
remain useful to researchers aiming to explore physiological change as death approaches and provide a useful basis
for such studies. In keeping with the stated aims, by using
multilevel modelling, all available, contemporaneously
documented, clinically relevant data points have been used
in the analysis to successfully generate a hypothesis for
future work.
In retrospect, given the variables showing significant
change in the study, it would have been valuable to have
obtained data on intravenous (IV) fluid use, clinical
dehydration, oxygen use, presence of respiratory illness
and similar parameters related to the outcomes of interest. Nevertheless, these should be readily obtained in any
future study electing to explore these variables in further
detail.
A final limitation is the reliance of death certificate data
to identify participants. The risk of inaccuracy of death
certificate data is well documented;26 nevertheless, this
occurs less frequently when the cause of death is attributed
to a malignant disease.26
Conclusion
These data demonstrate statistically and clinically significant change in routinely measured respiratory and renal
function variables during the final 2weeks of life in people
with cancer. The importance of change in variable rather
than an absolute value at a single time point is highlighted
as a crucial component of assessment.
Blood pressure, serum sodium and serum potassium are
unlikely to be useful in this area, while change in heart rate
may have a limited role in this situation. This appears at
odds with their accepted role in early warning scores but
may indicate that dying in terminal illness is not always
the same process as the physiological deterioration in
acute illness. White cell count and, independently, lymphocyte count may warrant further study over longer
periods.
Although further work is needed in order to understand
how these findings may inform other early warning or
prognostic work, and application to the individual, these
variables are likely to be useful for prospective study of
change over the last few days of life.
Declaration of conflicting interests
The authors declare that there is no conflict of interest.
Funding
This work was part of the lead authors PhD fellowship, which was
funded and supervised through Hull and York Medical School
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