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UMTS Link Budget Methodology

Sylvestre Demonget
Wireless BG / W-CDMA BD /
Post-Sales Support & Technology Introduction / W-CDMA Network Engineering
April 2nd, 2007

Agenda

1. Uplink Link Budget Methodology


2. Downlink Link Budget Methodology
3. Capacity and Throughput Calculation Basics

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Introduction
UMTS Link Budget methodology:
 Uplink: Cell Range derivation based on a specific UL dimensioning service
 Downlink:
 Calculation for each DL service of transmit power necessary to reach cell edge
 Comparison with maximum allowed power for this DL service

Aspects covered in this presentation:


 Link budget methodology (UL and DL) applicable to both Release 99 and HSPA
 Cell Range comparisons for multiple:
 R99 UL services
 HSUPA user throughput targets

 UL and DL Capacity calculation using analytic formulas


 HSPA Throughput computation using static simulation:
 Throughput map
 Throughput Vs. Distance from Site
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Agenda

1. Uplink Link Budget Methodology


2. Downlink Link Budget Methodology
3. Capacity and Throughput Calculation Basics

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UMTS Uplink Link Budget


Methodology, Cell Range Comparisons

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Body
Loss

Max.
Max.Allowable
Allowableair
air
interface
Path
Loss
interface Path Loss
(MAPL)
(MAPL)

Penetration
Loss

Uplink Interference
Margin

Cables
Loss

BTS
Antenna
Gain

Shadowing
Margin

Fast Fading
Margin

MAPL Calculation (Release 99)

MAPL (i ) = UE Max. Tx Power NodeB Sensitivit y (i )


Body Loss Penetratio n Loss + BTS Ant . Gain Cables Loss
Shadowing Margin Fast Fading Margin UL Interferen ce Margin

Aim: used to derive Cell Range


Depends on:
UL dimensioning service i (usually CS64)
Propagation environment
UE and Node-B performances
Shadowing Margin, Fast Fading Margin, UL Interference Margin
6 | HSUPA Link Budget | February 28th, 2007

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( depends on UL service i )

UE Max.
Tx Power

MAPL Calculation (1/3: R99)

Node-B Sensitivity

Uplink Link Budget Methodology (1/8)

Uplink Link Budget Methodology (2/8)


MAPL Calculation (2/3: Impact of HSDPA)

MAPL Calculation (Impact of HSDPA)


Mandatory channels for data transfer on HSDPA:

Presence of HS-DPCCH impacts MAPL:


UE transferring on HSDPA must feed back CQI
and ACK/NACK to Node-B on HS-DPCCH
UE available Tx power for
dimensioning UL service i diminishes
MAPL diminishes
7 | HSUPA Link Budget | February 28th, 2007

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Handled in the UL link


budget as an increase in
UL Eb/N0 Target (Vs. w/o
HS-DPCCH case):
UL

Eb

N 0 Target

c2 + d 2

= 10 log 2
2
2
c + d + hs

Uplink Link Budget Methodology (2/8)


MAPL Calculation (3/3: HSUPA)

MAPL Calculation (HSUPA)


Cell Range definition:
 R99: Cell Range derived assuming a specific UL R99 dimensioning service i
E
NodeB Sensitivity (i ) = NodeB Thermal Noise + c
(i )
N 0 Target
 HSUPA: Cell Range may be derived assuming either:
a specific UL R99 dimensioning service i
a specific E-DCH user throughput at cell edge r

HSUPA Ec/N0 according to E-DCH user throughput at cell edge r:

E-DCH
User Throughput

1. For several E-TFCs, E-DPDCHs Ec/N0 is


given by L1 curves:

2. For each E-TFC, HSUPA Ec/N0 is derived


from E-DPDCHs Ec/N0 :
HSUPA

Ec

n + ec + d + c + hs
= ed ed
2
ned ed
2

N 0 Target

E DPDCHs

E-DPDCHs Ec/N0
8 | HSUPA Link Budget | February 28th, 2007

Ec

N0

3. Criterion for choice of E-TFC:


E-TFC giving best Ec/N0
or E-TFC giving best BLER
1Tx
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Body
Loss

Max. Allowable air


interface Path Loss
(MAPL)
Shadowing
Shadowing
Margin
Margin

Penetration
Loss

Cables
Loss

Uplink Interference
Margin
BTS
Antenna
Gain

( depends on UL service i )

UE Max.
Tx Power

Shadowing Margin

Node-B Sensitivity

Uplink Link Budget Methodology (3/8)

Fast Fading
Margin

Shadowing Margin
Aim: Compensation of Shadowing, i.e. variation in signal strength due to obstacles
modeled by a Log-Normal law, for mobiles close to cell edge.
Value computed so that UL service i can be statistically offered within AR% of cell
area (AR: Area Reliability).
Calculation Method:
1. Assumption on Log-Normal law Stand. Dev. : Shad = Shad Outdoor + Indoor Penetration
2

2. Jakes Formula for Soft Handover with 2 servers (R99)


Inputs: Shad, AR, Attenuation Exponent, Correlation coeff. between Shadowing of the 2 legs

HSUPA-specific: Jakes Formula for 2 servers without SHO


(SHO not supported in Alcatel-Lucent UA5.0 Release)
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Body
Loss

Max. Allowable air


interface Path Loss
(MAPL)

Penetration
Loss

Uplink Interference
Margin

Cables
Loss

BTS
Antenna
Gain

Shadowing
Margin

Fast
FastFading
Fading
Margin
Margin

Fast Fading Margin


Aim: Compensation of Fast Fading, i.e. variation in signal strength due to
multi-path Rayleigh channel profile, for a mobile close to cell edge.
Value computed so that a mobile at cell edge can do efficient Power Control,
i.e. combat the Fast Fading.
Calculation Method:

Fast Fading Margin = UL

Eb

N 0 Target

(TPC = Off ) UL Eb N

Currently, same calculation method for R99 and HSUPA


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0 Target

(TPC = On )

( depends on UL service i )

UE Max.
Tx Power

Fast Fading Margin

Node-B Sensitivity

Uplink Link Budget Methodology (4/8)

Body
Loss

Max. Allowable air


interface Path Loss
(MAPL)
Shadowing
Margin

Penetration
Loss

Uplink
UplinkInterference
Interference
Margin
Margin

Cables
Loss

BTS
Antenna
Gain

( depends on UL service i )

UE Max.
Tx Power

Uplink Interference Margin (1/2)

Node-B Sensitivity

Uplink Link Budget Methodology (5/8)

Fast Fading
Margin

Uplink Interference Margin


Aim: Compensation of interference generated by other mobiles on the uplink.
Value computed for each UL service i so that i transmitted by a mobile can be
received at Node-B with sufficient SINR even at maximum UL Cell Load.

Calculation Method: UL Interf . Margin(i ) = Total UL Noise Rise User UL Noise Rise(i )

Total UL Interference
1
=

BTS Thermal Noise 1 UL Cell Load

User Rx Power
BTS Thermal Noise

UL Interf . Margin(i ) dB = Total UL NRdB 10 log[1 + User Rx Power (i ) (Total UL Interf . User Rx P.(i ) )]

(i )
UL Interference Margin(i ) dB = Total UL Noise RisedB 10 log1 + c
N 0 Target

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Uplink Link Budget Methodology (6/8)


Uplink Interference Margin (2/2)

Reminder: UL Interference Margin(i ) dB = Total UL Noise RisedB 10 log1 + Ec


N

(i )
0 Target

Total UL Noise Rise value setting in the link budget:


or

Set to the maximum allowed value: Max. UL Noise Rise


Set according to an iterative process:
 Functional point between {Cell Range = UL Link Budget( Total UL NR )} and
{Total UL NR = Traffic Model(
Model Cell Range )}
Number of subscribers per km2
Call Profile
Grade of Service (GoS) for each UL service

 Total UL Noise Rise<Max. UL Noise Rise must be true

Max. UL Noise Rise is set by below UTRAN parameters:


 Limit applied on R99 traffic only: rtwpMaxCellLoadNonEdch
(Default in UA5.0: 50%)
 Limit applied on total UL traffic (R99+HSUPA): totalRotMax
(Default in UA5.0: 6dB)
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Body
Loss

Max.
Max.Allowable
Allowableair
air
interface
Path
Loss
interface Path Loss
(MAPL)
(MAPL)

Penetration
Loss

Uplink Interference
Margin

Cables
Loss

BTS
Antenna
Gain

Shadowing
Margin

( depends on UL service i )

UE Max.
Tx Power

Cell Range Calculation

Node-B Sensitivity

Uplink Link Budget Methodology (7/8)

Fast Fading
Margin

Cell Range Calculation basing on MAPL


Relationship Cell Range MAPL:
 2100 MHz: COST-Hata propagation model

Path Loss[dB] = 46 .3 + 33 .9 log( f [ MHz ]) 13.82 log( BTS Ant . Height [ m ]) UE Ant . Height Corr . Factor [ dB ]
+ ( 44.9 6.55 log( BTS Ant . Height [ m ]) log( d [ km ]) + Environmen t Corr . Factor [dB]

 900 MHz: Okumura-Hata propagation model

Path Loss[dB] = 69.55 + 26 .16 log( f [ MHz ]) 13.82 log( BTS Ant . Height [ m ]) UE Ant . Height Corr . Factor [ dB ]
+ ( 44.9 6.55 log( BTS Ant . Height [ m ]) log( d [ km ]) + Environmen t Corr . Factor [dB]

Site Coverage for 3-sector case (surface covered by 1 Node-B):


Site Coverage

3 Sectors

13 | HSUPA Link Budget | February 28th, 2007

[ km 2 ] = 9 3

Cell Range [ km ] 2

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Uplink Link Budget Methodology (8/8)


Tower Mounted Amplifier (TMA) Benefits and Drawbacks

TMA Aim: Reduce the impact of Cables Loss in the UL increase Cell Range

Simplified
vision

BTS
Antenna
Gain

Without TMA

Cables Loss
with TMA
Node-B
Sensitivity

Cables Loss
Node-B
Sensitivity

TMA impact
on the UL:

BTS
Antenna
Gain

With TMA

TMA handling in Alcatel-Lucent link budget:


 UL:
 Cables Loss = 0.4dB (jumper before TMA),
 Friis Formula for the Noise Figure of {TMA, cables after TMA, BTS}

 DL: +0.8dB on Cables Loss compared to without TMA case


(1 additional jumper + TMA insertion loss)
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Cell Range Comparisons (1/2)


Dense Urban Environment

Main Assumptions:
 Channel Profile = Pedestrian A 3km/h
 HS-DPCCH impact included in UL R99 services Eb/N0
 E-TFC chosen according to best Ec/N0 criterion
 Penetration Loss = 18dB, Hata Env. Corr. Factor = 0dB, TMA = On
 UE Max. Tx Power = 21dBm for all services (conservative)
0.7

DCH 128
E-DCH 128
DCH 384
E-DCH 384
E-DCH 1024

Cell Range [km]

0.6
0.5
0.4
0.3
0.2
0

Max. UL Noise Rise [dB]


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Cell Range Comparisons (2/2)


Suburban Environment

Main Assumptions:
 Channel Profile = Pedestrian A 50km/h
 HS-DPCCH impact included in UL R99 services Eb/N0
 E-TFC chosen according to best Ec/N0 criterion
 Penetration Loss=10dB, Hata Env. Corr. Factor = -12dB, TMA = On
 UE Max. Tx Power = 21dBm for all services (conservative)
2.3

DCH 128
E-DCH 128
DCH 384
E-DCH 384
E-DCH 1024

Cell Range [km]

2.1
1.9
1.7
1.5
1.3
1.1
0.9
0.7
0

Max. UL Noise Rise [dB]


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Agenda

1. Uplink Link Budget Methodology


2. Downlink Link Budget Methodology
3. Capacity and Throughput Calculation Basics

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UMTS Downlink Link Budget


Methodology, Impact of HSUPA DL channels

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Cables Loss
( depends on
DL service j )

Required DL
User Tx Power

BTS Ant. Gain

DL
DLMax.
Max.Air
Air
Path
Loss
Path Loss

Penetration
Loss

Body Loss

Shadowing
Margin

Fast Fading
Margin

Downlink Maximum Air Path Loss


DL air interface path loss at the cell edge,
i.e. for Cell Range derived from UL link budget
Aim: used to derive Downlink Maximum Total Path Loss
Calculation Method:

COST-Hata-1( Cell Range, DL f )


MAPL + Frequency Shift( DL f UL f )

Depends on:
 R99: UL R99 dimensioning service i
 HSUPA: i or specific E-DCH user throughput at cell edge r
19 | HSUPA Link Budget | February 28th, 2007

DL Max. Total
Path Loss

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UE Sensitivity

Downlink Maximum Air Path Loss Calculation

( depends on DL service j )

Downlink Link Budget Methodology (1/3)

Cables Loss
( depends on
DL service j )

Required DL
User Tx Power

BTS Ant. Gain

DL Max. Air
Path Loss

Penetration
Loss

DL
DLMax.
Max.Total
Total
Path
Loss
Path Loss
Body Loss

Shadowing
Margin

Fast Fading
Margin

UE Sensitivity

Downlink Maximum Total Path Loss Calculation

Downlink Maximum Total Path Loss


DL total path loss at the cell edge, from BTS PA to UE
Aim: used to derive Required DL User Tx Power, HSDPA throughput
Calculation Method:

DL Max . Total PL = DL Max . Air PL


+ Cable Loss BTS Ant . Gain + Pene . Loss + Body Loss
+ Shadowing Margin + Fast Fading Margin

Remark: DL Max. Total PL does not take into account any DL interference margin.
Indeed, DL interferences are directly taken into account in
the following formula giving Required DL User Tx Power.
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( depends on DL service j )

Downlink Link Budget Methodology (2/3)

Cables Loss
( depends on
DL service j )

RequiredDL
DL
Required
UserTx
TxPower
Power
User

BTS Ant. Gain

Penetration
Loss

DL Max. Air
Path Loss

DL Max. Total
Path Loss
Body Loss

Shadowing
Margin

Fast Fading
Margin

UE Sensitivity

Required Downlink User Tx Power

( depends on DL service j )

Downlink Link Budget Methodology (3/3)

Required Downlink User Tx Power


Required transmit power at BTS PA so that DL R99 service j can be received with
sufficient SINR by a mobile at cell edge.
Allows to know if DL coverage can be assured at cell edge for service j,
by comparing with maxDlTxPower(j), i.e. max. power allowable for j per user.
Calculation Method:
OVSF Codes
Orthogonality Factor
(depends on channel
profile)
21 | HSUPA Link Budget | February 28th, 2007

Ii : Intra-cell interference
(before despreading, includes own signal)

Ie : Extra-cell interference
( DL
Req. DL User Tx Power ( j ) =

Ie
+ OF ) PA + UE Th. Noise DL Max. Total PL
Ii cell edge

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E
OF + DL c
( j)
N 0 Target

Power Available for HSDPA (1/2)


Computation Method in UA5.0 Release, for Shared Carrier scenario

Power Available for HSDPA (HS-DSCH+HS-SCCH, all HSDPA users in cell)


Computation Method in UA5.0 Release:
DL Power Available for HSDPA

= Min { PA SHO Margin P. CCC P. HSUPA , PA P. Non HSDPA DCH Margin }

RNC view

Node-B view

 Tx Power for each common control channel: set relatively to CPICH Tx Power
 CPICH Tx Power : set according to CPICH Ec/I0 Target , Cell Range,
Area Reliability, environment parameters
 P. HSUPA : room power reserved for HSUPA DL channels. Constant, tunable.
 P. Non HSDPA : transmit power for non-HSDPA traffic, i.e. R99 traffic,
common control channels and HSUPA downlink channels.
Updated within Node-B every 100ms.
 DCH Margin: room power for DCH used to prevent fast increase of DCH power
due to Power Control. Proportional to (P. Non HSDPA CPICH Tx Power)
22 | HSUPA Link Budget | February 28th, 2007

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Power Available for HSDPA (2/2)


Impact of HSUPA Downlink Channels

Power for HSUPA Downlink Channels Link Budget model:


DL HSUPA Tx Power is assumed constant:

E-RGCH not
supported in
UA5.0

DL HSUPA Tx Power = E AGCH E AGCH Tx Power + n E HICH E HICH Tx Power


 E-AGCH : coefficient (0~1) chosen according to supposed amount of HSUPA traffic.
Assumption: only 1 absolute grant sent at one time.
Default value in Link Budget: 1
 E-AGCH Tx Power : Tx power for 1 E-AGCH channel.
UTRAN default value: CPICH Tx Power - 2.5dB
 nE-HICH : Average number of signatures used on E-HICH
Default value in Link Budget: 2
 E-HICH Tx Power : Tx power per signature of E-HICH.
E-HICH channel Tx power is proportional to #signatures used.
UTRAN default value: CPICH Tx Power 18.6dB

23 | HSUPA Link Budget | February 28th, 2007

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Agenda

1. Uplink Link Budget Methodology


2. Downlink Link Budget Methodology
3. Capacity and Throughput Calculation Basics

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Capacity and Throughput Calculation Basics


Method presented: calculation via formulas/static simulation

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Uplink Capacity Calculation (1/2)


Mono Service

Pole Capacity:
Maximum theoretical number of active users on the UL supported per cell,
when no limit on UE Max. Tx Power and Max. UL Noise Rise
N Pole (i ) = 1 +

FR

E
AF (i ) UL c
(i ) G SHO
N 0 Target

channel Activity Factor


(only for Speech service)

UL Cell Capacity:

May also be Ec/N0


Target for E-DCH
with a specific
throughput r

Frequency Reuse Efficiency


Ii
FR =
I e + I i UL
Soft Handover Gain on capacity
(not considered for HSUPA)

Max. # active users on the UL supported per cell


(all using same UL service i)

UL Cell Capacity(i ) = N Pole (i ) UL Cell Load


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Assumed equal to the


maximum allowed value, i.e.
1-1 / Max UL Noise Rise
or
Set according to an iterative
process, thanks to
Traffic Model

Uplink Capacity Calculation (2/2)


Traffic Mix

UL Cell Capacity in Traffic Mix:


Maximum number of users (including non-active users) on the UL
supported per cell, assuming a specific Call Profile

UL Cell Capacity in Traffic Mix =

Average user throughput in


Busy Hour for UL service i
as given in the Call Profile
Rate for service i
(e.g. 64kbps for CS64)

27 | HSUPA Link Budget | February 28th, 2007

UL Cell Load
#UL services
UL (i )

N Pole (i )
i =1

CP throughput (i )
R (i )
UL (i ) = #UL services
CP throughput (k )

R (i )
k =1

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Formula may
account for
some UL
services
defined as
E-DCH with a
specific
throughput r

Dowlink Capacity Calculation

Asymptotic Capacity:
Maximum theoretical number of active users on the DL supported per cell,
when no limit on BTS Power Amplifier (all using same DL service j)

E
OF + DL c
(i ) G SHO
N 0 Target
1

N Asymp ( j ) =
+
Ie
AF (i )
DL
+ OF
Ii mean

DL Cell Capacity in Traffic Mix:


(HSDPA traffic not present, analytic calculation)
Max. #active users on the DL supported per cell

DL Cell Capacity in Traffic Mix =

28 | HSUPA Link Budget | February 28th, 2007

DL Cell Load
# DL services
DL ( j )

N Asymp ( j )
j =1

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PA CCC Tx Power
UE Th. Noise DL Mean Total PL
PA +
Ie
DL
+ OF
Ii mean

HSDPA Throughput Computation via Static Simulation (1/2)

Distance
Serving Node-B
UE

DL Total
Path Loss

HS-DSCH
Rx Ec/N0

CQI
reported

HSDPA User
Throughput

UE Speed

HSDPA UE
Category

Shadowing at UE
BTS Ant. Diagram

Power Available
for HS-DSCH

Channel
Profile

HSDPA User Throughput Map Computation via Static Simulation


1. Generate DL Total Path Loss map for each cell.
For each location {x,y} , find the serving cell.

Serving Cell ( x, y ) = c,
PL( x, y, c) = Min [PL( x, y, c)]

2. Calculate Power Available for HS-DSCH


a)

For each location {x,y} :


3. Calculate HS-DSCH Rx Ec/N0
4. Calculate CQI reported by the mobile

DL Power Available for HSDPA


PA SHO Margin P. CCC P. HSUPA ,
= Min

PA P. Non HSDPA DCH Margin

b)

Estimate and subtract HS-SCCH Tx Power

5. Calculate HSDPA User Throughput


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HSDPA Throughput Computation via Static Simulation (2/2)

Distance
Serving Node-B
UE

DL Total
Path Loss

HS-DSCH
Rx Ec/N0

CQI
CQI
reported
reported

HSDPA
HSDPAUser
User
Throughput
Throughput

UE Speed

HSDPA UE
Category

Shadowing at UE

Power Available
for HS-DSCH

BTS Ant. Diagram

Channel
Profile

HSDPA User Throughput Map Computation via Static Simulation


4. Calculate CQI reported by the mobile:
CQI reported = speed + HS DSCH Rx

Ec

N0

UE Speed speed

[dB]

3 km/h
50 km/h
120 km/h

# HS-PDSCH(s)

Modulation

Transport
Block Size

# MAC-hs PDU(s)
per TB

RLC Throughput

QPSK

931 b

288 kbps

10

QPSK

1262 b

432 kbps

CQI

CQI Table for


UE Category 6

5. Calculate HSDPA User Throughput:

15.5
14.3
13.3

Derived from TBS, MAC-d PDU size (=336b),


MAC-hs header size (21b)
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Derived assuming
BLER 1Tx=10%

HSUPA Throughput Computation via Static Simulation

Distance
Serving Node-B
UE
Shadowing at UE
BTS Ant. Diagram

UL Total
Path Loss
Max. UL
Noise Rise
(totalRotMax)

E-DCH
Rx Ec/N0
UL Noise Rise
Available for
user

E-TFC

E-DCH User
Throughput

Channel
Profile

HSDPA UE
Category

UE Speed

HSUPA User Throughput Map Computation via Static Simulation


1. Generate UL Total Path Loss map for each cell.
For each location {x,y} , find the serving cell.

totalRotMa x
UL Noise Rise other users

E-DCH
User Throughput

2. Calculate UL Noise Rise Available for User


For each location {x,y} :
3. Calculate E-DCH Rx Ec/N0
4. Derive E-TFC
5. Calculate E-DCH User Throughput
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E-DPDCHs Ec/N0

HSUPA Throughput Computation via Static Simulation (1/2)


User Throughput Map
Main Assumptions:
 HSUPA dedicated carrier (no R99 UL traffic)
 Channel Profile = Pedestrian A 3km/h

 Penetration Loss = 18dB, Hata Env. Corr. Factor


= 0dB, TMA = On
 Shadowing standard deviation = 8dB
 UE: Max. Tx Power = 21dBm, HSUPA Category 3

Cell Range
dimensioned
on E-DCH 128
Cell
Range:
+20%

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HSUPA Throughput Computation via Static Simulation (2/2)


User Throughput Vs. Distance from Site
 Penetration Loss = 18dB, Hata Env. Corr. Factor
= 0dB, TMA = On
 Shadowing standard deviation = 8dB
 UE: Max. Tx Power = 21dBm, HSUPA Category 3

Main Assumptions:
 Shared carrier R99/HSUPA
 Channel Profile = Pedestrian A 3km/h

E-DCH MAC-e User Throughput [kbps]

1300

No R99 UL traffic
R99 UL Cell Load = 50% * Max. UL Cell Load

1200

1100

Cell Range = 450m

1000

Cell Range: +20%

900

Cell Range = 540m


800

700
0

100

200

300

400

Distance from Serving NodeB [m]


33 | HSUPA Link Budget | February 28th, 2007

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500

600

Presentation Summary
UMTS Link Budget methodology:
 Uplink: Cell Range derivation based on specific UL dimensioning service
 Downlink:
 Calculation for each DL service of required power necessary to reach cell edge
 Comparison with maximum allowed power for this DL service

UMTS Link Budget tool usage:


 Main objective: derive Cell Range assuming a dimensioning UL service
 Other features: UL and DL Capacity calculation via formulas
Gives an idea of capacity without running any simulation

 Gives inputs for Radio Dimensioning and Cell Planning


 Used to study impact of features on RF aspects

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