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Postoperative Management
of Patients with Obstructive
Sleep Apnea: Implications
for the Medical-Surgical Nurse
Ashley W. Helvig, Ptlene Minick, and David Patrick
Case Presentation #1
Mr. Franks, a 58-year-old male convenience store manager, has a medical history of obesity (body mass
index [BMI] 37 kg/m) and hypertension (managed with hydrochlorothiazide 25 mg daily). The patient was
admitted to a medical-surgical unit
after an uncomplicated partial colon
resection at 1:30 p.m. Mr. Franks was
alert and oriented after surgery but
complained of severe pain (8 on a 010 pain-intensity scale). Pulse oximetry was 95% or greater, and he was
able to tolerate clear liquids. The
nurse administered morphine sulfate
4 mg IV as ordered. At 3:45 p.m., Mr.
Franks continued to complain of pain
and was given an additional 4 mg of
morphine per order. He remained
alert throughout the evening and
received two more 4-mg doses of
morphine due to severe pain. At
11:30 p.m., the nurse found Mr.
Franks difficult to arouse; his oxygen
saturation was 75%. After successful
administration of naloxone (Narcan)
and oxygen, Mr. Franks was admitted
to the intensive care unit and stabilized. Mrs. Frank threatened to sue
the hospital for overmedicating her
husband with morphine.
Case Presentation #2
Mrs. Young, a 42-year-old female
elementary school principal with no
reported medical history and a BMI
of 22.5, was discharged home after
an uncomplicated cholecystectomy.
Mrs. Young took two tablets of
oxycodone with acetaminophen
(Percocet) prior to hospital discharge at 2:45 p.m. Later that
Definition and
Epidemiology of OSA
Obstructive sleep apnea is the
most common form of sleep-disordered breathing. This disorder causes
recurrent partial or complete collapse
of the upper airway during sleep,
resulting in periods of apnea (cessation of breathing) lasting over 10 seconds (Kryger, Roth, & Dement,
2011). These apneic periods lead to
fragmented sleep, hypoxemia, hypercapnia, marked variations in intrathoracic pressure, and increased sympathetic activity (Epstein et al., 2009).
Obstructive sleep apnea is associated with significant harmful effects.
Intermittent airway obstruction and
apnea lead to repeated arousals
throughout the night, resulting in
poor sleep quality, significant daytime sleepiness, and fatigue (Kryger
et al., 2011). Untreated, OSA can lead
to cognitive dysfunction (Bucks,
Ashley W. Helvig, PhD, RN, CNE, is Assistant Professor, Tanner Health System School of
Nursing, University of West Georgia, Carrollton, GA.
Ptlene Minick, PhD, RN, is Associate Professor, Byrdine F. Lewis School of Nursing, Georgia
State University, Atlanta, GA.
David Patrick, MSN, RN, NP-C, is Nurse Practitioner, Heart Failure Clinic, Piedmont Hospital,
Atlanta, GA.
171
Clinical Practice
Olaithe, & Eastwood, 2013), impaired
work performance, increased risk of
motor vehicle accidents (Sanna,
2012), and decreased quality of life
(Dutt, Janmeja, Mohapatra, & Singh,
2013; Patidar, Andrews, & Seth,
2011). OSA is associated with the
development of hypertension (Young
et al., 2009), cardiovascular disease
(Shah, Yaggi, Concato, & Mohsenin,
2010), heart failure (Gottlieb et al.,
2010), stroke (Kendzerska, Gershon,
Hawker, Leung, & Tomlinson, 2014),
type 2 diabetes (Botros et al., 2009),
and depressive symptoms (Douglas et
al., 2013). In a meta-analysis by Ge
and colleagues (2013), a significantly
high mortality risk was associated
with untreated sleep-disordered
breathing. Liao, Yegneswaran, Vairavanathan, Zilberman, and Chung
(2009) found greater complications
(44% in the OSA group vs. 28% in the
non-OSA group) among postoperative patients, with most complications occurring after transfer from
postanesthesia care to the general
medical-surgical unit. Because the
patient with undiagnosed OSA is at
greatest risk for complications, the
medical-surgical nurse must be
knowledgeable about risk factors as
well as the signs, symptoms, and
potential treatments of OSA.
Mild OSA is a somewhat common
condition in the United States, with
24% of men and 9% of women
affected; in addition, approximately
4% of women and 9% of men have
severe OSA (Young et al., 2009).
However, up to 90% of men and 98%
of women with OSA are undiagnosed
(Patil, Schneider, Schwartz, & Smith,
2007). The prevalence of OSA is higher in patients with a history of hypertension, stroke, coronary artery disease, heart failure, and diabetes;
patients with any of these conditions
should be screened for OSA prior to
surgery. Almost 70% of patients
undergoing bariatric surgery have
OSA (Ravesloot, Van Maanen,
Hilgevoord, van Wagensveld, & de
Vries, 2012), with the majority undiagnosed. While patients typically are
screened pre-operatively, the nurse
receiving patients from the postanesthesia care unit also should
assess and screen for OSA.
172
Pathophysiology
Neurological as well as structural
factors contribute to OSA. Previously,
sleep experts differentiated between
OSA caused by central nervous system problems (central sleep apnea)
and peripheral problems such as collapse of the upper airway (Kryger et
al., 2011). More recently, experts suggested OSA occurs as a result of both
central and peripheral problems
(Dempsey, Veasey, Morgan, &
ODonnell, 2010; Kryger et al., 2011).
During wakefulness, the body
responds to hypoxia and hypercapnia via peripheral chemoreceptors
that communicate with the brain to
initiate a breath. Additionally, during wakefulness, a person who has
an easily collapsible airway experiences central nervous system (CNS)
compensation that helps to stabilize
the airway; thus there is no impairment during waking hours. Peripheral chemoreceptors are not as
sensitive during sleep. With sleep
apnea, CNS control of airway stability is lost during the transition into
sleep as well as during non-rapid eye
movement sleep and rapid eye
movement sleep. These factors lead
to hypopneic or apneic episodes
(Dempsey et al., 2010). Dempsey
and colleagues (2010) described how
a loss of central nervous system excitatory inputs can cause hypotonia of
Risk Factors
The stereotypical person with
OSA is an older, obese male.
However, many factors are involved
in a persons risk for OSA. Craniofacial malformation retrognathia
(recession of the chin), nasal deformities, positive family history, recurrent alcohol ingestion, sedative use,
and minority race also have been
associated with OSA (Kryger et al.,
2011). Decreased lung volume, airway edema, increased surface tension of the upper airway, and injury
of airway muscles also are associated
with OSA (Dempsey et al., 2010).
Children are also at risk for OSA; the
incidence of OSA in children has
risen over the past decade and is
attributed to increasing childhood
obesity (Chang & Chae, 2010;
Dempsey et al., 2010). Although
obesity is considered a major risk factor of OSA and more persons who
are obese have OSA than persons
with healthy weights, not everyone
with OSA is obese (Gutierrez &
Brady, 2013). The wide variation in
obvious risk factors emphasizes the
importance of postoperative assessment and potential OSA screening
for everyone (see Table 1).
Clinical Presentation
Persons with OSA can vary widely
in the number and severity of symptoms as well as in their clinical presentation. The most typical symptom
Postoperative Management of Patients with Obstructive Sleep Apnea: Implications for the Medical-Surgical Nurse
TABLE 1.
General Overview of OSA
Common Characteristics
of Affected Individual
Common Treatment
for OSA
Common Complications
of OSA
Obesity
Craniofacial malformation
Nasal deformities
Positive family history of OSA
Recurrent alcohol ingestion
Sedative use
Apnea
Snoring or gasping during
sleep
Daytime sleepiness
Night awakenings
CPAP
EPAP
BiPAP
MAD
Surgical intervention (e.g.,
uvulopalatophrayngoplasty,
tracheostomy)
Fatigue
Poor daytime function
Cognitive impairment
Hypertension
Cardiovascular disease
Type 2 diabetes
Depression
Notes:
CPAP = continuous positive airway pressure
EPAP = expiratory positive airway pressure
BiPAP = bi-level positive airway pressure
MAD = mandibular advancement device
173
Clinical Practice
TABLE 2.
Common Screening Tools
Name
General Purpose
Number of
Questions
Time for
Completion of Tool
1-2 minutes
Epworth Sleepiness
Scale (ESS) (Johns,
1991)
Wisconsin Sleep
Questionnaire
(Young et al., 2008;
Young et al., 2009)
0-1 minute
Berlin Questionnaire
(Netzer et al., 1999)
10
1-2 minutes
0-1 minute
STOP-BANG
Questionnaire
(Chung et al., 2008)
1-2 minutes
174
Postoperative Management of Patients with Obstructive Sleep Apnea: Implications for the Medical-Surgical Nurse
1.
Management of OSA
Management for OSA encompasses a variety of noninvasive methods,
such as weight loss or oral devices
(Epstein et al., 2009; Gutierrez &
Brady, 2013). Surgical intervention
may be necessary if the patients
anatomy is causing severe obstruction (Epstein et al., 2009) or if primary noninvasive therapy is not
Nursing Implications
When a postoperative patient is
transferred from the post-anesthesia
care unit (PACU), the receiving nurse
should investigate if the patient was
screened pre-operatively for OSA. If
no screening has occurred, the
receiving nurse could screen the
patient quickly using any of the
tools described in Table 2. If the postoperative patient has a positive
screening result, or has a questionable or definitive history of OSA, the
nurse should monitor the patient
very closely, especially if the patient
is drowsy or sleeping. Patients receiving opioid analgesics are at higher
risk for respiratory depression and
should be monitored frequently
whether or not they have a positive
screening or history of OSA (Jarzyna
et al., 2011). The American Society
for Pain Management Nursing
(ASPMN) suggested nurses should
assess, identify, and document
patients with factors that may place
patients at risk for unintended
advancing sedation and respiratory
depression with opioid therapy
(Jarzyna et al., 2011, p. 127). In addition, patients with sleep-disordered
breathing are at increased risk during
the postoperative period. The
ASPMN (Jarzyna et al., 2011) also
indicated nurses should communicate between shifts and during transitions of care within the hospitalization to ensure other nurses and
health care providers understand a
patients risk factors for respiratory
175
Clinical Practice
depression. Cardiac and respiratory
monitoring or pulse oximetry are
useful in detecting apneic episodes
or early oxygen desaturation (Seet &
Chung, 2010a, 2010b). Close cardiac
and pulse oximetry monitoring will
allow the nurse to administer appropriate analgesia while ensuring adequate circulation and oxygenation.
The ASPMN (Jarzyna et al., 2011)
noted information obtained from
patient assessments and available
clinical information should be used
to formulate individualized plans of
care for the level, frequency, and
intensity of patient monitoring of
sedation and respiratory status during opioid therapy (p. 129).
Because many postoperative
patients have opioid analgesics
ordered, respiratory depression is a
potential concern. The ASPMN
(Jarzyna et al., 2011) recommended
nurses should act as strong advocates for pain management plans
that incorporate opioid dose-sparing
strategies initiated early in the course
of treatment, e.g., on admission,
before surgery, during surgery, and
early after surgery (p. 131). Authors
also stated that even if opioid dosesparing strategies are used, nurses are
still responsible for assessment and
monitoring of sedation and respiratory depression. More intensive and
frequent observation of patients and
assessment of sedation and respiratory status are recommended when
sedating agents are administered
concomitantly with opioids, especially during the postoperative period (Jarzyna et al., 2011. p. 133).
Recommendations include regular
assessment of sedation (using a reliable and valid sedation scale) during
sleep and wakefulness. If a patient is
increasing in sedation (a risk for respiratory depression), the frequency
of monitoring needs to increase as
well. Additionally, while the patient
is resting quietly or sleeping, respiratory assessment needs to include a 1minute count of respirations with
identification of the rhythm and
depth as well. Nurses also should
avoid transferring patients to different units when the effects of analgesics may be at the highest level.
Patients found to have signs of respiratory depression (e.g., rate defined
176
Conclusion
The prevalence of sleep-disordered breathing is somewhat high in
the United States, with the vast
majority of persons going undiagnosed (Patil et al., 2007; Young et al.,
2009). Postoperative complications
in the patient with OSA can be
severe; most complications occur
after the patient has been transferred
from the PACU to the general medical-surgical unit (Chung, Liao,
Yegneswaran, Shapiro, & Kang,
2014). While many patients with
OSA have classic risk factors, such as
obesity and snoring, many patients
do not exhibit the classic signs
(Kryger et al., 2011). The use of simple screening tools, such as the
Berlin Questionnaire or STOP-BANG
questionnaire, could lead to identification of patients at risk for OSA.
This screening during the postoperative period could help to prevent
severe respiratory complications
(Setaro, 2012).
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