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Summary
Background The optimal ways of using aromatase inhibitors or tamoxifen as endocrine treatment for early breast
cancer remains uncertain.
Methods We undertook meta-analyses of individual data on 31 920 postmenopausal women with oestrogen-receptorpositive early breast cancer in the randomised trials of 5 years of aromatase inhibitor versus 5 years of tamoxifen; of
5 years of aromatase inhibitor versus 23 years of tamoxifen then aromatase inhibitor to year 5; and of 23 years
of tamoxifen then aromatase inhibitor to year 5 versus 5 years of tamoxifen. Primary outcomes were any recurrence
of breast cancer, breast cancer mortality, death without recurrence, and all-cause mortality. Intention-to-treat
log-rank analyses, stratied by age, nodal status, and trial, yielded aromatase inhibitor versus tamoxifen rst-event
rate ratios (RRs).
Findings In the comparison of 5 years of aromatase inhibitor versus 5 years of tamoxifen, recurrence RRs favoured
aromatase inhibitors signicantly during years 01 (RR 064, 95% CI 052078) and 24 (RR 080, 068093), and
non-signicantly thereafter. 10-year breast cancer mortality was lower with aromatase inhibitors than tamoxifen
(121% vs 142%; RR 085, 075096; 2p=0009). In the comparison of 5 years of aromatase inhibitor versus
23 years of tamoxifen then aromatase inhibitor to year 5, recurrence RRs favoured aromatase inhibitors signicantly
during years 01 (RR 074, 062089) but not while both groups received aromatase inhibitors during years 24, or
thereafter; overall in these trials, there were fewer recurrences with 5 years of aromatase inhibitors than with
tamoxifen then aromatase inhibitors (RR 090, 081099; 2p=0045), though the breast cancer mortality reduction
was not signicant (RR 089, 078103; 2p=011). In the comparison of 23 years of tamoxifen then aromatase
inhibitor to year 5 versus 5 years of tamoxifen, recurrence RRs favoured aromatase inhibitors signicantly during
years 24 (RR 056, 046067) but not subsequently, and 10-year breast cancer mortality was lower with switching to
aromatase inhibitors than with remaining on tamoxifen (87% vs 101%; 2p=0015). Aggregating all three types of
comparison, recurrence RRs favoured aromatase inhibitors during periods when treatments diered (RR 070,
064077), but not signicantly thereafter (RR 093, 086101; 2p=008). Breast cancer mortality was reduced both
while treatments diered (RR 079, 067092), and subsequently (RR 089, 081099), and for all periods combined
(RR 086, 080094; 2p=00005). All-cause mortality was also reduced (RR 088, 082094; 2p=00003). RRs
diered little by age, body-mass index, stage, grade, progesterone receptor status, or HER2 status. There were fewer
endometrial cancers with aromatase inhibitors than tamoxifen (10-year incidence 04% vs 12%; RR 033, 021051)
but more bone fractures (5-year risk 82% vs 55%; RR 142, 128157); non-breast-cancer mortality was similar.
Published Online
July 24, 2015
http://dx.doi.org/10.1016/
S0140-6736(15)61074-1
See Online/Comment
http://dx.doi.org/10.1016/
S0140-6736(15)61206-5
*Full list of members available at
http://www.ctsu.ox.ac.uk/
research/meta-trials/ebctcg/
ebctcg-page
Correspondence to:
EBCTCG Secretariat, Clinical Trial
Service Unit, Nueld
Department of Population
Health, Richard Doll Building,
Oxford OX3 7LF, UK
bc.overview@ctsu.ox.ac.uk
Interpretation Aromatase inhibitors reduce recurrence rates by about 30% (proportionately) compared with tamoxifen
while treatments dier, but not thereafter. 5 years of an aromatase inhibitor reduces 10-year breast cancer mortality
rates by about 15% compared with 5 years of tamoxifen, hence by about 40% (proportionately) compared with no
endocrine treatment.
Funding Cancer Research UK, Medical Research Council.
Copyright Early Breast Cancer Trialists Collaborative Group (EBCTCG). Open Access article distributed under the
terms of CC BY.
Introduction
Treatment for 5 years with the selective oestrogen receptor
(ER) modulator tamoxifen reduces recurrence rates in
ER-positive early breast cancer by about half during
treatment and about one-third in the subsequent 5 years,
and reduces breast cancer mortality by almost one-third
throughout the rst 15 years.1 Further reductions in breast
cancer mortality during years 1014 are achieved by
extending tamoxifen treatment to 10 years.2,3 In
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Methods
Identication of studies and collection of data
Outcomes
The primary outcomes were any recurrence of breast
cancer (distant, locoregional, or new primary in the
contralateral breast); breast cancer mortality; death
without recurrence; and all-cause mortality. Secondary
outcomes were incidence and site of second primary
cancers, and bone fracture. Prespecied primary subgroup
investigations were of site of recurrence, age, nodal status,
PR status, histological grade, and follow-up period.
Statistical analyses
Statistical methods (stratied log-rank statistics, KaplanMeier graphs) are described elsewhere.1,6,7 Time-to-event
analyses were stratied by age, nodal status, and trial.
2
Results
Individual patient datasets were provided for nine trials,816
including 35 129 (98%) of the 35 718 women randomised
between aromatase inhibitor and tamoxifen as part of
about 5 years of adjuvant endocrine treatment (appendix).
This report is restricted to the 31 920 (91%) with ER-positive
tumours of these 35 129 patients. All were randomised
evenly between aromatase inhibitor and tamoxifen, though
one trial (BIG 1-988) included a four-way randomisation
that contributes data to all ve comparisons (AE); the
aggregated analyses avoid double counting its results.
When reports emerged that patients on tamoxifen had
their recurrence risk reduced by switching after 23 years
to an aromatase inhibitor, crossover to an aromatase
inhibitor from the tamoxifen-only group was systematically
oered in two trials (BIG 1-98,8 25% [619/2459] crossover;
ABCSG-8,9 18% [341/1949] crossover). In eight trials,
compliance was similar in both groups, but in TEAM10 56%
(2698/4814) of those allocated tamoxifen then aromatase
inhibitor versus 30% (1438/4852) of those allocated only
aromatase inhibitor discontinued treatment prematurely.
In comparison A (5 years of aromatase inhibitor vs
5 years of tamoxifen: two trials, n=9885), recurrence and
mortality were both signicantly reduced (gure 1). The
numbers with recurrence were 827 in the aromatase
inhibitor group versus 964 in the tamoxifen group
(p<000001), with separately signicant reductions
during years 01 after surgery (RR 064, 95% CI
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B
9885 women, 1791 events
RR=080 (95% CI 073088)
50
50
40
10-year gain 36% (95% CI 17 to 54)
Log-rank 2p<000001
30
Tamoxifen
227%
20
AI
191%
40
Recurrence (%)
20
Tamoxifen
142%
121%
10
AI
121%
10
58%
90%
45%
0
0
0
10
0
Year 10+
323 (20/619)
454 (24/529)
072 (039130)
36/107
10
Year 10+
193 (088299)
188 (077299)
101 (045233)
01/56
50
50
40
40
10-year gain 11% (95% CI 04 to 26)
Log-rank 2p=034
Death rates (%/year: total rate minus rate in women without recurrence) and log-rank statistics
Allocation
Years 01
Years 24
Years 59
AI
052 (039066)
123 (105141)
166 (146186)
Tamoxifen
051 (039067)
160 (138183)
181 (160202)
Rate ratio (95% CI) 098 (066146)
074 (060091)
090 (076107)
from (O-E)/V
04/243
272/907
136/1294
30
20
Tamoxifen
119%
AI
108%
10
30
Tamoxifen
240%
AI
213%
20
94%
10
82%
40%
40%
0
0
0
10
Years
Death-without-recurrence rate/year (%), events/woman-years and log-rank statistics
Allocation
Years 01
Years 24
Years 59
AI
054 (52/9691)
099 (132/13 336)
146 (229/15 648)
Tamoxifen
060 (57/9542)
095 (122/12 906)
163 (244/14 985)
Rate ratio (95% CI) 089 (061130)
103 (081132)
088 (073105)
from (O-E)/V
32/270
20/625
149/1144
10
Years
Year 10+
307 (19/619)
284 (15/529)
128 (064256)
20/81
Years 59
306 (500/16 333)
335 (530/15 805)
089 (079101)
284/2439
Year 10+
476 (32/672)
444 (26/586)
116 (069199)
21/136
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50
50
40
40
30
20
Tamoxifen then AI
145%
107%
AI
138%
10
20
Tamoxifen then AI
93%
10
96%
AI
82%
55%
51%
0
0
Year 5+
243 (141/5811)
252 (144/5715)
096 (076122)
26/692
50
50
40
40
7-year gain 02% (95% CI 10 to 13)
Log-rank 2p=042
Death rates (%/year: total rate minus rate in women without recurrence) and log-rank statistics
Allocation
Years 01
Years 24
Year 5+
AI
046 (035058)
141 (123157)
177 (144210)
Tamoxifen then AI
055 (042068)
149 (130169)
208 (172244)
Rate ratio (95% CI)
084 (059120)
093 (078113)
084 (065109)
from (O-E)/V
53/307
75/1109
96/555
30
20
10
35%
20
Tamoxifen then AI
145%
AI
136%
87%
10
AI
61%
38%
30
86%
Tamoxifen then AI
59%
0
0
0
6
7
Years
Year 5+
114 (66/5811)
107 (61/5715)
102 (072146)
08/308
6
7
Years
Year 5+
284 (175/6152)
308 (187/6064)
090 (073112)
88/863
Figure 2: 5 years of aromatase inhibitor versus tamoxifen to years 23 then aromatase inhibitor to year 5
(A) Recurrence, (B) breast cancer mortality, (C) death without recurrence, and (D) death from any cause. RR=rate ratio. AI=aromatase inhibitor. OE=observed minus expected. V=variance of OE.
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50
50
40
10-year gain 20% (95% CI 02 to 38)
Log-rank 2p=00001
30
Tamoxifen
190%
20
Tamoxifen then AI
170%
121%
40
Recurrence (%)
10
20
Tamoxifen
1001%
10
95%
Tamoxifen then AI
87%
50%
42%
0
0
10
Year 10+
326 (88/2696)
335 (84/2505)
092 (068125)
33/408
10
50
50
40
40
10-year gain 17% (95% CI 03 to 32)
Log-rank 2p=0005
Death rates (%/year: total rate minus rate in women without recurrence) and log-rank statistics
Allocation
Years 24
Years 59
Year 10+
Tamoxifen then AI
037 (025048)
128 (112144)
168 (163172)
Tamoxifen
056 (043070)
140 (126156)
254 (245259)
Rate ratio (95% CI)
065 (044096)
091 (077108)
069 (048100)
from (O-E)/V
110/258
119/1320
106/289
30
20
30
20
Tamoxifen
175%
Tamoxifen then AI
146%
Tamoxifen
88%
Tamoxifen then AI
70%
10
42%
88%
10
71%
32%
0
0
0
3
4
5
6
7
8
9
10
Time since allocated treatments dier (years)
Year 10+
185 (50/2696)
211 (53/2505)
095 (063142)
13/238
3
4
5
6
7
8
9
10
Time since allocated treatments dier (years)
Year 10+
186 (50/2696)
211 (53/2505)
095 (063142)
13/238
Figure 3: Tamoxifen to years 23 then aromatase inhibitor to year 5 versus 5 years of tamoxifen: events in women alive and free of recurrence when treatments diverged
(A) Recurrence, (B) breast cancer mortality, (C) death without recurrence, and (D) death from any cause. RR=rate ratio. AI=aromatase inhibitor. OE=observed minus expected. V=variance of OE.
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Events/womenyears (%/year)
AI events
Allocated
AI
Log-rank Variance
OE
of OE
Allocated
tamoxifen
(a) AI vs tamoxifen
Years 01 AI vs tamoxifen 361/22 068 (16)
743
2076
070 (058084)
837
2402
071 (060083)
4477
070 (064077)
2p<000001
Subtotal
(b) Same or no treatment
42
1331
103 (083129)
Years 59 no treatment
390
4437
092 (081103)
109/3384 (32)
114/3111 (37)
86
531
085 (060121)
435
6299
093 (086101)
2p=008
2015
10777
Subtotal
Total (a+b)
99% or
95% CIs
0829 (07810880)
2p<000001
0
05
10
15
20
AI better
2
4
Tamoxifen better
Figure 4: Recurrence reductions by time since surgery, combining data from dierent comparisons of aromatase inhibitor (AI) versus tamoxifen treatment as
part of 5 years of endocrine therapy
Black squares show periods when the protocol specied that one group should receive an aromatase inhibitor and the other should receive tamoxifen; open squares
show periods when the treatments should have been the same in both groups. *Aggregated totals are adjusted to avoid double counting of events in the four-way
randomisation in BIG 1-98. AI=aromatase inhibitor. OE=observed minus expected.
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Events/women-years (%/year)
AI events
Allocated
AI
Log-rank Variance
OE
of OE
Allocated
tamoxifen
157/9676 (16)
230/9526 (24)
411
928
064 (049084)
Years 01 comparison B
340
1150
074 (059095)
Years 01 comparison E
35/2995 (12)
45/3008 (15)
52
195
078 (043140)
Years 24 comparison A
341
1490
080 (064098)
Years 24 comparison C
653
1115
056 (044071)
Years 24 comparison D
43/2505 (17)
41/2491 (16)
16
201
108 (061192)
558
1632
071 (058087)
Exemestane
544
1379
067 (054084)
Letrozole
463
1496
073 (059091)
1094 3445
073 (063084)
Isolated local
291
643
064 (046088)
Contralateral
197
434
064 (043094)
4/215 (19)
9/183 (49)
08
14
4554 years
108/6636 (16)
144/6430 (22)
192
604
073 (052101)
5569 years
759
2622
075 (064088)
70+ years
622
1237
060 (048076)
<20
21/1506 (14)
26/1328 (20)
25
107
079 (036174)
2024
379
1091
071 (055090)
2529
364
1111
072 (056092)
30+
166/6814 (24)
203/7477 (27)
208
868
079 (060104)
Unknown
610
1337
063 (051079)
171/6928 (25)
284/6687 (42)
613
1092
057 (045073)
ER positive PR unknown
49/2259 (22)
57/2385 (24)
24
258
091 (055151)
948
3201
074 (064086)
ER positive PR positive
480
1434
072 (058089)
N13
616
1624
068 (056084)
N4+
236/4067 (58)
308/3850 (80)
391
1244
073 (058092)
27/1411 (19)
47/1357 (35)
94
175
059 (032109)
N other/unknown
496
1792
076 (063092)
2150 mm (T2)
844
2338
070 (059082)
>50 mm (T3/T4)
42/1116 (38)
74/1008 (73)
171
253
051 (030085)
Other/unknown
19/708 (27)
24/710 (34)
26
97
60/8857 (07)
84/8839 (10)
122
351
071 (046109)
Moderately
713
1880
068 (057083)
Poorly
238/7557 (31)
318/7287 (44)
472
1313
070 (056087)
Grade unknown
168/7193 (23)
229/7081 (32)
331
955
071 (054092)
79/3264 (24)
108/3074 (35)
175
430
066 (045099)
HER2 negative
112/8854 (13)
166/8733 (19)
261
654
067 (049092)
Unknown
1144
3393
071 (062082)
Total
99% or
0702 (06400771)
2p<000001
95% CIs
0
05
10
15
20
AI better
Tamoxifen better
Treatment eect 2p<000001
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RR (95% CI)
p value
RR (95% CI)
p value
RR (95% CI)
During years 04
053 (048057)
2p<00001
070 (064077)
2p<00001
037 (033042)
2p<00001
During years 59
068 (060078)
2p<00001
092 (083101)
2p=0082
063 (053074)
2p<00001
During years 04
071 (062080)
2p<00001
079 (067092)
2p=0002
056 (046068)
2p<00001
During years 59
066 (058075)
2p=00001
091 (080102)
2p=012
060 (050072)
2p<00001
p value
EBCTCG=Early Breast Cancer Trialists Collaborative Group. RR=rate ratio. *Estimated from the aggregated data (appendix). Estimated rate ratio for 5 years of aromatase
inhibitor vs none (RR3) is obtained by direct multiplication of the rate ratio for 5 years of tamoxifen vs none (RR1) by the rate ratio for 5 years of aromatase inhibitor vs 5 years of
tamoxifen (RR2) estimated from the aggregated data; 95% condence limits for RR3 are exp[(o e)1/v1 + (o e)2/v2) 196 (1/v1 + 1/v2)] and exp[(o e)1/v1 + (o e)2/v2) + 196 (1/
v1 + 1/v2)], respectively, where (o e) and v are the observed minus expected statistics and their variances for the comparisons of 5 years of tamoxifen vs none and 5 years of
aromatase inhibitor vs 5 years of tamoxifen (estimated from aggregated data from trials contributing to subtotal (a) in gure 4).
Table: Estimation of the eect of 5 years of an aromatase inhibitor versus no endocrine treatment
Discussion
Individual trials have already shown reduced recurrence
rates with aromatase inhibitor compared with tamoxifen
but none has shown in intention-to-treat analyses that
breast cancer mortality is reduced, nor did previous
meta-analyses.4 Now, with longer follow-up, the present
meta-analyses establish that breast cancer mortality and
all-cause mortality are also reduced, better characterise
time-dependent eects on recurrence, and allow
informative investigation of dierential ecacy within
subgroups and of uncommon adverse events.
There was a fairly consistent pattern of substantial
recurrence reductions during periods when one group
was receiving an aromatase inhibitor and the other
tamoxifen, but little further reduction during subsequent
periods when both groups were receiving the same
endocrine treatment or after scheduled endocrine
treatment had ended in both groups. However, this
nding should not be interpreted as aromatase inhibitors
not having the carry-over benets of tamoxifen,1 rather
that 5 years of endocrine therapy that includes an
aromatase inhibitor reduces recurrence by about
one-third during years 59, as does 5 years of tamoxifen.
The most extreme recurrence reduction appeared to be
in comparison C in which, after 2 years of tamoxifen, an
aromatase inhibitor was compared with tamoxifen during
years 24. This result is not explained by dierences
in ecacy between dierent aromatase inhibitors, as
indirect comparisons in gure 5, and direct randomised
comparisons,16 show little dierence between drugs.
It has been hypothesised that the superiority of aromatase
inhibitors over tamoxifen is greater after previous
exposure to tamoxifen,17 and the larger recurrence
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