Académique Documents
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Name of Programme:
_______________________________________
Name of Issuer:
________________________________________
Name of Co-Issuer:
________________________________________
________________________________________
________________________________________
________________________________________
________________________________________
________________________________________
Complied
or N/A
2A.1.2
2A.2
PERSONS RESPONSIBLE
All persons responsible for the information given in the
listing particulars and, as the case may be, for certain
parts of it, with, in the latter case, an indication of such
parts. In the case of natural persons including members
of the issuer's administrative, management or
supervisory bodies indicate the name and function of the
person; in case of legal persons indicate the name and
registered office.
A declaration by those responsible for the listing
particulars that, having taken all reasonable care to
ensure that such is the case, the information contained in
the listing particulars is, to the best of their knowledge, in
accordance with the facts and contains no omission likely
to affect its import. As the case may be, declaration by
those responsible for certain parts of the listing
particulars document that, having taken all reasonable
care to ensure that such is the case, the information
contained in the part of the listing particulars for which
they are responsible is, to the best of their knowledge, in
accordance with the facts and contains no omission likely
to affect its import.
STATUTORY AUDITORS
2A.2.1
2A.2.2
If auditors have resigned, been removed or not been reappointed during the period covered by the historical
financial information, details if material.
2A.3
2A.3.1
2A.4
2A.4.1
RISK FACTORS
Prominent disclosure of risk factors that may affect the
issuers ability to fulfil its obligations under the securities
to investors in a section headed "Risk Factors".
INFORMATION ABOUT THE ISSUER
History and development of the issuer
(a)
(b)
the place of registration of the issuer and its
registration number;
(c)
the date of incorporation and the length of life of
the issuer, except where indefinite;
(d)
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(where applicable)
BUSINESS OVERVIEW
Principal activities
(a)
A brief description of the issuers principal
activities stating the main categories of products sold
and/or services performed.
(b)
The basis for any statements in the listing
particulars made by the issuer regarding its competitive
position.
2A.6
ORGANISATIONAL STRUCTURE
2A.6.1
2A.6.2
2A.7
2A.7.1
TREND INFORMATION
Include a statement that there has been no material
adverse change in the prospects of the issuer since the
date of its last published audited financial statements.
In the event that the issuer is unable to make such a
statement, provide details of this material adverse
change.
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(where applicable)
2A.8.3
2A.9
2A.9.1
2A.9.2
2A.10.2
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2A.11.3
2A.11.4
2A.11.5
2A.11.6
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(where applicable)
2A.13.2
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or N/A
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2B.1.2
2B.2
2B.2.1
2B.3
2B.3.1
2B.4
PERSONS RESPONSIBLE
All persons responsible for the information given in the
listing particulars and, as the case may be, for certain
parts of it, with, in the latter case, an indication of such
parts. In the case of natural persons including members
of the issuer's administrative, management or
supervisory bodies indicate the name and function of the
person; in case of legal persons indicate the name and
registered office.
A declaration by those responsible for the listing
particulars that, having taken all reasonable care to
ensure that such is the case, the information contained in
the listing particulars is, to the best of their knowledge, in
accordance with the facts and contains no omission likely
to affect its import. As the case may be, declaration by
those responsible for certain parts of the listing
particulars document that, having taken all reasonable
care to ensure that such is the case, the information
contained in the part of the listing particulars for which
they are responsible is, to the best of their knowledge, in
accordance with the facts and contains no omission likely
to affect its import.
STATUTORY AUDITORS
Names and addresses of the issuers auditors for the
period covered by the historical financial information
(together with any membership of any relevant
professional body).
RISK FACTORS
The document must prominently disclose risk factors in a
section headed "Risk Factors" that are specific to the
issuer and its industry.
INFORMATION ABOUT THE ISSUER
2B.4.1
2B.4.2
2B.4.3
2B.4.4
2B.4.5
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(where applicable)
2B.5
2B.5.1
2B.5.2
2B.6
2B.6.1
2B.7
2B.7.1
MAJOR SHAREHOLDERS
To the extent known to the issuer, state whether the
issuer is directly or indirectly owned or controlled and by
whom, and describe the nature of such control, and
describe the measures in place to ensure that such
control is not abused.
2B.8
FINANCIAL INFORMATION CONCERNING THE ISSUERS ASSETS AND LIABILITIES,
FINANCIAL POSITION AND PROFITS AND LOSSES
2B.8.1
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or N/A
2B.8.2
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(where applicable)
2B.8.4
2B.9
THIRD PARTY INFORMATION AND STATEMENT BY EXPERTS AND DECLARATIONS OF
ANY INTEREST
2B.9.1
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or N/A
2B.9.2
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(where applicable)
PERSONS RESPONSIBLE
2C.1.1
2C.1.2
2C.2
RISK FACTORS
Prominent disclosure of risk factors that are material to
the securities admitted to trading in order to assess the
market risk associated with these securities in a section
headed Risk Factors.
2C.3
2C.3.1
KEY INFORMATION
Interest of natural and legal persons involved in the issue
A description of any interest, including conflicting ones
that is material to the issue, detailing the persons
involved and the nature of the interest.
2C.4
2C.4.1
2C.4.2
2C.4.3
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Complied
or N/A
2C.4.4
2C.4.5
2C.4.6
2C.4.7
2C.4.8
2C.4.9
2C.4.10
An indication of yield.
2C.4.11
2C.4.12
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2C.4.13
2C.4.14
2C.5
2C.5.1
2C.5.2
2C.6
2C.6.1
2C.7
2C.7.1
2C.7.2
2C.7.3
2C.7.4
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information.
2C.7.5
2C.8
2C.8.1
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2D.1
PERSONS RESPONSIBLE
2D.1.1
2D.1.2
2D.2
RISK FACTORS
Prominent disclosure of risk factors that are material to
the securities being offered and/or admitted to trading in
order to assess the market risk associated with these
securities in a section headed Risk Factors. This must
include a risk warning to the effect that investors may
lose the value of their entire investment or part of it, as
the case may be, and/or, if the investors liability is not
limited to the value of his investment, a statement of that
fact, together with a description of the circumstances in
which such additional liability arises and the likely
financial effect.
2D.3
KEY INFORMATION
2D.3.1
2D.3.2
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2D.4
INFORMATION CONCERNING THE SECURITIES TO BE OFFERED/ADMITTED TO
TRADING
2D.4.1
(e)
Ranking of the securities being offered
and/or admitted to trading, including summaries
of any clauses that are intended to affect
ranking or subordinate the security to any
present or future liabilities of the issuer.
(f)
A description of the rights, including any
limitations of these, attached to the securities
and procedure for the exercise of said rights.
(g)
In the case of new issues, a statement of
the resolutions, authorisations and approvals
by virtue of which the securities have been or
will be created and/or issued.
(h)
(i)
A description of any restrictions on the
free transferability of the securities.
(j)
(k)
A description of the settlement procedure
of the derivative securities.
(l)
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2D.4.2
(i)
(ii)
the
ISIN
(International
Security
Identification Number) or other such
security identification code
- others
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(c)
A description of any market disruption or
settlement disruption events that affect the underlying.
(d)
Adjustment rules
concerning the underlying.
2D.5
2D.5.1
2D.5.2
2D.5.3
with
relation
to
events
(b)
(c)
(d)
(e)
(f)
(b)
Pricing
Indication of the expected price at which the securities
will be offered or the method of determining the price and
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2D.6
(b)
(c)
(d)
(e)
2D.6.1
2D.6.2
2D.7
ADDITIONAL INFORMATION
2D.7.1
2D.7.2
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2D.7.4
2D.7.5
2D.8
2D.8.1
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GUARANTEE
Where an issue is guaranteed (whether in the form of
guarantee, surety, Keep well Agreement, Mono-line
Insurance policy or other equivalent commitment), the
Disclosure Requirements for Guarantees set out in
Appendix 1 shall apply.
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2E.1
THE SECURITIES
2E.1.1
2E.1.2
Where
information
is
disclosed
about
an
undertaking/obligor which is not involved in the issue,
provide a confirmation that the information relating to the
undertaking/obligor has been accurately reproduced from
information published by the undertaking/obligor. So far
as the issuer is aware and is able to ascertain from
information published by the undertaking/obligor no facts
have been omitted which would render the reproduced
information misleading.
In addition, identify the source(s) of information in the
securities note that has been reproduced from
information published by an undertaking/obligor.
2E.2
2E.2.1
2E.2.2
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(c)
(d)
(e)
(f)
(g)
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(h)
(i)
(j)
(k)
(ii)
(l)
(m)
(n)
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(o)
(p)
(ii)
(iii)
2E.2.3
2E.2.4
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(b)
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informed.
2E.3
2E.3.1
2E.3.2
2E.3.3
2E.3.4
how the cash flow from the assets will meet the
issuers obligations to holders of the securities,
including, if necessary, a financial service table
and a description of the assumptions used in
developing the table;
(b)
(c)
(d)
(e)
(f)
(g)
2E.3.5
2E.3.6
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2E.3.7
2E.3.8
2E.4
2E.4.1
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2F.1.2
2F.2.1
2F.2.2
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2F.2.3
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Appendix 1
(Applicable to Asset Backed, Convertible, Debt & Derivative Securities)
Disclosure Requirements for Guarantees
Documents on display
Indication of the places where the public may have
access to the material contracts and other documents
relating to the guarantee.
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Appendix 2
Disclosure Requirements for Public International Bodies, sovereigns and their regional and
local authorities or where Securities are guaranteed by a member state of the OECD
This appendix applies instead of the 2A rules where the issuer is a Public International Body, a
sovereign issuer or a regional or local authority or where the securities are unconditionally
and irrevocably guaranteed by a member state of the OECD.
2A.1
2A.1.1
2A.1.2
2A.2
2A.2
2A.3
PERSONS RESPONSIBLE
All persons responsible for the information given in the
listing particulars and, as the case may be, for certain
parts of it, with, in the latter case, an indication of such
parts. In the case of natural persons including members
of the issuer's administrative, management or
supervisory bodies indicate the name and function of the
person; in case of legal persons indicate the name and
registered office.
A declaration by those responsible for the listing
particulars that, having taken all reasonable care to
ensure that such is the case, the information contained in
the listing particulars is, to the best of their knowledge, in
accordance with the facts and contains no omission likely
to affect its import. As the case may be, declaration by
those responsible for certain parts of the listing
particulars document that, having taken all reasonable
care to ensure that such is the case, the information
contained in the part of the listing particulars for which
they are responsible is, to the best of their knowledge, in
accordance with the facts and contains no omission likely
to affect its import.
RISK FACTORS
Prominent disclosure of risk factors that may affect the
issuers ability to fulfil its obligations under the securities
to investors in a section headed "Risk Factors".
INFORMATION ABOUT THE ISSUER
2A.3.1
2A.3.2
2A.3.3
2A.3.4
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issuers solvency.
2A.4 WHERE THE ISSUER IS A SOVEREIGN ISSUER OR A REGIONAL OR LOCAL AUTHORITY
2A.4.1
2A.4.2
2A.4.3
2A.5.2
2A.5.3
2A.5.4
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2A.6.2
2A.7
2A.7
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