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51768 Federal Register / Vol. 71, No.

169 / Thursday, August 31, 2006 / Rules and Regulations

DEPARTMENT OF TRANSPORTATION Table of Contents (particularly to young children and


I. Background small adult drivers), while improving
National Highway Traffic Safety II. Notice of Proposed Rulemaking (NPRM) the frontal crash protection provided by
Administration and Summary of Comments air bag systems to occupants of different
A. The NPRM sizes. For the second phase-in, which
49 CFR Parts 571 and 585 B. Summary of Public Comments on the will begin on September 1, 2007, the
NPRM
[Docket No. NHTSA 2005–22323] III. The Final Rule and Response to Public agency required manufacturers to
Comments improve further the frontal protection
RIN 2127–AI98 A. Agency Decision—Overview provided by their vehicles by meeting a
B. Response to Public Comments by Issue belted rigid barrier crash test at higher
Federal Motor Vehicle Safety 1. Vehicle Crash Tests and Practicability test speeds.
Standards; Occupant Crash Protection Concerns Prior to the advanced air bag rule, the
2. Unintended Consequences crash tests specified in FMVSS No. 208
AGENCY: National Highway Traffic 3. Timing of Agency Decision
Safety Administration (NHTSA), DOT. 4. Harmonization With Canada
used only one size dummy, a 50th
5. Concerns About the 5th Percentile Adult percentile adult male dummy. NHTSA
ACTION: Final rule.
Female Dummy also used that dummy in frontal crash
SUMMARY: In this document, NHTSA is 6. Test Set-Up Procedure tests conducted under the New Car
amending its safety standard on 7. Leadtime Assessment Program (NCAP), although
occupant crash protection to establish 8. Alternative Tests at a higher speed. The FMVSS No. 208
C. Benefits and Costs belted rigid barrier test was conducted
the same 56 km/h (35 mph) maximum IV. Rulemaking Analyses and Notices
speed for frontal barrier crash tests at speeds up to 48 km/h (30 mph), while
using belted 5th percentile adult female I. Background the NCAP test was conducted at a speed
test dummies as we previously adopted Federal Motor Vehicle Safety of 56 km/h (35 mph).
for tests using belted 50th percentile Standard (FMVSS) No. 208, Occupant For the advanced air bag rule, NHTSA
adult male dummies. The agency is Crash Protection, requires passenger specified the use of both 50th percentile
adopting this amendment to help cars and other light vehicles to be adult male and 5th percentile adult
improve crash protection for small equipped with seat belts and frontal air female dummies for the standard’s crash
statured occupants. The new bags to prevent or mitigate the effects of tests.1 The first phase-in requires
requirement is phased-in in a manner occupant interaction with the vehicle vehicles to be certified as passing the
similar to the phase-in for the 56 km/h interior in a crash. While air bags have test requirements for both of these
(35 mph) maximum speed test been very effective in increasing the dummies, while unbelted, in a 32 km/
requirement using the 50th percentile number of people saved in moderate h (20 mph) to 40 km/h (25 mph) rigid
adult male dummy, but beginning 2 and high speed frontal crashes, they barrier test (unbelted rigid barrier test
years later, i.e., September 1, 2009. have occasionally been implicated in requirements), and test requirements for
DATES: Effective Date: This final rule is fatalities in instances where vehicle the same two dummies, while belted, in
effective November 29, 2006. occupants were very close to the air bag a rigid barrier crash test with a
Petitions for Reconsideration: If you when it deployed. This is particularly maximum test speed of 48 km/h (30
wish to submit a petition for true of vehicles produced in the 1990s. mph) (belted rigid barrier test
reconsideration of this rule, your On May 12, 2000, NHTSA published requirements).
petition must be received by October 16, in the Federal Register (65 FR 30680) a The second phase-in will require
2006. final rule to require that future air bags vehicles to be certified as passing the
be designed to create less risk of serious belted rigid barrier test requirements at
ADDRESSES: Petitions for reconsideration
air bag-induced injuries than then- speeds up to and including 56 km/h (35
should refer to the docket number above mph) using the 50th percentile adult
and be submitted to: Administrator, current air bags and provide improved
frontal crash protection for all male dummy. NHTSA and the industry
Room 5220, National Highway Traffic have had considerable experience with
Safety Administration, 400 Seventh occupants, by means that include
advanced air bag technology (advanced conducting belted tests at 56 km/h (35
Street, SW., Washington, DC 20590. mph) using this dummy in connection
See the SUPPLEMENTARY INFORMATION air bag rule). That final rule was
consistent with the requirements of the with the NCAP program.
portion of this document (Section VIII; In the preamble to the advanced air
Rulemaking Analyses and Notice) for Transportation Equity Act for the 21st
Century (TEA 21), enacted by Congress bag rule, we stated
DOT’s Privacy Act Statement regarding
documents submitted to the agency’s in June 1998, which required us to issue We did not propose including the 5th
dockets. a rule amending FMVSS No. 208: percentile adult female dummy in [the 56
km/h (35 mph) phase-in] requirement
* * * to improve occupant protection for
FOR FURTHER INFORMATION CONTACT: For occupants of different sizes, belted and
because we had sparse information on the
non-legal issues, you may call Ms. Lori practicability of such a requirement. NHTSA
unbelted, under Federal Motor Vehicle Safety
Summers, Office of Crashworthiness will initiate testing to examine this issue and
Standard No. 208, while minimizing the risk
Standards (Telephone: 202–366–1740) to infants, children, and other occupants anticipates proposing increasing the test
(Fax: 202–366–2739). from injuries and deaths caused by air bags, speed for belted tests using the 5th percentile
by means that include advanced air bags. adult female dummy to 56 km/h (35 mph),
For legal issues, you may call Mr. beginning at the same time that the 50th
Edward Glancy, Office of the Chief The advanced air bag rule established percentile adult male is required to be used
Counsel (Telephone: 202–366–2992) two phase-in schedules. For the first in belted testing at that speed.
(Fax: 202–366–3820). phase-in, which began September 1,
You may send mail to these officials
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2003 and will be completed by 1 The advanced air bag rule also specified the use

at National Highway Traffic Safety September 1, 2006, NHTSA required of 1-year-old infant dummies, 3- and 6-year-old
Administration, 400 Seventh Street, child dummies, and 5th percentile adult female
vehicle manufacturers to install dummies in its test requirements to minimize the
SW., Washington, DC 20590. advanced air bag systems that reduce risk to infants, children, and other occupants from
SUPPLEMENTARY INFORMATION: the risk of air bag-induced injury injuries and deaths caused by air bags.

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Federal Register / Vol. 71, No. 169 / Thursday, August 31, 2006 / Rules and Regulations 51769

(60 FR 30680, 30690.) The agency yearly (MAIS 2+).2 We also explained to the advanced air bag provisions of
reiterated this position when it denied that beyond reducing the rates of injury FMVSS No. 208. GM stated that the
a petition to begin rulemaking and fatality to small-stature occupants, restraint systems in the vehicles tested
immediately to establish a requirement increasing the maximum belted test by the agency do not represent the same
for vehicles to meet a 0–56 km/h (0–35 speed for testing with the 5th percentile balancing of requirements that is
mph) belted rigid barrier test with the adult female dummy would extend necessary to meet the advanced air bag
5th percentile adult female dummy (66 improved belted crash protection to provisions, which are more complex
FR 65376; December 18, 2001). occupants of different sizes. We stated and demanding than the ones to which
However, the agency continued research that the proposed amendment would the 18 vehicles were certified. GM also
on the feasibility and practicability of address the potential hazard to all stated that NHTSA had not considered
increasing the test speed for belted belted occupants who are very close to the compliance margins necessary to
testing using this dummy. both the air bag module and the steering ensure that each vehicle would meet the
wheel or instrument panel. IARVs for the proposed test conditions.
II. Notice of Proposed Rulemaking In the NPRM, we tentatively GM also raised concerns about
(NPRM) and Summary of Comments concluded that compliance with the leadtime. That manufacturer stated that
A. The NPRM proposal would result in a nominal if testing demonstrates that the IARVs
additional cost to vehicle can be met at the proposed higher
On August 6, 2003, we published in manufacturers. We noted that the test speed, and if the countermeasures
the Federal Register (68 FR 46539) a procedure itself is already required at a necessary to enable that performance do
notice of proposed rulemaking (NPRM) lower impact speed in FMVSS No. 208; not negatively affect other aspects of
to increase the test speed for the belted only the maximum impact speed would occupant protection, manufacturers will
rigid barrier test using the 5th percentile be raised. We stated that, as indicated need time to bring these
adult female dummy to 56 km/h (35 by the 12 vehicles that met all IARVs in countermeasures into production. GM
mph). We proposed the same phase-in NHTSA’s test program, many vehicles stated that given its experience in
schedule as that already adopted for the already meet the proposed requirement. developing vehicles and occupant
50th percentile adult male dummy, i.e., We also stated our belief that to the protection systems designed to meet the
beginning September 1, 2007. extent additional measures may prove advanced air bag requirements, a
In the NPRM, we cited the results of necessary, improving performance minimum postponement of two years in
18 crash tests conducted by NHTSA, beyond the 48 km/h (30 mph) the effective date of the proposed rule
some in conjunction with Transport requirement could involve relatively would be necessary to accommodate the
Canada. We tentatively concluded that simple changes. We estimated that the necessary testing and product
the test results indicated both a need for overall cost of the proposal would range development.
and the feasibility of extending the 56 from minimal costs to $24.56 million, Several commenters addressed the
km/h (35 mph) maximum speed for the depending on the implementation of estimated benefits. GM stated that the
rigid barrier test to include the 5th technologies. A complete discussion of benefits estimated by the agency are
percentile adult female dummy. The how NHTSA arrived at its estimates of very small and are projections based on
testing indicated that a belted 5th both benefits and costs was presented in old air bag technology. It also stated that
percentile adult female dummy may be increasing the maximum test speed to
a Preliminary Regulatory Evaluation.3
subject to higher injury measures than a 56 km/h (35 mph) for the belted 5th
belted 50th percentile adult male B. Summary of Public Comments on the percentile adult female dummy could
dummy in comparable frontal barrier NPRM have unintended consequences for
crash tests, when both are seated in We received comments from five belted small stature occupants involved
accordance with the applicable FMVSS companies or organizations: General in low severity frontal collisions. GM
No. 208 seating procedures. Motors (GM), DaimlerChrysler, the stated that the severity of the 56 km/h
The tested vehicles included small Alliance of Automobile Manufacturers (35 mph) rigid barrier test would force
and medium passenger cars, sport (Alliance), TRW Automotive, and the stiffer restraint systems than are
utility vehicles, minivans, and a pickup Insurance Institute for Highway Safety presently needed in the current 48 km/
(IIHS). The commenters generally h (30 mph) frontal barrier test required
truck. None of the tested vehicles were
supported improved crash protection for by the advanced air bag final rule.
designed to meet the new test
belted small statured occupants, but did According to GM, stiffening the restraint
requirements of the advanced air bag
not support the agency’s proposal to system would have an adverse affect on
rule. Of the 18 vehicles tested, 12 were
increase the test speed for FMVSS No. the older, weaker, smaller population
able to meet the driver and right front
208’s belted barrier test using the 5th since their injury tolerance is lower than
passenger dummy Injury Assessment
percentile adult female dummy to 56 the younger, stronger population.
Reference Values (IARVs) required DaimlerChrysler stated that the
under FMVSS No. 208. The six vehicles km/h (35 mph).
agency’s projected benefits are
that exceeded the IARVs for the 5th GM raised concerns about
statistically minor, an overestimate, and
percentile adult female dummy were practicability. That company
cannot be absolutely quantified. The
found to exceed injury measures in the commented that none of the 18 vehicles
Alliance raised several issues about the
head, chest, and/or neck regions. When that NHTSA tested and analyzed for
agency’s methodology for estimating
comparable NCAP crash tests were practicability and benefits were certified
benefits, and argued that the action
conducted with 50th percentile adult could result in no safety benefits or even
2 MAIS (Maximum Abbreviated Injury Scale)
male dummies, none of the adult male negative safety effects.
represents the maximum injury severity at an
dummies exceeded the IARVs. Abbreviated Injury Scale (AIS) level, regardless of IIHS stated that the agency failed to
We estimated that the proposed
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the nature or location of the injury. The AIS ranks provide a clear assessment of the
requirements, if adopted, could prevent individual injuries by body region on a scale of 1 benefits and offered little compelling
between five and six small occupant to 6 as follows: 1=minor, 2=moderate, 3=serious,
4=severe, 5=critical, and 6=maximum/currently evidence that vehicle design changes
fatalities per year and could also reduce untreatable. resulting from the proposed rule would
two to three moderate to severe injuries 3 Docket No. NHTSA–2003–15732–2. be meaningful in real-world crashes.

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51770 Federal Register / Vol. 71, No. 169 / Thursday, August 31, 2006 / Rules and Regulations

IIHS also stated that other measures to III. The Final Rule and Response to FMVSS No. 208 should require the same
improve frontal crash protection, such Public Comments level of high speed crash protection for
as offset deformable barrier tests or pole small statured occupants as for larger
A. Agency Decision—Overview
tests, would be more beneficial and be occupants.
more representative of real-world After carefully considering the The final rule is essentially the same
crashes. comments, we have decided to issue a as the proposal, except for the timing of
final rule increasing the maximum test the phase-in. The new requirement is
Some commenters recommended that speed for the belted rigid barrier test phased-in in a manner similar to the
the agency defer the rulemaking to a using the 5th percentile adult female phase-in for the 56 km/h (35 mph)
later date. DaimlerChrysler stated that dummy from 48 km/h (30 mph) to 56 maximum speed test requirement using
the prudent course of action would be km/h (35 mph), the same speed we the 50th percentile adult male dummy,
to defer rulemaking until enough adopted for 50th percentile adult male but begins two years later, i.e.,
vehicles certified to the advanced air dummies. We believe this amendment is September 1, 2009. The additional
bag requirements are in commerce and consistent with the goal of providing leadtime will provide manufacturers the
their field performance with small improved frontal crash protection for all time needed to meet design challenges
females can be assessed. That company occupants. This was one of the primary associated with some vehicles and
suggested waiting until the end of Phase goals of our advanced air bag rule and incorporate these additional
II of the advanced air bag phase-in also of TEA 21. requirements into their product
schedule. We recognize that the benefits directly
development schedules without undue
attributable to this rule are relatively
GM stated that an Alliance-sponsored consequences.
small, since most of the restraint system
panel of experts, referred to as the Blue improvements needed to meet this rule Given that this phase-in is two years
Ribbon Panel, is currently engaged in a were required by the advanced air bag later, and recognizing that many
major real-world data gathering program rule. Among other things, the advanced vehicles already comply with the new
to provide a greater factual basis for air bag rule added the 5th percentile requirement, we are not including
future air bag rulemakings, and adult female dummy to the FMVSS No. advance credits as part of this phase-in,
suggested that the agency wait until 208 48 km/h (30 mph) belted rigid although carryover credits earned
after the panel has finished its work barrier crash test and also increased the during the phase-in will be allowed.
before proceeding on this rulemaking. maximum speed for that test to 56 km/ The implementation schedule for the
h (35 mph) for the 50th percentile adult new requirement is as follows:
GM and the Alliance also expressed
male dummy. These test requirements, —35 percent of each manufacturer’s
concerns about differences between how
as well as other new tests using the 5th light vehicles manufactured during
NHTSA and Transport Canada are percentile adult female dummy, already the production year beginning on
addressing improved protection for require improved protection for September 1, 2009;
belted small statured occupants. The occupants of different sizes. —65 percent of each manufacturer’s
Alliance noted that Transport Canada In the preamble to advanced air bag light vehicles manufactured during
has proposed a more stringent chest rule, however, we stated that we the production year beginning on
compression requirement for 5th anticipated proposing to increase the September 1, 2010, with an allowance
percentile adult female dummies in 48 maximum test speed for the belted rigid of carryover credits from vehicles
km/h (30 mph) tests. The Alliance barrier test using the 5th percentile built after September 1, 2009.
expressed concern that each country’s adult female dummy to 56 km/h (35 —100 percent of each manufacturer’s
proposal may require opposing or at mph), the same maximum speed light vehicles manufactured during
least non-complementary design specified for the 50th percentile adult the production year beginning on
strategies in order to meet the different male dummy. We did not propose this September 1, 2011, with an allowance
proposed test requirements. higher speed as part of the advanced air of carryover credits from vehicles
DaimlerChrysler reiterated concerns it bag rulemaking because of lack of built after September 1, 2009.
available test data. —All light vehicles manufactured on or
has previously identified about the 5th This rulemaking is thus intended to
percentile adult female Hybrid III after September 1, 2012.
complete the agency’s consideration of
dummy, including ones about neck an issue that was partially addressed in Manufacturers that sell two or fewer
structure and response, dummy the advanced air bag rulemaking. As carlines in the United States at the
interference with deploying air bags, discussed earlier, we conducted a series beginning of the first year of the phase-
and the Nij neck injury criterion. of 18 vehicle crash tests in support of in (September 1, 2009) will have the
DaimlerChrysler stated its belief that the NPRM. Moreover, as discussed option of omitting the first year of the
neck tension limits alone appear to be below, we subsequently conducted five phase-in, if they fully comply beginning
the only significant factor in the Nij additional crash tests of vehicles on September 1, 2010.
neck injury criterion to predict neck certified to the advanced air bag Manufacturers that produce or
injury accurately. requirements. assemble fewer than 5,000 vehicles for
After considering the comments, we the U.S. market per year may defer
TRW commented on the test set-up
continue to believe that the available compliance with the new requirement
procedures for the 5th percentile adult
test data indicate both a need for and until September 1, 2012.
female dummy driver. It argued that the
the feasibility of extending the 56 km/ Consistent with our usual policy
positioning of the steering wheel is not concerning multi-stage vehicles, multi-
h (35 mph) maximum speed for the rigid
realistic with regard to conditions in the stage manufacturers and alterers may
barrier test to include the 5th percentile
field. IIHS stated that the agency should
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adult female dummy. While many defer compliance with the new
change its dummy seating procedures vehicles would meet the higher test requirement until September 1, 2013.
consistent with a petition it had speed requirements using 5th percentile We are adopting phase-in reporting
previously submitted. adult female dummies even in the requirements similar to those used in
absence of this rule, we believe that other phase-ins.

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Federal Register / Vol. 71, No. 169 / Thursday, August 31, 2006 / Rules and Regulations 51771

B. Response to Public Comments by As to the issue of margin of That company evaluated one truck and
Issue compliance, we agree that one car program that were near the end
manufacturers need to ensure that all of of their development and validation for
1. Vehicle Crash Tests and Practicability
their vehicles meet a test requirement meeting the advanced air bag
Concerns
established by a Federal safety standard. requirements, in light of the proposal.
As indicated above, to support the As we noted in the rulemaking for GM stated that simple changes will not
NPRM, we tested 18 vehicles in 56 km/ advanced air bags, examination of suffice for the two programs to meet the
h (35 mph) barrier crash tests, some in compliance and certification data for proposed speed increase. GM stated that
conjunction with Transport Canada, pre-redesigned air bags shows that significant restraint system rebalancing
with belted 5th percentile adult female manufacturers often certified vehicles or vehicle structural changes would be
dummies. The vehicles tested included with much less than a 20 percent needed, which would require longer
small and medium passenger cars, sport margin of compliance. We agree, leadtime than the agency proposed.
utility vehicles, minivans, and a pickup however, that calculations of 20 percent While we have considered GM’s
truck. Of the 18 vehicles tested, 12 were compliance margins are useful for comment, we believe the test results of
able to meet the driver and right front analytical and discussion purposes. the five vehicles equipped with
passenger IARVs required under FMVSS As indicated above, 12 of the 18 advanced air bags address the concerns
No. 208. vehicles tested in support of the NPRM raised by GM about feasibility. Leadtime
GM commented that none of the 18 met the driver and right front passenger issues are discussed later in this
vehicles were certified to the advanced IARVs required under FMVSS No. 208. document.
air bag provisions of FMVSS No. 208. Of these 12, five had more than a 20
2. Unintended Consequences
GM stated that the restraint systems in percent compliance margin and three
others had almost exactly a 20 percent GM expressed concern that increasing
the vehicles tested by the agency do not
compliance margin. Thus, eight of the the maximum test speed to 56 km/h (35
represent the same balancing of
12 had compliance margins of mph) for the belted 5th percentile adult
requirements that is necessary to meet
approximately 20 percent or more, female dummy could have unintended
the advanced air bag provision of
while four had smaller compliance consequences for belted small stature
FMVSS No. 208, which are more occupants involved in low severity
complex and demanding than the margins. None of the 18 vehicles were
designed to meet the test requirements frontal collisions. GM stated that the
provisions for which the vehicles were severity of the 56 km/h (35 mph) rigid
certified. That company argued that of the advanced air bag rule. Given this
fact, and the number of available means barrier test will force stiffer restraint
testing of vehicles with restraint systems systems than presently needed for the
balanced to meet the advanced air bag discussed in the NPRM and the PRE for
improving performance, we continue to current 48 km/h (30 mph) frontal barrier
requirements is necessary to make an test required by the advanced air bag
informed feasibility assessment. believe that these test results
demonstrated the practicability of the final rule. According to GM, stiffening
We note that vehicles with advanced the restraint system would have an
new requirements.
air bags were not available during the Moreover, of the five additional adverse affect in crashes of lower
time we were developing the NPRM. vehicles we tested that have been severity on the older, weaker, smaller
Consequently, the agency tested fleet- certified to the advanced air bag population since their injury tolerance
representative vehicles that were requirements of FMVSS No. 208, four of is lower than the younger, stronger
equipped with the most advanced air the vehicles met the standard’s driver population. GM submitted a theoretical
bag and seat belt technology of the time. and right front passenger IARVs in 56 analysis in support of its comments,
Most of the vehicles included force- km/h (35 mph) barrier crash tests using which concluded that limiting the
limited seat belts, pretensioners, and the 5th percentile adult female dummy restraint load to the injury threshold
dual stage air bag inflation. One vehicle with 20 percent compliance margins. load of the small occupant produced the
included a driver seat track sensor. The fifth vehicle, the Chevrolet lowest number of occupant injuries over
We also note that since publication of Avalanche, resulted in a passenger Nij the spectrum of frontal accident
the NPRM, NHTSA has tested five value of 1.0, providing it no margin of severities.
additional vehicles that have been compliance. We note that this vehicle The Alliance stated that the same air
certified to the advanced air bag did not incorporate force-limiters or bag and belt system is used for different
requirements of FMVSS No. 208. These pretensioners to improve restraint size occupants in other crash modes. It
vehicles include the 2004 Honda performance, whereas the other four argued that if that system has been
Accord, 2004 Ford Taurus, 2004 Honda advanced air bag-equipped vehicles optimized for those crash modes then
Odyssey, 2004 Chevrolet Avalanche, employed both of these technologies. any change made to it will produce less
and 2004 Jeep Liberty. All five of the Thus, we believe that additional than optimal results for those modes,
vehicles tested met the proposed restraint technologies are available that resulting in disbenefits.
requirements.4 could be used for this vehicle. We believe that the concerns
GM also stated in its comments that Moreover, since some vehicles passed expressed by GM and the Alliance about
NHTSA had not considered the the requirements without these adverse consequences to occupants in
compliance margins necessary to ensure technologies, we also believe that other crash modes are addressed by the
that each vehicle would be capable of adjustments to air bag characteristics overall requirements of the advanced air
meeting the IARVs for the proposed test and/or firing threshhold could be used bag rule. As noted earlier, the purpose
conditions. GM stated that if a 20 to enable this vehicle to comply with of that rule was to require that future air
percent compliance margin were the requirements by comfortable bags be designed to create less risk of
applied, then only five of the eighteen margins for certification. serious air bag-induced injuries than
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vehicles cited in the NPRM would meet GM also submitted a comment then-current air bags and provide
the IARVs. discussing the results of what it referred improved frontal crash protection for all
to as rapid proposal evaluation testing.5 occupants. Vehicles designed to meet
4 The Chevrolet Avalanche had a passenger Nij the rigid barrier crash test with 5th
value of 1.0, providing it no margin of compliance. 5 Docket No. NHTSA–2003–15732–11 and 12. percentile adult female dummies at a

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51772 Federal Register / Vol. 71, No. 169 / Thursday, August 31, 2006 / Rules and Regulations

maximum speed of 56 km/h (35 mph) As we explained in the advanced air crash loads in the 56 km/h (35 mph)
will have to meet all of the requirements bag rulemaking, we did not propose test, as opposed to restraints needed to
of the advanced air bag rule. That rule including the 5th percentile adult reduce chest loading in order to meet
specifies test requirements at various female dummy in the 56 km/h (35 mph) the chest compression limit proposed by
test speeds/impact conditions including phase-in requirement because we had Transport Canada for the 48 km/h (30
lower severity speeds and offset/oblique sparse information on the practicability mph) test.
conditions, different dummy sizes, and of such a requirement. We announced GM stated that it believes regulations
restraint status. that we would initiate testing to should be harmonized with other
With respect to GM’s stated concern examine this issue and anticipated countries, particularly in North
about belted small stature occupants proposing increasing the test speed for America, whenever possible. It also
involved in low severity frontal belted tests using the 5th percentile stated that it believes that Transport
collisions, we note that the belted rigid adult female dummy to 56 km/h (35 Canada’s approach is at least more
barrier requirement must be met using mph), beginning at the same time that directionally appropriate and more
5th percentile adult female dummies at the 50th percentile adult male is likely to reduce crash injuries and
speeds from 0 to the maximum specified required to be used in belted testing at fatalities in small stature occupants and
speed. Vehicles must also meet a 40 that speed. the elderly.
percent offset frontal deformable barrier We have conducted the anticipated On June 30, 2001, Transport Canada
test using belted 5th percentile adult testing to support the proposal, and published a notice of intent to amend its
female dummies at speeds from 0 to 40 believe it is appropriate to proceed with occupant crash protection standard to
km/h (25 mph). Vehicles must also meet a final rule. We believe it could take 10 improve chest protection in frontal
unbelted test requirements using that or more years to accumulate significant collisions, particularly for the small and
dummy, as well as low risk tests at the field experience with advanced air bags aging population. For one aspect of the
driver position. and small females. In the meantime, regulation, Transport Canada proposed
NHTSA believes that the overall improved protection for occupants of a 0–48 km/h (0–30 mph) full frontal
requirements of the advanced air bag different sizes would not occur, and the rigid barrier crash test requirement
rule, including the amendment made in benefits associated with the rule would using a 5th percentile adult female
today’s rule, will encourage be lost. dummy and a 0–40 km/h (0–25 mph)
manufacturers to optimize their NHTSA is aware of the work of the fixed offset deformable barrier crash test
occupant protection systems to Blue Ribbon Panel and has attended its requirement as in FMVSS No. 208.
adequately protect all sizes of occupants annual presentation of case findings. However, Transport Canada also
both in low and high severity crashes. Much of the field work has focused on proposed a reduced chest deflection
IIHS commented that by potentially the performance of depowered air bag- limit of 41 mm in the full frontal rigid
further increasing the complexity of the equipped vehicles, rather than vehicles barrier crash test and 32 mm in the
restraint system, the proposed rule equipped with advanced air bags. At offset deformable barrier crash test.
would increase the possibility of a this point in time, the data collection is NHTSA’s chest deflection limit is 52
system failure. However, that complete, and the analysis is ongoing mm for the 5th percentile dummy.
organization did not provide any and expected to be completed by the We agree it is desirable to develop
support for this position. As indicated end of this year. A public meeting is harmonized regulations whenever
above, some vehicles being scheduled for May 2007. However, since possible. We note that NHTSA and
manufactured today meet the the advanced air bag phase-in did not Transport Canada have met together on
requirements of the advanced air bag begin until model year 2004, the data six occasions between May and October
rule and also meet the proposed reflect limited on-road exposure with of 2004 to fully discuss the merits of the
requirement by a 20 percent margin. respect to fifth percentile adult females. two proposals.
Therefore, we do not believe its work While we recognize the differences
3. Timing of Agency Decision between the proposals and that
will provide significant information
As indicated above, some commenters relevant to this specific rulemaking. manufacturers would not want to be
recommended that we defer this required to develop multiple restraint
rulemaking until the performance of 4. Harmonization With Canada systems for the North American market,
vehicles equipped with advanced air As indicated above, GM and the we believe that the two proposals do not
bags can be assessed. GM recommended Alliance expressed concerns about require non-complementary design
that the agency wait until the work of differences between how NHTSA and strategies. As indicated above, the
the Blue Ribbon panel is completed. Transport Canada are addressing Alliance was concerned that different
While we agree that the field improved protection for belted small restraint system solutions could be
experience with advanced air bag- statured occupants. The Alliance noted needed to manage the higher crash loads
equipped vehicles is very limited, we do that Transport Canada has proposed a in the 56 km/h (35 mph) test, as
not believe it is necessary or appropriate more stringent chest compression opposed to restraints needed to reduce
to wait until there is sufficient requirement for 5th percentile adult chest loading in order to meet the chest
experience with advanced air bags to female dummies in 48 km/h (30 mph) compression limit proposed by
assess their performance before tests. That organization expressed Transport Canada for the 48 km/h (30
completing this rulemaking We are concern that each country’s proposal mph) test. We evaluated test results of
addressing in this rulemaking a may require opposing or at least non- 11 vehicles that were subjected to rigid
remaining issue from the advanced air complementary design strategies in barrier crash tests using the 5th
bag rulemaking, whether it is order to meet the different proposed test percentile adult female dummy at both
practicable to establish the same 56 km/ requirements. The Alliance stated that 48 km/h (30 mph) and 56 km/h (35
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h (35 mph) maximum test speed for assuming that the interior space and the mph). Nine of the 11 vehicles were able
belted rigid barrier tests using the 5th vehicle stiffness are constant, to comply with the chest protection
percentile adult female dummy as was engineering judgment would suggest requirements of both proposals with
established for the same test using 50th that different restraint system solutions approximately a 20 percent margin of
percentile adult male dummies. would be needed to manage the higher compliance. This testing indicates that

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when keeping vehicle stiffness and 6. Test Set-Up Procedure The current seating procedure for the
interior space constant, different 5th percentile adult female dummy was
In the NPRM, we proposed to use the developed in the late 1990s, in
restraint packages are not necessary to
seat set-up and dummy positioning consideration of work performed by the
meet both the NHTSA and Transport
procedures specified for the existing 0– Society of Automotive Engineers (SAE)
Canada proposals.
48 km/h (0–30 mph) frontal rigid barrier Hybrid III 5th Seating Procedure Task
5. Concerns About the 5th Percentile test for the belted 5th percentile adult group and NHTSA’s Vehicle Research
Adult Female Dummy female dummy. The set-up includes the Test Center. We believe that neither
use of the mid-tilt and mid-telescoping TRW nor IIHS have provided data or
In commenting on the NPRM, positions of the steering wheel (when
DaimlerChrysler reiterated concerns it arguments demonstrating that amending
available). the procedure would result in benefits.
has previously identified about the
Hybrid III 5th percentile adult female We received two comments We also believe that since a great deal
dummy, including ones about neck concerning the test procedure set-up, of testing has been performed using the
structure and response, dummy from IIHS and TRW. IIHS commented existing procedure, both by government
interference with deploying air bags, that dummy seating procedures in crash agencies and industry, we should avoid
and the Nij neck injury criterion. That tests should be based on where drivers making unnecessary changes in the
manufacturer stated that these issues really sit and not on arbitrary seating procedure.
were discussed in numerous positions that can be manipulated to For steering set-up, the procedure
submissions during the advanced air optimize crash test results. It stated that specifies the use of the mid-tilt and mid-
bag rulemaking, and most recently in its NHTSA should change its regulations so telescoping positions of the steering
petition for reconsideration of the July anthropomorphic data are used to wheel. These represent nominal
2002 final rule on the 5th percentile determine seating positions during tests, positions. However, we also believe that
adult female dummy. as it petitioned the agency in September it is reasonable to assume that some
2002. small statured drivers will drive with
We note that the issues raised by the steering wheel in this position,
TRW stated that it believes the
DaimlerChrysler are not specific to this particularly if multiple-sized drivers
proposed test set-up procedures for the
proposed requirement. Nij is already routinely drive a vehicle.
5th percentile adult female dummy at
incorporated as an injury criterion in TRW noted that NHTSA specifies a
the driver position, particularly with
FMVSS No. 208, for both in-position lower wheel tilt for the driver out-of-
respect to the steering wheel
and out-of-position test conditions using position procedure for the ‘‘chin on
orientation, are not realistic with regard
the 5th percentile adult female dummy. rim’’ test. The test procedure states that
to field conditions. That company stated
We did not propose any new injury if the steering wheel can be adjusted to
that the proposal fails to recognize the
criteria or modifications to the dummy allow the chin to rest on the uppermost
different statures of the 5th percentile
neck as part of the proposal. portion of the wheel, then the
adult female dummy and the 50th
DaimlerChrysler has provided percentile adult male dummy. It adjustment should be made. TRW stated
comments and petitions on these issues believes that representative driving that this position would help to present
before, and the agency has denied its positions as indicated in the IIHS/ the air bag in a more uniform position
requests. For example, in a final rule University of Michigan Transportation to the small female driver.
published in the Federal Register on Research Institute (UMTRI) positioning However, we believe that the
November 19, 2003, we stated: procedures should be adopted. TRW positioning procedure for the low risk
deployment test is not relevant to the
The agency also determined that the Nij noted that the UMTRI procedure calls
formula incorporates the relevant positioning procedure proposed for this
for adjusting a telescoping wheel to a
measurements for evaluating neck injury rulemaking. Unlike the low risk tests,
full-forward (untelescoped) position.
during frontal impact and that much of the the normal seating position for the 5th
TRW also recommended that the tilt
automotive industry has accepted Nij as a percentile adult female dummy in the
position for the 5th percentile adult
valid injury measurement. See 66 FR 65376, high speed crash tests is not intended to
65399. DaimlerChrysler has not provided any
female dummy be lowered one or two
encompass a worst-case scenario for air
new information with respect to these two notches from mid-position since it
bag interaction.
issues in its current petition for believes that would be a more TRW also stated that if the tilt
reconsideration. The agency still concurs representative position for an occupant remains in the higher position, and the
with our previous determination and of this stature. IARVs are close to compliance limits for
therefore is denying DaimlerChrysler’s We note that since publishing the
petition with respect to * * * Nij the small female dummy, system
NPRM, the agency denied IIHS’s designs might need to be changed to
measurements.
petition for rulemaking on amending the provide equal margins for mid-size
seating procedure in a document occupants and smaller occupants. That
68 FR 65189. published in the Federal Register (69 company stated that, as a consequence,
Most recently, the agency denied FR 8160) on February 23, 2004. In that the driver air bag system may need to
DaimlerChrysler’s petition for document, we stated: be more aggressive (larger air bag, higher
reconsideration of the July 2002 final * * * NHTSA denies this petition for output and/or slope inflator) to keep the
rule on the 5th percentile adult female rulemaking based on a lack of compelling small occupant off the rim. According to
dummy, referred to in its comments on beneficial evidence supporting the UMTRI TRW, these designs may have the
this rulemaking, in a document procedure and the agency’s views about the unintended consequence of more neck
published in the Federal Register (70 adequacy of the current seating procedure and chest interaction with the deploying
FR 13227) on March 18, 2005. * * * The agency has no immediate plans to
conduct research on an alternative seating
air bag for all sized occupants who may
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Because DaimlerChrysler has not method for either the driver or passenger be out-of-position during deployment.
presented new data or arguments in positions. However, NHTSA may revisit the We note, however, that vehicles are
support of its concerns about this issue, seat position issue at a later time depending also required to meet the low risk
we are not making changes in this on the agency’s future research needs and deployment tests and neck and chest
rulemaking in response to its concerns. priorities. injury requirements in the low-speed

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51774 Federal Register / Vol. 71, No. 169 / Thursday, August 31, 2006 / Rules and Regulations

offset and high-speed full frontal barrier space is available. For these vehicles, The following summarizes the FRE’s
tests. As discussed earlier, vehicle crash the restraint system is more challenged conclusions regarding the benefits and
tests indicate that many vehicles can to provide the crash energy absorption costs associated with this rule.
meet the advanced air bag requirements, needed.
As discussed earlier, we proposed the 1. Benefits
including driver low risk deployment
tests, and the proposed 35 mph crash same phase-in schedule for the higher The rule will annually prevent an
test using the 5th percentile adult 56 km/h (35 mph) rigid barrier test estimated 2–4 fatalities and reduce 2
female dummy with the steering wheel using belted 5th percentile adult female MAIS 2–5 non-fatal injuries, once all
positioned as currently specified in dummies as that already adopted for light vehicles on the road comply with
FMVSS No. 208. 50th percentile adult male dummies, it. The low and high ends of the range
TRW also stated that if the agency i.e., beginning September 1, 2007. are dependent on assumptions about
does not change the mid-position After considering the comments, we injury probability curves for head
specification, the possibility exists for have decided to phase in the new injury.
adding additional lower detents to the requirement in a similar manner to the The relatively low magnitude of these
wheel tilt mechanism, thus lowering the one for 50th percentile adult male benefits reflects the fact that the
‘‘mid-tilt’’ position without dummies. However, given the short time majority of the vehicle changes
compromising the ability of the wheel to until the compliance date for the higher necessary to meet this rule are already
be adjusted for larger occupants. TRW speed test requirement using 50th being made to meet the May 2000
stated that the result might be a trade- percentile male dummies and the advanced air bag final rule, and most
off in performance for larger occupants. impact on product development plans, vehicles designed to meet that rule
However, TRW did not provide any we have decided to begin the phase-in already meet this rule. As indicated
data to support its statement. Therefore, for the higher speed test requirement above, four of five vehicles with
it is unclear what tradeoffs are implied. using 5th percentile female dummies advanced air bags tested by NHTSA met
TRW also stated that there is evidence two years later, i.e., September 1, 2009. the requirements of this rule with 20
from tests and computer models that The additional leadtime will provide percent compliance margins. Relative to
show that the overall injury numbers manufacturers the time needed to meet the May 2000 advanced air bag final
improve for a 5th percentile adult any design challenges associated with rule, this rule is designed to further
female dummy when the wheel is tilted some vehicles and incorporate these improve air bag technologies to expand
farther down from the mid-position. We additional requirements into their benefits to small stature occupants
note that while it may be easier to pass product development schedules without under the same severity crash test
the test in the position advocated by undue consequences. conditions as required for the 50th
TRW, this does not mean that it is in the The details of the phase-in are percentile males.
interest of safety to adjust the steering provided above in the section titled
wheel position for the specified test. As ‘‘Agency Decision—Overview,’’ so we 2. Costs
indicated above, it is reasonable to will not repeat them here. The total net cost of this final rule
assume that some small statured drivers could range from $0.0 to $9.0 million
will drive with the steering wheel 8. Alternative Tests
(2004 economics). The same technology
adjusted in the mid-position. Moreover, IIHS commented that other measures countermeasures will be used by the
the 5th percentile adult female dummy to improve frontal crash protection manufacturers to comply with the rule
seating procedure proposed in the would prove far more beneficial than as they use to comply with the May
NPRM is used in other tests in FMVSS the proposed requirement. It stated that 2000 advanced air bag final rule. They
No. 208, which are outside of the scope these measures include offset may not need to make any additional
of this rulemaking. Also, as indicated deformable barrier and pole tests, which changes, they may need to redesign
above, given the amount of testing that it believes are more representative of their air bags but add no costs, or they
has been performed using the existing real world crash experience. may add technologies to vehicles that
procedure, we believe we should avoid We note that consideration of an didn’t need them before this final rule.
making unnecessary changes. offset deformable barrier crash test or a The agency estimates the total cost of
pole test is outside the scope of this the rule will most likely be $4.5 million.
7. Leadtime rulemaking. We proposed to amend an
GM commented that a minimum existing test procedure speed, and not IV. Rulemaking Analyses and Notices
postponement of two years in the an entirely new frontal crash test A. Vehicle Safety Act
effective date of the proposed rule is procedure. We also note that IIHS did
necessary to accommodate testing and not present any data to quantify how an Under 49 U.S.C. Chapter 301, Motor
product development. offset deformable barrier or pole test Vehicle Safety (49 U.S.C. 30101 et seq.),
While a number of vehicles already would be more beneficial or more the Secretary of Transportation is
meet the proposed requirement as well representative of real world crashes. responsible for prescribing motor
as the advanced air bag requirements, vehicle safety standards that are
we recognize that some models involve C. Benefits and Costs practicable, meet the need for motor
greater design challenges than others. In conjunction with the NPRM, the vehicle safety, and are stated in
For example, in its comments, GM agency prepared a Preliminary objective terms.6 These motor vehicle
compared the vehicle deceleration Regulatory Evaluation (PRE) that safety standards set a minimum
(pulse) characteristics of the Impala to analyzed the benefits and costs standard for motor vehicle or motor
other vehicles, and showed that the associated with the proposed vehicle equipment performance.7 When
vehicle pulse for the Impala is requirements. The agency has prepared prescribing such standards, the
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significantly less aggressive (slower a Final Regulatory Evaluation (FRE) to Secretary must consider all relevant,
deceleration) than most of the vehicles accompany this final rule. The FRE available motor vehicle safety
in its fleet. Some vehicles have shorter addresses comments concerning
front overhangs with tighter packaging, benefits and costs, including comments 6 49 U.S.C. 30111(a).
with the result that less front crush on the methodologies used in the PRE. 7 49 U.S.C. 30102(a)(9).

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information.8 The Secretary also must action is ‘‘significant’’ and therefore manufacturers, and alterers. SIC code
consider whether a proposed standard is subject to Office of Management and number 3711, Motor Vehicles and
reasonable, practicable, and appropriate Budget (OMB) review and to the Passenger Car Bodies, prescribes a small
for the type of motor vehicle or motor requirements of the Executive Order. business size standard of 1,000 or fewer
vehicle equipment for which it is The Order defines a ‘‘significant employees. SIC code No. 3714, Motor
prescribed and the extent to which the regulatory action’’ as one that is likely Vehicle Part and Accessories, prescribes
standard will further the statutory to result in a rule that may: a small business size standard of 750 or
purpose of reducing traffic accidents (1) Have an annual effect on the fewer employees.
and associated deaths.9 The economy of $100 million or more or The majority of motor vehicle
responsibility for promulgation of adversely affect in a material way the manufacturers would not qualify as a
Federal motor vehicle safety standards economy, a sector of the economy, small business. These manufacturers,
has been delegated to NHTSA.10 productivity, competition, jobs, the along with manufacturers that do
In developing this final rule, the environment, public health or safety, or qualify as a small business, are already
agency carefully considered the State, local, or Tribal governments or required to comply with the 48 km/h
statutory requirements of 49 U.S.C. communities; (30 mph) maximum crash test speed
Chapter 301. We also note that the issue (2) Create a serious inconsistency or requirements using 5th percentile adult
addressed by this rule arose during the otherwise interfere with an action taken female dummies under the advanced air
agency’s advanced air bag rulemaking or planned by another agency; bag rule of FMVSS No. 208. Measures to
required by the Transportation Equity (3) Materially alter the budget impact provide protection up to 48 km/h (30
Act for the 21st Century (TEA 21), of entitlements, grants, user fees, or loan mph) are already being implemented,
enacted by Congress in June 1998. That programs or the rights and obligations of and many tested vehicles already
statute required us to issue a rule recipients thereof; or comply with requirements as amended
amending FMVSS No. 208: (4) Raise novel legal or policy issues by this rule. Improving performance as
arising out of legal mandates, the necessary to meet the 56 km/h (35 mph)
* * * to improve occupant protection for
occupants of different sizes, belted and
President’s priorities, or the principles requirement can generally be achieved
unbelted, under Federal Motor Vehicle Safety set forth in the Executive Order. through changes in safety belt design or
Standard No. 208, while minimizing the risk This rulemaking document was changes in air bag inflation
to infants, children, and other occupants reviewed by the Office of Management characteristics with low-cost algorithm
from injuries and deaths caused by air bags, and Budget under E.O. 12866. It is changes. Furthermore, small volume
by means that include advanced air bags. considered to be significant under the manufacturers are given the option of
As discussed in the preamble to the Department’s Regulatory Policies and waiting until the end of the phase-in to
advanced air bag rule, the agency did Procedures (44 FR 11034; February 26, meet the new requirements.
not propose to include the 5th 1979) because of significant public Most of the intermediate and final
percentile adult female dummy in the interest. stage manufacturers of vehicles built in
56 km/h (35 mph) belted rigid barrier This final rule amends FMVSS No. two or more stages and alterers have
208 by increasing the maximum belted 1,000 or fewer employees. But again,
test requirement because we had sparse
frontal barrier crash test speed from 48 these companies already are required to
information on the practicability of such
km/h (30 mph) to 56 km/h (35 mph) for comply with the 48 km/h (30 mph)
a requirement. Instead, we addressed
the 5th percentile adult female dummy. belted 5th percentile adult female
this issue in this later rulemaking, after
This is the same test speed as is dummy requirement. These companies
conducting a series of vehicle crash tests
specified for the 50th percentile adult can either rely on the original
to obtain the information we needed to
male dummy. equipment manufacturer’s certification,
analyze this issue.
As noted above in the section entitled or employ similar low cost measures as
This final rule was preceded by an
Benefits and Costs, the agency estimates the large manufacturers. Also, final
NPRM, in which we discussed the
that the rule will prevent 2–4 fatalities stage manufacturers and alterers can
results of the vehicle crash tests
and reduce 2 MAIS 2–5 non-fatal wait until one year after the end of the
conducted to support the rulemaking.
injuries. The total net cost could range phase-in to meet the new requirements.
We have also conducted five additional
from $0.0 to $9.0 million (2004 Accordingly, there will be no significant
crash tests of vehicles certified to the
economics). The agency estimates the economic impact on small businesses,
advanced air bag requirements.
In preparing this document, the total cost of the rule will most likely be small organizations, or small
agency carefully evaluated the $4.5 million. governmental units by these
comments, testing results and other A complete discussion of how amendments. For these reasons the
available information. We have also NHTSA arrived at these benefits and agency has not prepared a regulatory
updated our cost and benefits analysis. costs may be found in the FRE located flexibility analysis.
Thus, this document reflects our in the docket for this rulemaking. D. Executive Order No. 13132
consideration of all relevant, available C. Regulatory Flexibility Act NHTSA has analyzed this rule in
information. In compliance with the Regulatory accordance with the principles and
B. Executive Order 12866 and DOT Flexibility Act, 5 U.S.C. 60l et seq., criteria set forth in Executive Order
Regulatory Policies and Procedures NHTSA has evaluated the effects of this 13132, Federalism, and has determined
final rule on small entities. I hereby that it does not have sufficient Federal
Executive Order 12866, ‘‘Regulatory
certify that this final rule will not have implications to warrant consultation
Planning and Review’’ (58 FR 51735,
a significant economic impact on a with State and local officials or the
October 4, 1993), provides for making
substantial number of small entities. preparation of a Federalism summary
determinations whether a regulatory
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The following is the agency’s impact statement. The rule will not have
8 49 U.S.C. 30111(b).
statement providing the factual basis for any substantial impact on the States, or
9 Id. the certification (5 U.S.C. 605(b)). The on the current Federal-State
10 49 U.S.C. 105 and 322; delegation of authority rule directly affects motor vehicle relationship, or on the current
at 49 CFR 1.50. manufacturers, second stage or final distribution of power and

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51776 Federal Register / Vol. 71, No. 169 / Thursday, August 31, 2006 / Rules and Regulations

responsibilities among the various local information in the NPRM as follows. As this final rule, these manufacturers do
officials. However, under 49 U.S.C. discussed earlier, the final rule is not have to file any reports to NHTSA.
30103, whenever a Federal motor essentially the same as the proposal, Consistent with our usual policy
vehicle safety standard is in effect, a except for the timing of the phase-in. concerning multi-stage vehicles, multi-
State may not adopt or maintain a safety The new requirement is phased-in in a stage manufacturers and alterers may
standard applicable to the same aspect manner similar to the phase-in for the defer compliance with the new
of performance which is not identical to 56 km/h (35 mph) maximum speed test requirement until September 1, 2013.
the Federal standard, except to the requirement using the 50th percentile Pursuant to this final rule, these
extent that the state requirement adult male dummy, but begins two years manufacturers do not have to file any
imposes a higher level of performance later, i.e., September 1, 2009. The reports to NHTSA.
and applies only to vehicles procured additional leadtime will provide Description of the Need for the Use of
for the State’s use. manufacturers the time needed to meet the Information
design challenges associated with some
E. National Environmental Policy Act NHTSA needs this information to
vehicles and incorporate these
NHTSA has analyzed this rule for the additional requirements into their ensure that vehicle manufacturers are
purposes of the National Environmental product development schedules without certifying their applicable vehicles as
Policy Act. The agency has determined undue consequences. meeting the new belted barrier test
that implementation of this rule will not We are adopting phase-in reporting using the 5th percentile female. NHTSA
have any significant impact on the requirements similar to those used in will use this information to determine
quality of the human environment. other phase-ins. For each year of the whether a manufacturer has complied
phase-in period, manufacturers are with the amended requirements of
F. Paperwork Reduction Act FMVSS No. 208 during the phase-in
required to provide to NHTSA, within
Under the procedures established by 60 days after the August 31 end date of period.
the Paperwork Reduction Act of 1995, a each ‘‘production year,’’ information
person is not required to respond to a Description of the Likely Respondents
identifying the vehicles (by make, (Including Estimated Number, and
collection of information by a Federal model, and vehicle identification
agency unless the collection displays a Proposed Frequency of Response to the
number (VIN)) that have been certified Collection of Information)
valid OMB control number. This final as complying with the belted barrier test
rule contains a ‘‘collection of upgrade. NHTSA estimates that 21 vehicle
information’’ as that term is defined by As discussed earlier, the manufacturers will submit the required
OMB at 5 CFR 1320. As a result of this implementation schedule for the new information.
final rule, NHTSA proposes to revise a requirement is as follows: For each report, the manufacturer will
currently approved collection of provide, in addition to its identity,
—35 percent of each manufacturer’s several numerical items of information.
information as follows. NHTSA will light vehicles manufactured during
also ask for an extension of the revised The information includes:
the production year beginning on (a) Total number of vehicles
collection of information for three more September 1, 2009 (with the phase-in
years. manufactured for sale during the
report to NHTSA due on October 31, preceding production year,
Agency: National Highway Traffic
2010); (b) Total number of vehicles
Safety Administration (NHTSA).
—65 percent of each manufacturer’s manufactured during the production
Title: Part 585—Phase-in Reporting
light vehicles manufactured during year that meet the regulatory
Requirements.
Type of Request—Revision of a the production year beginning on requirements, and
Currently Approved Collection of September 1, 2010, with an allowance (c) Information identifying the
Information. of carryover credits from vehicles vehicles (by make, model, and vehicle
OMB Clearance No.—2127–0599. built after September 1, 2009 (with identification number (VIN)) that have
Form Number—This collection of the phase-in report to NHTSA due on been certified as complying with the
information will not use any standard October 31, 2011); belted barrier test upgrade.
forms. —100 percent of each manufacturer’s
light vehicles manufactured during Estimate of the Total Annual Reporting
Requested Expiration Date of
the production year beginning on and Recordkeeping Burden Resulting
Clearance—At present, Clearance No.
September 1, 2011, with an allowance From the Collection of Information
2127–0599 is scheduled to expire on
October 31, 2006. NHTSA will ask for of carryover credits from vehicles Approved Clearance for October 31,
a 3-year extension of this collection of built after September 1, 2009 (with 2003 through October 31, 2006—At
information (with revisions) through the phase-in report to NHTSA due on present, OMB Clearance 2127–0599
October 31, 2009. As a result of this October 31, 2012). gives NHTSA approval to collect 1,281
final rule, NHTSA anticipates asking for —All light vehicles manufactured on or burden hours a year from industry, or 61
another extension of this collection, after September 1, 2012. hours from each of 21 manufacturers.
through October 31, 2012. Manufacturers that sell two or fewer This figure of 61 hours represents the
carlines in the United States at the burden hours that would result if
Summary of the Collection of beginning of the first year of the phase- reports for two separate but related
Information in (September 1, 2009) will have the phase-ins were due the same year, e.g.,
In the ‘‘Rulemaking Analyses and option of omitting the first year of the both the higher speed test requirement
Notices’’ section of the August 6, 2003 phase-in, if they fully comply beginning using 50th percentile adult male test
NPRM, NHTSA discussed the on September 1, 2010. dummies and the higher speed test
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Paperwork Reduction Act consequences Manufacturers that produce or requirement using the 5th percentile
of its proposed collection of information assemble fewer than 5,000 vehicles for adult female dummies. At no time from
(See 68 FR at 46544–46545.) As a result the U.S. market per year may defer October 31, 2003 through October 31,
of this final rule, NHTSA amends its compliance with the new requirement 2006 has there been a requirement for
description of the collection of until September 1, 2012. Pursuant to manufacturers to provide two such

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phase-in reports. Thus, this figure of 61 based on the fact that the reporting or adopted by voluntary consensus
hours should have been 60 hours per format for the test requirements using standards bodies, using such technical
manufacturer, or a total collection of both the 50th percentile adult male test standards as a means to carry out policy
information burden on industry of 1,260 dummies and the 5th percentile adult objectives or activities determined by
hours. female test dummies is identical. The the agencies and departments.’’ The
Request for Clearance for October 31, data collection will involve only amendments use the technical standards
2006 through October 31, 2009— computer tabulation (using the same currently in FMVSS No. 208 and only
NHTSA is asking OMB to extend reporting format) and manufacturers increase the maximum speed for the
Clearance 2127–0599 for an additional will provide the information to NHTSA frontal barrier crash test using the 5th
three years, October 31, 2006 through in an electronic (as opposed to paper) percentile adult female dummy from 48
October 31, 2009. NHTSA notes that for format. The data will cover the same km/h (30 mph) to 56 km/h (35 mph). No
the first year of this period, November types of vehicles for both the upgrade of voluntary consensus standard uses a
1, 2006 through October 31, 2007, the the belted barrier test using the 50th maximum speed of 56 km/h (35 mph)
reporting requirement relates to the percentile adult male test dummies and for a frontal rigid barrier crash test using
optional earning of advanced credits for the upgrade using the 5th percentile a 5th percentile adult female dummy.
Phase II. If all manufacturers choose to adult female test dummies.
earn advanced credits, the burden hours The additional two years in the period H. Civil Justice Reform
would be the same as for one of the from October 31, 2010 through October This rule will not have any retroactive
years of the phase-in i.e., 60 hours. 31, 2012, will include the phase-in effect. As noted above in the discussion
The phase-in period for Phase II reporting requirement for light vehicle of Executive Order No. 13132, whenever
(higher speed test requirement using manufacturers only for the higher speed a Federal motor vehicle safety standard
50th percentile adult male test test requirement using 5th percentile is in effect, a State may not adopt or
dummies) will begin on September 1, adult female test dummies. We estimate maintain a safety standard applicable to
2007, with the report due on October 31, that the reporting burden for the same aspect of performance which
2008. From November 1, 2007 through manufacturers will be the same as was is not identical to the Federal standard,
October 31, 2009, NHTSA estimates that the reporting burden for the higher except to the extent that the State
each manufacturer will again incur 60 speed test requirement using 50th requirement imposes a higher level of
burden hours per year, through October percentile adult male test dummies, 60 performance and applies only to
31, 2009. The burden hours for OMB burden hours per year. Thus, for each of vehicles procured for the State’s use. 49
Clearance, 2127–0599 will remain at 60 the two years from October 31, 2010 U.S.C. 30161 sets forth a procedure for
hours multiplied by 21 manufacturers through October 31, 2012, the reporting judicial review of final rules
per year (1,260 hours). Thus, in its OMB burden on light vehicle manufacturers is establishing, amending, or revoking
Form 83–I submission for approval to 60 hours per year. Federal motor vehicle safety standards.
extend OMB Clearance 2127–0599 to There are 0 hours of recordkeeping That section does not require
collect information from October 31, burdens resulting from the collection of submission of a petition for
2007 through October 31, 2009, NHTSA information. reconsideration or other administrative
will ask that the collection of NHTSA estimates that there are no proceedings before parties may file a
information be revised to reflect the additional cost burdens resulting from suit in court.
lower figure of 1,260 hour figure for the this final rule. There are no capital or
two years in which reports (60 burden start-up costs as a result of this I. Unfunded Mandates Reform Act
hours a year on 21 manufacturers). collection. Manufacturers could collect The Unfunded Mandates Reform Act
Anticipated Request for Clearance for and tabulate the information by using of 1995 requires agencies to prepare a
October 31, 2009 through October 31, existing equipment. Thus, there are no written assessment of the costs, benefits
2012—The first year of the phase-in for additional costs to respondents or and other effects of proposed or final
the higher speed test requirement using recordkeepers. rules that include a Federal mandate
5th percentile adult female dummies Because the scope of this collection of likely to result in the expenditure by
covers the production period from information differs from that described State, local or tribal governments, in the
September 1, 2009 through August 31, in the NPRM, NHTSA invites comment aggregate, or by the private sector, of
2010. The report will be due by October on its estimates of the total annual hour more than $100 million annually
31, 2010, a time after OMB Clearance and cost burdens resulting from this (adjusted for inflation with base year of
2127–0599 expires on October 31, 2009. collection of information. Please submit 1995). This rulemaking would not result
According to the phase-in schedule any comments to the NHTSA Docket in expenditures by State, local or tribal
specified in this final rule, the three Number referenced in the heading of governments, in the aggregate, or by the
year period from October 31, 2009 this document or to: Ms. Lori Summers, private sector in excess of $100 million
through October 31, 2012 will include Office of Rulemaking, NHTSA, 400 annually.
one year (covering the production Seventh St., SW., Washington, DC
period from September 1, 2009 through J. Executive Order 13045
20590. Ms. Summers’ telephone number
August 31, 2010) when manufacturers is: (202) 366–1740. Comments are due Executive Order 13045 (62 FR 19885,
will report on both the last year of the within 30 days of the date of publication April 23, 1997) applies to any rule that:
phase-in for the higher speed test of this document in the Federal (1) Is determined to be ‘‘economically
requirement using 50th percentile adult Register. significant’’ as defined under E.O.
male test dummies and the first year of 12866, and (2) concerns an
the higher speed test requirement using G. National Technology Transfer and environmental, health, or safety risk that
5th percentile adult female dummies. Advancement Act NHTSA has reason to believe may have
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For this one year, there will be an Under the National Technology a disproportionate effect on children. If
increase of one burden hour, resulting Transfer and Advancement Act of 1995 the regulatory action meets both criteria,
in a total of 61 burden hours per (NTTAA) (Pub. L. 104–113), ‘‘all Federal we must evaluate the environmental
manufacturer, or a total burden of 1,281 agencies and departments shall use health or safety effects of the planned
hours on industry. This estimate is technical standards that are developed rule on children, and explain why the

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51778 Federal Register / Vol. 71, No. 169 / Thursday, August 31, 2006 / Rules and Regulations

planned regulation is preferable to other maximum speed (56 km/h (35 mph)) 2010, the manufacturer’s average annual
potentially effective and reasonably belted test requirement using 5th production of vehicles manufactured on
feasible alternatives considered by us. percentile adult female dummies). or after September 1, 2008 and before
This rule is not subject to the (a) For vehicles manufactured for sale September 1, 2011, or
Executive Order because it is not in the United States on or after (b) The manufacturer’s production on
economically significant as defined in September 1, 2009, and before or after September 1, 2010, and before
E.O. 12866 and does not involve September 1, 2012, a percentage of the September 1, 2011.
decisions based on environmental, manufacturer’s production, as specified S14.6.1.3 Vehicles manufactured on
health, or safety risks that in S14.6.1, shall meet the requirements or after September 1, 2011, and before
disproportionately affect children. The specified in S15.1(b) (in addition to the September 1, 2012. Subject to
rule increases the maximum belted other requirements specified in this S14.6.2(c), for vehicles manufactured by
frontal crash barrier test speed from 48 standard). a manufacturer on or after September 1,
km/h (30 mph) to 56 km/h (35 mph) for (b) Manufacturers that sell two or 2011, and before September 1, 2012, the
the 5th percentile adult female dummy. fewer carlines, as that term is defined at amount of vehicles complying with
49 CFR 583.4, in the United States may, S15.1(b) shall be 100 percent of the
K. Regulation Identifier Number (RIN) at the option of the manufacturer, meet manufacturer’s production during that
The Department of Transportation the requirements of this paragraph period.
assigns a regulation identifier number instead of paragraph (a) of this section. S14.6.2 Calculation of complying
(RIN) to each regulatory action listed in Each vehicle manufactured on or after vehicles.
the Unified Agenda of Federal September 1, 2010, and before (a) For the purposes of complying
Regulations. The Regulatory Information September 1, 2012, shall meet the with S14.6.1.1, a manufacturer may
Service Center publishes the Unified requirements specified in S15.1(b) (in count a vehicle if it is manufactured on
Agenda in April and October of each addition to the other requirements or after September 1, 2009, but before
year. You may use the RIN contained in specified in this standard). September 1, 2010.
the heading at the beginning of this (c) Vehicles that are manufactured in (b) For purposes of complying with
document to find this action in the two or more stages or that are altered S14.6.1.2, a manufacturer may count a
Unified Agenda. (within the meaning of 49 CFR 567.7) vehicle if it:
after having previously been certified in (1) Is manufactured on or after
L. Privacy Act
accordance with Part 567 of this chapter September 1, 2009, but before
Anyone is able to search the are not subject to the requirements of
electronic form of all comments September 1, 2011, and
S14.6. (2) Is not counted toward compliance
received into any of our dockets by the (d) Vehicles that are manufactured by
name of the individual submitting the with S14.6.1.1.
a manufacturer that produces fewer than (c) For purposes of complying with
comment (or signing the comment, if 5,000 vehicles worldwide annually are
submitted on behalf of an association, S14.6.1.3, a manufacturer may count a
not subject to the requirements of S14.6. vehicle if it:
business, labor union, etc.). You may S14.6.1 Phase-in schedule.
review DOT’s complete Privacy Act S14.6.1.1 Vehicles manufactured on (1) Is manufactured on or after
Statement in the Federal Register or after September 1, 2009, and before September 1, 2009, but before
published on April 11, 2000 (Volume September 1, 2010. Subject to September 1, 2012, and
65, Number 70; Pages 19477–78) or you S14.6.2(a), for vehicles manufactured by (2) Is not counted toward compliance
may visit http://dms.dot.gov. a manufacturer on or after September 1, with S14.6.1.1 or S14.6.1.2.
2009, and before September 1, 2010, the S14.6.3 Vehicles produced by more
List of Subjects in 49 CFR Parts 571 and than one manufacturer.
amount of vehicles complying with
585 S14.6.3.1 For the purpose of
S15.1(b) shall be not less than 35
Imports, Motor vehicle safety, percent of: calculating average annual production
Reporting and recordkeeping (a) If the manufacturer has of vehicles for each manufacturer and
requirements, Tires. manufactured vehicles for sale in the the number of vehicles manufactured by
United States during both of the two each manufacturer under S14.6.1, a
■ In consideration of the foregoing,
production years prior to September 1, vehicle produced by more than one
NHTSA is amending 49 CFR parts 571
2009, the manufacturer’s average annual manufacturer shall be attributed to a
and 585 as follows:
production of vehicles manufactured on single manufacturer as follows, subject
PART 571—FEDERAL MOTOR or after September 1, 2007, and before to S14.6.3.2.
VEHICLE SAFETY STANDARDS September 1, 2010, or (a) A vehicle that is imported shall be
(b) The manufacturer’s production on attributed to the importer.
■ 1. The authority citation for part 571 or after September 1, 2009, and before (b) A vehicle manufactured in the
of Title 49 continues to read as follows: September 1, 2010. United States by more than one
Authority: 49 U.S.C. 322, 30111, 30115, S14.6.1.2 Vehicles manufactured on manufacturer, one of which also
30117, and 30166; delegation of authority at or after September 1, 2010, and before markets the vehicle, shall be attributed
49 CFR 1.50. September 1, 2011. Subject to to the manufacturer that markets the
■ 2. Section 571.208 is amended by S14.6.2(b), for vehicles manufactured by vehicle.
adding S14.6 through S14.7 and revising a manufacturer on or after September 1, S14.6.3.2 A vehicle produced by
S15.1 and S16.1(a) to read as follows: 2010, and before September 1, 2011, the more than one manufacturer shall be
amount of vehicles complying with attributed to any one of the vehicle’s
§ 571.208 Standard No. 208; Occupant S15.1(b) shall be not less than 65 manufacturers specified by an express
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crash protection. percent of: written contract, reported to the


* * * * * (a) If the manufacturer has National Highway Traffic Safety
S14.6 Vehicles manufactured on or manufactured vehicles for sale in the Administration under 49 CFR Part 585,
after September 1, 2009, and before United States during both of the two between the manufacturer so specified
September 1, 2012 (Phase-in of higher production years prior to September 1, and the manufacturer to which the

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Federal Register / Vol. 71, No. 169 / Thursday, August 31, 2006 / Rules and Regulations 51779

vehicle would otherwise be attributed PART 585—PHASE-IN REPORTING to which advanced air bag requirements
under S14.6.3.1. REQUIREMENTS the vehicles are certified. Provide this
S14.7 Vehicles manufactured on or information separately for phase two
■ 3. The authority citation for Part 585 and phase three of the advanced air bag
after September 1, 2012. (Higher
of Title 49 continues to read as follows: reporting requirements.
maximum speed (56km/h (35 mph))
belted test requirement using 5th Authority: 49 U.S.C. 322, 30111, 30115, ■ 6. Section 585.16 is revised to read as
percentile adult female dummies). Each 30117, and 30166; delegation of authority at follows:
vehicle shall meet the requirements 49 CFR 1.50.
§ 585.16 Records.
specified in S15.1(b) (in addition to the ■ 4. Section 585.14 is amended by Each manufacturer shall maintain
other requirements specified in this redesignating paragraph (c) as (d) and records of the Vehicle Identification
standard). However, vehicles that are adding new paragraph (c) to read as Number of each vehicle for which
manufactured in two or more stages or follows: information is reported under
that are altered (within the meaning of
§ 585.14 Definitions. § 585.15(c)(1) until December 31, 2011.
49 CFR 567.7) after having been
* * * * * Each manufacturer shall maintain
previously certified in accordance with
(c) Phase three of the advanced air records of the Vehicle Identification
Part 567 of this chapter may comply
bag reporting requirements of Standard Number of each vehicle for which
with the requirements specified in
No. 208 refers to the requirements set information is reported under
S15.1(a) instead of S15.1(b), if they are
forth in S14.6 and S14.7 of Federal § 585.15(d)(2) until December 31, 2013.
manufactured before September 1, 2013.
Motor Vehicle Safety Standard No. 208, Issued: August 23, 2006.
* * * * *
49 CFR 571.208. Nicole R. Nason,
S15.1 Belted Test. Administrator.
* * * * *
(a) Each vehicle that is certified as ■ 5. Section 585.15 is amended by [FR Doc. 06–7225 Filed 8–30–06; 8:45 am]
complying with S14.1 or S14.2 shall, at adding new paragraph (b)(3) and BILLING CODE 4910–59–P
each front outboard designated seating revising paragraph (d) to read as
position, meet the injury criteria follows:
specified in S15.3 when tested under DEPARTMENT OF COMMERCE
S16.1(a)(1). § 585.15 Reporting requirements.
(b) Each vehicle that is certified as * * * * * National Oceanic and Atmospheric
complying with S14.6 or S14.7 shall, at (b) * * * Administration
each front outboard designated seating (3) Within 60 days after the end of the
position, meet the injury criteria production years ending August 31, 50 CFR Part 648
specified in S15.3 when tested under 2010, August 31, 2011, and August 31,
[Docket No. 060621176–6219–02; I.D.
S16.1(a)(2). 2012, each manufacturer shall submit a 052306A]
report to the National Highway Traffic
* * * * * RIN 0648–AU50
Safety Administration regarding its
S16.1 General provisions. * * * compliance with phase three of the
advanced air bag requirements of Fisheries of the Northeastern United
(a) Belted test.
Standard No. 208 for its vehicles States; Northeast Multispecies
(1) Vehicles certified to S14.1 or Fishery; Great South Channel Scallop
produced in that production year. The
S14.2. Place a 49 CFR Part 572 Subpart Dredge Exemption Area
report shall provide the information
O 5th percentile adult female test
specified in paragraph (d) of this section AGENCY: National Marine Fisheries
dummy at each front outboard seating
and in § 585.2 of this part. Service (NMFS), National Oceanic and
position of a vehicle, in accordance with
the procedures specified in S16.3 of this * * * * * Atmospheric Administration (NOAA),
standard. Impact the vehicle traveling (d) Phase-in report content. Commerce.
longitudinally forward at any speed, up (1) Basis for phase-in production ACTION: Final rule.
to and including 48 km/h (30 mph), into requirements. For production years
ending August 31, 2003, August 31, SUMMARY: NMFS issues this final rule to
a fixed rigid barrier that is modify the regulations implementing
perpendicular within a tolerance of ± 5 2004, August 31, 2005, August 31, 2007,
August 31, 2008, August 31, 2009, the Northeast (NE) Multispecies Fishery
degrees to the line of travel of the Management Plan (FMP) to allow
vehicle under the applicable conditions August 31, 2010, and August 31, 2011,
each manufacturer shall provide the vessels issued either a General Category
of S16.2 of this standard. Atlantic sea scallop permit or a limited
number of vehicles manufactured in the
(2) Vehicles certified to S14.6 or current production year, or, at the access sea scallop permit, when not
S14.7. Place a 49 CFR Part 572 Subpart manufacturer’s option, for the current fishing under a scallop days-at-sea
O 5th percentile adult female test production year and each of the prior (DAS) limitation, to fish for scallops
dummy at each front outboard seating two production years if the with small dredges (combined width not
position of a vehicle, in accordance with manufacturer has manufactured to exceed 10.5 ft (3.2 m)) within the
the procedures specified in S16.3 of this vehicles during both of the two Great South Channel Scallop Dredge
standard. Impact the vehicle traveling production years prior to the year for Exemption Area. This final rule
longitudinally forward at any speed, up which the report is being submitted. responds to a request from the fishing
to and including 56km/h (35 mph), into (2) Production of complying vehicles. industry to add this area to the list of
a fixed rigid barrier that is Each manufacturer shall report for the exempted fisheries. The intent of this
perpendicular within a tolerance of ± 5 action is to allow small scallop dredge
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production year for which the report is


degrees to the line of travel of the filed the number of vehicles, by make vessels to harvest scallops in a manner
vehicle under the applicable conditions and model year, that meet the that is consistent with the bycatch
of S16.2 of this standard. applicable advanced air bag reduction objectives of the FMP.
* * * * * requirements of Standard No. 208, and DATES: Effective August 31, 2006.

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