Académique Documents
Professionnel Documents
Culture Documents
Work on this article was supported by the Social Sciences and Humanities Research
Council of Canada. Earlier versions were presented at the University of Toronto, the
Arizona Normative Ethics Workshop, McGill University, the University of Oxford, University College London, the University of St. Andrews, Pompeu Fabra University, the University of Graz, Boston University, Queens University, the University of British Columbia, and
Claremont McKenna College. I am grateful to the audiences at each of these occasions for
their questions and the discussion. For particularly helpful conversations or comments on
earlier drafts, my thanks to Guy Fletcher, Johann Frick, Barbara Fried, Joe Heath, LouisPhilippe Hodgson, Michael Gibb, Grant Lamond, Dave Langlois, Andrew Lister, Alistair
Macleod, Lukas Meyer, Andrew Ross, Pranay Sanklecha, David Silver, Angie Smith, Nic
Southwood, Daniel Starr, Alan Strudler, Gerard Vong, Andrew Williams, Jo Wolff, and two
anonymous referees for Philosophy & Public Affairs. I am especially indebted to John
Oberdiek for conversations about this topic that both sparked my interest in and helped
shape my thinking about it, and to Kerah Gordon-Solmon, whose extensive and insightful
comments on several earlier drafts vastly improved every page.
1. I will treat the risk of some event occurring as the probability of that event occurring
multiplied by the potential harm. For present purposes, nothing hangs on the choice
between characterizing risk this way rather than simply as the probability of an event
occurring. I will also assume an epistemic understanding of probability as what is relevant
in the context of determining what to do or expect. A useful general discussion of different
ways in which risk is characterized in the literature is Madeleine Hayenhjelm and Jonathan Wolff, The Moral Problem of Risk Impositions: A Survey of the Literature, European
Journal of Philosophy 20 (2012): 2651.
2015 Wiley Periodicals, Inc. Philosophy & Public Affairs 43, no. 1
28
29
I will build the positive case for this claim out of a dismantling of
Ashfords argument. As I see it, she advances two distinct, but closely
related, objections that can be fruitfully disentangled. The first observes
that part of contractualisms appeal is that it yields plausible rationales
for the impermissibility of intuitively prohibited activities. For example,
it is plausible to hold subjecting individuals, against their will, to painful
medical experiments, the fruits of which will benefit a great many, to be
impermissible. Directing our attention to the plight of the person who
stands to be most burdened were doing so to be permitted, and then
inviting us to consider whether anyone stands to be as burdened by its
prohibition, brings the central objection to permitting the experimentation into focus. But reasoning about an activitys permissibility in this
way also identifies as impermissible risk-imposing activities that are,
plausibly, acceptable. Contractualism thus finds itself in the embarrassing position of not being able to offer a principled basis for distinguishing between activities that are, intuitively, morally disparate.
Ashfords second objection observes that the pursuit of almost any
intuitively acceptable risk-imposing activity benefits individuals, but
also creates a risk of someone being burdened to a greater extent than
anyone stands to benefit. It is plausible to hold that the risk associated
with such an activity will, over time, eventuate in a persons life. Requiring that the permissibility of any activity be justifiable to each person
appears, therefore, to rule out, as impermissible, most, if not all, intuitively acceptable risk-imposing activities.
Against Ashfords first objection, I argue that the embarrassment she
identifies disappears when the (overlooked) relevance of what I will call
intrinsic considerations to the assessment of a principles reasonable
rejectability is taken into account. I then argue that Ashfords second
objection misconstrues what is required for an activitys permissibility to
be justifiable to each person. In particular, I argue that, contrary to what
Ashford contends, most intuitively acceptable risk-imposing activities
are justifiable as permissible even to those who stand to be burdened by
them to an extent greater than anyone stands to benefit.
The discussion falls into four main sections. Section II lays out a synopsis of the relevant aspects of the contractualist account before reconstructing Ashfords objections, which are the subjects of Sections III and
IV. Section V responds to an important challenge to the line of argument
I develop in Section IV.
30
II
In this section, I will briefly lay out the contractualist account of what
makes conduct impermissible. This will provide the background needed
to motivate the claim that permissible risk imposition cannot plausibly
be made sense of in contractualist terms.3 I will say more about the
account and, in particular, about how the permissibility of a riskimposing activity is to be assessed in its terms in the next sections of the
article responding to Ashfords objections.
Contractualism says that an act is impermissible if any principle permitting it could be reasonably rejected by an appropriately motivated
individual; an individual is appropriately motivated if she is moved to
find principles for the general regulation of conduct that no one, similarly motivated, could reasonably reject. Regulating ones conduct in a
way that conforms with such principles is what respect for the value of
persons, as beings capable of assessing reasons and governing their lives
accordingly, requires.4 A person is wronged when anothers conduct
toward her either intentionally or negligently flouts these requirements,
which flow from her standing as a person to whom justification is owed.5
A principle for the regulation of a certain type of conduct that no one
(appropriately motivated) can reasonably reject is one that all individuals have reason, as assessed from each persons own point of view, to
license one another to be regulated by. Whether a proposed principle is
one no one can reasonably reject turns on comparing its implications to
the implications of candidate alternative principles, as assessed from
3. The relevant sense of morally wrong or morally impermissible presupposed
throughout this discussion is what Parfit calls the evidence-sensitive sense of wrong.
It ties what it is morally permissible to do to the available evidence at the time of acting,
or what one ought to believe it is permissible to do given the available evidence, and our
beliefs being true. See Derek Parfit, On What Matters, vol. 1 (Oxford: Oxford University
Press, 2011), sec. 21. It is the sense of wrong presupposed by the contractualist account,
and in a deterministic world, the relevant sense of wrong for understanding the morality
of risk imposition.
4. T. M. Scanlon, What We Owe to Each Other (Cambridge, Mass.: Harvard University
Press, 1998), p. 106. The distinction between acting for the reasons identified by a relevant
principle as conclusive reasons for so acting (complying with reasons) and conducting
oneself in the way owed to others though not for those reasons (conforming with reasons)
is relevant here. Wronging another only requires a failure to conform. A failure to comply
with the relevant principle bears on the blameworthiness of ones conduct.
5. Scanlon, What We Owe to Each Other, p. 271.
31
32
33
34
35
allowed to travel by air with the burden of actually being killed, one
might reasonably conclude that not being allowed to travel by air constitutes the greater burden.14
On reflection, it is plausible to hold the medical experimentation to be
impermissible and the commercial aviation practice to be permissible.
But these considered judgments look like they cannot be made sense of
on contractualist grounds. Doing so requires taking the main objection
to the experimentation to be the undiscounted burden of being involuntary experimented on, while taking the central objection to commercial
aviation to be the burden that an individual could end up having to bear,
discounted by the probability of a person having to bear it (the risk of
ending up burdened). But, first, as the cases look to be structurally identical, there are no grounds internal to the contractualist approach for
discounting the potential burden in one case, but not the other. Second,
discounting a potential burden by the likelihood of an individual having
to bear it appears to constitute a betrayal of Scanlonian contractualisms
distinctive understanding of the requirement that the permissibility of
conduct must be justifiable to each person.
Part of the appeal of the contractualist approach is that plausible
rationales for the impermissibility of activities such as the medical
experimentation can be articulated in its terms. Ashfords point is that
the source of this strength, the requirement that the permissibility of an
activity be justifiable even to one who ends up burdened to a significantly greater extent than it benefits anyone, stands in the way of articulating plausible rationales in its terms for most intuitively permissible,
socially productive, risk-imposing activities.
III
36
In this section, I will argue that the two cases are not, in fact, structurally
identical. Contractualist reasoning does yield a plausible rationale for
the medical experimentations impermissibility. But it has no implications for the commercial aviation case. (I will return to the question of
what contractualism has to say about that case in the next section.)
The seemingly compelling case for prohibiting the medical experimentation identifies the decisive objection to it in the burden imposed
on one actually experimented on. Comparing it to the force of any individual objection to it not being permitted, it is clear that no one stands to
be as burdened by its prohibition as by it being permitted. A slight modification to the case, however, casts doubt on whether this really is a
compelling rationale for its impermissibility. Say the experimentation is
still involuntary, but it involves painlessly enhancing individuals in ways
that significantly benefit each of them. Further, it takes place without the
experimental subjects knowledge, by slipping drugs into the water
supply of their homes. Without the element of pain or distress at the
knowledge that one is being involuntarily experimented on, and no
prospect of ending up burdened as a result, the proposed rationale for its
impermissibility ceases to look so compelling.15
This rationale for not permitting the experimentation locates the decisive objection to it in what I will call an instrumental consideration, one
that concerns a respect in which an individual stands to be benefited or
burdened as a result of an activity being permitted.16 But, intuitively,
whether the involuntary experimentation is painful and harms those
subjected to it, or is painless and results in their having better lives, has
little bearing on whether or not it is permissible. An alternative rationale,
one that does justice to this thought, stresses the relevance to the case of
15. I assume here that the enhancement is not burdensome because it is involuntary.
16. Ashfords argument assumes that, in assessing a principles reasonable rejectability,
what is relevant is the undiscounted burden an individual might have to bear as a result of
the envisioned permission. As she sees it, allowing a burden to be discounted by the
probability of a person having to bear it would undermine the compelling contractualist
rationale for the medical experimentations impermissibility. In Section IV, I will argue that
Scanlonian contractualism is best understood as taking the discounted, not the full, potential burden that an individual might have to bear to be what is relevant in assessing the
strength of the persons objection to a proposed principle. In this section, I will simply
grant Ashfords assumption. I will argue, instead, that the issue of whether or not potential
burdens are to be discounted has no bearing on what contractualist reasoning leads us to
conclude about the permissibility of the medical experimentation.
37
38
39
sucked from the ground into an airplane by a giant vacuum and then
ejected out of the cargo bay, from which she falls to the ground and is
either badly injured or killed. In this version of the case, to permit commercial flights is to permit an activity that grants discretion to make
decisions concerning how an individuals body is used to people other
than the individual herself. The activity is one, after all, whose success
requires that it be permissible to suck an individual off the ground and
into the plane, without her consent, as if she were a form of fuel for the
flight. This contrast brings into relief that the permission in question in
the original version of the case is not one that involves any such usurpation of an individuals authority to make decisions concerning how her
body is used.
IV
40
The plight of Jeb, the fatally wounded Amish farmer, vividly illustrates
the case for concluding that the answer is no. How could the permissibility of commercial aviation possibly be defended as justifiable to him
on grounds he cannot reasonably reject? As Ashford correctly observes,
individuals have good reasons for wanting commercial flight to be
permissible, but it is implausible that they compare in gravity to Jebs
reason for wanting not to have been burdened in this way.
In this section, I will argue that this strand of Ashfords argument
relies on a mischaracterization of what the aviation practice being justifiable to Jeb requires. In particular, I will argue that whether or not Jeb
can reasonably reject any principle permitting the activity turns on
whether the risk that what has happened to him could happen to any
person in similar circumstances is sufficient to defeat the reasons that
favor the activitys being permitted. In Section IV.A, I will discuss, in
greater detail than in the previous section, how the contractualist
approach frames the question of the permissibility of a risk-imposing
activity. This will lay the grounds for the argument for the justifiability of
the aviation practice to Jeb that I will advance in Section IV.B.
A
So far, the discussion has not flagged as significant contractualisms
treating what it is permissible for one to do as depending on what a
principle, for the general regulation of conduct in the type of situation
one finds oneself in, permits. The point plays no role in either strand of
Ashfords argument. But as I will now argue, it is of central importance
for understanding the contractualist approach to assessing the permissibility of a risk-imposing activity.
A principle for the regulation of conduct in a certain type of situation
specifies what individuals who find themselves in that type of situation,
whoever they are, may legitimately expect of one anothers conduct.
Taking a particular course of action to be permitted by a principle no one
can reasonably reject is to hold that there are good reasons that support
the permissibility of any person similarly situated conducting herself in
that way, and that the reasons supporting this standing permission are
the impermissibility of the medical experimentation and the permissibility of the aviation
practice is made sense of in contractualist terms.
41
42
43
44
26. I have relied, in making this point, on a relative frequency interpretation of probability. But the point can also be made on the terms of the other major interpretation of
probability, the Bayesian view. The Bayesian view holds that the risk of a certain event
occurring is to be fixed relative to a suitable agents degrees of belief, or confidence, in a
proposition stating the probability of an event occurring. On the simplest Bayesian view,
any proposition stating the probability of an event occurring is always relative to a particular agents degrees of belief. There are potentially as many legitimate answers to the question of how great the risk imposed by a certain activity is as there are agents.
It is more plausible to hold that the probability of an event occurring ought to be fixed,
not with respect to just any agents degrees of belief, but with respect to the degrees of
belief of those with suitable expertise and knowledge. Doing so, however, in no way undermines the conclusion that there are many valid answers to the question how risky is it? As
Alan Hjek points out, an expert meteorologist may say that there is a 10 percent chance of
tomorrow being a rainy day because days like tomorrow have been rainy days. But there are
innumerable ways that tomorrow might be characterized as being like other days. What
the probability of tomorrow being a rainy day turns out to be will be conditional on how the
like relation is filled in; there are lots of reasonable possibilities here. Any expert will have
to choose among them, and there is no reason to think that experts will not differ in the
choices they make.
27. There is no fixed rule for picking out one reference class as the appropriate one.
Something like choose the narrowest possible relevant reference class for which reliable
evidence is available leaves open the choice between roughly equally narrow reference
classes, and requires that some kind of standard of what counts as reliable be employed.
Similarly, a rule that directs us to fix what the risk is by appeal to the degrees of belief of an
expert leaves open to judgment what is going to count as expertise for the purposes of fixing
the kind of risk in question, and how to decide which experts view to go with in the familiar
circumstance that experts on the matter in question disagree among themselves.
It could be argued that this reference class problem does not show that, as a metaphysical matter, there is no such thing as the unique probability of a proposition in virtue of the
complete set of conditions that hold in the universe at a particular time. For purposes of
this discussion, it is enough to take it to show that there is a problem with fixing the
probability of a proposition (or event-token) in a form that is informative for purposes of
deciding what to do or expect, while retaining a claim to it being the unique, correct
answer. As Hjek puts it: Consider again poor old John Smiths predicament at this
moment [he is a fifty-year-old consumptive Englishman, wondering what his chances are
of living to sixty-one]. Imagine him having knowledge of the complete situation of the
universe at this moment; or knowledge of a complete set of relevant conditions. We tell him
that propensities are dependent on these things, but we do not tell him how. Granting him
all the computational power that he might need, does he have any idea what is his propensity for living to 61, or even what this means? Hjek, The Reference Class Problem Is
Your Problem Too, p. 576.
45
46
47
48
49
I have argued that in order to answer the question of whether the permissibility of commercial aviation is justifiable to Jeb, who knows he has
30. I discuss this point at greater length in Contractualism and the Roots of Responsibility, in The Nature of Moral Responsibility, ed. R. Clarke, M. McKenna, and A. Smith
(Oxford: Oxford University Press, 2015), pp. 25179.
50
51
31. The contractualist claim, to be fair, is that realizing the value of mutual recognition
in the moral relationship, one that holds between oneself and any other, requires that one
be guided in ones conduct by the reasons made salient by principles no one can reasonably reject. It is by responding to these reasons, and not others, in ones practical thinking
that one displays a recognition of the standing of others as rational beings to whom
justification is owed in virtue of their value as rational beings. This aspect of the
contractualist ideal of how persons ought to relate to one another has nothing to do,
however, with the issue at hand, that of whether Jeb is wronged by the risk imposed on him
by commercial flights.