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Original Research
Native American Liaison, Arizona Department of Health Services, Phoenix, Arizona, USA
Health Management Program, College of Applied Sciences and Arts, Southern Illinois University,
1365 Douglas Drive, Mail Code 6615, Carbondale, IL 62901-6615, USA
c
Health Administration Programs, The University of Central Florida, Department of Health Professions,
College of Health and Public Affairs, Orlando, FL, USA
b
Received 7 April 2006; received in revised form 2 November 2006; accepted 16 November 2006
Available online 7 February 2007
KEYWORDS
Public health professionals;
Access to care;
Native Americans;
Tribes;
Survey
Summary Background: More and more Native American tribes are assuming
control of their own public health care delivery systems by contracting the functions
of the Indian Health Service (IHS) through the provisions of P.L. (public law) 93-638,
the Indian Self-Determination and Education Assistance Act. In doing this, some
Native American tribes are making decisions to create or plan their own departments
of public health. In Arizona, the Gila River Indian Community has already established
its own department of public health and the Navajo Nation is in the planning stages
of establishing its own department of public health.
Methods and results: This paper proposes three public health organizational
delivery models to meet the public health needs of small, medium, and large
Native American tribes. Information for these models was derived from interviews
with officials associated with the Arizona Department of Health Services and leaders
of Native American tribes. These models progress in size and complexity as we move
from small to medium to large tribes.
Conclusions: (a) service delivery should focus on both preventative and curative
services; (b) services should be developed with input from the underserved
population; (c) members of underserved populations should be trained to provide
service to their communities; (d) one model of health service delivery will not be
appropriate for all underserved populations; and (e) different models are required to
respond to differing cultures, populations, and geographic locations.
& 2006 The Royal Institute of Public Health. Published by Elsevier Ltd. All rights
reserved.
Corresponding author. Tel.: +1 618 453 8842; fax: +1 618 453 7020.
ARTICLE IN PRESS
Public health delivery models for Native American tribes
Introduction
There are 558 federally recognized Native American tribes in the USA, with a combined population
of 2.5 million people (approximately 1.2% of the US
population) of whom about 1 million live on
reservations. The median age of the Native American population is 27.8 years compared with the
overall US median age of 36 years. A comparison of
inter-quartile ranges indicates that 14% of the US
population is above age 60 as compared to about
4.5% of the Native American population. More than
26% of Native American families live below the
federal poverty level. More than 33% of Native
Americans over the age of 25 who live on reservations have not graduated from high school.1
The general health of Native American people
lags significantly behind that of the general US
population based on the latest data highlighted in
Table 1. For certain health statistics, the health
disparities between the Native American population and the general US population are appalling.
The ratio of Native American to general US
population health disparities is particularly striking
for accidents, alcoholism, diabetes, and tuberculosis.
While the current structure of the Indian Health
Service may not be the primary cause of the health
disparities identified in Table 1, it is clear that
this structure (to be discussed later) has not
successfully addressed them. New strategies and
structures aligned with the evolving external
Homicide
Suicide
Accidents
Tuberculosis
Diabetes
Alcoholism
Pneumonia and
Influenza
General US
population
(1)
Native
American
population
(2)
Ratio
(3)
9.4
11.2
30.5
0.3
13.3
6.7
12.9
15.3
19.3
92.6
1.9
46.4
48.7
22.0
1.6
1.7
3.0
6.3
3.5
7.3
1.7
297
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298
Service population
Portland
Billings
Aberdeen
Bemidji
Nashville
Oklahoma City
Phoenix
Navajo
Tucson
California
Albuquerque
Alaska
Total service population
155 876
57 514
100 441
92 597
76 587
313 116
146 777
219 625
28 567
131 005
81 475
107 555
1 511135
Table 3
Indian health service and tribally operated health facilities, as of 1 October 1998.
Facilities
Hospitals
Health centers
Health stations
Alaska village clinics
Total
49
214
120
160
543
Tribal
Actual
Percentage (%)
Actual
Percentage (%)
37
59
44
0
140
76
28
37
0
26
12
155
76
160
403
24
72
63
100
74
Source: Trends in Indian health 19981999. Indian Health Service. Available at: /http://www.ihs.gov/PublicInfo/Publications/
trends98/trends98.aspS.
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Public health delivery models for Native American tribes
for 2003).8 Based on an IHS study using the Federal
Employees Health Benefits (FEHB) plan as a
predictor of Indian health care needs, IHS resources
for medical services (excluding public health and
sanitation resources) are less than 60% of the
comparable FEHB benchmark. Approximately
US$1.8 billion is required, in addition to the
existing IHS appropriation of US$3 billion, to reach
full comparability with mainstream health insurance plans.
299
interrelationships between the federal government, tribal governments, and urban Indian
groups.9 Within the IHS, the organization structure
consists of three levels: headquarters, area offices,
and service units composed of hospitals, health
centers, health stations, and clinics.
An ongoing human resource problem is the
recruitment and retention of dedicated, qualified
professionals. The Tribal Self-Governance Demonstration Project allowed selected tribes to take
over complete responsibility for health service
delivery without the need for IHS approval or
oversight. This has created uncertainty about the
future of the IHS and exacerbated recruitment and
retention problems.10
The current Native American health care system
is largely based on a medical model with a majority
of available funding going into direct medical care
(hospital and clinic care) with very few dollars
available for prevention. Due primarily to the lack
of resources and technical knowledge, most Native
American tribes do not have departments of public
health. This situation is a major contributor to the
negative health disparities existing among Indian
people today, on and off reservation. A majority of
Indian people living off reservation have moved
into urban areas in recent years and regularly
travel back and forth to their home reservations to
IHS Headquarters
Service Units
Service Units
__________
Formal relationships
------------
Figure 1 Elements of the Indian health care system. (Source: Adapted from Tosatto RJ, Reeves T, Duncan WJ, Ginter
PM. Indian health service: creating a climate for change. In: Ginter PM, Swayne LE, Duncan WJ, editors. Strategic
management of health care organizations. Malden, MA, USA: Blackwell Publishers; 2002. p. 679. Permission granted by
Blackwell Publishers, 18 July 2005.)
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300
visit family members to participate in traditional
ceremonial events.
Native American people are very aware of the
lack of public health resources on their reservations
and they recognize the need for prevention services
and programs. Clear evidence of this fact is the
insistence of tribal leaders that Native American
tribes be in primary control of the Native American
special diabetes prevention and treatment funding
appropriated by Congress starting in financial year
1997 (Balance Budget Act of 1997). The clear
expressed desire of the Native American tribal
leadership, throughout the nation, was to do all
they could to prevent their people from getting
diabetes in the first place. Under the management
of tribal governments, a majority of the Native
American special diabetes dollars have been put
into diabetes prevention programs that involve
nutrition and physical activity.
Creation and development of tribal departments
of public health will assist Native American tribes in
their expression of need to establish public health
programs such as diabetes prevention programs.
Additionally, tribal governments have clearly expressed their desires for self-government and selfdetermination through support and contracting of
Indian Health Service and Bureau of Indian Affairs
programs through the provisions of P.L. 93-638, the
Indian Self-Determination and Educational Assistance Act. Through knowledge gained by contracting Indian Health Service public health programs,
tribes are becoming knowledgeable of county and
state public health programs and services, and the
benefits of such entities.
This is the reality of the Gila River Indian
Community, the Hopi Indian Tribe and the Navajo
Nation of Arizona. The Gila River Indian Community
has already established a tribal department of
public health. The Hopi Indian Tribe initiated
conceptual planning for a tribal department of
public health during 2004. The Navajo Nation has
been actively planning for a tribal department of
public health since 2003. In 2005, the Navajo
Nation was awarded a US$40 000 Robert Wood
Johnson Turning Point grant from the National
Indian Health Board to further their planning of
establishing a Navajo Nation department of public
health.
A final problem associated with the current
structure, is the inability of the IHS to bill and
collect adequately for all of the services it
provides. A 1995 report of the Inspector General
of the DHHS estimated that the IHS under-billed by
about US$8.5 million each quarter because of
untrained staff, staff shortages, and lack of
financial controls.11
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Public health delivery models for Native American tribes
department and different federal agencies such as
the Indian Health Service.13
In 1977, the Navajo Tribal Council established the
Navajo Division of Health Improvement Services
and in 1995 renamed it the Navajo Division of
Health. The Division employs over 1100 health
professional, paraprofessional, and technical personnel stationed throughout the Navajo Nation and
is comprised of fifteen programs. The fifteen
programs comprising the Division are: Administration, Health Facility Steering Committees, the
Department of Behavioral Health, the Food Distribution Program, the Women, Infants, and Children Program, Environmental Health, the New
Dawn Program, the Office of Navajo Uranium
Workers, Kayenta Public Health Nursing, the Navajo
Area Agency on Aging, the Native American
Research Center for Health Project, the Community
Health Representative/AIDS Program, the Breast
and Cervical Cancer Project, the Special Diabetes
Project, and the Health Education Program. The
Division has been in existence for 28 years, a
testament to its success.14 The two successful
models above are much further ahead than most
tribes at this time (2006) in providing public health
to tribal members. However, they do provide some
parameters upon which other tribes might build
their public health services for the future.
This paper presents three public health organizational models based on the two examples above
that could be used by Native American tribes in
their public health planning activities. Many tribes
are located in frontier areas where there are few, if
any, community health resources, and cultural
barriers posed by non-tribal health care institutions
in rural areas may impede health access. For these
reasons, the authors believe that most tribes will
be better served when they own their own health
care facilities. Of course, this will not preclude
selective contracting for particular community
health care services that a given tribe may be
unable to provide.
Methods
The State of Arizona was selected for our study due
to the large number and diversity of Native
American tribes in the state. Staff interviews were
conducted with 91 individuals from the Arizona
Department of Health Services (ADHS) in 2003
including middle and upper management program
directors, deputy directors, key support staff and
division directors. Twenty-nine staff members were
interviewed from the Division of Behavioral Health
301
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302
services to the population. The ADHS Behavioral
Health Services are provided through contracts
with managed care companies. It should be noted
that resources to develop public health departments in most tribes are limited due to limited
financial resources in Native American communities
and consistent under-funding of the IHS. The
recommended organizational models were developed based upon a systematic assessment prior to
the actual design as suggested by Leatt et al.15
Such an assessment takes into account the external
environment as well as the organizations mission,
organization capabilities, and human resource
capabilities.
Results
The above interviews revealed that the ADHS
operated on certain management principles including: (a) management contracts and subcontracts
with various federal, state, and local agencies; (b)
joint efforts with federal agencies for licensure and
certification; (c) delivery of health promotion and
disease prevention programs through county health
departments and tribal health departments; and
(d) information technology to assure that expenditures are in compliance with all state/federal rules
and regulations.
Based upon the knowledge gained from the ADHS
personnel interviews, as well as the personal health
care knowledge of the first author (M.T.A.), three
organizational models are proposed based on tribal
population size (small, medium, and large). These
also reflect the reality that North American tribes
differ from one another in terms of population,
geographic location, culture, and reservation land
acreage. Small Native American tribes are defined
as tribes having a membership of fewer than 5000
people. Medium tribes are defined as tribes having
a membership of between 5001 and 15 000 people.
Large tribes are defined as tribes having a membership greater than 15 000 people. The rationale for
dividing our models by tribal population is the
ability or inability of different sized tribes to
support the provision of particular services.
The small and medium models are based on an
organizational structure comprising the following
four functional areas: (a) a Directors Office; (b) a
Division of Epidemiology and Public Health Statistics; (c) a Division of Family and Community Health
Services; and (d) a Division of Behavioral Health
Services. The Directors Office would provide overall department executive leadership and administrative support. The Epidemiology and Public
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Public health delivery models for Native American tribes
303
Tribal Council
President
Director
Medical Director
Planning and
Evaluation
-Vital records
-Infectious and Communicable
Disease Control
Division of Behavioral
Health Services
-Substance Abuse
-Environmental Health
Assumptions: Central government will provide overall accounting and finance, auditing, legal, and personnel management.
Figure 2
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304
Planning and
Evaluation
Communication and
Legislative Aid
Information Technology
Division of Behavioral
Health Services
-Substance Abuse
-Mental Health
Assumptions: Central government will provide overall accounting and finance, auditing, legal, and personnel management.
Figure 3
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Public health delivery models for Native American tribes
305
Tribal Council
President
Public Information
Officer
Medical Director
Director
Planning and
Evaluation
Legislative Liaison
Deputy Director
Auditing Manager
Division of
Business and
Budget
Division of
Information
Technology
Division of
Epidemiology and
Public Health Statistics
Division of
Behavioral Health
Services
-Substance Abuse
-Budget Office
-Security
-Vital records
-Accounting
-Technical Support
-Finance
-Applications
-Infectious and
Communicable
Disease Control
-Environmental Health
-Emergency Preparedness
-Immunization
-HIV/AIDS
-Oral Health
-Tribal Epidemiologist
Division of
Licensure
Services
-Medical Facilities
-Child Care
-Long-Term Care
Sub-offices
Some larger tribes, such as the Navajo Nation and
Tohono Oodham Nation of Arizona, have sub-offices
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306
Discussion
American Indian tribes represent an underserved
minority for which the delivery of health services
has been inadequate in terms of funding, human
resources, and health outcomes. As a result of the
changing internal and external environments of the
IHS as well as the subsequent pressure from its
stakeholders for organizational change, the IHS has
been seeking new models for health care delivery.
These models need to reflect the differing circumstances and cultures of different tribes in different
Agency/District Director
Administrative Support
Behavioral health
Services Coordinator
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Public health delivery models for Native American tribes
health services specified to be provided by the
tribes themselves in Figs. 24, could be contracted
out to other community providers until a sufficient
number of tribe members have been trained in the
required health professions to provide the public
health services noted in the three proposed
models. Some tribes (i.e., those benefiting from
casino gambling revenue) might be able to implement the new models immediately while other
tribes may do so only over a number of years
based upon their available funding and trained
personnel. The rural/frontier location of the
majority of tribes also suggests that recruiting
quality staff will undoubtedly be challenging.
One promising approach might be for the IHS
and local tribes to partner with local junior colleges
and technical schools to train tribal members in
various health professions including nursing. The
feasibility and cost of developing public health
departments and possible sources of funding must
be addressed in a follow-up paper as they lie
outside the scope of this one. These should be
developed initially as demonstration projects.
Future research should then evaluate the costeffectiveness and clinical effectiveness of these
demonstrated projects prior to their implementation on a broad scale.
Lessons learned from this experience, that may
be applicable to developing and implementing
health services for all underserved populations,
include the following:
References
1. Indian Health Service. Heritage and health, health care for
American Indians and Alaska Natives. Rockville, MD, USA:
Indian Health Service; 2002.
2. Indian Health Service. An agency profile. Rockville, MD, USA:
Indian Health Service; 2002.
307