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Federal Register / Vol. 71, No.

10 / Tuesday, January 17, 2006 / Proposed Rules 2843

ENVIRONMENTAL PROTECTION under DATES above. Paper copies of I. Why is this Action being taken?
AGENCY written comments (in duplicate if The demonstration of light-duty
possible) should also be sent to the vehicle emission durability for purposes
40 CFR Part 86 general contact person listed below. of certification consists of two elements:
[FRL–8019–1] Docket: EPA’s Air Docket makes Emission deterioration and component
materials related to this rulemaking durability. On April 2, 2004, EPA
RIN 2060–AN01
available for review in Public Docket published an NPRM that proposed
Component Durability Procedures for No. A–2002–0079 at the following durability procedures to be used by
New Light-Duty Vehicles, Light-Duty address: U.S. Environmental Protection manufacturers to demonstrate the
Trucks and Heavy-Duty Vehicles Agency (EPA), Air Docket (6102), Room expected rate of deterioration of the
M–1500 (on the ground floor in emission levels of their vehicles. The
AGENCY: Environmental Protection Waterside Mall), 401 M Street, SW., proposal did not make any changes to
Agency (EPA). Washington, DC 20460 between 8 a.m. component durability procedures. It
ACTION: Supplemental Notice of to 5:30 p.m., Monday through Friday, carried over the component durability
Proposed Rulemaking. except on government holidays. You requirements from the updated
can reach the Air Docket by telephone certification regulations for light-duty
SUMMARY: On April 2, 2004 (69 FR
at (202) 260–7548, and by facsimile vehicles and light-duty trucks published
17531), EPA issued a notice of proposed in 1999 known as ‘‘CAP 2000’’
(202) 260–4400. We may charge a
rulemaking (NPRM) to propose (Compliance Assurance Program). EPA
reasonable fee for copying docket
procedures to be used by manufacturers received several comments on the
materials, as provided in 40 CFR part 2.
of light-duty vehicles, light-duty trucks NPRM pertaining to component
and heavy-duty vehicles to demonstrate, FOR FURTHER INFORMATION CONTACT: durability.
for purposes of emission certification, Holly Pugliese, U.S. EPA, National Because of the complex nature of the
that new motor vehicles will comply Vehicle and Fuels Emission Laboratory, comments, we determined that the issue
with EPA emissions standards 2000 Traverwood, Ann Arbor, MI of component durability warranted
throughout their useful lives. The 48105; Telephone (734) 214–4288; FAX: further consideration and discussion.
NPRM proposed emissions certification (734) 214–4053; e-mail: EPA intends to proceed with
durability procedures to be used by pugliese.holly@epa.gov. finalization of the emission
manufacturers to demonstrate the deterioration procedures discussed in
expected rate of deterioration of the SUPPLEMENTARY INFORMATION:
I. Why is this Action being taken? the NPRM, but will consider issues
emission levels of their vehicles. The regarding component durability in this
II. History of EPA’s Component Durability
Agency received several comments Requirements supplemental proposal.
concerning the component durability III. What comments has EPA received on
portion of the durability process. II. History of EPA’s Component
component durability?
Options for addressing component IV. What are the differences between Durability Requirements
durability were not discussed in the component durability and emissions A. Pre-1994 Component Durability
April 2004 proposal, and EPA believes durability?
it is appropriate to address component V. Statutory Authority Prior to 1994, EPA’s regulations (ref.
durability in a supplemental proposal. VI. How has EPA evaluated component 40 CFR part 86) specified the method to
Therefore, EPA is issuing this action to durability in the past in deciding to issue demonstrate a vehicle’s emission
request comments on three options for
a certificate? durability. The method used a whole
VII. Is EPA required to use testing to evaluate vehicle mileage accumulation cycle,
addressing component durability during component durability?
the vehicle emissions certification commonly referred to as the Approved
VIII. What options are being considered by Mileage Accumulation (AMA) cycle.1 It
process. EPA?
IX. Request for Comments
required manufacturers to accumulate
DATES: Written comments on this mileage on a pre-production vehicle,
SNPRM must be submitted on or before X. What are the environmental and economic
impacts? known as a durability data vehicle
February 16, 2006. A public hearing will XI. What are the opportunities for public (DDV), by driving it over the prescribed
be held on February 1, 2006. Requests participation? AMA driving cycle for the full useful
to present oral testimony must be A. Copies of This Proposal and Other life mileage.2 This was to simulate the
received on or before January 27, 2006. Related Information real-world aging of the vehicle’s
If EPA receives no requests to present B. Submitting Comments on This Proposal emissions control systems and
oral testimony by this date, the hearing C. Public Hearing components over the useful life. The
will be canceled. XII. What are the Administrative
AMA whole vehicle mileage
Requirements for this Proposed Rule?
ADDRESSES: Comments: Comments may accumulation was used to develop
A. EO 12866: Regulatory Planning and
be submitted by mail to: Air Docket, Review evidence to demonstrate both
Environmental Protection Agency, B. Paperwork Reduction Act component durability and emission
Mailcode: 6102T, 1200 Pennsylvania C. Regulatory Flexibility Act deterioration. Component durability is a
Ave., NW., Washington, DC 20460, D. Unfunded Mandates Reform Act demonstration that all emission-related
Attention Docket ID No. OAR–2002– E. Executive Order 13132: Federalism components are designed to operate
0079. Comments may also be submitted F. Executive Order 13175: Consultation properly for the full useful life of the
electronically, by facsimile, or through and Coordination With Indian Tribal vehicles in actual use. Successful
hand delivery/courier. For more Governments
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information submitting comments and G. Executive Order 13045: Children’s 1 Ref.


40 CFR Part 86 Appendix IV.
Health Protection
on the comment procedure and public H. Executive Order 13211: Actions That
2 Usefullife is the period of use (mileage) or time
hearings, follow the detailed during which an emission standard applies to light-
Significantly Affect Energy Supply, duty vehicles and light-duty trucks. For most light-
instructions as provided in Section XI, Distribution, or Use duty vehicles and light-duty trucks, the useful life
‘‘Public Participation’’ section. We must I. National Technology Transfer requirement is 120,000 miles or 10 years, which
receive them by the date indicated Advancement Act ever comes first (86.1805–01 and 86.1805–04).

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2844 Federal Register / Vol. 71, No. 10 / Tuesday, January 17, 2006 / Proposed Rules

completion of the required whole guidance addressed component processes previously approved under
vehicle useful life mileage accumulation durability by stating that ‘‘[F]or each the RDP program. Approval from the
without the need to replace or adjust ASADP [Alternate Service Agency for purposes of CAP 2000
those components (beyond that allowed Accumulation Durability Process, also required a demonstration that the
by regulation) provided evidence that known as ‘‘RDP’’] engine family, the emission deterioration process was
those components could be considered manufacturer should submit a plan to designed to generate emission
durable and would operate properly for demonstrate component durability for deterioration factors (DFs)
the full useful life. Separate or that engine family. Sources of data for representative of in-use deterioration.
additional evidence of component component durability are defect reports, This demonstration was more than
durability was not developed. bench testing of components, and other simply matching average in-use
similar data.’’ In meeting these deterioration with DFs. Manufacturers
B. Revised Durability Program (RDP) requirements, many manufacturers needed to demonstrate to EPA’s
and Component Durability demonstrated to us their own extensive satisfaction that their durability process
EPA’s first separate component validation process to ensure the would result in the same or more
durability demonstration requirements durability of the components used in emissions deterioration than is reflected
came with the promulgation of the production vehicles.5 It was clear that by the in-use data for a significant
revised durability program (RDP) 3. the scope of this validation work far majority of their vehicles. If, in the
Under these provisions (which took exceeded in rigorousness the durability course of EPA’s review, we found that
effect in 1994), manufacturers were demonstration requirement of running a certain aspects of a manufacturer’s plan
given options for demonstrating single pre-production prototype vehicle were inadequate, we would make
emission deterioration. One option on a driving cycle for the full useful life recommendations to the manufacturer
allowed rapid bench-aging techniques mileage. Thus, the manufacturer as to how to improve their plan and the
instead of mileage accumulation on a component validation processes added manufacturer would make the
whole vehicle to conduct emission significant assurance of component appropriate modifications. Upon the
deterioration evaluation. In the durability, and in fact is the primary conclusion of our extensive review, we
preamble to the proposed RDP rule, EPA source of such assurance. would approve the plan.
stated that ‘‘accumulation of mileage by EPA also adopted a component
C. CAP 2000 Regulations and durability provision applicable to all
the DDVs provides valuable information Component Durability
on the physical durability of individual vehicles that required manufacturers to
emission-related components, because The CAP 2000 rulemaking (applicable ‘‘use good engineering judgment to
these components are exercised during beginning with the 2001 model year), determine that all emission-related
the operation of the DDV.’’ [57 FR was a comprehensive update to the components are designed to operate
18545, April 30, 1992.] EPA went on to entire light-duty vehicle certification properly for the full useful life of the
propose conditions under which it process. A major part of this involved vehicles in actual use.’’ 6 While the
would issue a certificate of conformity the manufacturer’s required manufacturer did not need to submit the
for manufacturers using the rapid aging demonstration of emission durability. underlying engineering evaluation with
techniques. One of these conditions was The Agency eliminated the use of the its certification application, EPA
that ‘‘the manufacturer provides data AMA cycle as the default mileage reserved the right to evaluate the basis
that shows to the satisfaction of the accumulation cycle. In CAP 2000, the underlying this engineering
Administrator that all emission-related Agency replaced the AMA-based determination. 40 CFR 86.1823–01(e),
components are designed to properly durability program with a durability 86.1824–01(d), 86.1825–01(e), 86.1826–
operate for the useful life of the vehicles process similar to the optional Revised 01(c).
in actual use (or such minimum Durability Program (RDP). Each This component durability
intervals, as specified in allowable manufacturer, except small requirement was based on our
scheduled maintenance regulations).’’ manufacturers, was required to develop experience under RDP, in which we
‘‘[Id. at 18548]’’ EPA adopted this an emission durability process which obtained significant information about
condition in its final RDP rule. The would accurately predict in-use manufacturers’ internal component
regulations required that manufacturers deterioration of the vehicles they validation processes. In general,
using the rapid aging option were produce. The manufacturer had the information from defect reports, in-use
required to ‘‘provide reliability data that flexibility to design an efficient program testing, and in-use on-board diagnostics
shows to the Administrator’s that met that objective. (OBD) data indicated that problems
satisfaction that all emission-related The manufacturer’s plan was then usually occurred at the production stage
components are designed to operate reviewed by EPA for approval. Many or later.7 EPA was confident that
properly for the durability useful life of manufacturers continued using the
6 Ref. 40 CFR 18.1823–01(e) and EPA Guidance
the vehicles in actual use (or such 5 Emission related parts and systems are Letter No. CD–94–13, ‘‘Alternative Durability
shorter intervals as permitted in section evaluated for durability by manufacturers during Guidance for MY94 through MY98’’, dated July 29,
§ 86.094–25).’’ [40 CFR 86.094– the vehicle and emission control system 1994.
13(e)(7)(ii)]. development process. Evaluations can take several 7 The On-Board Diagnostic (OBD) systems

When implementing the RDP forms including mileage accumulation, engineering regulations (40 CFR 86.1808–01) require the on-
evaluations, validation testing, and computer board computer to monitor most emission control
regulations, EPA issued a guidance simulations. Manufacturers use these processes to components and illuminate a dashboard light when
letter which provided further develop performance and design specifications that the components fail or operate improperly. The
instructions to manufacturers on the are supplied to part vendors and/or used during defect reporting regulations (40 CFR 86.1903)
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process to obtain EPA approval to use their own manufacturing processes. During require manufacturers to report occurrences of a
production of these parts, manufacturers evaluate significant number of defective emission control
alternate durability processes.4 The random samples of parts to assure compliance with components to the Agency. The recall provisions
design specifications. The supplier who designs the (40 CFR 85 Subpart S) allow EPA to order recalls
3 Ref. 59 FR 36368 (July 18, 1994), 62 FR 11082
emission components for the vehicle manufacturer when properly maintained and used vehicles fail to
(March 11, 1997), 62 FR 11138 (March 11, 1997) perform extensive product validation testing to comply with the applicable regulations
and 62 FR 44872 (August 22, 1997). ensure that the component design is durable before promulgated under section 202 of the Clean Air
4 CD–94–13 July 24, 1994. it is ever used on the vehicle. Act. All of these are important means for

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Federal Register / Vol. 71, No. 10 / Tuesday, January 17, 2006 / Proposed Rules 2845

manufacturers would continue using case-by-case basis is in violation of CAA • No need to establish separate
their component validation processes Section 206(d), thus falling on the procedures since the SRC provides
and other component-related Court’s ‘‘forbidden side of the line’’. requisite stringency level for
information for component durability as • EPA has instead proposed that components as well as system as a
a basis to develop the good engineering manufacturers continue to develop test whole.
judgement that was required. The CAP methods and procedures for component • Court did not cite 86.1823(e) in its
2000 regulations include a provision durability on a case-by-case basis, opinion.
allowing EPA to review and evaluate the without rulemaking. • 1823(e) goes beyond CAA testing
basis for a manufacturer’s engineering • EPA should focus on emission requirements in requiring manufacturers
judgment decision, when appropriate. control components as a system, rather to make a qualitative evaluation of
than as individual components. How component durability.
III. What comments has EPA received • Afton’s use of defect reports as
the system performs as a whole in the
on component durability? evidence of widespread ineffectiveness
field cannot be captured by thermal
Comments related to component aging of the catalytic converter. of component durability is flagrant
durability were submitted to the EPA • Evidence that components are misinterpretation of the reports. These
Docket A–2002–0079 during the failing in use is found in the defect reports summarize manufacturing
comment period for the proposed reports submitted by manufacturers, problems, installation of incorrect
emissions deterioration rule being showing that millions of vehicles are components, or components not
finalized in a separate action today. affected by defects, but very few are functioning as intended. No amount of
These comments are summarized below. recalled. durability testing on design intent
In today’s SNPRM, EPA is seeking • Component durability must include systems would uncover such issues. The
comments in addition to those already insurance (1) the durability of each defect reporting threshold of 25 known
submitted. component, (2) the durability of the occurrences is not necessarily indicative
The comments were submitted by the entire emission control system operated of systematic problem, exceedance of
Afton Corporation (Afton, formerly in an integrated manner and (3) any standards or even an emissions increase.
Ethyl Corporation) and jointly by the deterioration in an otherwise durable • Best way to address impact of fuel
Alliance of Automobile Manufacturers system of components will not cause additives on component durability is
(Alliance and the Association of emissions to exceed the useful life through the regulations under CAA 211
International Automobile Manufacturers standards. for fuel additives
(AIAM). • A catalyst cannot be ‘‘overaged’’ to • EPA regulations have never
Afton comments (May 17): mimic component defects when such imposed requirements that
• Based on recent events pointing to manufacturers conduct tests to evaluate
defect would cause an emission failure,
an emission component failure allegedly component durability.
because this would preclude
caused by one of Afton’s products and • Component-by-component
certification.
Afton’s investigation of emission-related durability testing not feasible for
• EPA provided no factual basis in
component defect reports from recent certification.
the docket supporting its presumption Afton Response comments (Aug 5):
model years, Afton questions whether
that all components will be durable. • Agrees with industry claim that
an exclusive focus on thermal aging of
Defect reports submitted by SRC sets the threshold stringency for
the catalytic converter and oxygen
manufacturers indicate otherwise. emission control system as a whole and
sensor provides an adequate means to
• Congress intended certification to supports that EPA clarify this.
ensure proper vehicle operation in the
include assurance of component • Disagrees that EPA has never
field.
• EPA has failed to propose test durability. By limiting the warranty imposed a test requirement for
methods and procedures for assessing period Congress was recognizing that component durability. Prior to RDP,
the durability of emission control other elements of the regulatory AMA useful life driving was the test.
system components as required under program would protect the consumer, With RDP, the requirement was for mfrs.
Section 206 of the CAA as ordered by citing H.R. Rep. No. 101–490 at 308 to demonstrate full-life durability for all
the Court in Ethyl Corp. v. EPA. EPA has (1990). emission related components. CAP 2000
clearly recognized that certification Alliance/AIAM comments (June 17): clearly contains a requirement for
requires ‘‘testing of emission system • CAA provisions are clear that component durability testing.
component durability’’. CAP 2000 Congress’ concern was the ability of • Agree with mfr that durability of a
regulations require manufacturers to vehicles to comply with standards over system is a function of the durability of
provide a description of the procedures useful life. Durability NPRM complies its components and confirms concerns
used to establish durability and exhaust with this by implementing SRC as a about merit of relying exclusively on
* * * deterioration factors; indicating baseline stringency for demonstrating thermal aging of cat and O2 sensor. Not
that component durability is a necessary emission control system durability, clear how bench aging cat is sufficient
part of certification. similar to how the AMA had done prior to assess the many other components of
• EPA’s component durability to CAP 2000. System durability is a a system.
requirements of good engineering function of the durability of its
IV. What are the differences between
judgment allow EPA and manufacturers components. component durability and emissions
to agree on the methods and procedures • Nothing in CAA purports to require
separate durability tests for each and deterioration?
for testing component durability on a
every component of a system. For the purpose of emission
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identifying and repairing or replacing failed • Contrary to Afton contention, certification, EPA evaluates component
emission components in use. However, they also component durability has never been durability to determine whether
serve the important function of alerting done as a separate analysis of each emission control system components are
manufacturers and the Agency of potential design
or manufacturing problems that need to be
individual component, nor does the law designed to operate properly for the full
addressed and resolved so that they are prevented require it to be handled in such a useful life in actual use. More
in future model years. manner. specifically, component durability is a

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2846 Federal Register / Vol. 71, No. 10 / Tuesday, January 17, 2006 / Proposed Rules

demonstration that the emission control vehicle or new motor vehicle engine that a new motor vehicle will meet the
components will not break and will submitted by a manufacturer to emissions standards for its useful life.
continue to operate as described in the determine whether such vehicle or
VII. Is EPA required to use testing to
Application for Certification during the engine conforms with the emission evaluate component durability?
minimum maintenance interval standard regulations. 42 U.S.C.
prescribed in 40 CFR 86.1834–01. The 7521(a)(1). Section 206(d) states that the Section 206(a)(1) clearly requires that
factors that can effect emissions control Administrator shall by regulation EPA either conduct or require
components fall into three general establish methods and procedures for manufacturers to conduct testing as part
categories: In-use exposure, design flaws making tests under this section. 42 of the certification process. At the same
and production factors. In-use exposure U.S.C. 7525(d). If such a vehicle time, this section does not preclude EPA
is the expected normal wear and tear conforms with the regulations from also relying on information other
resulting from exposure to the elements prescribing establishing emissions than that derived from testing. This
and the vehicle’s operating standards, the Administrator shall issue provision provides significant discretion
environment. Design flaws result in the a certificate of conformity. 42 U.S.C. to EPA to determine the appropriate mix
unintentional failure of a component as 7525(a). The statute also requires that of information from required testing and
a result of a poor design. Production information from other sources for use
the vehicle conform to the standard for
factors consist of manufacturing in determining whether a vehicle or
its useful life. 42 U.S.C. 7521(a)(1).
problems and installation problems group of vehicles will be expected to
(e.g., installation of incorrect parts or VI. How has EPA evaluated component comply with the emissions standards for
improper installation of correct parts on durability in the past in deciding to their useful lives.
the assembly line). The assurance issue a certificate under CAA section In this case, EPA is clearly requiring
needed at the time of emission 206? a significant amount of emissions
certification is that the components are durability testing to be performed for
designed to operate properly for the full Issuance of a certificate of conformity purposes of certification. The required
useful life in actual use. The is based on EPA determining whether testing is focused on obtaining
certification process, because it occurs the vehicle or group of vehicles will information useful to determine
pre-production, cannot predict conform to the applicable emissions emissions deterioration. EPA believes
problems that may occur during the standards over the applicable useful life that the kind of emissions durability
manufacturing or installation of period. EPA has traditionally evaluated testing required by EPA will provide
emission components. EPA has other two forms of durability in making this information that is highly useful in
mechanisms in place (such as defect pre-production determination— determining how the emissions
reporting and other in-use programs) emissions deterioration and component performance of the emissions control
which help to identify and correct durability. For many years EPA relied system can be expected to deteriorate
manufacturing or installation problems. on the whole vehicle mileage over the useful life of the vehicle. The
The component durability process is accumulation process, used to evaluate issue in this proposal concerns whether
designed to provide EPA with adequate emissions deterioration, to also evaluate additional or different durability testing
information to make the required pre- component durability. When EPA later should also be required to obtain
production certification decision. allowed a manufacturer to accelerate information to evaluate component
In contrast to component durability, aging of a vehicle under RDP, EPA durability, or whether it is appropriate
EPA’s emission deterioration required submission of reliability data to require manufacturers to develop
procedures, finalized in a separate showing that all emission related information concerning component
action are designed to provide a components were designed to operate durability in a manner other than
quantitative prediction of how the properly for the useful life of the requiring testing of component
emissions of a vehicle will deteriorate vehicles in actual use. See 40 CFR durability. EPA believes that CAA
over time. The deterioration factor (DF) 86.094–13(e)(7)(ii). Under CAP 2000, section 206(a)(1), which limits required
is a measure of the deterioration. EPA required the manufacturer to testing to testing ‘‘in such manner as
Successful completion of the emission determine, using good engineering [the Administrator] deems appropriate,’’
deterioration combined with adequate judgement, that all emission-related provides discretion in these
demonstration of component durability circumstances on whether and how EPA
components are designed to operate
informs EPA that vehicles are likely to requires testing to obtain information to
properly for the full useful life of the
comply with emission standards for evaluate component durability as part of
vehicle in actual use. While the
their useful life. Although some of the the certification process. 42 U.S.C.
manufacturer did not need to submit the
emission components may not actually 7521(a)(1).
underlying engineering evaluation with EPA recognizes that there are various
be installed on the vehicle during the its certification application, EPA
required emissions deterioration testing ways that information can be obtained
reserved the right to evaluate the basis on component durability for purposes of
during a bench aging procedure (which underlying this engineering
ages only the catalytic converter and pre-production certification. One
determination. 40 CFR 86.1823–01(e), method that EPA has used in the past
oxygen sensor), the results of this 86.1824–01(d), 86.1825–01(e), 86.1826–
procedure (e.g. the deterioration factors) involves requiring whole vehicle
01(c). mileage accumulation to test component
are applied to an entire vehicle,
including any and all emission control EPA continues to believe that the durability, as was done under the AMA
components and systems that will be durability demonstration for purposes of program. However whole vehicle
used. certification should consist of two mileage accumulation provides only a
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elements: emission deterioration and limited kind of information on


V. Statutory Authority component durability.8 Therefore, EPA component durability, basically a
Section 206(a)(1) of the Clean Air Act will evaluate component durability at simple pass-fail test that is not very
states that the Administrator shall test, the certification stage as part of ensuring probative of component durability.
or require to be tested in such a manner Another method that EPA has used in
as he deems appropriate, any new motor 8 69 FR 17532 (April 2, 2004). the past involves requiring the

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Federal Register / Vol. 71, No. 10 / Tuesday, January 17, 2006 / Proposed Rules 2847

manufacturer to conduct an engineering A. Retain the Good Engineering good engineering judgement
analysis to evaluate component Judgement Determination on determination, as discussed above in
durability for the entire emissions Component Durability option A, but would also require
control system. This allows the In this option, EPA would retain the manufacturers to conduct a limited
evaluation of a wide variety of different approach taken in the component amount of whole vehicle aging. This
types of information, including durability regulations contained in the option would include the requirement
information ranging from real world in- original CAP 2000 regulations (40 CFR to perform full useful life mileage
use experience to performance 86.1823–01(e), 86.1824–01(d), 86.1825– accumulation, using either the EPA
information on a supplier’s products Standard Road Cycle (included in final
01(e), and 86.1826–01(c)). Under CAP
and the supplier’s quality control rulemaking issued concurrently with
2000, EPA required the manufacturer to
practices and can include computer this SNPRM), or a modified or
determine, using good engineering
modeling of design performance. Actual alternative cycle approved by EPA. In
judgement, that all emission-related
physical testing of a product or system this option EPA would allow any whole
components are designed to operate
mileage accumulation cycle which EPA
may make up only a small part and properly for the full useful life of the
has approved for emission deterioration
perhaps no part at all of the information vehicle in actual use. While the
to be used for demonstrating component
used to perform such an engineering manufacturer did not need to submit the
durability.
evaluation. EPA believes that in many underlying engineering evaluation with The vehicle’s OBD system is designed
ways that kind of engineering its certification application, EPA to monitor most emission control
evaluation, tailored to the parts and reserved the right to evaluate the basis components and report faults by
systems at issue, can provide a more in- underlying this engineering illuminating malfunction indicator light
depth and comprehensive evaluation determination (40 CFR 86.1844(g)(1)). (MIL). Consequently, EPA is proposing
and result in a better real world EPA’s experience indicates that the that the OBD light will be used to detect
prediction of in-use durability than a basis for past determinations of emission control component failures
simple pass-fail type of test using whole component durability good engineering during mileage accumulation. The
vehicle mileage accumulation on a pre- judgement came from a wide variety of manufacturer must record any OBD MIL
production prototype vehicle. sources. In some cases, the illumination during the course of the
determination has been based on mileage accumulation and also record
Given the potential benefit for in-use
accelerated customer fleet vehicles or readiness codes and active fault codes
emissions control in using such an other durability mileage data,
engineering evaluation approach, EPA on the OBD system proceeding and
component bench testing, engineering following each FTP test conducted. As
believes it is reasonable and within the analysis data, computer modeling data,
discretion provided by section 206(a)(1) a further demonstration of component
purchase agreements, component durability, EPA is proposing that the
to consider an option requiring a specifications, or other information.
manufacturer to conduct such an vehicle demonstrate compliance with
However, it was never based on testing all applicable FTP standards following
engineering evaluation of component alone. Even though the basis for the mileage accumulation.
durability, and not require the good engineering judgement may The same vehicle used for the
manufacturer to perform a specified test include reliance on a limited amount of component durability demonstration
for component durability. This testing, in general, the preponderance of could also be used for emission
engineering evaluation would then be the data is derived from sources other deterioration purposes for either
combined with the results of testing than testing. exhaust or evaporative emissions. Under
performed to evaluate emissions EPA’s requirement to make the good this option, manufacturers would
deterioration, as well as any other engineering judgement determination choose a vehicle expected to be ‘‘worst
relevant information, in making the does not constitute a requirement to do case’’ for emission component
conformity determination required for testing. Under this option, EPA would durability. Manufacturers would be
issuance of a certificate. Under this not specify what information allowed to apply the component
engineering evaluation option, EPA manufacturers must rely on as a basis durability demonstration from that
would not specify a test procedure for making the good engineering vehicle to other vehicles across other
under section 206(d) for component judgement determination. Even though test groups having components similar
durability, as EPA is not requiring some of the information may be a result enough that the vehicle tested would be
component durability testing. EPA of some testing, EPA does not consider reasonably considered worst case
believes the requirement of section this a requirement to conduct testing, (known as ‘‘carry across’’). EPA would
206(d) only applies where EPA requires since testing is not required as a basis also permit manufacturers to ‘‘carry
testing to be conducted under section for the good engineering judgement over’’ a component durability
206(a)(1), as it does for evaluation of statement and typically is, at most, a demonstration from a previous model
emissions deterioration. limited part of the engineering year to subsequent model years, when
EPA is also considering requiring determination. Because testing is not appropriate. Although EPA does not
required, EPA is not required to view it as essential, some limited whole-
manufacturers to conduct a limited
‘‘establish methods and procedures for vehicle testing in addition to good
amount of whole vehicle aging to test
making tests by regulation,’’ and section engineering judgement determination
component durability. Both options are
206(d) does not apply. 42 U.S.C. would provide a limited amount of
discussed in more detail below. additional component durability
7525(d).
VIII. What options are being considered information using the entire vehicle
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B. Good Engineering Judgement emission control system operated in an


by EPA? Determination Combined With Whole integrated manner. This information
EPA is today proposing three options Vehicle Testing for Worst-Case Vehicle would enhance the data received from
to address component durability. Based Configuration the good engineering requirements that
upon further comments received, EPA This option would require already come from a wide variety of
intends to finalize one of these options. manufacturers to continue to make the sources. EPA would continue to

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2848 Federal Register / Vol. 71, No. 10 / Tuesday, January 17, 2006 / Proposed Rules

augment its evaluation of component vehicle in placements that may make • Any comment which augment those
durability with an assessment of the them more susceptible to damage, wear, already submitted to the Docket for this
information from the defect reports, or failure. rulemaking.
IUVP data, recall data, etc. • Whether the options are consistent
We are limiting the whole-vehicle C. Good Engineering Judgement
with section 206 of the CAA.
testing to a ‘‘worst case’’ configuration Determination Combined With Whole
rather than requiring it for all durability Vehicle Testing for Vehicle X. What are the environmental and
groups 9 to limit the additional Configurations With New Types of economic impacts?
durability test burden to manufacturers, Components or Technology
A. Environmental Impacts
recognizing that EPA believes the whole This option would be identical to
No quantifiable environmental
vehicle aging provides only a limited option B above except that instead of
impacts are anticipated by this proposed
benefit on top of that obtained from testing the ‘‘worst case’’ vehicle, the
rule. Having appropriate procedures to
good engineering judgement manufacturer would only test a vehicle
address component durability in the
determinations. One of the benefits of when a new type of component or a new
certification process helps to ensure that
allowing bench-aging in evaluating technology was being introduced. A
emissions deterioration is that emission the benefits already claimed in the
new type of component or technology
deterioration testing can be done much regulations promulgating those
would be defined as a component or
quicker than with whole-vehicle testing. standards are more likely to be realized.
technology that has not been previously
Whole vehicle testing can take up to However, even absent this proposal,
used in production by that
four months to complete, whereas bench there are other requirements in place
manufacturer. 10 A manufacturer would
aging can be completed within several which help to ensure that manufacturers
have to get approval from EPA before
weeks. The CAP 2000 rulemaking and make durable emissions components:
determining whether a component
the emissions deterioration regulations customer satisfaction, In-Use
would be considered new. New
issues separately from this notice, Verification Program (IUVP), and, EPA
components or technologies not yet
provide highly valuable information on recall authority among others.
used on production vehicles but that
emission deterioration in a manner that have been used on prototype or B. Economic Impacts
minimizes the testing burden on development vehicles would be subject
manufacturers. Requiring whole-vehicle Under option A, there would be no
to the whole-vehicle mileage economic impact. Manufacturers would
testing for all durability groups would accumulation and testing.
effectively defeat this aspect of CAP be allowed to continue using their good
Requiring whole-vehicle testing for engineering judgment to determine
2000 for many manufacturers, since new types of technology would limit the
those manufacturers that use bench component durability. For options B
testing to the vehicles where typically and C there would be some economic
aging would also be required to perform less is known about component
whole-vehicle testing, dramatically impact. Some manufacturers use whole-
durability. The information provided vehicle testing exclusively. For those
increasing their testing burden and it from the good engineering assessment
would provide only limited additional manufacturers, there would be no need
would be used generally to assess to perform any additional whole-vehicle
benefit in evaluating component component durability and this option
durability. testing for component durability
would require additional information on purposes. Other manufacturers use a
Because most of the emission control component durability from whole-
technologies and components used by combination of whole-vehicle testing
vehicle testing for technologies or and bench testing. These manufacturers
manufacturers are very similar in design components that are new to a
and function among their different could choose to test their ‘‘worst case’’
manufacturer, where they typically have vehicle or any new type of emission
vehicle models, we are confident that less data or information to evaluate
whole-vehicle test data from a ‘‘worst control components or technologies as
component durability. part of their already existing whole-
case’’ component durability vehicle in
conjunction with the information from IX. Request for Comments vehicle test program. Thus, there would
the manufacturer’s good engineering be no additional testing costs for them.
EPA requests comments on each of
assessment will be sufficient for EPA to For those manufacturers who perform
these proposed options, in terms of their
make a determination as to whether a bench testing exclusively, there would
technical and legal merits. In particular,
manufacturer’s durability plan is be some economic impact. For option B,
comments are requested on the
acceptable. Since the emission control we would only require a manufacturer
following topics:
components are similar in design and to perform whole-vehicle testing for the
• The burden of Options B and C on
function, one of the most significant ‘‘worst case’’ vehicle configuration.
regulated entities, including supporting
differences between vehicle models is Therefore, our cost estimate for option
data for those conclusions, where
the location of the components on the B is based on testing a single vehicle.
possible.
vehicle. The worst case vehicle may We believe this same logic would apply
• The extent to which Options B and
likely be the vehicle that has for option C where a manufacturer is
C provide any additional environmental
‘‘packaging’’ constraints where some only required to perform whole-vehicle
benefit over Option A.
components have to be located on the testing for new types of emission control
• Whether whole-vehicle mileage
components or technologies. We feel
accumulation and related emissions
9 Manufacturers divide their motor vehicles into that for option C, a manufacturer would
groups called ‘‘durability groups’’ which include
testing provides an adequate
only be required to test a single vehicle
vehicles which are likely to exhibit similar exhaust demonstration of component durability,
as well. Our estimate of total annual
cchase on PROD1PC60 with PROPOSALS4

emission deterioration over their useful lives, based and what other options exist for
on those characteristics of current-technology cost of whole-vehicle testing for
demonstrating component durability
vehicles that most significantly affect the component durability is based on a
deterioration of emission control over time. prior to certification.
single vehicle tested over the Standard
Durability groups are based on engine type, fuel
type, fuel system, catalyst construction, type of 10 An example of a new type of component or Road Cycle for a useful life of 120,000
precious metals used in the catalyst, and relative technology would be a manufacturer switching miles with periodic FTP emission tests.
engine/catalyst size and loading rates. from vacuum-based EGR to electronic EGR. We estimated two FTP tests for the

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Federal Register / Vol. 71, No. 10 / Tuesday, January 17, 2006 / Proposed Rules 2849

minimum estimate and six FTP tests for XI. What are the opportunities for in EPA’s electronic public docket. EPA’s
the maximum estimate with costs public participation? policy is that copyrighted material will
ranging from $800 to $1,200 per FTP not be placed in EPA’s electronic public
A. Copies of This Proposal and Other
test. We did not include any docket but will be available only in
Related Information
Supplemental Federal Test Procedure printed, paper form in the official public
(SFTP) tests. 1. Docket docket. To the extent feasible, publicly
EPA has established an official public available docket materials will be made
Table X. B–1 presents the total annual
docket for this action under Docket ID available in EPA’s electronic public
cost for industry to perform whole- docket. When a document is selected
No. OAR–2002–0079. The official
vehicle testing on a ‘‘worst case’’ vehicle
public docket consists of the documents from the index list in EPA Dockets, the
or a vehicle equipped with a new type system will identify whether the
of emission control component or specifically referenced in this action,
any public comments received, and document is available for viewing in
technology. We did not include any EPA’s electronic public docket.
small volume manufacturers in our other information related to this action.
Although a part of the official docket, Although not all docket materials may
estimate. For a more conservative be available electronically, you may still
the public docket does not include
estimate, we included all manufacturers access any of the publicly available
Confidential Business Information (CBI)
regardless of whether they currently docket materials through the docket
or other information whose disclosure is
perform whole-vehicle testing for restricted by statute. The official public facility identified in Unit I.B. EPA
emission deterioration. The estimated docket is the collection of materials that intends to work towards providing
annual cost for industry to perform is available for public viewing by electronic access to all of the publicly
whole-vehicle testing would range from referencing Docket No. OAR–2002–0079 available docket materials through
$3,750,600 to $5,401,200. at the EPA Air Docket Section, (see EPA’s electronic public docket.
ADDRESSES section above). You may For public commenters, it is
TABLE X.—B–1.—ESTIMATED ANNUAL submit comments electronically, by important to note that EPA’s policy is
COST TO INDUSTRY FOR WHOLE-VE- mail, or through hand delivery/courier that public comments, whether
HICLE TESTING as described below. To ensure proper submitted electronically or in paper,
receipt by EPA, identify the appropriate will be made available for public
Minimum cost Maximum cost docket identification number in the viewing in EPA’s electronic public
subject line on the first page of your docket as EPA receives them and
$3,750,600 $5,401,200 comment. Please ensure that your without change, unless the comment
comments are submitted within the contains copyrighted material, CBI, or
As can be seen in Table X. B–2, the specified comment period. Comments other information whose disclosure is
estimated annual cost per manufacturer received after the close of the comment restricted by statute. When EPA
to perform whole-vehicle testing on a period will be marked ‘‘late.’’ EPA is not identifies a comment containing
‘‘worst case’’ vehicle or a vehicle required to consider these late copyrighted material, EPA will provide
comments. If you wish to submit CBI or a reference to that material in the
equipped with a new type of emission
version of the comment that is placed in
control component or technology would information that is otherwise protected
by statute, please follow the instructions EPA’s electronic public docket. The
range from $178,600 to $257,200.11 entire printed comment, including the
in Section V.B.3 Do not use EPA
copyrighted material, will be available
TABLE X.—B–2.—ESTIMATED ANNUAL Dockets or e-mail to submit CBI or in the public docket.
information protected by statute.
COST PER MANUFACTURER FOR Public comments submitted on
WHOLE-VEHICLE TESTING 2. Electronic Access computer disks that are mailed or
You may access this Federal Register delivered to the docket will be
Minimum cost Maximum cost document electronically through the transferred to EPA’s electronic public
EPA Internet under the ‘‘Federal docket. Public comments that are
$178,600 $257,200
Register’’ listings at http:// mailed or delivered to the Docket will
www.epa.gov/fedrgstr/. An electronic be scanned and placed in EPA’s
EPA has requested comment on the version of the public docket is available electronic public docket. Where
potential burden associated with the through EPA’s electronic public docket practical, physical objects will be
options it considered to require a and comment system, EPA Dockets. You photographed, and the photograph will
minimum amount of whole-vehicle may use EPA Dockets at http:// be placed in EPA’s electronic public
mileage accumulation. (See Sec. IV. www.epa.gov/edocket/ to submit or docket along with a brief description
above). view public comments, access the index written by the docket staff.
listing of the contents of the official
B. Submitting Comments on This
public docket, and to access those
Proposal
documents in the public docket that are
available electronically. Once in the You may submit comments
system, select ‘‘search,’’ then key in the electronically, by mail, by facsimile, or
11 These numbers were derived from the CAP appropriate docket identification through hand delivery/courier. To
2000 rulemaking and can be found in the Support number. ensure proper receipt by EPA, identify
Document on the EPA Web site at http:// Certain types of information will not the appropriate docket identification
cchase on PROD1PC60 with PROPOSALS4

www.epa.gov/otaq. We choose to use the more be placed in the EPA Dockets. number in the subject line on the first
conservative 1999 dollar estimates, since the
Information claimed as CBI and other page of your comment. Please ensure
Producer Price Index (PPI) for 2004 actually
decreased from the 1999 index value. The index
information whose disclosure is that your comments are submitted
used can be found on the U.S. Department of Labor restricted by statute, which is not within the specified comment period.
Web site at http://www.data.bls.gov. Series Id: included in the official public docket, Comments received after the close of the
PCU336110336110. will not be available for public viewing comment period will be marked ‘‘late.’’

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2850 Federal Register / Vol. 71, No. 10 / Tuesday, January 17, 2006 / Proposed Rules

EPA is not required to consider these c. Disk or CD ROM contact person (see FOR FURTHER
late comments. You may submit comments on a disk INFORMATION CONTACT) no later than five
or CD ROM that you mail to the mailing days prior to the day of the hearing. The
1. Electronically
address identified in section I.C.2. contact person should be given an
If you submit an electronic comment, These electronic submissions will be estimate of the time required for the
EPA recommends that you include your accepted in WordPerfect or ASCII file presentation of testimony and
name, mailing address, and an e-mail format. Avoid the use of special notification of any need for audio/visual
address or other contact information in characters and any form of encryption. equipment. Testimony will be
the body of your comment. Also include scheduled on a first come, first serve
this contact information on the outside 2. By Mail basis. A sign-up sheet will be available
of any disk or CD ROM you submit, and Send your comments to: Air Docket, at the registration table the morning of
in any cover letter accompanying the Environmental Protection Agency, the hearing for scheduling those who
disk or CD ROM. This ensures that you Mailcode: 6102T, 1200 Pennsylvania have not notified the contact earlier.
can be identified as the submitter of the Ave., NW., Washington, DC, 20460, This testimony will be scheduled on a
comment and allows EPA to contact you Attention Docket ID No. OAR–2002– first come, first serve basis to follow the
in case EPA cannot read your comment 0079. previously scheduled testimony.
due to technical difficulties or needs EPA requests that approximately 50
3. By Hand Delivery or Courier
further information on the substance of copies of the statement or material to be
your comment. EPA’s policy is that EPA Deliver your comments to: EPA presented be brought to the hearing for
will not edit your comment, and any Docket Center, (EPA/DC) EPA West, distribution to the audience. In
identifying or contact information Room B102, 1301 Constitution Ave., addition, EPA would find it helpful to
provided in the body of a comment will NW., Washington, DC., Attention receive an advanced copy of any
be included as part of the comment that Docket ID No. OAR–2002–0079. Such statement or material to be presented at
is placed in the official public docket, deliveries are only accepted during the the hearing at least one week before the
and made available in EPA’s electronic Docket’s normal hours of operation from scheduled hearing date. This is to give
public docket. If EPA cannot read your 8:30 a.m. to 4:30 p.m., Monday through EPA staff adequate time to review such
comment due to technical difficulties Friday, excluding legal holidays. material before the hearing. Such
and cannot contact you for clarification, 4. By Facsimile advanced copies should be submitted to
EPA may not be able to consider your the contact person listed.
comment. Fax your comments to: (202) 566–
1741, Attention Docket ID. No. OAR– The official records of the hearing will
a. EPA Dockets 2002–0079. be kept open for 30 days following the
hearing to allow submission of rebuttal
Your use of EPA’s electronic public 5. Submitting Comments With and supplementary testimony. All such
docket to submit comments to EPA Proprietary Information submissions should be directed to the
electronically is EPA’s preferred method Commenters who wish to submit Air Docket Section, Docket No. OAR–
for receiving comments. Go directly to proprietary information for 2002–0079 (see ADDRESSES). The
EPA Dockets at http://www.epa.gov/ consideration should clearly separate hearing will be conducted informally,
edocket, and follow the online such information from other comments and technical rules of evidence will not
instructions for submitting comments. by (1) labeling proprietary information apply. A written transcript of the
To access EPA’s electronic public ‘‘Confidential Business Information’’ hearing will be placed in the above
docket from the EPA Internet Home and (2) sending proprietary information docket for review. Anyone desiring to
Page, select ‘‘Information Sources,’’ directly to the contact person listed (see purchase a copy of the transcript should
‘‘Dockets,’’ and ‘‘EPA Dockets.’’ Once in FOR FURTHER INFORMATION CONTACT) and make individual arrangements with the
the system, select ‘‘Quick Search,’’ and not to the public docket. This helps court reporter recording the
then key in Docket ID No. OAR–2002– insure that proprietary information is proceedings.
0079. The system is an ‘‘anonymous not inadvertently placed in the docket.
access’’ system, which means EPA will XII. What Are the Administrative
If a commenter wants EPA to use a Requirements for This Proposed Rule?
not know your identity, e-mail address, submission labeled as confidential
or other contact information unless you business information as part of the basis A. E.O. 12866: Regulatory Planning and
provide it in the body of your comment. for the final rule, then a non- Review
b. E-mail confidential version of the document,
Under Executive Order 12866 (58 FR
which summarizes the key data or
Comments may be sent by electronic 51735 October 4, 1993), EPA must
information, should be sent to the
mail to hormes.linda@epa.gov, determine whether the regulatory action
docket.
Attention Docket ID No. OAR–2002– Information covered by a claim of is ‘‘significant’’ and therefore subject to
0079. In contrast to EPA’s electronic confidentiality will be disclosed by EPA Office of Management and Budget
public docket, EPA’s e-mail system is only to the extent allowed and by the (OMB) review and the requirements of
not an ‘‘anonymous access’’ system. If procedures set forth in 40 CFR Part 2. this Executive Order. The Order defines
you send an e-mail comment directly to If no claim of confidentiality a ‘‘significant regulatory action’’ as one
the Docket without going through EPA’s accompanies the submission when it is that is likely to result in a rule that may:
electronic public docket, EPA’s e-mail received by EPA, the submission may be (1) Have an annual effect on the
system automatically captures your e- made available to the public without economy of $100 million or more or
cchase on PROD1PC60 with PROPOSALS4

mail address. E-mail addresses that are notifying the commenters. adversely affect in a material way the
automatically captured by EPA’s e-mail economy, a sector of the economy,
system are included as part of the C. Public Hearing productivity, competition, jobs, the
comment that is placed in the official Anyone wishing to present testimony environment, public health or safety, or
public docket, and made available in about this proposal at the public hearing State, Local, or Tribal governments or
EPA’s electronic public docket. (see DATES) should notify the general communities;

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Federal Register / Vol. 71, No. 10 / Tuesday, January 17, 2006 / Proposed Rules 2851

(2) Create a serious inconsistency or to respond to a collection of owned and operated and is not
otherwise interfere with an action taken information; search data sources; dominant in its field.
or planned by another agency; complete and review the collection of After considering the economic
(3) Materially alter the budgetary information; and transmit or otherwise impacts of today’s proposed rule on
impact of entitlements, grants, user fees, disclose the information. small entities, I certify that this action
or loan programs, or the rights and An agency may not conduct or will not have a significant economic
obligations of recipients thereof; or sponsor, and a person is not required to impact on a substantial number of small
(4) Raise novel legal or policy issues respond to a collection of information entities. The requirements are only
arising out of legal mandates, the unless it displays a currently valid OMB applicable to manufacturers of motor
President’s priorities, or the principles control number. The OMB control vehicles, a group which does not
set forth in the Executive Order. numbers for EPA’s regulations in 40 contain a substantial number of small
EPA has determined that this CFR are listed in 40 CFR part 9. entities. Out of a total of approximately
proposed rule is not a ‘‘significant 80 automotive manufacturers subject to
To comment on the Agency’s need for
regulatory action’’ under the terms of today’s proposal, EPA estimates that
this information, the accuracy of the
Executive Order 12866 and is therefore approximately 15–20 of these could be
provided burden estimates, and any
not subject to OMB review. classified as small entities based on SBA
suggested methods for minimizing
B. Paperwork Reduction Act respondent burden, including the use of size standards. EPA’s CAP 2000
automated collection techniques, EPA compliance regulations include
Today’s action proposes three numerous regulatory relief provisions
different options under consideration has established a public docket for this
rule, which includes this ICR, under for such small entities. Those provisions
for component durability testing. If remain in effect and are not impacted by
option A is finalized, this action would Docket ID number. Submit any
comments related to the ICR for this today’s proposal. Thus, we have
not impose any new information determined that small entities will not
collection burden. However, if options B proposed rule to EPA and OMB. See
experience any economic impact as a
or C were finalized, new information ‘‘Addresses’’ section at the beginning of
result of this proposal. We continue to
collection requirements would be this notice for where to submit
be interested in the potential impacts of
imposed. The information collection comments to EPA. Send comments to
the proposed rule on small entities and
requirements for options B or C in this OMB at the Office of Information and
welcome comments on issues related to
proposed rule have been submitted for Regulatory Affairs, Office of
such impacts.
approval to the Office of Management Management and Budget, 725 17th
and Budget (OMB) under the Paperwork Street, NW., Washington, DC 20503, D. Unfunded Mandates Reform Act
Reduction Act, 44 U.S.C. 3501 et seq. Attention: Desk Office for EPA. Since Title II of the Unfunded Mandates
The Information Collection Request OMB is required to make a decision Reform Act of 1995 (UMRA), Public
(ICR) document prepared by EPA has concerning the ICR between 30 and 60 Law 104–4, establishes requirements for
been assigned EPA ICR number 783.49. days after January 17, 2006, a comment Federal agencies to assess the effects of
The information being collected is to to OMB is best assured of having its full their regulatory action on state, local,
be used by EPA to ensure that new light- effect if OMB receives it by February 16, and tribal governments and the private
duty vehicles and light-duty trucks 2006. The final rule will respond to any sector. Under section 202 of the UMRA,
comply with applicable emissions OMB or public comments on the EPA generally must prepare a written
standards through certification information collection requirements statement, including a cost-benefit
requirements including whole-vehicle contained in this proposal. analysis, for proposed and proposed
testing for emission component C. Regulatory Flexibility Act rules with ‘‘Federal mandates’’ that may
durability assurance. result in expenditures by state, local,
The annual public reporting and The Regulatory Flexibility Act and tribal governments, in the aggregate,
recordkeeping burden for this collection generally requires an agency to conduct or by the private sector, of $100 million
of information is estimated to average 88 a regulatory flexibility analysis of any or more in any one year. Before
hours per response, with collection rule subject to notice and comment promulgation an EPA rule for which a
required annually. The estimated rulemaking requirements unless the written statement is needed, section 205
number of respondents is 21. The total agency certifies that the rule will not of the UMRA generally requires EPA to
annual cost of the program is estimated have a significant economic impact on identify and consider a reasonable
to be $3,750,600 per year and includes a substantial number of small entities. number of regulatory alternatives and
no annualized capital costs, $101,640 in Small entities include small businesses, adopt the least costly, most cost-
operating and maintenance costs, at a small not-for-profit enterprises, and effective or least burdensome alternative
total of 1,848 hours per year. small governmental jurisdictions. that achieves the objectives of the rule.
Burden means the total time, effort, or For purposes of assessing the impacts The provisions of section 205 do not
financial resources expended by persons of today’s rule on small entities, small apply when they are inconsistent with
to generate, maintain, retain, or disclose entity is defined as: (1) A small business applicable law. Moreover, section 205
or provide information to or for a that manufactures automobiles as allows EPA to adopt an alternative other
Federal agency. This includes the time defined by NAIC code 336111. Based on than the least costly, most cost-effective
needed to review instructions; develop, Small Business Administration size or least burdensome alternative if the
acquire, install, and utilize technology standards, a small business for this Administrator publishes with the
and systems for the purposes of NAIC code is defined as a manufacturer proposed rule an explanation why that
collecting, validating, and verifying having less than 1000 employees; (2) a alternative was not adopted.
cchase on PROD1PC60 with PROPOSALS4

information, processing and small governmental jurisdiction that is a Before we establish any regulatory
maintaining information, and disclosing government of a city, county, town, requirement that may significantly or
and providing information; adjust the school district or special district with a uniquely affect small governments,
existing ways to comply with any population of less than 50,000; and (3) including tribal governments, we must
previously applicable instructions and a small organization that is any not-for- develop, under section 203 of the
requirements; train personnel to be able profit enterprise which is independently UMRA, a small government agency

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2852 Federal Register / Vol. 71, No. 10 / Tuesday, January 17, 2006 / Proposed Rules

plan. The plan must provide for relationship between the Federal standards (VCS) in its regulatory
notifying potentially affected small government and the Indian tribes, or on activities unless to do so would be
governments, enabling officials of the distribution of power and inconsistent with applicable law or
affected small governments to have responsibilities between the Federal otherwise impractical. Voluntary
meaningful and timely input in the government and Indian tribes.’’ consensus standards are technical
development of our regulatory proposals This proposed rule does not have standards (e.g., materials specifications,
with significant federal tribal implications. It will not have test methods, sampling procedures,
intergovernmental mandates. The plan substantial direct effects on tribal business practices, etc.) that are
must also provide for informing, governments, on the relationship developed or adopted by voluntary
educating, and advising small between the Federal government and consensus standard bodies. The NTTAA
governments on compliance with the Indian tribes, or on the distribution of requires EPA to provide Congress,
regulatory requirements. power and responsibilities between the through OMB, explanations when the
EPA believes this proposed rule Federal government and Indian tribes, Agency decides not to use available and
contains no federal mandates for state, as specified in Executive Order 13175. applicable voluntary consensus
local, or tribal governments. Nor does The requirements proposed by this standards.
this rule have federal mandates that may action impact private sector businesses, This proposed rule does not involve
result in the expenditures of $100 particularly the automotive and engine consideration of any new technical
million or more in any year by the manufacturing industries. Thus, standards. The durability test
private sector as defined by the Executive Order 13175 does not apply procedures that EPA is proposing are
provisions of Title II of the UMRA. to this rule. unique and have not been previously
Nothing in the proposed rule would published in the public domain.
significantly or uniquely affect small G. Executive Order 13045: Children’s
governments. Health Protection List of Subjects in 40 CFR Part 86
Executive Order 13045: ‘‘Protection of
E. Executive Order 13132 (Federalism) Children from Environmental Health Environmental protection, Air
Executive Order 13132, entitled Risks and Safety Risks’’ (62 FR 19885, pollution control, Motor vehicle
‘‘Federalism’’ (64 FR 43255, August 10, April 23, 1997) applies to any rule that: pollution, Confidential business
1999), requires EPA to develop an (1) Is determined to be economically information, Reporting and
accountable process to ensure significant as defined under E.O. 12866, recordkeeping requirements.
‘‘meaningful and timely input by State and (2) concerns an environmental Dated: December 29, 2005.
and local officials in the development of health or safety risk that EPA has reason Stephen L. Johnson,
regulatory policies that have federalism to believe may have a disproportionate Administrator.
implications.’’ ‘‘Policies that have effect on children. If the regulatory For the reasons set out in the
federalism implications’’ is defined in action meets both criteria, the Agency preamble, part 86 of title 40 of the Code
the Executive Order to include must evaluate the environmental health of Federal Regulations is proposed to be
regulations that have ‘‘substantial direct or safety effects of the planned rule on amended as follows:
effects on the States, on the relationship children, and explain why the planned
between the national government and regulation is preferable to other Draft Regulatory Language for Option A
the States, or on the distribution of potentially effective and reasonably
power and responsibilities among the feasible alternatives considered by the PART 86—CONTROL OF EMISSIONS
various levels of government.’’ Agency. FROM NEW AND IN-USE HIGHWAY
This proposed rule will impose no EPA interprets E.O. 13045 as applying VEHICLES AND ENGINES
direct compliance costs on states. Thus, only to those regulatory actions that are
Executive Order 13132 does not apply 1. The authority citation for part 86
based on health or safety risks, such that
to this rule. continues to read as follows:
the analysis required under section 5–
In the spirit of Executive Order 13132, 501 of the Order has the potential to Authority: 42 U.S.C. 7401–7671q.
and consistent with EPA policy to influence the regulation. This final rule
promote communications between EPA is not subject to E.O. 13045 because it Subpart S—General Compliance
and State and local governments, EPA is based on technology performance and Provisions for Control of Air Pollution
specifically solicits comment on this not on health or safety risks. From New and In-use Light-duty
proposed rule from State and local Vehicles, Light-duty Trucks, and
officials. H. Executive Order 13211: Actions That Complete Otto-cycle Heavy-duty
Significantly Affect Energy Supply, Vehicles
F. Executive Order 13175: Consultation Distribution, or Use
and Coordination With Indian Tribal 2. Amend § 86.1823–08 to revise
This rule is not subject to Executive
Governments paragraph (g) to read as follows:
Order 13211, ‘‘Actions Concerning
Executive Order 13175, entitled Regulations That Significantly Affect § 86.1823–08 Durability demonstration
‘‘Consultation and Coordination with Energy Supply, Distribution, or Use’’ (66 procedures for exhaust emissions.
Indian Tribal Governments’’ (65 FR FR 28355, May 22, 2001) because it is * * * * *
67249, November 6, 2000), requires EPA not a significant regulatory action under
to develop an accountable process to (g) Emission component durability.
Executive Order 12866. The manufacturer shall use good
ensure ‘‘meaningful and timely input by
tribal officials in the development of I. National Technology Transfer engineering judgment to determine that
cchase on PROD1PC60 with PROPOSALS4

regulatory policies that have tribal Advancement Act all emission-related components are
implications.’’ ‘‘Policies that have tribal Section 12(d) of the National designed to operate properly for the full
implications’’ is defined in the Technology Transfer and Advancement useful life of the vehicles in actual use.
Executive Order to include regulations Act of 1995 (NTTAA), Public Law 104– * * * * *
that have ‘‘substantial direct effects on 113, 12(d) (15 U.S.C. 272), directs the 3. Amend § 86.1824–08 to revise
one or more Indian tribes, on the EPA to use voluntary consensus paragraph (h) to read as follows:

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Federal Register / Vol. 71, No. 10 / Tuesday, January 17, 2006 / Proposed Rules 2853

§ 86.1824–08 Durability demonstration exhaust constituents, vibration, (h) Emission component durability.
procedures for evaporative emissions. exposure to elements etc.) on the Manufacturers must determine that all
* * * * * durability of the part; evaporative emission-related
(h) Emission component durability. (iii) How sensitive in-use emission components are designed to operate
The manufacturer shall use good compliance is to the potential failure of properly for the full useful life of the
engineering judgment to determine that a particular part; and vehicles in actual use. The manufacturer
all evaporative emission-related (iv) If the design of the part is new must demonstrate emission component
components are designed to operate (without proven in-use component durability using the following
properly for the full useful life of the durability and emission compliance). procedures.
vehicles in actual use. (2) For the vehicle (or vehicles) (1) The manufacturer must determine
* * * * * identified as worst case in paragraph using good engineering judgement the
4. Amend § 86.1825–08 to revise (g)(1) of this section, the manufacturer vehicle (or vehicles) that are worst case
paragraph (h) to read as follows: must conduct full useful life mileage for component durability. In making
accumulation on a whole vehicle with this determination the manufacturer
§ 86.1825–08 Durability demonstration all emission control hardware installed must evaluate their entire product line.
procedures for refueling emissions. For the vehicles that will be
and operating. The mileage
* * * * * accumulation procedure used must represented, the manufacturer must
(h) Emission component durability. meet the requirements of either consider at a minimum all the following
The manufacturer shall use good paragraph (c) or paragraph (e) (1) of this information:
engineering judgment to determine that section. The mileage accumulation must (i) The past in-use history of
all emission-related components are be conducted either on the road or on component durability for the emission
designed to operate properly for the full a vehicle dynamometer; it may not be related parts;
useful life of the vehicles in actual use. (ii) The effect of the vehicle
conducted on an engine dynamometer
environment (temperature, flow rate,
* * * * * for this purpose.
exhaust constituents, vibration,
5. Amend § 86.1826–01 to revise (3) The manufacturer must conduct at
exposure to elements etc.) on the
paragraph (c) to read as follows: least one FTP test following completion
durability of the part;
of full useful life mileage accumulation. (iii) How sensitive in-use emission
§ 86.1826–01 Assigned deterioration
factors for small volume manufacturers and
Up to three FTP tests may be conducted. compliance is to the potential failure of
small volume test groups. If more than one test is conducted the a particular part; and
emission results are averaged. Prior to (iv) If the design of the part is new
* * * * *
conducting the testing the manufacturer (without proven in-use component
(c) Emission component durability.
must assure that all OBD readiness durability and emission compliance).
The manufacturer shall use good
codes are set (completed). Up to 100 (2) For the vehicle (or vehicles)
engineering judgment to determine that
miles of off-cycle mileage accumulation identified as worst case in paragraph
all emission-related components are
may be conducted to achieve the (g)(1) of this section, the manufacturer
designed to operate properly for the full
completion of all OBD monitoring. must conduct full useful life mileage
useful life of the vehicles in actual use.
(4) The manufacturer must record any accumulation on a whole vehicle with
Draft Regulatory Language for Option B OBD illumination during the course of all emission control hardware installed
6. Amend § 86.1823–08 to revise the mileage accumulation and must and operating. The mileage
paragraph (g) to read as follows: record readiness codes and active fault accumulation procedure used must
codes on the OBD system preceding and meet the requirements of either
§ 86.1823–08 Durability demonstration following each test conducted under the paragraph (c) or paragraph (e)(1) of this
procedures for exhaust emissions. provisions of paragraph (g)(3) of this section. The mileage accumulation must
* * * * * section. be conducted either on the road or on
(g) Emission component durability. (5) If the OBD light becomes a vehicle dynamometer; it may not be
Manufacturers must determine that all illuminated during the course of conducted on an engine dynamometer
exhaust emission-related components mileage accumulation, the manufacturer for this purpose.
are designed to operate properly for the must investigate the cause of the OBD (3) The manufacturer must conduct at
full useful life of the vehicles in actual illumination and record the active fault least one evaporative 2-day test
use. The manufacturer must code that caused illumination of the following completion of full useful life
demonstrate emission component light. mileage accumulation. Up to three tests
durability using the following (6) To demonstrate acceptable may be conducted. If more than one test
procedures. component durability: is conducted the emission results are
(1) The manufacturer must determine (i) The test results (or the average of averaged. Prior to conducting the testing
using good engineering judgement the multiple test results) must comply with the manufacturer must assure that all
vehicle (or vehicles) that are worst case all applicable emission standards; and OBD readiness codes are set
for component durability. In making (ii) The OBD system must not set any (completed). Up to 100 miles of off-
this determination the manufacturer valid active fault codes that pertain to cycle mileage accumulation may be
must evaluate their entire product line. emission related parts or systems during conducted to achieve the completion of
For the vehicles that will be the course of mileage accumulation, all OBD monitoring.
represented, the manufacturer must including before and after testing. (4) The manufacturer must record any
consider at a minimum all the following OBD illumination during the course of
cchase on PROD1PC60 with PROPOSALS4

* * * * *
information: 7. Amend § 86.1824–08 to revise the mileage accumulation and must
(i) The past in-use history of paragraph (h) to read as follows: record readiness codes and active fault
component durability for the emission codes on the OBD system preceding and
related parts; § 86.1824–08 Durability demonstration following each test conducted under the
(ii) The effect of the vehicle procedures for evaporative emissions. provisions of paragraph (g)(3) of this
environment (temperature, flow rate, * * * * * section.

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2854 Federal Register / Vol. 71, No. 10 / Tuesday, January 17, 2006 / Proposed Rules

(5) If the OBD light becomes conducted on an engine dynamometer (i) If the design of the part is new
illuminated during the course of for this purpose. (without proven in-use component
mileage accumulation, the manufacturer (3) The manufacturer must conduct at durability and emission compliance);
must investigate the cause of the OBD least one refueling test following (ii) The effect of the vehicle
illumination and record the active fault completion of full useful life mileage environment (temperature, flow rate,
code that caused illumination of the accumulation. Up to three tests may be exhaust constituents, vibration,
light. conducted. If more than one test is exposure to elements etc.) on the
(6) To demonstrate acceptable conducted the emission results are durability of the part; and
component durability: averaged. Prior to conducting the testing (iii) How sensitive in-use emission
(i) The test results (or the average of the manufacturer must assure that all compliance is to the potential failure of
multiple test results) must comply with OBD readiness codes are set a particular part.
all applicable emission standards; and (completed). Up to 100 miles of off-
(ii) The OBD system must not set any cycle mileage accumulation may be (2) For the vehicle (or vehicles)
valid active fault codes that pertain to conducted to achieve the completion of identified as worst case in paragraph
emission related parts or systems during all OBD monitoring. (g)(1)of this section, the manufacturer
the course of mileage accumulation, must conduct full useful life mileage
(4) The manufacturer must record any
including before and after testing. accumulation on a whole vehicle with
OBD illumination during the course of
* * * * * all emission control hardware installed
the mileage accumulation and must
8. Amend § 86.1825–08 to revise and operating. The mileage
record readiness codes and active fault
paragraph (h) to read as follows: accumulation procedure used must
codes on the OBD system preceding and
meet the requirements of either
following each test conducted under the
§ 86.1825–08 Durability demonstration paragraph (c) or paragraph (e)(1) of this
procedures for refueling emissions. provisions of paragraph (g)(3) of this
section. The mileage accumulation must
section.
* * * * * be conducted either on the road or on
(h) Emission component durability. (5) If the OBD light becomes
a vehicle dynamometer; it may not be
Manufacturers must determine that all illuminated during the course of
conducted on an engine dynamometer
refueling emission-related components mileage accumulation, the manufacturer
for this purpose.
are designed to operate properly for the must investigate the cause of the OBD
illumination and record the active fault (3) The manufacturer must conduct at
full useful life of the vehicles in actual least one FTP test following completion
use. The manufacturer must code that caused illumination of the
light. of full useful life mileage accumulation.
demonstrate component durability Up to three FTP tests may be conducted.
using the following procedures. (6) To demonstrate acceptable
component durability: If more than one test is conducted the
(1) The manufacturer must determine emission results are averaged. Prior to
using good engineering judgement the (i) The test results (or the average of
multiple test results) must comply with conducting the testing the manufacturer
vehicle (or vehicles) that are worst case must assure that all OBD readiness
for refueling component durability. In all applicable emission standards; and
codes are set (completed). Up to 100
making this determination the (ii) The OBD system must not set any
miles of off-cycle mileage accumulation
manufacturer must evaluate their entire valid active fault codes that pertain to
may be conducted to achieve the
product line. For the vehicles that will emission related parts or systems during
completion of all OBD monitoring.
be represented, the manufacturer must the course of mileage accumulation,
including before and after testing. (4) The manufacturer must record any
consider at a minimum all the following
OBD illumination during the course of
information: * * * * *
(i) The past in-use history of the mileage accumulation and must
Draft Regulatory Language for Option C record readiness codes and active fault
component durability for the emission
related parts; 9. Amend § 86.1823–08 to revise codes on the OBD system preceding and
(ii) The effect of the vehicle paragraph (g) to read as follows: following each test conducted under the
environment (temperature, flow rate, provisions of paragraph (g)(3) of this
exhaust constituents, vibration, § 86.1823–08 Durability demonstration section.
procedures for exhaust emissions. (5) If the OBD light becomes
exposure to elements etc.) on the
durability of the part; * * * * * illuminated during the course of
(iii) How sensitive in-use emission (g) Emission component durability. mileage accumulation, the manufacturer
compliance is to the potential failure of Manufacturers must determine that all must investigate the cause of the OBD
a particular part; and exhaust emission-related components illumination and record the active fault
(iv) If the design of the part is new are designed to operate properly for the code that caused illumination of the
(without proven in-use component full useful life of the vehicles in actual light.
durability and emission compliance). use. The manufacturer must (6) To demonstrate acceptable
(2) For the vehicle (or vehicles) demonstrate emission component component durability:
identified as worst case in paragraph durability using the following (i) The test results (or the average of
(g)(1)of this section, the manufacturer procedures. multiple test results) must comply with
must conduct full useful life mileage (1) The manufacturer must determine all applicable emission standards; and
accumulation on a whole vehicle with using good engineering judgement the
all emission control hardware installed vehicle (or vehicles) that use a new (ii) The OBD system must not set any
and operating. The mileage component or technology for valid active fault codes that pertain to
cchase on PROD1PC60 with PROPOSALS4

accumulation procedure used must component durability. In making this emission related parts or systems during
meet the requirements of either determination the manufacturer must the course of mileage accumulation,
paragraph (c) or paragraph (e)(1) of this evaluate their entire product line. For including before and after testing.
section. The mileage accumulation must the vehicles that will be represented, the * * * * *
be conducted either on the road or on manufacturer must consider at a 10. Amend § 86.1824–08 to revise
a vehicle dynamometer; it may not be minimum all the following information: paragraph (h) to read as follows:

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Federal Register / Vol. 71, No. 10 / Tuesday, January 17, 2006 / Proposed Rules 2855

§ 86.1824–08 Durability demonstration conducted to achieve the completion of (iii) How sensitive in-use emission
procedures for evaporative emissions. all OBD monitoring. compliance is to the potential failure of
* * * * * (4) The manufacturer must record any a particular part.
(h) Emission component durability. OBD illumination during the course of (2) For the vehicle (or vehicles)
Manufacturers must determine that all the mileage accumulation and must identified as worst case in paragraph
evaporative emission-related record readiness codes and active fault (g)(1)of this section, the manufacturer
components are designed to operate codes on the OBD system preceding and must conduct full useful life mileage
properly for the full useful life of the following each test conducted under the accumulation on a whole vehicle with
vehicles in actual use. The manufacturer provisions of paragraph (g)(3) of this all emission control hardware installed
must demonstrate emission component section. and operating. The mileage
durability using the following (5) If the OBD light becomes accumulation procedure used must
procedures. illuminated during the course of meet the requirements of either
(1) The manufacturer must determine mileage accumulation, the manufacturer paragraph (c) or paragraph (e) (1) of this
using good engineering judgement the must investigate the cause of the OBD section. The mileage accumulation must
vehicle (or vehicles) that use a new illumination and record the active fault be conducted either on the road or on
component or technology for code that caused illumination of the a vehicle dynamometer; it may not be
component durability. In making this light. conducted on an engine dynamometer
determination the manufacturer must (6) To demonstrate acceptable for this purpose.
evaluate their entire product line. For component durability: (3) The manufacturer must conduct at
the vehicles that will be represented, the (i) The test results (or the average of least one refueling test following
manufacturer must consider at a multiple test results) must comply with completion of full useful life mileage
minimum all the following information: all applicable emission standards; and accumulation. Up to three tests may be
(i) If the design of the part is new (ii) The OBD system must not set any conducted. If more than one test is
(without proven in-use component valid active fault codes that pertain to conducted the emission results are
durability and emission compliance); emission related parts or systems during averaged. Prior to conducting the testing
the course of mileage accumulation, the manufacturer must assure that all
(ii) The effect of the vehicle
including before and after testing. OBD readiness codes are set
environment (temperature, flow rate,
exhaust constituents, vibration, * * * * * (completed). Up to 100 miles of off-
exposure to elements etc.) on the 11. Amend § 86.1825–08 to revise cycle mileage accumulation may be
durability of the part; and paragraph (e) to read as follows: conducted to achieve the completion of
(iii) How sensitive in-use emission all OBD monitoring.
§ 86.1825–08 Durability demonstration
compliance is to the potential failure of procedures for refueling emissions. (4) The manufacturer must record any
a particular part. OBD illumination during the course of
* * * * * the mileage accumulation and must
(2) For the vehicle (or vehicles) (e) Emission component durability.
identified as worst case in paragraph record readiness codes and active fault
Manufacturers must determine that all
(g)(1) of this section, the manufacturer codes on the OBD system preceding and
refueling emission-related components
must conduct full useful life mileage following each test conducted under the
are designed to operate properly for the
accumulation on a whole vehicle with provisions of paragraph (g)(3) of this
full useful life of the vehicles in actual
all emission control hardware installed section.
use. The manufacturer must
and operating. The mileage (5) If the OBD light becomes
demonstrate component durability
accumulation procedure used must illuminated during the course of
using the following procedures.
meet the requirements of either mileage accumulation, the manufacturer
(1) The manufacturer must determine
paragraph (c) or paragraph (e) (1) of this must investigate the cause of the OBD
using good engineering judgement the
section. The mileage accumulation must illumination and record the active fault
vehicle (or vehicles) that use a new
be conducted either on the road or on code that caused illumination of the
component or technology for
a vehicle dynamometer; it may not be light.
component durability. In making this
conducted on an engine dynamometer (6) To demonstrate acceptable
determination the manufacturer must
for this purpose. component durability:
evaluate their entire product line. For
(3) The manufacturer must conduct at (i) The test results (or the average of
the vehicles that will be represented, the
least one evaporative 2-day test multiple test results) must comply with
manufacturer must consider at a
following completion of full useful life all applicable emission standards; and
minimum all the following information:
mileage accumulation. Up to three tests (i) If the design of the part is new (ii) The OBD system must not set any
may be conducted. If more than one test (without proven in-use component valid active fault codes that pertain to
is conducted the emission results are durability and emission compliance); emission related parts or systems during
averaged. Prior to conducting the testing (ii) The effect of the vehicle the course of mileage accumulation,
the manufacturer must assure that all environment (temperature, flow rate, including before and after testing.
OBD readiness codes are set exhaust constituents, vibration, * * * * *
(completed). Up to 100 miles of off- exposure to elements etc.) on the [FR Doc. 06–73 Filed 1–13–06; 8:45 am]
cycle mileage accumulation may be durability of the part; and BILLING CODE 6560–50–U
cchase on PROD1PC60 with PROPOSALS4

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