Académique Documents
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Keywords:
Environmental psychology
Forest management
Landscape preference
Street trees
Urban parks
Urban planning
a b s t r a c t
A signicant component of the urban ecosystem is the urban forest. It is also the quintessential meeting
point of culture and nature, so it is critical to incorporate values-based approaches to managing them. The
values that really count are those of urban citizens. A novel qualitative method was used to determine
what qualities of the urban forest are valued by citizens of Calgary, Alberta, and Halifax, Nova Scotia,
Canada. These values were compared with those reported in the literature to reveal that citizens value
the urban forests mostly for their non-material benets. Specically, urban forests contribute to human
emotional, intellectual, and moral fullment.
2013 Published by Elsevier GmbH.
Introduction
Robust approaches to sustainable forest management (e.g.,
Canadian Standards Association, 2009) call for early and explicit
identication of the diverse values to be satised through the management system. In this context, values are dened simply as those
aspects of the forest that are considered important to manage for.
Thus, values become embedded in objectives that prescribe the
desired outcomes of management.
Of course, a key question is whose values dominate when alternative management strategies are evaluated and one is chosen
for implementation. Contemporary forest-management regimes in
countries like Canada demand that diverse stakeholders, including the general populace of an area, be canvassed for, among other
things, their expression of values to be satised in relation to a
specic forest. Participatory processes to help steer management
directions for timber-producing forests in Canada have become
standard practice (Duinker, 1998; Beckley et al., 2006). Identication of values usually takes place as part of these processes. One
outcome of successful values elicitation is that management priorities can be aligned better with values of diverse stakeholders
something considered quite important when the forest asset is in
public ownership rather than being aligned with the values of
those with professional expertise such as government and industrial forest managers.
Whether stakeholder values are simply assumed by forest managers or casually elicited as part of the participatory exercises
implemented during planning, one might ask whether a more systematic approach to values elicitation, using research protocols
S.C. Peckham et al. / Urban Forestry & Urban Greening 12 (2013) 154162
155
Table 1
A comprehensive listing of urban forest values from the literature. Values listed below are summarized in Nowak and Dwyer (2007) with the exception of those values
followed in another author(s) and publication year.
Category
Environmental
Value
Atmospheric pollution captured through dry deposition and increase in air quality
Phytoremediation of brownelds
Regulation of solar radiation into urban infrastructure
Windbreaking
Moderation of microclimatic urban environment
Lowering air temperature through evapotranspiration
Reduction of energy costs for heating and cooling grey
infrastructure
Direct carbon sequestration
Carbon emissions
Controlling carbon dioxide emissions by cooling effect
Reduction of the rate and volume of storm water
runoff (increase in rainwater detention)
Regulation of hydrological cycle
Reduction of damage caused by ooding
Regulation of water quality problems
Lowering noise levels
Harbouring wildlife
Biodiversity
Promoting conservation, site for environmental
education (Adams, 1994)
Provision of a tranquil and healthy environment
Inuencing the behaviour and performance of learners
Privacy refuges
Emotional and spiritual benets: strong feeling of
attachment to particular places and trees
Enhancing attractiveness of cities
Blocking of undesirable views
Softening of the urban hardscape (e.g., colours, shapes,
textures, sounds and feelings) (Smardon, 1988)
Aesthetic pleasure from the thriving of wildlife
(Smardon, 1988)
Social
Aesthetic quality
Economic
Urban forests
There are differences of opinion between nations and experts
concerning the concepts and denitions of urban forests that
evolved from differing historical relationships with trees and forest
management. There is general agreement, however, that the urban
forest encompasses all natural and planted trees (including individual trees, as well as small groups of trees and larger stands) situated
in or near urban areas (Konijnendijk et al., 2005). Established on
both private and public lands, each urban forest is unique and is, in
essence, the dominant feature of most cities living landscape.
Urban forests differ from hinterland forests in a number of ways.
Urban forests exhibit a patchy forest structure with high spatial
Forest values
In the social sciences, values are generally dened based on the
inuential work of Rokeach (1973). He described values as cultural
ideas and judgements about what is desirable, right and appropriate. In the broadest sense, values emerge from social dialogue
and are whatever is important to us (Moyer et al., 2008). In this
research project, the term values will be used to describe both held
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Table 2
Participant characteristics by age, sex and location.
Age (yr)
City
Calgary
Female
1630
3145
4659
60+
Total
Halifax
Male
Total
Female
Male
Female
Male
8
6
2
5
7
7
4
2
10
6
3
8
10
6
2
3
18
12
5
13
17
13
6
5
21
20
27
21
48
41
values (ethical principles or end states) and assigned values (relative worth or preference of an object) (Rokeach, 1973; Brown,
1984). In a values-based approach to natural resource management,
they are the characteristics or qualities we declare important to
sustain (Ordonez and Duinker, 2010).
Methods
This project used a mixed-method approach to data collection,
where both qualitative and quantitative data were gathered but
priority was given to the former. Qualitative approaches are more
suitable for exploring values because they are grounded in the context of peoples lived experiences (Burgess et al., 1988). For this
study, the desire was to enable participants to engage all of their
senses (i.e., sight, hearing, smell, touch, and taste) actively during
visits to several urban landscapes.
We designed fourteen one-day eld tours in Calgary, AB, and
Halifax, NS (six in Calgary and eight in Halifax), following methods adapted from Owen et al. (2009). All the tours followed the
same procedures and occurred during the summer months of June
through September 2009 on both weekends and weekdays. The
research day consisted of an initial survey of participants, a tour to
six urban open spaces, diary writing, and an afternoon focus-group
discussion.
Urban residents in each city were recruited to participate in the
project using various techniques including online advertisements,
notices posted in high-trafc locations, local radio interviews,
and recruitment through social networks. The advertisements and
interviews explained that the purpose of the study was to gather
citizens thoughts on urban outdoor landscapes and did not make
any references to trees or urban forests. Still, since participants
were self-selected and trees are often an important component of
outdoor landscapes, it must be recognized that participants were
likely to have greater sensitivity to the subject. In total, 89 citizens
from a diverse range of backgrounds (i.e., age, education, urban vs.
rural upbringing, number of years they have lived in city, number of
years they have lived in Canada) agreed to participate in a day-long
session (Table 2). Most respondents (68%) heard about the project
through a friend and were university educated. Sixty-three percent
held at least one or more degree.
Field sites
With a population of 1.1 million, Calgary is the largest city in
the prairie province of Alberta. In general, Calgarys climate is semiarid, so groves of trees occur naturally only along the river valleys
and on the western outskirts of the city. Precipitation decreases
somewhat from west to east. Consequently, forest patches give way
to treeless grassland around the eastern city limit. Halifax Regional
Municipality (HRM), Nova Scotia, is located on the shores of the
Atlantic Ocean. Some 400,000 people live in the municipality but
the population is heavily concentrated in an urban core settled
around the Halifax Harbour. Surrounding ocean currents create a
moist climate which supports a dense combination of mixed Acadian and coniferous forests as well as wetlands.
The urban sites chosen for the study represented the range and
diversity of landscapes one typically nds in Canadian cities. All
locations contained trees of various ages, species, densities and
health conditions. The projects eld sites included: (1) a residential street lined with mature trees, (2) a commercial streetscape
with very few trees, (3) an athletic eld with treed perimeter, (4)
a forested park, (5) a naturalized schoolyard, and (6) a botanical
garden (Table 3 and Fig. 1).
Data collection
Diaries distributed to participants at the beginning of the
research day were used to explore the ways in which respondents read urban landscapes and interpret their meaning. PART A
of the diary consisted of both closed and open-ended questions to
gather information on participants opinions and usage of urban
open spaces. PART B was divided by eld site and contained only a
few prompting questions related to the research topic. Participants
were specically asked how frequently they visit the site, why they
visit, and if and why the location is important. Each site visit lasted
15 min during which each participant observed the landscape and
recorded her or his individual reections in her or his own words.
The participants answered the question, What reections, observations, and feelings do you have about this place? Respondents
were asked to refrain from speaking to each other during this personal time. Given the possibility that the participants views may
shift during the research process, participants were asked to make
concluding remarks in PART C of the diary regarding which site they
identied with most, whether they believe their views changed
through the research activities, and if they believe their upbringing
inuences their impressions or feelings regarding treed landscapes.
Focus-group discussions, moderated by the lead author, provided further understanding of individuals thoughts and feelings
while also allowing collective thought processes to occur. Sharing
personal views within the discussion group creates an opportunity
for individuals to get in touch with their deeper feelings and concerns, while simultaneously being exposed to others viewpoints.
The discussion was in essence a review of the morning tour and
many participants referred to their diaries while they shared their
thoughts and opinions about each site. With the permission of the
group members, each focus group was audio-recorded and later
transcribed.
All diary and focus-group transcripts were coded by the lead
author into theme areas using NVivo8, a qualitative software
package (QSR International Pty Ltd, 2008). Particular attention was
paid to peoples accounts of why they felt the particular types of
treed landscapes were important to them or their community. A
list of common topics, themes and concepts was compiled and
later organized into more general value classications. Results from
closed questions in PART A (including demographic information)
were processed using Statistical Package for Social Sciences Version
16.0 (SPSS Inc., 2007). These results were later cross-referenced
with other diary data and focus-group material within NVivo8 to
establish relationships and to make comparisons. Key values were
identied by frequency of mention (i.e., the number of times a value
was mentioned by participants) and used to create major and minor
sub-themes and categories.
Results
Participants diverse list of urban forest values was organized
in a table format under the broad groupings of social, environmental (or ecological), and economic values (Table 4). These
S.C. Peckham et al. / Urban Forestry & Urban Greening 12 (2013) 154162
157
Table 3
Field tour sites in Calgary, AB and Halifax, NS. The numbers in brackets indicates the chronological order of visit.
Site type
Calgary location
Halifax location
Fig. 1. Field sites in Halifax, NS and Calgary, AB: (1) mature tree-lined streets, (2) commercial streetscapes, (3) athletic elds, (4) forest parks, (5) naturalized schoolyards,
and (6) botanical gardens.
nature and the urban forest as a tranquil escape for improved health
and well-being. These concepts were not only the most frequently
mentioned but were also closely interrelated. The multitude of aesthetic qualities that participants associated with the urban forest
appeared to assist people to achieve positive psychological states.
Naturalness was a frequently mentioned and important characteristic of urban trees, as this Halifax woman commented:
I appreciate the naturalness of them. Feel they are necessary
to city dwellers experience in particular. The quality of naturalness created a softness that people related to a friendlier,
more relaxed and inviting atmosphere and provided an antithesis
to or counterbalance for the hard, angular, built environment characterizing most cities. For example, this Calgary man
commented:
I personally feel that Center Street could be as beautiful and as
nice to spend time in as the rst street [tree-lined street] that
we went to, it would be softer, it would help society and the city.
It has this cold, kind of sterile feel. It is not inviting.
600
500
400
300
200
100
0
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Table 4
Urban forest values in Calgary, AB and Halifax, NS. Frequency of mention: white = low (149), grey = moderate (5099), black = high (100450).
Value category
Social
Value
Aesthetics
Frequency
Artistic expression
Barrier, buffer
Beauty
Colour
Dimension
Grace
Naturalness
Nature-infrastructure balance
Pattern
Quality of light
Shade
Large, grandeur
Size and scale
Small
Smell
Fresh
Quiet
Leaves in the wind
Sounds
Birds
Animals
Texture
Softness
Variety
Shape, form
Views, vistas
Wind break
Ecological
Environmental impact
consciousness
Nature appreciation
Educational
Accessible
Nature experience
Interactive
Native flora and fauna
Harmony
Diversity acceptance
Equity
Moral
Intrinsic
Distribution, access
Future generations
Self limit, restraint
Natural treasure
Respect
Stewardship
Psychological
Affection
Connection to nature
Dynamics
Enjoyment
Friendliness, welcome
Freedom
Hope
Humility
Escape, refuge
Choice
S.C. Peckham et al. / Urban Forestry & Urban Greening 12 (2013) 154162
159
Table 4 (Continued)
Value category
Mental
Reflection
Romance
Comfort
Sense of place
Peacefulness
Solitude
Spiritual
Stimulating
Mental health
Enclosed, surrounding
Safety
Shelter, protection
Stability
Character
Familiarity
Home
Landmark, icon
Slower pace
Awe, fascination
Creativity, imagination
Curiosity, exploration
Inspiration, motivation
Variability
Community
Family
Cultural
Memory
Good place to live
Recreation
Air quality
Biodiversity
Environmental
Carbon storage
Ecological processes
Aliveness
Human life-support
Temperature amelioration
Economic
History
Memorial
Nostalgia
Reminiscent
Options
Clean water
Nutrient cycles
Growth
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Discussion
Comparing the results of this investigation with our literature
review (Table 1) reveals a discrepancy in both the type and number
of benets categorized under economic and ecological life-support.
Our respondents frequently identied wildlife, biodiversity, and air
quality as important forest attributes, yet no participant mentioned
ecological life-support values related to regulation of the hydrological cycle or moderation of the urban microclimate. Similarly,
reduced health-care costs, increased tourism, and increased real
estate values were recognized, even if infrequently, as economic
benets of urban forests yet timber provision or the economic savings incurred through removal of air pollution, CO2 sequestration,
and reduced heating and cooling costs were never mentioned by
this studys participants. This may be due to the fact that many
people simply do not bring these benets of urban trees to the forefront of their minds when unprompted to do so, or are unaware of
the diversity of economic benets derived from city trees or the
role urban forests play in ecosystem functioning (Xu and Bengston,
1997; Kellert, 2005). We speculate that this may also be the case for
two other values not mentioned by participants in this project but
which were identied in the literature: (1) research sites for scientic study, and (2) work and labour derived from tree-caretaking.
What people really expressed appreciation for in relation to
urban forests are the aesthetic, psychological, and moral benets provided by nearby access to nature. This contact with natural
systems greatly affected urban citizens physical and mental wellbeing and while this may not be new knowledge, we suggest that
these values are under-appreciated in urban forest master plans
and management programmes. The research method used in this
project (i.e., a diary format) provided a highly rened and detailed
catalogue of urban forest qualities that people valued in their city,
and reveals that a strong relationship exists between these multisensory qualities and positive effects on participants psychological
states.
The psychological benets of nature experiences within cities
are reasonably well studied (Ulrich, 1984; Chiesura, 2004; Herzog
and Strevey, 2008; Konijnendijk, 2008), mostly noting that urban
forests enhance human well-being. Urban forests also offer a contrast to dense urbanization and visually block or soften the urban
hardscape. Thus, urban forests provide a welcome reprieve from
controlled city environments. The naturalness of urban trees and
the sounds associated with trees also contributed to peoples ability
to sense a connectedness to nature, which can lead to development
of an ecological consciousness (Peckham, 2011). Bunce and Desfor
(2007) suggested that natural elements like urban trees are valued because of what they are in themselves, societal imageries of
the non-human environment. This projects ndings also demonstrate that urban residents endow the urban forest with rich social,
educational, and moral meaning.
The meanings assigned to urban forests at large are somewhat
unique from person to person. For participants in this study, treed
landscapes such as forested parks, naturalized parks, and treelined streets represented nature conservation, human coexistence
with nature, environmental stewardship, and an opportunity to
gain awareness of natural processes, cycles, and seasonal change.
Forested parks were also signicant to many of this studys
participants as places of memorial and memory. Our literature
review (Table 1) highlights the contributions urban forests make
to increasing civic values and stronger sense of community (Coley
et al., 1997; Kuo and Sullivan, 2001), as well as the emotional and
spiritual benets derived from feelings of attachment to particular places and trees (Dwyer et al., 1991; Chiesura, 2004). However,
there appears to be a lack of recognition of urban forests as places
for learning about nature, or the contribution urban trees make
towards enhancing environmental values.
161
Conversely, many respondents associated uneven tree distribution throughout their city of residence, a lack of species diversity,
and unhealthy or uncared-for trees on streetscapes as characteristics of the urban forest that underlined social pathologies and
disparities. This nding is similar to urban forest research conducted by Heynen et al. (2006). Urban forestry programmes need to
respond to contemporary social issues such as disparate access to
a healthy urban forest among community groups. To address these
issues, the demands and ideas held by an increasingly multicultural urban population, as well as other marginalized groups such
as women, the disabled, the elderly, and the unemployed, need to
be better understood and considered during the planning process
(Johnston and Shimada, 2004).
Urban trees were mostly valued by respondents because they
provided peacefulness, comfort, escape, beauty, naturalness, a connection to nature, biodiversity, a sense of history, and a preferred
environment for family and community. This nding that people
mention more frequently the less-tangible values than they do
the more tangible (material) values is congruent with results of
research by Sommer et al. (1990), Schroeder and Ruffolo (1996)
and Schroeder et al. (2006).
The implications of these results on the sustainable management of urban forests are important. To be successful, sustainable
urban forest management must reect urban societys values which
essentially strike at the heart of want we want and what we believe
is important (Ordonez and Duinker, 2010). Focusing on a narrow
range of physical and material benets of the urban forest betrays a
lack of appreciation of other values of urban trees that are independent of human material interests, such as love of nature, reverence
of its beauty, or being inspired by its spiritual qualities. Our research
conrms that urban trees, as citizens understand the trees through
their senses and knowledge-building processes, help improve personal outlooks, attitudes, and senses of well-being. As revealed by
citizen expression in our data, the social values of urban trees are
foremost on peoples minds.
Urban forests can be carefully developed and shaped to promote
harmonious urban ecosystems, thus accommodating a diversity of
desirable social, environmental, and economic values. This must
occur, however, in close collaboration with those who are the
main users of urban forests city dwellers. We acknowledge that
our qualitative approach has limitations, such as a likely selfselection bias, and the fact that the considerable time and expense
involved in touring participants may discourage municipal tree
agencies from implementing this approach. However, this project
was funded by a federal granting council and implemented by
university researchers, so municipal tree agencies could partner
with the research community to reduce costs of acquiring such
data. Qualitative methods such as those employed in this research
provide in-depth information regarding how people perceive the
environment whilst directly experiencing it.
This study created additional empirical insight into the nonmaterial values associated with two Canadian urban forests. While
social values may present greater measurement challenges than
do environmental and economic values, they are undeniably and
profoundly important in our society (Xu and Bengston, 1997;
Johnston and Shimada, 2004). In our view, researchers, urbanforest professionals, and policy-makers need to balance their
hyper-attentiveness to the environmental and economic benets
of urban forests with careful and considerate attention to the social
values that urban citizens have at the forefront of their minds. We
believe that it is not enough simply to invite citizens into meeting
rooms to look at and respond to professionally developed plans for
urban-forest development. Much deeper insight into the ways that
urban residents appreciate the trees around them is required, and
that can only come from values-elicitation research. Such research
is best undertaken in the context of the urban outdoors, where the
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S.C. Peckham et al. / Urban Forestry & Urban Greening 12 (2013) 154162
trees grow, rather than the meeting hall. Only when all parties celebrate together the rich and diverse ways in which urban residents
value the trees in the city can their management follow a pathway
towards sustainability.
Acknowledgements
We acknowledge nancial support for the project from the
Social Sciences and Humanities Research Council of Canada and
give a special thanks to all the research participants for giving their
time and energy to provide personal thoughts and feelings.
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