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UNIVERSITY
ACKNOWLEDGMENT
I would like to express my special thanks of gratitude to my teacher DR. JASNEET KAUR
who gave me the golden opportunity to do this wonderful project on the topic STATUS
OF
AD HOC EMPLOYEES AND THEIR REGULARIZATION, which also helped me in doing a lot of
Research and I came to know about so many new things. I am really thankful to her. I would
also like to thank my parents and friends who helped me a lot in finishing this project within
the
limited
time.
I am making this project not only for marks but to also increase my knowledge.
THANKS AGAIN TO ALL WHO HELPED ME.
CONTENTS
1. LIST OF ABBREVIATIONS---------------------------------------------------- 4
2. TABLE OF CASES------------------------------------------------------------- 5
3. INTRODUCTION-------------------------------------------------------------- 6
4. MEANING OF AD HOC APPOINTMENT-------------------------------------6
5. ADHOCISM- ARBITRATY AND DISCRIMINATORY-------------------------8
6. STATUS OF AD HOC EMPLOYEES----------------------------------------9
7. RIGHTS OF AN AD HOC APPOINTEE-------------------------------------10
8. PROCEDURE FOR MAKING AD HOC APPOINTMENTS------------------11
9. PROTECTION AVAILABLE TO AD HOC APPOINTEES-------------------11
10. TERMINATION OF SERVICE-------------------------------------------------12
11. REGULARIZATION OF AD HOC EMPLOYEES ----------------------------13
12. COUNTING OF AD HOC SERVICE TOWARDS SENIORITY---------------15
13. BENEFIT OF SENIORITY, PROMOTION AND PENSION TO AD HOC EMPLOYEES 17
14. LATEST GUIDELINES BY THE SUPREME COURT------------------------------18
15. BIBLIOGRAPHY AND WEBLIOGRAPHY -------------------------------------19
LIST OF ABBREVIATIONS
AIR
Honorable
etc
et cetera
i.e.
r/w
read with
S.
Section
LJ
Law Journal
Re.
Reference
US
United States
No.
Number
Ors.
Others
Cri.
Criminal
p.
Page
w.e.f
PC
Privy Council
FC
Federal Court
SC
Supreme Court
SCC
v.
Versus
Vol.
Volume
Pat.
Patna
&
and
TABLE OF CASES
(SC)
O.P. Gupta V. M.C. Delhi, 1973(1) SLR 209
State of Mysore V. S.V. Narayanappa 1967(1)SLR 128 (SC)
Sumati P.Shere V. Union of India AIR 1989 SC 1431
State of Haryana V. Piara Singh AIR 1992 SC 2130
Ashwani Kumar V. State of Bihar AIR 1997 SC 1628
Direct Recruit Class II Engg. Officers Association V. State of Maharashtra AIR 1990
SC 1607
Ram Paul Khajuria V. State of Jammu and Kashmir (J&K) 1999 (1) SCT 729
State of Jharkhand V. Manshu Kumbhkar, 2008 (1) SLR 1
Nasib Singh V. State of Punjab1999 (5) SLR 497 (P. & H).
K. Madalaimuthu V. State of Tamil Nadu(2006) 6 SCC 558
INTRODUCTION
Article 309 of the Constitution of India confers power on the appropriate authority to regulate
the recruitment to the public services of the Union or of any State. It enables the Executive to
make recruitment to the government services. However, this power of the Executive is
subjected to the provisions of the Constitution and the provisions of any statute enacted by
the appropriate Legislature. It has been held that the creation and abolition of a post is the
prerogative of the Executive. The Executive may exercise this power either by making rules
-UNIVERSITY INSTITUTE OF LEGAL STUDIESunder the proviso to Article 309 or (in the absence of such rules) by issuing rules/instructions
in the exercise of its executive power.
Normally, the appointments to government services are made through the prescribed agency.
But exigencies of administration may sometimes call for making of ad hoc or temporary
appointments. It has been held that the power to make ad hoc appointments may be visualized
to tide over unforeseen exigencies.1 The object behind the exercise of this power is to run
smooth administration.
Justice T.S Doabia, The law of Services and dismissals,4 th edition, vol1, Nagpur, pg-756
-UNIVERSITY INSTITUTE OF LEGAL STUDIESThe court further elucidated that if an appointment was made to meet the contingency arising
on account of delay in completing the process of regular recruitment to the post due to any
reason and it was not possible to leave the post vacant till then, and to meet that contingency
an appointment was made, then it could appropriately be called as a stop-gap arrangement
and appointment in the post as ad hoc appointment. The court further said that it was not
possible to neither lay down any straight jacket formula nor give an exhaustive list of
circumstances and situations, in which an ad hoc appointment could be made.5
Appointment of typist in Railways made, without the process of selection, by relaxing the
rules, would be ad hoc. The period of such appointment, where the same was continuous and
was followed by selection through Public Service Commission would count towards
seniority.6
But merely because there was no relevant service rules for recruitment to the post, it cannot
be assumed that such appointment has been made without any selection and, as such
appointment would attract the expression ad hoc. The question, as to whether an
appointment is ad hoc, has to be answered on the basis of relevant factors, namely, the
nature of the post, the nature of test or selection held for the filling up the post, the period of
duration with which incumbent availed the post and all other relevant materials.7
Prof. Narender Kumar, Law relating to Government Servants & Management of Disciplinary Proceedings, 2008, pg-173
-UNIVERSITY INSTITUTE OF LEGAL STUDIESand absorption of persons working as part-time employees or on ad hoc basis, as it has
become a common method of allowing back door entries9
The Supreme Court held that the policy of adhocism followed by the State Government for
a long period had led to the breach of Article 14 of the Constitution. Under this policy, the
state government had been appointing teachers for quite some time on ad hoc basis for short
periods without justifiable reason. In some cases the appointments were made for a period of
six months only and they were renewed after a break of few days. These ad hoc teachers were
denied the benefit of summer vacations as also the salary and allowances payable in respect
to that period and to all other privileges such as casual leave, medical leave, etc.,
unreasonably on account of this pernicious system of appointment adopted by the State
Government. They were unnecessarily subjected to an arbitrary hiring and firing policy.
The Apex court held that though the Government was expected to function as a model
employer, yet it appeared to be exploiting the situation. Such a situation, the court said, could
not be permitted to last any longer.10
Emphasizing that education was dire need of the country and the constitutional obligation of
the State to secure right to education for all the citizens 11, the Supreme Court in
Rabinarayana Mohapatra V. State of Orissa,12 disapproved Adhocism in teaching
appointments. The Court held that an appointment on 89 days basis with one day break,
which deprived the teachers of his salary for the period of summer vacation and other service
benefits, was wholly arbitrary and suffered from the vice of discrimination. In order to make
the existing educational set up effective and efficient, the Apex Court ruled that it was
necessary to do away with adhocism in teaching appointments.
-UNIVERSITY INSTITUTE OF LEGAL STUDIESAn ad hoc employee doesnt acquire the right to hold the post or to continue in employment
indefinitely in contrast to a regular employee. The ad hoc employees are said to form a
distinct class. Surinder Paul Singh v. PSEB, 1997 P&H.
The Punjab and Haryana High Court in Faculty Association, P.G.I. V. Union of India, 1995
held that the ad hoc appointees have no right to claim regularisation of their services.
The Andhra Pradesh High Court in V.J. Balready v. Andhra Bank, 1997 ruled that when an
ad hoc appointment was made for a particular time and not in accordance with the prescribed
rules, it being merely a stop-gap arrangement (act of appointing someone in ad hoc capacity),
the appointee had no right to claim continuance in service after the expiry of the period of
appointment.
In Prabhat Kumar Sharma v. State of U.P., 1996 S.C., the Supreme Court held that it being
a stop-gap arrangement, the ad hoc appointee doesnt acquire right to hold the post, it is only
transient in nature( vacate the post when regular persons are appointed) pending the allotment
of employees selected according to the prescribed rules and regulations.
As regards the status, the ad hoc employees virtually stand at the lowest rung as against
permanent, quasi-permanent and temporary employees. It has been held that an ad hoc
employee does not acquire the right to hold the post or to continue in employment
indefinitely in contrast to a regular employee. The ad hoc employees are said to form a
distinct class. 13
It being a stop-gap arrangement, an ad hoc appointment does not automatically give any
vested right to the appointee to claim continuity in service till it is regularized. It is only
transient in nature pending the allotment of employees selected according to the prescribed
rules and regulations.
ii.
iii.
NOT
ATTRACT
ARTICLE
311(2)
OF
TERMINATION OF SERVICE
Termination of ad hoc employee at any time is inherent in the nature of service. In Hindustan
Petroleum corporation Ltd. V. Ashok Rangbha Ambre 20, the respondent was engaged by the
corporation in 1984, on casual basis, as an unskilled workman at its refinery at Bombay. In
1992, he filed a writ petition in the High court by invoking Article 226, praying that he be
declared as permanent workman on the post of compounder/dressor w.e.f. June 6, 1987 in the
corporation. It appeared from the record that he was engaged purely on ad hoc basis without
following proper procedure of law and without there being any right in his favor. The services
were terminated by the corporation. But, the tribunal quashed the termination order. His name
was never sponsored by the Employment Exchange nor was an advertisement issued for the
purpose of filling the post to which the respondent was appointed. The appointment of the
respondent was not found to be legal and lawful. The apex court held that merely because in
industrial adjudication, an order of termination was quashed, the workman was not held to
have substantive right to hold the post. The court held him not entitled to be regularized as
permanent employee.
In State of Mysore V. S.V. Narayanappa,21the court stated that regularisation would not mean
that the appointment would have to be considered as permanent. It explained that the words
regular or regularisation did not connote permanence.
In Sumati P.Shere V. Union of India 22, the Supreme Court emphasized that if services of an
ad hoc employee were to be discontinued on the grounds of unsuitability, it was proper and
necessary that he should be told in advance that his work and performance were not upto the
mark. The employee should be made aware of the defect in his work and deficiencies in his
performance. Timely communication of the defects might put the employee on the right track.
Without any such communication, the court ruled, it would be arbitrary to give a movement
order to the employee on the ground of unsuitability.
-UNIVERSITY INSTITUTE OF LEGAL STUDIESj) An ad hoc employee should not be replaced by another ad hoc employee; he must be
replaced by a regularly selected candidate.
k) Even where an ad hoc appointment is necessitated on account of the exigencies of the
administration, he should ordinarily be drawn from the Employment Exchange unless
it cannot brook delay.
l) If no candidate is available or is not sponsored by the Employment Exchange, some
appropriate method consistent with the requirements of Article 16 should be followed.
m) An unqualified person ought to be appointed only when qualified persons are not
available through the above processes.
n) If and when an ad hoc employee is regularized, he should be placed immediately
below the last regularly appointed employee in that category, class of service, as the
case may be.
In J. & K. Public Service Commission V. Narinder Mohan 24, the Supreme Court explained
the effect of the decision in State of Haryana V. Piara Singh, and observed that the Apex
court did not appear to have intended to lay down, as a general rule, that in every category of
ad hoc appointment, if the ad hoc employee appointed continued for long period, the rules of
recruitment should be relaxed and the appointment by regularisation be made. The Court,
therefore held that a little leeway to make ad hoc appointment due to emergent exigencies,
did not clothe the Executive government with power to relax the recruitment or to regularize
such appointment nor to claim such appointment to be regular or in accordance with rules.
It is thus well established that any appointment made on ad hoc basis or as a stop-gap
arrangement does not automatically give any vested right to such an employee to claim
continuity in service till it is regularized. Again, where initial ad hoc appointment is made not
in accordance with the service rules, the appointees cannot seek regularisation of their
services.
In Ashwani Kumar V. State of Bihar,25 the Apex Court held that the employees, whose entry
in service was illegal, being in total disregard of the recruitment rules or being not on existing
vacancies, had no case for regularisation. The court explained that the question of
regularisation in any service might arise in two contingencies. Firstly, if on any available
24 AIR 1994 SC 1808
25 AIR 1997 SC 1628
-UNIVERSITY INSTITUTE OF LEGAL STUDIESclear vacancy which was of a long duration, appointment was made on ad hoc basis, by a
competent authority and the appointee continued on ad hoc basis for a given substantial
length of time with a pre-condition that the initial entry of such an employee must be made
against an available sanctioned vacancy by following the rules and regulations governing
such entry. The second type of situation would be when the initial entry against an available
vacancy was found to have suffered from some flaw in the procedural exercise though the
person appointing was competent to effect such initial recruitment and had otherwise
followed due procedure for such recruitment.
The Apex Court made it clear that the so-called regularisation and confirmation could not be
relied on as shields to cover up initial illegal and void actions or to perpetuate the corrupt
methods of making recruitment.
-UNIVERSITY INSTITUTE OF LEGAL STUDIESa) That the policy of making appointment on ad hoc basis which leads to breach of
Articles 14 and 16 of the Constitution of India should not be permitted for unduly
long period;
b) Ad hoc period of service can be counted if the initial appointment is made under the
rules;
c) Where ad hoc appointment is made and the vacancies have been referred to the Public
Service Commission or to the Departmental Promotion Committee, then the ad hoc
appointees cannot be given the benefit of the service rendered by them on ad hoc
basis.
Recruitment of temporary, contractual, casual, daily wages or ad hoc employees de hors the
Constitutional scheme of public employment, does not entitle them to claim regularisation.
Such persons are said to have no right to invoke legitimate expectation, if any, to be
absorbed, regularized or granted permanent continuance, on the basis of such relief having
been granted to similarly placed employees in certain orders of the Supreme Court. Even long
continuance of such employees on irregular basis, would not entitle them, to claim equality
with regularly recruited employees.
It is a trite law that where neither the initial appointment nor the confirmation was done by
following the prescribed procedure, regularization of such an appointment, being illegal,
would be clear violation of Articles 14 and 16(1). It has also been ruled that question of
confirmation or regularization of an irregularly appointed candidate would arise, if the
candidate concerned was appointed in an irregular manner or on ad hoc basis against an
available vacancy which was already sanctioned. But, if the initial entry itself was
unauthorized and was not against any sanctioned vacancy, question of regularizing the
incumbent on such a non-existing vacancy, would never survive for consideration and if such
purported regularization or confirmation was given, it would be an exercise in futility. It
would amount to decorating a stillborn baby.28
BENEFIT
OF
SENIORITY, PROMOTION
AND
PENSION
TO
AD HOC
EMPLOYEES
-UNIVERSITY INSTITUTE OF LEGAL STUDIESAn ad hoc appointee whose services have been regularized by the regularization rules framed
under proviso to Article 309 of the Constitution of India after being duly selected by the
selection committee and becoming member of the services would be entitled to seniority.
This would be from the date of order of appointment after selection in accordance with the
regulations. The purely ad hoc employees or employees on purely officiating basis or
employees purely for a temporary employment period in the cadre being not members of the
service in accordance with the service rules are not entitled to have the benefit of their
adventitious, purely ad hoc and temporary service. Even appointments to temporary post
would not be reckoned for determination of seniority unless and until they become members
of the services according to the provision of the service rules.29
In Nasib Singh V. State of Punjab30, the court held that the entire service shall be counted for
the period of pension, if a temporary or ad hoc service is followed.
In K. Madalaimuthu V. State of Tamil Nadu 31, the court held that the seniority of a person
appointed temporarily to a particular post without recourse to the Recruitment Rules can be
counted only from the date on which his services are regularized.
-UNIVERSITY INSTITUTE OF LEGAL STUDIESA Bench led by Justice B S Chauhan said all posts shall be filled by issuing advertisements in
at least two newspapers, one of which must be in a regional language with wide circulation.
The exercise to fill vacancies at the earliest must start in advance to ensure the selected
person joins immediately on availability of the post, and hence, there may be no occasion to
appoint any person on ad hoc basis for the reason that the problem of inducting daily
labourers who are ensured of a regular appointment subsequently has to be avoided and a fair
procedure must be adopted giving equal opportunity, it said.
The Bench asked high courts and subordinate courts to undertake the exercise of recruitment
on a regular basis at least once a year for existing vacancies or vacancies likely to occur
within a said period. The court said this will also control the menace of ad-hocism.
The Bench said: There can be no doubt that employment, whether of class IV, III, II or any
other class in the High Court or courts subordinate to it falls within the definition of public
employment. Such employment, therefore, has to be made under rules and orders of the
competent authority.
The order came on a bunch of petitions relating to appointment of class IV employees in
courts subordinate to the Delhi HC. The dispute had arisen over the continuity of employees
appointed an ad hoc basis for 89 days, which would extend for the same period after the same
interval.32
BIBLIOGRAPHY
D.P.Tiwari, R.K. Majumdar . Service Laws in India. New Delhi: Orient Publishing
Company.
Doabia, Justice T.S. The Law of Services and Dismissals. Nagpur: Lexis Nexis
Butterworths Wadhwa, 2011.
WEBLIOGRAPHY
http://www.lawyersclubindia.com
http://www.vakilno1.com/judgements
http://indianexpress.com/article/india/india-others/apex-court-sets-guidelines-to-curb-