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C Cambridge University Press 2015
This article begins with a remark by Jean-Pierre Vernant in his inaugural lecture
at the Coll`ege de France about the inadequacy of Max Webers historical sociology
for the study of ancient religions. Despite posing shared research questions and often
reaching similar conclusions, Vernant, one of the most influential twentieth-century
ancient historians, neither engaged nor acknowledged Weber and thereby secured his
absence in the field of ancient religions generally. Vernants narrative of the historical
emergence of Greek rationality is at direct odds with Webers views on the matter
in Sociology of Religion and elsewhere, and I argue that, beyond methodological
concerns, Vernants fundamentally Durkheimian position inherits early twentiethcentury polemics between French and German sociologists. Vernants relationships
with Marcel Mauss, Ignace Meyerson, and Claude Levi-Strauss, and his participation
in the French Resistance, moreover, reaffirmed his Durkheimian views about society
and committed him to a long tradition of anti-German scholarship. I conclude with a
brief coda on the historiographical implications of these observations for the study of
religion and its relation to social life.
i
This article attempts to account for the absence of a Weberian legacy in the
study of Greek religion, taking its cue from a revealing statement by Jean-Pierre
Vernant (19142007) in his 1975 inaugural lecture for the chair of comparative
history of ancient religions at the Coll`ege de France. In this programmatic address,
This article has profited from the comments of Wendy Doniger, Jas Elsner, Christopher
Faraone, Andreas Glaeser, Hans Joas, Bruce Lincoln, Francoise Meltzer, and James
Redfield. I am grateful to them for their suggestions on earlier versions of this paper
and for many delightful conversations. For their encouragement and helpful critiques,
special thanks must go to the editors of Modern Intellectual History, especially Sophie
Rosenfeld, and to the four anonymous referees, one of whom was subsequently revealed
as Peter Gordon. I bear full responsibility for all errors in style or content.
2 kenneth w. yu
Given Vernant and Webers shared interest in comparative religions, the theme of
occidental rationalization, and Marxism and neo-Marxist thought,2 the acerbic
nature of this passage occasions some surprise.3 At least two features from this
excerpt call for immediate comment. First, although the Weberian ideal-typical
method was not expressly named, Vernant certainly had this in mind, and he
discredited, however diplomatically, its totalizing analytical aspirations since
it failed to account for Greek religion. Second, Vernant intimated that Weber
essentialized ancient Greece as fundamentally political and economic, implying
that Webers sociology could be rendered useful only by economic or political
historians, and not by historians of religions.
We could, of course, quarrel with Vernants characterization of Weberian
ideal types, or with his implicit claim that Weber disconnects the religious from
the political; it is evident, for example, that Webers interest in the interplay
of the religious and economic (and other) value spheres in Sociology of Religion
(1920) and The Protestant Ethic (1905) complicates Vernants judgment of Webers
historical sociology. However, Vernants comments about Weber represented the
communis opinio among classical scholars in postwar France; what is more, they
presage the enduring absence of Weber in most research on Greek religion beyond
the 1960s and to the present day on both sides of the Atlantic.4 Even the great
Moses Finley, who attempted to revitalize Webers status in classical scholarship,
cites a remark of Alfred Heusss to substantiate Vernants opinion: the special
disciplines pertaining to antiquity have gone their way as if Max Weber had never
lived.5
4 kenneth w. yu
ii
The French school of Classics redefined the study of Greek religion not only in
Europe but also in Anglo-America.7 With roots in the exemplary work of Louis
Gernet (18821962),8 a specialist in ancient law and student of Durkheim (1858
1917), the school coalesced into a robust scholarly equipe in the second half of the
twentieth century under the leadership of Vernant along with Pierre Vidal-Naquet
(19302006), Nicole Loraux (19432003), Marcel Detienne (1935), and others.9
Abandoning the unrestrained comparatism of the Frazerian mode that had up
to then characterized most work on classical religions, these French historians
6 kenneth w. yu
Vernants inquiries into myth and ritual can be understood as descendant from
two relatively independent legacies. There is reason to believe a dominant LeviStraussian influence in their study of myth, whereasquite separatelytheir
point of departure for the study of ritual was the ecole durkheimienne, especially
the work of Durkheims nephew and collaborator Marcel Mauss (an argument
to which I will return).10
It is not hard to hear the echoes of Levi-Strauss and structuralism in
Vernants conceptualization of the Greek pantheon. Vernant showed in a
probing article on the divine couplet HermesHestia that the logic of the Greek
pantheon expressed in the myths of the poets could be made intelligible by
identifying the similarities and differences between the various Greek deities
and their domains and prerogatives.11 The underlying synchronic architecture
of the pantheon and the interlocking body of concepts derived from the
most essential stories of the ancient Greek world, Vernant further suggests,
was mirrored exactly in the Greeks social and religious practices: rituals of
sacrifice, age-grade initiation, and the design of precise alimentary codes, among
others.
Vernant insists that ancient sacrifice, for example, was a signifying practice
that enabled communication between humans and gods, comprising rituals
of slaughter and cookery and the preparation of a meal of meat under rules
that make the consumption of meat in the course of daily life a lawful, even
pious act.12 More to the point, sacrifice, in Vernants line of analysis, constitutes
Greek self-understanding insofar as the practice reinforces mans locus between
the realm of the divine and that of animals. Ritualized and rule-bound eating
intersects the diet of the gods (i.e. nonconsumption, but the taking of pleasure
in the odor of burning meat) and the beasts uninhibited devouring of raw
flesh. Sacrifice, which Vernant sees as a largely egalitarian act, thus crystallizes
the essence of man and ably integrates the performers of the rite in the
groups they are part of and trains them for their occupations, both public and
private.13
Beyond the obvious Levi-Straussian strain in Vernants reading of sacrifice,
however, it is in fact more on target to locate Durkheims theory of social cohesion
and moral solidarity as set forth especially in Elementary Forms of Religious
10
11
12
13
Yet Marcel Detienne, Back to the Village: A Tropism of Hellenists?, History of Religions,
41/2 (2001), 99113, at 110, reminds us that Levi-Strauss understood his own structural
anthropology to be inspired by Mauss.
J.-P. Vernant, HestiaHermes: The Religious Expression of Space and Movement in
Ancient Greece, in Vernant, Myth and Thought, 15796.
Vernant, Greek Religions, Ancient Religions, 280.
Ibid.
Life and The Division of Labour in Society.14 Just as Durkheim points to the
rejuvenation of the collective by ritual means, so Vernant argues that ancient
Greek anthropology and sociology congeal in the very act of sacrifice and feasting.
Sacrifice, Vernant further contends, is a sine qua non in the social formation of
the individual:
This integration into the community, and especially into its religious activities . . . occur[s]
in a social framework in which the individual, as he begins to emerge, appears not as one
who renounces the world but as a person in his own right, a legal subject, a political actor,
a private person in the midst of his family or in the circle of his friends.15
14
15
16
17
See the discussion of sacrifice in the chapters on le culte positif in The Elementary Forms of
Religious Life (Book 3), which is doubtless indebted to Marcel Mauss and Henri Huberts
magisterial Essai sur la nature et la fonction du sacrifice, Lannee sociologique, 2 (1899),
29138.
Vernant, Greek Religions, Ancient Religions, 283. Cf. Durkheim, Sociology and
Philosophy, trans. D. F. Pocock (London, 1953), 9091: Society was presented as a system
of organs and functions, maintaining itself against outside forces of destruction just like a
physical organism . . . Society is, however, more than this, for it is the centre of a moral life
[le foyer dune vie morale] . . . Sentiments born and developed in the group have a greater
energy than purely individual sentiments. A man who experiences such sentiments feels
himself dominated by outside forces that lead him and pervade his milieu.
J.-P. Vernant, Forms of Belief and Rationality in Greece, in Johann P. Arnason and Peter
Murphy, eds., Agon, Logos, Polis: The Greek Achievement and Its Aftermath (Stuttgart,
2001), 11826, at 122.
Nicole Loraux, The Divided City: On Memory and Forgetting in Ancient Athens (New
York, 2002), 4562. Humphreys, Anthropology and the Greeks, 910, has noted that the
structural-functionalist approach suffers on two accounts when applied to Greece: it
downplays historical change, and at times improperly compares the Greekswhose
8 kenneth w. yu
and its focus on law and religion in the maintenance of society, developed out of
the politically turbulent conditions of late nineteenth-century Paris, marked most
symbolically by the divisive Dreyfus affair and the crisis of the Third Republic.18
As a fellow Jew and Alsatian, Durkheim sympathized with Dreyfus on both
accounts and was animated by the ardent political and ideological debates over
French national identity, the duties of citizenship, and the Jewish situation in
France.19 Conflicts between the prodemocratic, anticlerical Dreyfusards and the
anti-Semitic, military-bolstered anti-Dreyfusards divided the French Republic
and galvanized the Durkheimians to alleviate social discord through scientific
research.20 The aspirations and elaborate methodologies of the Durkheimians
were thus responses to an increasingly aggressive form of French patriotism
that encouraged both anti-German and anti-Semitic sentiments. It will become
evident that Vernants conception of religion and the social order should be
understood against this background as much as that of Levi-Strauss and the
postwar French anthropological tradition.
iii
The Formation of Positivist Thought (1957) is one of Vernants most succinct
and lucid treatments of Greek rationalization, for him a key process in the Western
historical trajectory that ushered in a revolutionary way of conceptualizing the
18
19
20
21
22
23
J.-P. Vernant, The Formation of Positivist Thought in Archaic Greece, in Vernant, Myth
and Thought among the Greeks, 31798. His other relevant publications include Les origines
de la pensee grecque (Paris, 1962); Vernant, Forms of Belief and Rationality in Greece;
and Vernant, The Reason of Myth, in Vernant, Myth and Society, 20360. Momigliano
considered this topic the raison detre of the Paris school. Arnaldo Momigliano, Terzo
contributo alla storia degli studi classici e del mondo antico (Rome, 1966), 291.
Francis M. Cornford, From Religion to Philosophy: A Study in the Origins of Western
Speculation (New York, 1912). See Robert L. Fowler, Mythos and Logos, Journal of Hellenic
Studies, 131 (2011), 4566, for a history of the scholarship on rationality in ancient Greece.
An idea already advanced in J. P. Vernant, The Origins of Greek Thought, trans. Janet Lloyd
(Ithaca, NY, 1982), 51: This insistence on openness led to the progressive appropriation
by the group of the conduct, knowledge, and procedures that originally were the exclusive
prerogatives of the basileus . . . Greek culture took form by opening to an ever-widening
circleand finally to the entire demos, communityaccess to the spiritual world
reserved initially for an aristocracy of priests and warriors.
10 kenneth w. yu
in the Ionian physicists and the esoteric philosophical schools of Magna Graecia.24
The shift in regimes of truth rearranged expert networks, whereby philosophers,
now the legitimate order of intellectual carriers, debunked the substantive and
epistemological claims of charismatic sages and shamans.25 The latter traveled
in elite circles and transmitted arcane knowledge selectively; philosophers, by
contrast, addressed the public, circulating their wisdom widely in the service
of the polis, which revealed the new concern for public argumentation and the
increasing importance of peitho (persuasionboth the abstract concept and
its personified divine form) in this historical period. Vernant concludes that the
changing political order of the city and the philosophers rationalist vision of
reality developed pari passu, both partaking of an expansive emergent ideology.
To illustrate the concomitant effects of positivist thought in the political
realm, Vernant highlights the well-known sixth-century geopolitical reforms
of Cleisthenes, a deliberate amalgamation . . . a political unification . . . of the
diverse groups and activities of which the city was composed.26 Indeed, the polis
administration devised and implemented a new civic calendar to accompany
these comprehensive demographic modifications, understanding the efficacy of
a structured social temporality to promote a reconceptualized collective outlook.
In a published interview with Maurice Godelier, Vernant considers the developing
political form of the city-state to be the prima causa of historical change, and,
what is more, describes how the domains of religion and politics unfolded over
the seventh and sixth centuries to merge, at the pinnacle of the high classical
period, into a composite and undifferentiated institution.27
24
25
26
27
The impact of the rise of positivist thought was, Vernant tries to show, palpable
at all levels of society, and he elsewhere takes pains to demonstrate its ancillary
effects on Greek society writ large: on literature and the arts, the codification of
legal structures, the hoplite formation comprising citizen-soldiers, new monetary
forms and emerging economiesindeed, a hegemonic historical narrative that
subsumes each and every sociocultural sphere under its penumbra.28 Apropos of
philosophical discourse, for instance, Vernant contends that the polis engendered
conditions for a new cosmology (e.g. that of Parmenides) that favored coherence,
unity, and the singular (ousia substance and to on being) over flux and
polysemy; moreover, an alternative epistemology followed on the heels of this
reformulated metaphysical account. The intellect, as opposed to mere corporeal
experience, was regarded as the supreme mode in ascertaining the world: reality
is now no longer seen as the diversity of things apprehended through human
experience . . . [but] as the intelligible subject of logos, of reason, expressed
through language in accordance with its own principles of noncontradiction.29
Vernants reading of the narrative of Western rationalization is especially
remarkable in those sections of the essay that move from the institutional to the
intersubjective; that is, from the analytical perspective of society to the individual.
The emergence of rational thought did not only unfold at the macro level. Its
effects trickled into the very subjectivities of Athenian citizens, who reshaped the
value systems that underpinned social relations and thus fashioned novel forms
of social identity:
The old idea of the social order was based on a distribution, a dividing up (nomos),
of honors and privileges among different groups that were opposed within the political
community, just as the elemental powers were opposed within the cosmos. After the sixth
century, this idea was transformed into the abstract concept of isonomia, equality before
the law for individuals who were all defined in the same way, in that they were citizens of
the same city . . . the city is no longer identified with any one privileged figure or with
any activity or family in particular, but is whatever form the unified group consisting of
all the citizens, without regard to identity, ancestry, or profession, takes. In the order of
28
29
political level that Reason was first expressed, established, and shaped in Greece. Vernant
in this same book attributes the original Greek impulse toward egalitarianism to Sparta
but quickly emphasizes the more important contributions of the Athenians.
On the consequences of rationalization in art, for example, see J. P. Vernant, From
the Presentification of the Invisible to the Imitation of Appearance, in Vernant, Myth
and Thought, 33352. Richard Neer, Jean-Pierre Vernant and the History of the Image,
Arethusa, 43/2 (2010), 18195, offers a critical treatment of Vernants thoughts on Greek
representations of the divine.
Vernant, The Formation of Positivist Thought, 394.
11
12 kenneth w. yu
the city, social relationships, considered abstractly and apart from personal or family ties,
are defined in terms of equality and similarity.30
Vernant is hardly subtle in drawing the line between two opposed social systems,
each with its distinct social logic. A society formerly guided by an ideology of
harmonia, in which unequal parts of a whole conjoin to form an internally
coherent and cooperative body politic, is replaced by isonomia, wherein all
constitutive parts of society possess equal share in merit and responsibility.
Where meritocracy and social competition characterize the pre-polis Mycenaean
universe with its aristocratic palaces and temple economies, the polis of the late
seventh centuryin which egalitarian civic religion stood at its very core
allowed for the flourishing of civic equality, mutual collaboration, and social
belonging. According to Vernant, the demos in the Athenian polis ruled itself not
by brute force or exploitation but by reasoned public debate. The demise of social
hierarchies that formerly divided citizens furnished space for the proliferation
of social and political freedoms and provided more inclusive qualifications for
claiming an authentic locus in the world.
iv
Vernants emphasis on Webers dichotomies, typologies, poles, and
checkerboard patterns in my opening passage reveals his one-sided, if not
disingenuous, reading of Weber and fails to discern the panoramic narrative that
encompasses the entire Sociology of Religion.31 More than developing typologies
for the study of religion, Weber presents, as it were, an elaborate history of
religions. A look at Webers notion of rationalization in relation to the unfolding
of discrete value systems in The Sociology of Religion and Religious Rejections
of the World and Their Directions will secure us a precise vantage to juxtapose
Webers and Vernants seemingly incompatible views on the logic of history and
the place of religion within society.32
Any study reckoning with Webers treatment of rationalization must address
his main theses on the nature and development of the religious sphere, from
its earliest articulations in prehistory to the major living world religions of
modernity. The Sociology of Religion contains a chronology that effectively begins
30
31
32
35
13
14 kenneth w. yu
consciously grasped independent values which exist in their own right.36 The
same disarticulation occurs between religion and politics:
All politics is oriented to the material facts of the dominant interest of the state, to realism,
and to the autonomous end of maintaining the external and internal distribution of power.
These goals, again, must necessarily seem completely senseless from the religious point of
view. Yet only in this way does the realm of politics acquire a uniquely rational dynamic
of its own, once brilliantly formulated by Napoleon, which appears as thoroughly alien to
every ethic of brotherliness as do the rationalized economic institutions.37
An analogous conflict, so the argument goes, plays out on the interpersonal level,
for members of the community end up adopting incompatible ethics.
Despite the apparently pessimistic tone of Webers social theory vis-`a-vis
rationalization, Talcott Parsons and Roland Axtmann have independently argued
that structural tension, value pluralism, and a differentiated society constitute (for
Weber) principles for change and thus for individual and political autonomy.40
Much ink has been spilled on how Webers political and historical context,
36
37
38
39
40
Ibid., 342
Weber, Sociology of Religion, 235.
Weber, Religious Rejections, 344.
Max Weber, Science as a Vocation, in From Max Weber, 12956, at 151.
Talcott Parsons, Christianity and Modern Society, in Parsons, Sociological Theory
and Modern Industrial Society (New York, 1967), 385421; and Wolfgang Schluchter,
Rationalism, Religion, and Domination: A Weberian Perspective (Berkeley, 1989), at 371
7. Writing in the American context of the 1960s, Parsons, of course, tamed Webers
pessimism and ambivalence regarding capitalism and modernity; see Roland Axtmann,
State Formation and the Disciplined Individual in Webers Historical Sociology, in
v
It may already be evident that more is at stake in Vernants narrative of the
rationalization of Greek thought, and we will need to reflect on the political
subtexts that occasionally enter his writings, and to show how Vernant as
theoretician and Vernant as citizen intertwine in his research. Vernants account
of an egalitarian Greek political consciousness at the apogee of Cleisthenic Athens
represents the intellectual offspring of two discursive fields, for it combines the
41
42
Ralph Schroeder, ed., Max Weber: Democracy and Modernization (New York, 1998), 3246,
esp. 4042.
See Bryan S. Turner, Max Weber: From History to Modernity (London, 1992), esp. 111; Sam
Whimster, The Nation-State, the Protestant Ethic and Modernization, in Schroeder,
Max Weber, 6178; and Schluchter, Rationalism, Religion, and Domination.
Stephen Kalberg, The Origin and Expansion of Kulturpessimismus: The Relationship
between Public and Private Spheres in Early Twentieth Century Germany, Sociological
Theory, 5 (1987), 15064. The notion of Zersplitterung is sometimes used to describe the
fracturing of political homogeneity during these years.
15
16 kenneth w. yu
43
44
45
For the work of Meyerson see J.-P. Vernant, Passe et present: Contributions a` une psychologie
historique (Rome, 1995), 347; Riccardo Di Donato, Invito alla lettura dellopera di
Ignace Meyerson: Psicologia storica e studio del mondo antico, Annali della Scuola
Normale superiore di Pisa, 12/2 (1982), 60364; and Francoise Parot, Psychology in the
Human Sciences in France, 19201940: Ignace Meyersons Historical Psychology, History
of Psychology, 3/2 (2000), 104121, esp. 114 et passim.
See Mausss formulation in Questions Put to Psychology, in Mauss, Sociology and
Psychology: Essays, trans. Ben Brewster (London, 1979; first published 1924), 2631, at
26: complete, non-compartmentalized man . . . this indivisible, measurable but not
dissectible being.
Ignace Meyerson, Probl`emes dhistoire psychologique des oeuvres: Specificite, variation,
experience, in F. Braudel, ed., Eventail de lhistoire vivante: Hommage a` Lucien Febvre
(Paris, 1953), 20718, at 2078 and 216: Cest ce monde des oeuvres qui est la mati`ere
veritable dune exploration objective de la nature des hommes, il doit e tre pour la
Meyerson recruited Vernant to the editorial team at the Journal de psychologie, and
it is no wonder that Vernant shared with him an abiding interest in the reciprocal
relations obtaining between creative human labor and the emergence of the
psychological world, the mental categories of ancient religious man46 hence
Vernants insistence on the rationalization of Greek thought not as miracle but
as poiesis; that is, creative action carried out by political subjects for the common
good. What is important to underscore, moreover, is that Meyerson, to whom
Vernant dedicated his major publication Myth and Thought among the Greeks
(1965), was both a Dreyfusard in the beginning of the twentieth century and
Vernants comrade in the French Resistance in Toulouse. Thus Vernant likely
became familiar with the constellation of beliefs and values surrounding the
Dreyfus affair and its political-symbolic connections to the Resistance through
his intimate and lifelong intellectual association with Meyerson.
Along with Meyerson, Vernants debt to Mauss and the theoretical repertoire
of the ecole durkheimienne is tremendous. I spotlight a passage from Vernants
1975 inaugural lecture:
In [the specialist of Greek religions] attempt to break away from the partitioning of
classical studies with each one carving out his own isolated field in the realms of Greek
culture, he joins up with those students of antiquity who acted as pioneers in choosing
another angle of approach, covering all aspects of the social life of the group in order to grasp
the connectionswhether with regard to economic facts, like Moses Finley, facts of law,
like Louis Gernet, facts of religion, like Henri Jeanmaire, or facts of history and historical
thought, like Arnaldo Momigliano.47
46
47
psychologie humaine ce que le monde des phenom`enes de la nature est pour la physique
. . . Solidairement, tout effort humain est un faire, une poiesis, construction tendue vers
leffet: le construit, lobjet . . . Il y a constamment action reciproque de lexperience et de
la raison, de loperation et de la pensee; a` quelque niveau quon les prenne, lexperience
contient dej`a la raison et lesprit, la raison et lesprit apparaissent dej`a transformes par
lexperience. Translation mine.
Vernant, Greek Religion, Ancient Religions, 273.
Ibid., 284, emphasis added. Not to mention other essays written in admiration of Mauss,
e.g. J.-P. Vernant Mauss, Meyerson, Granet et Gernet, Sociologie et societies, 36/2 (2004),
2731.
17
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(if not earlier in Fustel, as Momigliano asserts),48 but Parsons has alerted us to the
fact that Durkheim never elucidated how it was to be pursued in social-scientific
practice.49 It was Mauss, rather, who formulated more systematic ideas on the
category in his research on ancient gift-giving and potlatch: In these early
societies, social phenomena are not discrete; each phenomenon contains all the
threads of which the social fabric is composed. In these total social phenomena,
as we propose to call them, all kinds of institutions find simultaneous expression:
religious, legal, moral, and economic. In addition, the phenomena have their
aesthetic aspect and they reveal morphological types.50
Readers will easily see in the concluding pages of The Gift and from the
quotation above, with its nod toward methodological holism (not discrete,
threads, simultaneous expression), that Mauss prescribes wholes and
totalities rather than the individual as the proper unit of social analysis.51
Proposing something like systems theory avant la lettre, Mauss understands
total facts to be empirically real and embedded in social institutions. Not merely
second-order epiphenomena that superficially reflect collective ideas, social facts
indeed actualize ways of behaving in the world: It is only by considering [social
facts] as wholes that we have been able to see their essence, their operation and
their living aspect, and to catch the fleeting moment when the society and its
members take emotional stock of themselves and their situation.52 Following
Mauss, Vernant shows how certain ancient religious practices like sacrifice could
ground social being in objective and totalizing ways. Maussian social facts,
on the whole, are at direct odds with Webers ideal types, which, by contrast,
were open to modification and were not to be taken as ontological, for they
served as heuristic mental constructs (Gedankenbilden) in the service of ongoing
comparative sociological research.53
48
49
50
51
52
53
For Fustel on the concept see Arnaldo Momigliano, The Ancient City of Fustel de
Coulanges, in G. W. Bowersock and T. J. Cornell, eds., Studies on Modern Scholarship
(Berkeley, 1994), 16278, at 164.
Talcott Parsons, The Structure of Social Action (New York, 1949), 412. For Durkheim on
the concept see Margaret Gilbert, Durkheim and Social Facts, in W. S. F. Pickering and
H. Martins, eds., Debating Durkheim (London, 1994), 86109.
Marcel Mauss, The Gift: The Form and Reason for Exchange in Archaic Societies (New York,
1954), 1.
E.g. We are concerned with wholes, with systems in their entirety . . . It is only by
considering them as wholes that we have been able to see their essence, their operation
and their living aspect. Ibid., 778.
Ibid., 79.
E.g. Max Weber, Die Objektivitaet sozialwissenschaftlicher und sozialpolitischer
Erkenntnis, in Weber, Gesammelte Aufsaetze zur Wissenschaftslehre (Tubingen, 1968;
first published 1904), 146214, at 190: Er ist nicht eine Darstellung des Wirklichen, aber er
Vernants deployment of Mausss total social fact belies a fragile point in his
understanding of the historical rise of Greek philosophical thought. Mausss
rendering of Polynesian, Melanesian, and Northwest American total prestation
as exemplary expressions of the basis of moral action common to societies
of the highest degree of evolution to those of the future and to societies
of the least advancement renders explicit the morphological and synchronic
mode of this category.54 When pursuing questions of discontinuity and rupture,
the synchronicfunctionalist approach entailed in the total social fact becomes
problematic, since it conceives of history as a bounded system, and presupposes
the dynamic of historical logic to gravitate in teleological fashion toward social
cohesion; the total social fact is unable to register, for example, the unintended
consequences of historical events or the structure-modifying decisions of certain
creative actors.55 In sum, the notion of social fact lacks the analytical precision
to trace the diachronic claims so central to Vernants argument about Greek
rationalization.
Let me underline three additional problems that arise from Vernants
theoretical reliance on Mauss and Meyerson. First, in depicting a polis whose
separate components cohere in the rationalization process, he does not elucidate
concretely how the tendency toward positivist thought was tied to its material
and social conditions. His account of the origin of Greek thought often reads
like a marvelous piece of Geistesgeschichte, for in attributing historical change to
an undefined entity and in assuming an evenness of historical development,
it never fully accounts for the agency of goal-driven actors (in contrast to
Weber, for whom the individual was fundamental). One of the results of this
omission is that Vernant, following Mausss and Meyersons notion of lindividu
complet, assumes a single identitya reified homo graecus, as it wereto stand
in for a variegated Greek demography, thus masking the oppressive realities of
ancient Athens with its hierarchical structures of gender and political inequality
(cf., for instance, Aristophanes Lysistrata and Demosthenes 59 Against Neaera
respectively). Second, by accepting at face value the views and categories of
ancient cultural producers, Vernant reproduces problematically the imagined
and normative social order that interested politicians (e.g. Cleisthenes) and
54
55
will der Darstellung eindeutige Ausdrucksmittel verleihen. The exact nature of the ideal
type is debated since Weber himself never systematically defined the term; see Walter G.
Runciman, A Critique of Max Webers Philosophy of Social Science (Cambridge, 1972), 337.
Mauss, The Gift, 68.
Leonard, Athens in Paris, at 45, rightly notes that Vernant was not interested in historicity
in the linear sense but in the moment at which two incompatible world orders, two
irreconcilable structures of being, clash.
19
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57
58
59
60
The problem of transferring bias in the original source to the historians own narrative
has been explored splendidly in Dominick LaCapra, History and Criticism (Ithaca, NY,
1985), 11.
By contrast see Detiennes textured reading of Orphic sacrifice and how its practitioners
maintained stances contrarian to the mainstream sacrificial paradigm, in Marcel Detienne,
Culinary Practices and the Spirit of Sacrifice, in Detienne and Vernant, The Cuisine of
Sacrifice, 120.
S. C. Humphreys, The Strangeness of Gods: Historical Perspectives on the Interpretation of
Athenian Religion (Oxford, 2004), 5175, at 74.
Meyerson, Probl`emes dhistoire psychologique des uvres, 208.
For Vernants war efforts see Duclert, Le mod`ele Vernant.
this with a renewed optimism, recounting the selfless political thinking and action
he witnessed during the war years:
It is about the need to not shut oneself off or to put oneself in a corner, but rather to
communicate with others. Nothing important comes aboutneither good nor evilif it
is not shared. And this way of being with others and to feel at one with themhowever
naive it may soundcoincides with rejecting all the attitudes that seem to obstruct this
trust in men, attitudes which tend instead to hierarchize, humiliate, and constrain them
. . . The activists that I knewboth workers and intellectualsshared, it seemed to me,
this mode of being, and one saw this even in their daily conduct, in the way they lived and
even in their very corporeality . . . We felt a close bond in personal disposition, a feeling of
fraternity with the workers, an aspiration for a world of justice, peacean understanding,
almost intellectual, of the order of our world and its force fields, of the nature of the social
and economic structures that oriented the worlds sense and direction.61
The pathos and nostalgia for the self-transcending sentiments captured by these
remarks is part and parcel, I claim, of his romanticized imagining of an irenic
social order in classical Athens. A shared collective outlook, an undeterred faith
in ones compatriots, and the refusal to classify countrymen by distinctions of
profession or classthese are the principal enthusiasms that color much of his
historical writings. These ideas are evident throughout Vernants scholarship, but
the following passage from The Origins of Greek Thought serves to underscore the
parallels:
Those who made up the city, however different in origin, rank, and function, appeared
somehow to be like each other. This likeness laid the foundation for the unity of the
polis, since for the Greeks only those who were alike could be mutually united by philia,
joined in the same community. In the framework of the city, the tie that bound one man
to another thus became a reciprocal relationship, replacing the hierarchical relations of
submission and dominance.62
61
62
J.-P. Vernant, Autoritratto, Studi Storici, 41/1 (2000), 2830: Si tratta del bisogno di non
chiudersi in se stessi, di non mettersi in un angolo ma, al contrario, di communicare con gli
altri. Nulla diventa importantenella buona come nella cattiva sortese non e` condiviso
con gli altri. E questa maniera di sentire gli altri e di sentirsi con gli altri, per ingenua
che sia, va al passo con il rifiuto di tutti gli atteggiamenti che sembrano opporsi a questa
fiducia negli uomini e tendere invece a gerarchizzarli o a umiliare e respingere alcuni di
loro . . . I militanti che ho conosciutooperai o intellettualicondividevano, mi sembra,
questa maniera dessere e questo si vedeva anche nel loro comportamento quotidiano,
nella loro maniera dessere e quasi nel loro fisico . . . Avevamo come il sentimento di un
accordo intimo tra il nostro temperamento personale, questo sentimento di fraternit`a con
gli operai, laspirazione a un mondo di giustizia e di pace e una comprensione dordine
quasi intellettuale del mondo in cui vivevamo e delle forze in campo, delle strutture di
ordine economico e sociale che ne orientavano senso e direzione. Translation mine.
Vernant, Origins of Greek Thought, 6061.
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22 kenneth w. yu
vi
Despite Vernants reservations about Weber, some elements in his work bear
an undeniably Weberian imprint. Witness, for instance, Vernants essay on
divination in archaic and classical Greece in which he delineates rival knowledge
practices and contrasts the figure of the seer to the king and judge, an opposition
surely reminiscent of the Weberian antithesis of bureaucratic and charismatic
authority.63 Consider, further, his argument about the historical emergence
of the ancient Greek individual, where, after discovering its fundamentally
intraworldly nature, he traces it into the Middle Ages, concluding that the
Augustinian man (i.e. the man of the Western Christian tradition) continued
to cultivate qualities of a primarily intraworldly sort. Diametrically opposite to
this, Vernant maintains, is the homo hierarchicus of India (in the formulation of
Louis Dumont), who epitomizes extraworldliness in his complete renunciation
of the world.64 This, I would argue, is the core thesis of Webers ambitious The
Sociology of Religion, where the master narrative follows two trajectories in the
history of world religions: at one extreme, the ascetic intraworldiness of Western
methodical Calvinism; and, at the other, mystical extraworldiness represented
most paradigmatically by Buddhism and Hinduism.65 Yet curiously the name of
Weber does not figure in Vernants reflections on these pages.
63
64
65
J.-P. Vernant, Speech and Mute Signs, in Vernant, Mortals and Immortals, 30317.
J.-P. Vernant, The Individual within the City-State, in ibid., 31834.
A theme repeated throughout Sociology of Religion, but especially perceptible here: The
religion of Shakti is a worship of goddesses, always very close to the orgiastic type of
religion and not infrequently involving a cult of erotic orgies, which of course makes it
utterly remote from a religion of pure faith, such as Christianity, with its continuous and
unshakeable trust in Gods providence. The erotic element in the personal relationship to
the savior in Hindu salvation religion may be regarded as largely the technical result of
the practices of devotion; whereas, in marked contrast, the Christian belief in providence
is a charisma that must be maintained by the exercise of the will of the believer. Weber,
Sociology of Religion, 201.
I mentioned briefly in section I that the ecole sociologique had already by the
first decade of the twentieth century established itself as a theoretical antipode to
Webers philosophy of history, but a bit more needs to be said about how Vernant
received the consequences of these disputes. I do not imply that Durkheim and
Webers research programs amount to nothing but the products of monolithic
and immutable nationalisms. Yet it is clear that the creation and persistence of
influential sociological methods and types of discourse were indissolubly bound
up with the concentration of formidable researchers at institutional cores, who
were responding to political urgencies on both national and continental levels.66
It has become customary to observe that in the aftermath of the FrancoPrussian Warthat is, pre-dating Vernant by several decadesFrench and
German sociologists began developing theoretical programs with antithetical
impulses for the study of society and religion, and that they rarely collaborated
in a straightforward or sustained fashion (save some exceptions such as Maurice
Halbwachs).67 Durkheim, for instance, though undoubtedly impressed by a select
few Germans (e.g. Adolph Wagner and Gustav von Schmoller, but above all by
Wilhelm Wundts Ethik), perhaps did not read anything by Weberat least he
does not give any indication that he did.68 This is especially perplexing in light of
66
67
68
See Keylor, Academy and Community, esp. 4046, 11416, 13940; Pim den Boer, History
as a Profession: The Study of History in France, 18181914 (Princeton, 1998); Terry N. Clark,
The Structure and Functions of a Research Institute: The Annee Sociologique, European
Journal of Sociology, 9 (1968), 7291; Victor Karady, The Durkheimians in Academe: A
Reconsideration, in W. S. F. Pickering, ed., Emile Durkheim: Critical Assessments of Leading
Sociologists, vol. 1 (London, 2001), 4461, esp. 4755; and for a likely overstated view of
Durkheims nationalism see M. Marion Mitchell, Emile Durkheim and the Philosophy of
Nationalism, Political Science Quarterly, 46/1 (1931), 87106. For a correction to Mitchell
see Josep R. Llobera, Durkheim and the National Question, in Pickering and Martins,
Debating Durkheim, 13458.
Tiryakian, Durkheim and Weber, esp. 31319; Louis Dumont, Essays on Individualism:
Modern Ideology in Anthropological Perspective (Chicago, 1992), esp. chap. 4; and J. E.
Craig, Sociology and Related Disciplines between the Wars, in Besnard, The Sociological
Domain, 26389, at 280.
Edward Tiryakian, A Problem for the Sociology of Knowledge: The Mutual Unawareness
of Emile Durkheim and Max Weber, European Journal of Sociology, 7 (1966), 33036.
Anthony Giddens, Weber and Durkheim: Coincidence and Divergence, in Wolfgang J.
Mommsen and Jurgen Osterhammel, eds., Max Weber and His Contemporaries (London,
1987), 18290, highlights the academic differences between these two scholars. It is useful
to recall, following Giddens, Capitalism and Modern Social Theory (Cambridge, 1971), 68
n. 15, that although Wagner and Schmoller were founders of the Verein fur Sozialpolitik,
with which Weber was affiliated, Weber disagreed with these German economists precisely
on those aspects that Durkheim found appealing, namely the attempt to create a science
of ethics. See also Ivan Strenski, Durkheim and the Jews of France (Chicago, 1997), 1652.
I concur with Strenski (contra Vogt, Jones, and others) (ibid., 278) that Durkheims
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24 kenneth w. yu
the fact that Durkheim must have been aware of Weber, since, after all, Durkheim
wrote a scathing review in the Annee of his wife Marianne Webers Ehefrau und
Mutter in der Rechtsentwicklung (1907). In fact, some contemporaries such as
Simon Deploige leveled the criticism against Durkheim that his work was so
influenced by the Germans that it appeared he had imported his ideas wholesale
from Germany, a provocation insinuating German propaganda that Durkheim
vigorously and bitterly denied, insisting instead that Auguste Comte was of much
greater importance.69
Given his Alsatian roots, one cannot help but wonder if Durkheim still
harbored resentment over the German annexation of his birthplace, AlsaceLorraine, a region with a well-established Jewish community.70 Vicki Caron has
recently noted, for example, that an overwhelming majority of elite AlsaceLorraine Jews (unlike their Catholic and Protestant counterparts) not only
maintained pro-French sympathies but was in fact defiantly anti-German well
into the 1870s and beyond.71 Durkheim may well have felt it important to
demonstrate his French patriotism by severing all ties with German scholars,
especially in light of both the Dreyfus affair and the widespread public opinion
that the French of the annexed territories were somehow disquietingly Germanic
in language and culture. Conceivably, the Great War, which claimed the life
of Durkheims only son, Andre, and those of a large number of his students,
including the prodigious Robert Hertz, would have reignited such antipathies.72
Nor was Weber induced, so far as we can tell, to engage Durkheim,
although Mauss once remarked that on a visit to Heidelberg he noticed all
69
70
71
72
societism was influenced less by his brief encounter with German scholars than by French
neo-Hegelian socialism.
From the review of Deploige as reported in A. Giddens, Capitalism and Social Theory
(Cambridge, 1971), 71, and 11920, esp. n. 3, for bibliography and an argument against the
consensus about Durkheims unfamiliarity with Weber. Also worth consulting is Robert
A. Jones, The Development of Durkheims Social Realism (Cambridge, 1999), chap. 4; and
Edward A. Tiryakian, Emile Durkheims Matrix, in Tiryakian, For Durkheim: Essays in
Historical and Cultural Sociology (Farnham, 2009), 1158, at 42.
Robert A. Jones, Emile Durkheim: An Introduction to Four Major Works (Beverly Hills,
1986), 1213; and Caron, Between France and Germany, 19: Alsace and Lorraine also
remained the bastion of religious traditionalism in the nineteenth century. The persistence
of ritual observance among rural Jewry is, of course, legendary. Paula E. Hyman, The
Emancipation of the Jews of Alsace (New Haven, 1991), 5, estimates that more than half of
all Jewish French at one point lived in Alsace.
Caron, Between France and Germany, 2744 and 96117.
See Durkheims remarks on German aggression during the war in LAllemagne au-dessus
de tout: La mentalite allemande et la guerre (Paris, 1915).
74
75
76
Runciman, A Critique of Max Webers Philosophy of Social Science, 10; and Reinhard Bendix
and Seymour M. Lipset, Class, Status and Power (London, 1966), 283.
For Fustels anti-German ideology and defense of French patriotism after the fall of the
Second Republic see Momigliano, The Ancient City of Fustel, 1657. For the impact
of La cite antique on French sociology see Robert Alun Jones, Durkheim and La cite
antique: An essay on the origins of Durkheims sociology of religion, in Stephen P.
Turner, ed., Emile Durkheim: Sociologist and Moralist (London and New York, 1993), 25
51; and Christopher Prendergast, The Impact of Fustel de Coulanges La Cite Antique on
Durkheims Theories of Social Morphology and Social Solidarity, Humboldt Journal of
Social Relations, 11/1 (19834), 5373.
See Gunther Roth, Duration and Rationalization: Fernand Braudel and Max Weber, in
Gunther Roth and Wolfgang Schluchter, Max Webers Vision of History (Berkeley, 1979),
16693, at 168. One should note the exception of Karl Lamprecht, whose sympathetic views
toward Kulturgeschichte sparked the infamous Methodenstreit that resulted in his isolation
by many German academics.
For a discussion of Huberts veiled critique of German nationalism in his work on European
prehistory, for instance, see Bruce Lincoln, Theorizing Myth (Chicago, 1999), 127, also 1367
and 267 n. 84 for select bibliography on Franco-Germanic academic relations in the 1930s.
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26 kenneth w. yu
Burkert himself drew inspiration predominantly from the work of other Germanspeaking scholars (e.g. Karl Meuli (18911968) and Konrad Lorenz (19031989))
and, as if to return the favor, virtually ignored Vernants theory of sacrifice in his
own magnum opus on the subject.77
In closing, three issues ought to be stressed. First, in the course of my
argument on the Durkheim school (and Meyerson), I have tried somewhat
deliberately to distance myself from the Jewish question, a point of controversy
still among Durkheim experts.78 I have done so for reasons both empirical and
theoretical. I am inclined to agree with Ivan Strenski, who has observed that
the Durkheimianshighly critical of race theoriessaw neither themselves nor
their work as essentially Jewish in tonality. As such, it seemed prudent not to
isolate Jewishness as an explanatory variable but to situate it (particularly the
liberal Alsatian stripe of Durkheim) in the context of fin de si`ecle France in which
the distinction between religious and political motivations for sociopolitical
action and sociological investigation often blurred. Moreover, it makes better
sense to construe certain quintessential aspects of their writingaspects others
categorically designate as typical of Jewish attitudes, such as societismin more
complex social realities.79 Mutatis mutandis, I abstained from an overt discussion
of the religious inclinations of Vernant, who, although not Jewish, curiously
inserted himself into an intellectual legacy dominated by an elite pro-French
Jewish intelligentsia: Durkheim, Mauss, Meyerson, Vidal-Naquet, and LeviStrauss, among others.80 And in so doing, Vernant seems to have inherited
the groups general contempt for the kind of methodological individualism
characteristic of Weberian sociology.
Second, and as one would expect, Vernants oeuvres, like those of Durkheim
and Weber, did not remain static but reacted to circumstances, and it
77
78
79
80
Walter Burkert, Homo Necans: The Anthropology of Ancient Greek Sacrificial Ritual and
Myth, trans. Peter Bing (Berkeley, 1983). See Fritz Graf, One Generation after Burkert
and Girard: Where Are the Great Theories?, in Christopher Faraone and Fred Naiden,
eds., Greek and Roman Animal Sacrifice (Cambridge, 2012), 3251, esp. 323; and Bruce
Lincoln, From Bergaigne to Meuli, in ibid., 1331, at 30.
W. S. F. Pickering, The Enigma of Durkheims Jewishness, in Pickering and Martins,
Debating Durkheim, esp. 1039.
Strenski, Durkheim and the Jews of France, 19: This early Jewish social experience perhaps
resulted in Durkheims sociological interest in the family as a category of inquiry. Yet
even when we give weight to Durkheims origins in the Jewry of Alsace or Lorraine, it is
hard to tell how much of his devotion to family was, for example, Jewish and how much
Alsatian or provincial. Indeed, the French at large are likewise notoriously familial.
For representations and tropes associated with Jewishness in postwar France see Sarah
Hammerschlag, The Figural Jew: Politics and Identity in Postwar French Thought (Chicago,
2010).
81
82
83
84
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vii
Notwithstanding their differences, the factors common to the aforementioned
theorists are the identification of religion as an endogenous variable within
the sociopolitical order, and, more specifically, a deep investment in parsing
the role of religion in the dynamics of society and in the constitution of the
political subject. Thus a turn away from the Durkheimian primacy of moral
solidarity and collective cohesion would entail a rethinking of the very way
we conceptualize the political dimension of religion.85 Despite having clarified
plausible reasons for Vernants biased repudiation of Weber, I am not, to be
sure, advocating a transfer of scholarly energy from Durkheim to Weber, for it
makes sense that one can still favor basic Durkheimian ideas about the dynamics
of sacralization over Webers disenchantment and rationalization framework.
My point is more fundamental: given the obvious impossibility of fixing an
ahistorical or essential relation between religion and the social-political sphere,
how one conceives of them and the dynamics of their intersection is always partial
and inevitably influenced by ones training, social conditions, and idiosyncratic
desire for an alternative, perhaps better, societya desire, in turn, that can
manifest itself in historical and sociological theorization as nostalgic reflection,
unbridled utopianism, or something in between. As such, it seems imperative
for those engaged in the critical study of religion to interrogate the specific
circumstances, subtexts, and implications that underlie our most cherished (but
necessarily fraught) of theoretical approaches. Vernants oeuvremarked by its
thick ethnography, interpretive daring, and attentiveness to the symbolic realm
remains a laudable model of scholarship, but by the same token it cannot be
sustained as a value-neutral assessment of the ancient world precisely for its
distinctively Durkheimian spirit (with its equally distinctive anti-Weberian or
anti-German bias).86
85
86
Important studies that trace the genealogy of the dynamics of secularism in various
historical guises are Talal Asad, Formations of the Secular: Christianity, Islam, Modernity
Casanova, Public Religions in the Modern World
(Stanford, 2003), esp. 181201; Jose
(Chicago, 1994), esp. 166; and Gordon Lynch, The Sacred in the Modern World: A Cultural
Sociological Approach (Oxford, 2012).
I recognize that Weber is not wholly representative of a German approach, for from Dilthey
to Troeltsch there are alternatives within Germany. But I take Weber and Durkheim to be
antipodal in the strict sense that the academic study of sociology has, in the last century,
developed along these lines.
Indeed, while much recent work in the sociology of religion has variously
attempted to reinvigorate, develop, or supplant the key principles laid out by
Weber and Durkheim (and by the other so-called founding fathers of sociology,
Simmel and Mead), the history of ancient religions continues to proceed along
the distinct theoretical axes laid out by these two classical sociologists.87 Recently,
scholars of ancient religions, particularly those at the Max-Weber-Kolleg fur
kulturund sozialwissenschaftliche Studien at the University of Erfurt, have made
a concerted, and to a certain degree salutary, effort to redirect focus from polis and
civic religionthat is, religion as socially constituted and socially constituting
in favor of approaches that treat the individual as a knowing and acting subject.88
My own sense is that this stream of publications on individual conduct and
personal religion in antiquity, even if not normally registered as such by its main
proponents, represents a revival of Weberian sociology in reaction to the legacies
of Vernant and the French tradition, a critical moment in the development of the
discipline.
Let us end with an extraordinary passage from an autobiographical account of
the historian Pierre Vidal-Naquet, Vernants lifelong friend and jumeau de travail
(as Mauss affectionately called Hubert):
My life has been marked by the tale my father told me in late 1941 or early 1942 about the
Dreyfus Affair. There is no doubt something strange about dwelling on an injustice done
to an individual at a time when the outrage being committed was collective. But it is also
87
88
For the long-term reception of Durkheim and Weber (and their coexistence as distinct
sociological traditions) see Hans Joas, Pragmatism and Social Theory (Chicago and
London, 1993), esp. 21461; Richard Munch, Understanding Modernity: Toward a New
Perspective Going beyond Durkheim and Weber (London, 1988); and Henrik Jensen, Weber
and Durkheim: A Methodological Comparison (New York, 2012). For a synoptic account of
the development in the sociology of religion particularly see Grace Davie, The Evolution
of the Sociology of Religion, in Michele Dillon, ed., Handbook for the Sociology of Religion
(Cambridge, 2003), 6175.
Among others, Jorg Rupke, ed., The Individual in the Religions of the Ancient Mediterranean
(Oxford, 2013); Rupke , Religion in Republican Rome: Rationalization and Ritual Change
(Philadelphia, 2012); Jorg Rupke and Wolfgang Spickermann, eds., Reflections on Religious
Individuality: Greco-Roman and Judaeo-Christian Texts and Practices (Berlin and Boston,
2012); and Veit Rosenberger, ed., Divination in the Ancient World: Religious Options
and the Individual (Stuttgart, 2013). The work at Erfurt is felt in American classical
scholarship, evidenced by panels on personal and individual experience in ancient religions
at, for example, the 2015 American Philological Association and the 2015 International
Association for the History of Religions in conjunction with the Society for Ancient
Mediterranean Religions.
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through the Affair that not only my political but also my moral and historical education was
formed.89
The poignancy of these words redoubles when placed into the proper context:
Vidal-Naquet belonged to a bourgeois, pro-republican Jewish family, and his
father, Lucien, was a passionate Dreyfusard who eventually lost his life at
Auschwitz. Although Vernant had a different, though perhaps no less turbulent,
biography (World War I claimed his father, for instance), one senses that the
seismic cultural and religious wars that Vidal-Naquet speaks of so searchingly
resounded in Vernant as well, shaping his academic and personal ethos and
fostering what were to be perduring intellectual allegiances.
89
Pierre Vidal-Naquet, Recollections of a Witness: Protestants and Jews during the Second
World War in France, in David Ames Curtis, trans. and ed., The Jews: History, Memory
and the Present (New York, 1996), 23754, at 239. Emphasis added.