Académique Documents
Professionnel Documents
Culture Documents
Alberto Romulo (in his capacity as executive secretary), Supreme Court of the Philippines,
1 February 2011
SUMMARY
On 1 February 2011, the Supreme Court of the Philippines dismissed a claim by Bayan Muna (the petitioner), a
duly registered party-list group set up to represent the marginalized sectors of society, which sought to nullify the
Non-Surrender Agreement (the Agreement) concluded between the Republic of the Philippines and the United
States of America.
According to the petitioner, the Agreement contravened the obligations of the Philippines under the Rome Statute
of the International Criminal Court (ICC), which had been signed (but not ratified) by the Philippines. The
petitioner also argued that the Agreement was void ab initio because it created obligations that were immoral or
that were contrary to universally recognized principals of international law.
Regarding the petitioners first argument, the Supreme Court concluded that the Agreement did not undermine or
contravene the Rome Statute. On the contrary, the Court held that the Agreement and the Rome Statute
complemented each other and thus conformed to the ICCs principle of complementarity. The Court added that:
it is abundantly clear to us that the Rome Statute expressly recognizes the primary jurisdiction of states, like the
RP [Republic of the Philippines], over serious crimes committed within their respective borders, the
complementary jurisdiction of the ICC coming into play only when the signatory states are unwilling or unable to
prosecute. (p. 27)
Regarding the petitioners second argument, namely that the Agreement was immoral because it leaves criminals
immune from responsibility for unimaginable atrocities that deeply shock the conscience of humanity (p. 32), the
Court also disagreed. It stated that the Agreement is an assertion by the Philippines of its desire to try and punish
crimes under its national law and that it is a recognition of the primacy and competence of the countrys judiciary
to try offenses under its national criminal laws and dispense justice fairly and judiciously (p. 33). The Court did not
concur with the petitioners opinion that the Agreement would allow Americans and Filipinos to commit grave
international crimes with impunity. The Court explained that people who may have committed acts penalized
under the Rome Statute can be prosecuted and punished in the Philippines or in the US; or with the consent of
the RP [Republic of the Philippines] or the US, before the ICC, assuming that all the formalities necessary to
bind both countries to the Rome Statute have been met.
It also stated:
With the view we take of things, there is nothing immoral or violative of international law concepts in the act of the
Philippines of assuming criminal jurisdiction pursuant to the Non-Surrender Agreement over an offense
considered criminal by both Philippine laws and the Rome Statute. (p. 34).
International Agreements; limitations on sovereignty. The RP, by entering into the Agreement, does thereby
abdicate its sovereignty, abdication being done by its waiving or abandoning its right to seek recourse through the
Rome Statute of the ICC for erring Americans committing international crimes in the country. As it were, the
Agreement is but a form of affirmance and confirmation of the Philippines national criminal jurisdiction. National
criminal jurisdiction being primary, it is always the responsibility and within the prerogative of the RP either to
prosecute criminal offenses equally covered by the Rome Statute or to accede to the jurisdiction of the ICC. Thus,
the Philippines may decide to try persons of the US, as the term is understood in the Agreement, under our
national criminal justice system; or it may opt not to exercise its criminal jurisdiction over its erring citizens or over
US persons committing high crimes in the country and defer to the secondary criminal jurisdiction of the ICC
over them. In the same breath, the US must extend the same privilege to the Philippines with respect to persons
of the RP committing high crimes within US territorial jurisdiction. By their nature, treaties and international
agreements actually have a limiting effect on the otherwise encompassing and absolute nature of sovereignty. By
their voluntary act, nations may decide to surrender or waive some aspects of their state power or agree to limit
the exercise of their otherwise exclusive and absolute jurisdiction. The usual underlying consideration in this
partial surrender may be the greater benefits derived from a pact or a reciprocal undertaking of one contracting
party to grant the same privileges or immunities to the other. Bayan Muna, as represented by Rep. Satur
Ocampo, et al. v. Alberto Romulo, in his capacity as Executive Secretary, et al. G.R. No. 159618, February
1, 2011.
International Agreements; treaties and executive agreements. Under international law, there is no difference
between treaties and executive agreements in terms of their binding effects on the contracting states concerned,
as long as the negotiating functionaries have remained within their powers. However, a treaty has greater dignity
than an executive agreement, because its constitutional efficacy is beyond doubt, a treaty having behind it the
authority of the President, the Senate, and the people; a ratified treaty, unlike an executive agreement, takes
precedence over any prior statutory enactment. Petitioner, in this case, argues that the Non-Surrender Agreement
between the Philippines and the US is of dubious validity, partaking as it does of the nature of a treaty; hence, it
must be duly concurred in by the Senate. Petitioner relies on the case, Commissioner of Customs v. Eastern Sea
Trading, in which the Court stated: international agreements involving political issues or changes of national policy
and those involving international arrangements of a permanent character usually take the form of treaties; while
those embodying adjustments of detail carrying out well established national policies and traditions and those
involving arrangements of a more or less temporary nature take the form of executive agreements. According to
petitioner, the subject of the Agreement does not fall under any of the subject-categories that are enumerated in
the Eastern Sea Trading case that may be covered by an executive agreement, such as commercial/consular
relations, most-favored nation rights, patent rights, trademark and copyright protection, postal and navigation
arrangements and settlement of claims. The Supreme Court held, however, that the categorization of subject
matters that may be covered by international agreements mentioned in Eastern Sea Trading is not cast in stone.
There are no hard and fast rules on the propriety of entering, on a given subject, into a treaty or an executive
agreement as an instrument of international relations. The primary consideration in the choice of the form of
agreement is the parties intent and desire to craft an international agreement in the form they so wish to further
their respective interests. The matter of form takes a back seat when it comes to effectiveness and binding effect
of the enforcement of a treaty or an executive agreement, as the parties in either international agreement each
labor under the pacta sunt servanda principle. Bayan Muna, as represented by Rep. Satur Ocampo, et al. v.
Alberto Romulo, in his capacity as Executive Secretary, et al. G.R. No. 159618, February 1, 2011.
Senator Aquilino Pimentel, Jr. et al. vs. Office of the Executive Secretary represented by Hon. Alberto
Romulo, Department of Foreign Affairs represented by Hon. Blas Ople
G. R. No. 158088. July 6, 2005
FACTS:
On July 17, 1998, the Rome Statute was opened for signature at its headquarter in New York. On December 28,
2000, three days before its deadline for signing, the Philippines through its Charge d Affairs, Enrique A. Manalo
signed the Statute. By its provision, however, it is requiring that it be ratified by the accepting states.
Senator Aquilino Pimentel, file this petition to compel the Hon. Alberto Romulo (Executive Secretary) and Hon.
Blas Ople (Department of Foreign Affairs) respondents in this case to transmit the signed document to the
Senate for ratification.
Hon. Alberto Romulo and Hon. Blas Ople, on the other hand, argue that they as representative of the Executive
Department have no duty to transmit the Rome Statute to the Senate for concurrence.
ISSUE:
Who has the power to ratify the Rome Statute?
HELD:
The President, being the head of state, is regarded as the sole organ and authority in external relations and is the
countys sole representative with foreign nations. As the chief architect of foreign policy, the President acts as the
countrys mouthpiece with respect to international affairs. Hence, the President is vested with the authority to deal
with foreign states and governments, extend or withhold recognition, maintain diplomatic relations, enter into
treaties, and otherwise transact the business of foreign relations.
The role of the Senate, however, is limited only to giving or withholding its consent, or concurrence, to the
ratification.
Thus, this petition is DISMISSED. This Court has no jurisdiction over actions seeking to enjoin the President in the
performance of his official duties.
Lance Corporal Daniel Smith, member of the US Armed Forces, was found guilty beyond reasonable doubt of the
crime of rape in the RTC of Makati. The court ordered Smith detained at the Makati City Jail until further orders.
On December 19 and 22, 2006, Philippine Foreign Affairs Secretary Alberto Romulo and US Ambassador Kristie
Kenney executed agreements that pursuant to the VFA, Smith be returned to the US military custody and be
detained at the first floor, Rowe Building, US Embassy Compound.
Petitioner Jovito Salonga, et al. challenged the validity of the said agreements contending that the Philippines
should have custody of Smith because, first of all, the VFA is void and unconstitutional since it violates Art. XVlll,
Sec. 25 of the constitution.
Is the VFA constitutional? Granting that it is constitutional, Are the Romulo-Kenney Agreements in accordance
with the provisions of the VFA itself?
SUGGESTED ANSWER:
The SC ruled The Visiting Forces Agreement (VFA) between the Republic of the Philippines and the United
States, entered into on February 10, 1998, is constitutional, but the Romulo-Kenney Agreements of December 19
and 22, 2006 are DECLARED not in accordance with the VFA.
VFA is Constitutional
The SC ruled that the VFA was duly concurred in by the Philippine Senate and has been recognized as a treaty
by the United States, and the fact that (it) was not submitted for advice and consent of the United States does
not detract from its status as a binding international agreement or treaty recognized by the said State.
Section 25, Article XVIII, 1987 Constitution provides that foreign military bases, troops, or facilities shall not be
allowed in the Philippines except under a treaty duly concurred in by the Senate and, when the Congress so
requires, ratified by a majority of the votes cast by the people in a national referendum held for that purpose, and
recognized as a treaty by the other contracting State.
The issue, the Court said, is whether or not the presence of the US Armed Forces in Philippine territory pursuant
to the VFA is allowed under a treaty duly concurred in by the Senate and recognized as a treaty by the other
contracting State. It is, the Court ruled. The VFA, which is the instrument agreed upon to provide for the joint
RP-US military exercises, is simply an implementing agreement to the main RP-US Mutual Defense Treaty, the
Court held. visit fellester.blogspot.com The RP-US Mutual Defense Treaty of August 30, 1951 was signed and
duly ratified with the concurrence of both the Philippine Senate and the United States Senate.
Romulo-Kenney Agreements not in accord with the VFA itself
The Court however ruled that the Romulo-Kenney Agreements of December 19 and 22, 2006, which are
agreements on the detention of the accused in the United States Embassy, are not in accord with the VFA itself
because such detention is not by Philippine authorities. Article V, Section 10 of the VFA provides that the
confinement or detention by Philippine authorities of the United States personnel shall be carried out in facilities
agreed on by appropriate Philippines and United States authorities. (Suzette Nicolas y Sombilon Vs. Alberto
Romulo, G.R. No. 175888, February 11, 2009)
DISSENTING OPINION
In his dissent, Chief Justice Puno maintained his view in the earlier case of Bayan v. Zamora that the VFA falls
short of the requirement set by Sec. 25, Art. XVIII, 1987 Constitution, which provides that the agreement allowing
the presence of foreign military troops in the Philippines must be recognized as a treaty by the other contracting
state. For the Chief Justice, the majority of the Court in Bayan v. Zamora gave undue deference to the statement
of former US Ambassador Thomas Hubbard that US Senate advice and consent was not needed to consider a
treaty binding on the US, then jumped to the conclusion that the US recognized the VFA as a treaty, and that the
constitutional requirements had been satisfied. (Suzette Nicolas y Sombilon Vs. Alberto Romulo, G.R. No.
175888, February 11, 2009)
be applied to domestic conflicts. (Pharmaceutical & Health Care Assn. of the Phil. v. Health Secretary Duque,
et al., G.R. No. 173034, October 19, 2007).
State the concept of the term generally accepted principles of international law and give examples.
ANS: Generally accepted principles of international law refers to norms of general or customary international
law which are binding on all states, i.e., renunciation of war as an instrument of national policy, the principle of
sovereign immunity, a persons right to life, liberty and due process, and pacta sunt servanda, among others. The
concept of generally accepted principles of law has also been depicted in this wise:
Some legal scholars and judges upon certain general principles of law as a primary source of international law
because they have the character of jus rationale and are valid through all kinds of human societies. (Judge
Tanaka in his dissenting opinion in the 1966 South West Africa Case, 1966, I.C.J. 296). OConell holds that certain
principles are part of international law because they are basic to legal systems generally and hence part of the
jus gentium. These principles, he believes, are established by a process of reasoning based on the common
identity of all legal systems. If there should be doubt or disagreement, one must look to state practice and
determine whether the municipal law principle provides a just and acceptable solution. (Pharmaceutical & Health
Care Assn. of the Phil. v. Sec. of Health Duque, et al., G.R. No. 173034, October 9, 2007).
Q
ANS: Custom or customary international law means a general and consistent practice of states followed by
them from a sense of legal obligation (opinion juris). This statement contains the two basic elements of custom:
the material factor, that is, how states behave, and the psychological or subjective factor, that is, why they behave
the way they do.
The initial factor for determining the existence of custom is the actual behavior of states. This includes several
elements: duration, consistency, and generality of the practice of states.
The required duration can be either short or long.
Duration therefore is not the most important element. More important is the consistency and the generality of the
practice.
Once the existence of state practice has been established it becomes necessary to determine why states behave
the way they do. Do states behave the way they do because they consider it obligatory to behave thus or do they
do it only as a matter of courtesy? Opinio juris or the belief that a certain form of behavior is obligatory, is what
makes practice an international rule. Without it, practice is not law. (Pharmaceutical & Health Care Assn. of the
Phil. v. Health Secretary Duque, et al., G. R. No. 173034, October 9, 2007).
Q
ANS: Soft law is an expression of non-binding norms, principles and practices that influence state behavior.
(David Fidler, Development Involving SARS, International Law & Infections Disease Control at the Fifty-Six
Meeting of the World Health Assembly, June 2003, ASIL; Pharmaceutical & Health Care Assn. of the Phils. v.
Health Secretary Duque, et al., G.R. No. 173034, October 9, 2007). It does not fall under the international law set
forth in Article 38, Chapter III of the 1946 Statute of the International Court of Justice.
The doctrine of incorporation is applied whenever municipal tribunals are confronted with situations in which
there appears to be a conflict between a rule of international law and the provisions of the constitution or statute of
the local state.
Efforts should first be exerted to harmonize them, so as to give effect to both since it is to be presumed that
municipal law was enacted with proper regard for the generally accepted principles of international law in
observance of the incorporation clause in the above cited constitutional provision.
In a situation, however, where the conflict is irreconcilable and a choice has to be made between a rule of
international law and a municipal law, jurisprudence dictates that municipal law should be upheld by the municipal
courts, for the reason that such courts are organs of municipal law and are accordingly bound by it in all
circumstances.
The fact that international law has been made part of the law of the land does not pertain to or imply the primacy
of international law over national or municipal law in the municipal sphere. The doctrine of incorporation, as
applied in most countries, decrees that rules of international law are given equal standing with, but are not
superior to, national legislative enactments. Accordingly, the principle lex posterior derogate priori takes effect a
treaty may repeal a statute and a statute may repeal a treaty. In states where the Constitution is the highest law of
the land, such as the Republic of the Philippines, both statutes and treaties may be invalidated if they are in
conflict with the constitution.
ISSUE: Whether or not to uphold a citizens basic due process rights or the governments ironclad duties under a
treaty.
RULING: Petition dismissed.
The human rights of person, whether citizen or alien , and the rights of the accused guaranteed in our Constitution
should take precedence over treaty rights claimed by a contracting state. The duties of the government to the
individual deserve preferential consideration when they collide with its treaty obligations to the government of
another state. This is so although we recognize treaties as a source of binding obligations under generally
accepted principles of international law incorporated in our Constitution as part of the law of the land.
The doctrine of incorporation is applied whenever municipal tribunals are confronted with situation in which there
appears to be a conflict between a rule of international law and the provision of the constitution or statute of the
local state.
Petitioner (Secretary of Justice) is ordered to furnish Mark Jimenez copies of the extradition request and its
supporting papers, and to grant him (Mark Jimenez) a reasonable period within which to file his comment with
supporting evidence.
Under the Doctrine of Incorporation, rules of international law form part of the law of the land and no further
legislative action is needed to make such rules applicable in the domestic sphere.
The doctrine of incorporation is applied whenever municipal tribunals are confronted with situations in which
there appears to be a conflict between a rule of international law and the provisions of the constitution or statute of
the local state.
Efforts should first be exerted to harmonize them, so as to give effect to both since it is to be presumed that
municipal law was enacted with proper regard for the generally accepted principles of international law in
observance of the incorporation clause in the above cited constitutional provision.
In a situation, however, where the conflict is irreconcilable and a choice has to be made between a rule of
international law and a municipal law, jurisprudence dictates that municipal law should be upheld by the municipal
courts, for the reason that such courts are organs of municipal law and are accordingly bound by it in all
circumstances.
The fact that international law has been made part of the law of the land does not pertain to or imply the primacy
of international law over national or municipal law in the municipal sphere. The doctrine of incorporation, as
applied in most countries, decrees that rules of international law are given equal standing with, but are not
superior to, national legislative enactments. Accordingly, the principle lex posterior derogate priori takes effect a
treaty may repeal a statute and a statute may repeal a treaty. In states where the Constitution is the highest law of
the land, such as the Republic of the Philippines, both statutes and treaties may be invalidated if they are in
conflict with the constitution