Académique Documents
Professionnel Documents
Culture Documents
Bhopal
Xth Trimester
Project on
The making of the Institution of Lokpal in
India
Submitted to:
Prof. Sushma Sharma
Submitted by:
Aveak Ganguly
2012BALLB80
INDEX
Index................................................................................................................................................2
Introduction......................................................................................................................................3
Position in India...............................................................................................................................4
The Administrative Reforms Commission......................................................................................6
LEGISLATIVE HISTORY OF LOKPAL IN INDIA......................................................................7
THE LOKPAL AND LOKAYUKTAS BILL, 1966....................................................................7
THE LOKPAL AND LOKAYUKTAS BILL, 1971....................................................................7
THE LOKPAL BILL, 1977.........................................................................................................8
THE LOKPAL BILL, 1985.........................................................................................................8
THE LOKPAL BILL, 1989.........................................................................................................9
THE LOKPAL BILL, 1996.......................................................................................................10
THE LOKPAL BILL, 1998.......................................................................................................10
THE LOKPAL BILL, 2001.......................................................................................................10
JAN LOKPAL BILL, 2011(CITIZENS OMBUDSMAN BILL).................................................11
Conclusion.....................................................................................................................................12
INTRODUCTION
The Indian Lokpal is synonymous to the institution of Ombudsman 1 existing in the
Scandinavian countries. The institution of Ombudsman first came into being in Sweden in 1713
when a Chancellor of Justice was appointed by the King to act as invigilator to look into the
functioning of war-time government.
An indigenous Swedish, Danish and Norwegian term, ombudsman is etymologically rooted in
the Old Norse word umbosmar, essentially meaning "representative" (with the word umbud/
ombud meaning proxy, attorney, that is someone who is authorized to act for someone else, a
meaning it still has in the Scandinavian languages). In the Danish Law of Jutland from 1241, the
term is umbozman and means a royal civil servant in a hundred.
A new beginning was made in 1809, when it was laid down that the Ombudsman would be made
thereafter by the legislature. This institution remained confined only to Scandinavian countries
such as Finland and Denmark. The first Commonwealth country where the institution of
Ombudsman was accepted was New Zealand where this office came into being in 1962. A
modified version of the Ombudsman, that is, the Office of the Parliamentary Commissioner was
established in the United Kingdom in 1967. Since then, the institution office of the ombudsman
had spread to several countries from the sixties. The ombudsmen can investigate a complaint by
themselves or through any public or private agency. After investigation, in Sweden and Finland,
the Ombudsman has the power to prosecute erring public servants; whereas in Denmark, he can
only order prosecution. However, the power of prosecution is very rarely used. The strength of
the ombudsman lies in the publicity attached to the office, and the negative view that attaches
itself to all that the office it scrutinizes. In Sweden and Finland, ombudsmen can also supervise
1Ombudsman a Swedish word stands for an officer appointed by the legislature to handle
complaints against administrative and judicial action. Traditionally the ombudsman is appointed
based on unanimity among all political parties supporting the proposal. The incumbent, though
appointed by the legislature, is an independent functionary independent of all the three organs
of the state, but reports to the legislature. The Ombudsman can act both on the basis of
complaints made by citizens, or suo moto. She/he can look into allegations of corruption as well
as mal-administration. However, in the U.K. the functionary known as the Parliamentary
Commissioner and can receive complain only through members of parliament.
the courts. In other countries, their authority is only over the non-judicial public servants. In
almost all the cases they deal with complaints relating to both corruption and mal-administration.
POSITION IN INDIA
After independence, increasing magnitude of developmental and welfare responsibilities of the
government has boosted the proliferation of the administrative machinery. Consequently, over
the years numerous cases of corruption, maladministration and misuse of authority and resources
have started coming to light. Since such practices couldnt be curbed by the existing measures,
under the Indian Penal Code 1860 and the Prevention of Corruption Act, 1988.(The Code of
Criminal Procedure and the Prevention of Corruption Act requires the investigating/prosecuting
agency to get prior sanction of the central or state government before it can initiate the
prosecution process in a court). Therefore, the need for an agency independent of the executive,
legislative and judiciary, to look into citizens grievances and cases of corruption have been
widely felt and the central government have at several times considered the introduction of a
LokPal Bill to put it in place as a mechanism to tackle corruption.
There have been animated discussions in Parliament on various facets of the problems of
corruption at the time of consideration of the Prevention of Corruption Bill, the Criminal Law
Amendment Bill and the Commissions of Inquiry Bill. In 1959, Shri C.D. Deshmukh had
suggested for the establishment of, a high-level impartial standing judicial tribunal to
investigate and report on complaints pertaining to corruption. 2On 3 April 1963, during a debate
on the Demands for Grants of the Ministry of Law, Dr. L. M. Singhvi stressed the need for
setting up of a Parliamentary Commissioner- an Ombudsman like institution-and suggested an
amendment of the Constitution to set up such an office and define its function and possibly even
the procedure which it had to follow.3 The same year Shri P. B. Gajendrakar, the then Chief
Justice of India, pleaded for the establishment of an independent authority for the redress of
2Shri C. D. Deshmukh, Chairman UGC, who had earlier held the position of Union Finance
Minister, suggested this while delivering a lecture in Madras on 11 July 1959. He said that if
such a tribunal was set up, I shall be happy to make a beginning by lodging half a dozen reports
myself.
T H E A D M I N I S T RAT I V E R E F O R M S
COMMISSION
The ARC was required to consider, among other things, problems of existing arrangement and
need for a special institution for the redress of citizens grievances keeping in mind the need for
ensuring the highest standards of efficiency and integrity in public services, and also for making
public administration responsive to the people. More specifically, the commission was expected
to examine:
(i) The adequacy of the existing arrangements for the redress of grievances; and
(ii) The need for introduction of any new machinery or special institution for redress of
grievances.
The ARC appointed on 25 June 1966, a study group to go into these problems. On the basis of
recommendations of this group, the ARC made an interim report on 20 October 1966, in which
it took note of the often expressed public outcry against the prevalence of corruption, the
existence of widespread inefficiency and the unresponsiveness of administration to popular
needs. It felt that the answer to this lay in the provision of a machinery which would examine
public complaints and sift the genuine from the false or the untenable so that failures and
achievements of the administration could be publicly viewed in the correct perspective. Such an
institution was regarded necessary even from the point of view of affording protection to the
services. The Commission, therefore, recommended that there should be statutory machinery to
enquire into complaints alleging corruption or injustice arising out of maladministration. In
other words, the ARC while preparing its report had three ends in view:
(i) Evolution of a suitable grievance procedure for the individuals to invoke in complaints of
maladministration:
(ii) Creation of a mechanism which would reduce corruption in the administrative services; and
(iii) Setting up a mechanism which would take cognizance of complaints of favoritism and
nepotism against Central and State Ministers.8
The Administrative Reforms Commission (ARC) also appended to its report a draft Bill on the
subject with a view to enable the Government to take a prompt and speedy action to set up the
institution of Lokpal and Lokayukta.9
L E G I S L AT I V E H I S T O RY O F LO K PA L
IN INDIA
THE LOKPAL AND LOKAYUKTAS BILL, 1966
The first major attempt on the legislative plans for providing an Ombudsman like institution in
India was made with the introduction of the Lokpal and Lokayukta Bill in the Lok Sabha, on 9
May 1968.10 The Bill was referred to a Joint Committee of the Houses of Parliament which
8Interim Report of the Administrative Reforms Commission on Problems of Citizens
Grievances, 1966, p.8-15
9 It was Dr. L.M. Singhvi who, for first time, suggested the term Lokayukta as a Hindi
equivalent of the term Peoples Procurator contained in his resolution moved in
1964. See, L.S. Deb., 3 April 1964, c.9163-72
10 The Bill was introduced by the then Minister of State in the Ministry of Home Affairs, Shri
V.C. Shukla.
presented its report to the Lok Sabha on 26 March 1969. 11 The Bill, as reported by the Joint
Committee, was passed by the Lik Sabha after being discussed elaborately.12 The Bill, as passed
by the Lok Sabha, was sent to the Rajya Sabha on 22 August 1969. But, while it was pending in
the Rajya Sabha, the fourth Lok Sabha was dissolved on 27 December 1970. The Bill
consequently lapsed.13
The Bill sought to give effect to the recommendations of the ARC in so far as they related to
matters within the purview of the Union Government. In its scope, it differed from the draft Bill
proposed by the ARC in two major respects. It did not extend to public servants in the States.
Secondly, it did not confine itself to Ministers and Secretaries alone. In other words, the Bill
sought to provide a statutory machinery to enquire into complaints based on actions of the all
Union public servants, including Ministers.
11 The Committee consisted of 45 members ( 30 members from the Lok Sabha and 15 from the
Rajya Sabha) which worked under the Chairmanship of Shri M.B.Rana.
12 It was discussed in the House on 13, 14, 18 and 20 August 1969. See L.S. Deb., 13 August
1969, c.213-301, 14 August, c . 236-66; 18 August, c. 267-88; and 20 August, c.445-534.
13 Art. 107(5) of the Constitution provides that a Bill originating in the Lok Sabha and
transmitted to the Rajya Sabha subject to the provisions of the article 108 lapses, if the Lok
Sabha is dissolved in the meantime.
14 The Bill was introduced by the them Minister of State in the Ministry of Home Affairs, Shri
Ram Niwas Mirdha.
Accordingly, a fresh Bill called the Lokpal Bill, 1977 was introduced in the Lok Sabha on 28
July 1977. This Bill was referred to a Joint Committee of the Houses of Parliament which
submitted its report on 20 July 1978. 15 While the Bill was under consideration of the Lok Sabha,
the sixth Lok Sabha got dissolved. Consequenly this Bill also lapsed.
Under the scheme proposed by the Lokpal Bill, 1977, the jurisdiction of the Lokpal was to cover
any complaints of misconduct against the Prime Minister, Members of Parliament and Chief
Ministers of States. Allegations against civil servants were excluded from the purview of the
Lokpal. Grivances due to mal-administration, etc as distinct from allegations of misconduct,
were also excluded from its jurisdiction.
strong note of dissent was also appended to the Report. Nine Members18 of the Committee
belonging to opposition parties described the Bill as the most anemic in content and the most
restricted in scope. They, however, felt that the withdrawal of the Bill at that stage would render
the three years labour of the Committee as extravagant and futile. They held that the need for
the institutions of Lokpal was overdue which should not be shelved on any pretext whatsoever
and the amendments suggested by them, if incorporated, would provide the Bill with necessary
teeth.19 They felt that the Committee was fully competent or enlarge the definition of
complaint so as to cover complaints about abuse of power, gross misconduct,
maladministration causing harassment to citizens, etc. Two other reasons advanced by the
Government for not proceeding with the Bill. i.e., passing of the Prevention of Corruption act,
1988, and setting up a Directorate of Public Grievances were also found by them to be
unconvincing. They contended that any subordinate department cannot be a substitute for the
Lokpal.
The members belonging to the opposition further demanded that the office of the Prime Minister
should also be brought under the purview of the Lokpal as was done by the Lokpal Bill, 1977.
They cited, in this regard example of several States where the Chief Ministers have been but
under the jurisdiction of their respective Lokayuktas. The Bill was, however, withdrawn by the
leave of the House.
2001 Bill provided for a fixed tenure of three years for the Chairperson and the members.The
Lokpal would inquire into complaints alleging that a public functionary has committed an
offence punishable under the Prevention of Corruption Act, 1988. The public functionary will
cover the Prime Minister, the Ministers, the Ministers of State, the Deputy Ministers and the
Members of Parliament. Other constitutional functionaries such as Judges of the Supreme Court,
the Election Commissioners have been kept out of the purview of the bill. With a view to
ensuring that the Lokpal is able to act independently and discharge its functions without fear or
favour, the bill provided that the Chairperson or a Member of the Lokpal shall not be removed
from office, except by an order made by the President on the ground of proved misbehaviour or
incapacity after an inquiry by a committee consisting of the Chief Justice of India and two other
Judges of the Supreme Court next to the Chief Justice in seniority.
JA N LO K PA L B I L L , 2 0 1 1 ( C I T I Z E N S
OMBUDSMAN BILL)
Justice Santosh Hedge, Lokayukta of Karnataka, and Prashant Bhushan, Supreme Court lawyer
in consultation with other Members of Civil Society, have drafted an alternative Lokpal Bill
with the aim of replacing the existing, mutually exclusive anti-corruption agencies with a single,
autonomous apex body empowered to investigate and prosecute politicians, bureaucrats and
judges. The draft bill also aims to bring whistleblower protection, currently in the form of a
separate bill, within the ambit of the Lokpal. This Jan Lok Pal Bill proposes a single,
autonomous Lokpal combining within it the powers and mandate of the CBI and the CVC and
with jurisdiction over politicians, bureaucrats and judges. Besides being able to independently
initiate investigation and prosecution without prior permission from any other agency, the body
will act as an appellate authority in respect of public grievances linked to bribery. The
whistleblowers, currently under the supervision of the CVC, will also come under the protective
purview of the Lokpal. The members and the chairperson of the Lokpal, 11 in all, will be
selected by a transparent and participatory process and any complaint of wrongdoing against a
member will be required by law to be investigated and acted upon within a month through a
transparent process. In the event that the charges are upheld, the loss to the exchequer by the
officers wrongdoing will be recovered.
The bill was tabled in the Lok Sabha on 22 December 2011 and was passed by the house on 27
December 2011 as The Lokpal and Lokayuktas Bill, 2011. The bill was subsequently tabled in
the Rajya Sabha on 29 December 2011. After a marathon debate that stretched until midnight of
the following day, the vote failed to take place for lack of time. On 21 May 2012, the bill was
referred to a Select Committee of the Rajya Sabha for consideration. The bill was passed in the
Rajya Sabha on 17 December 2013 after making certain amendments to the earlier Bill and in the
Lok Sabha on 18 December 2013. The Bill received assent from President Pranab Mukherjee on
1 January 2014 and came into force from 16 January 2014.
C O N C LU S I O N
It would be seen that the Lok Pal Bill was introduced for the first time in 1968 but it lapsed with
the dissolution of the Lok Sabha. Thereafter, it was introduced seven more times in Parliament,
the last time in 2001. However, the Bill lapsed each time except in 1985 when it was withdrawn.
Out of Eight Bills, Six Bills were referred to the Committees of Parliament three to Joint Select
Committee and three to the Standing Committee on Home Affairs. Though the attempts at the
Union/Central level to institute Lokpal were unsuccessful for one reason or other, some State
Governments have set up Lokayuktas/Upa-Lokayuktas for redressal of public grievances against
administrative acts of that Government in pursuance of the recommendations of ARC. The
States like Orissa, Maharashtra, Rajasthan and Bihar were the leading States 21 in setting up the
institution of Lokayuktas. At the state level, so far 18 states22 have created the institution of the
Lokayukta through the Lokayukta Acts.
In 2002, the report of the National Commission to Review the Working of the Constitution
(headed by Justice M.N. Venkatachiliah) urged that the Constitution should provide for the
appointment of the Lok Pal and Lokayuktas in the states but suggested that the Prime Minister
should be kept out of the purview of the authority.23 In 2004, the UPA governments National
Common Minimum Programme promised that the Lok Pal Bill would be enacted. 24 The Second
21 Orissa became the first State to enact the Lokayukta Act i.e. Lokpal and Lokayukta Act, 1971,
which came into force in October, 1983 and abolished in August, 1992. Maharashtra was the
first State to appoint a Lokayukta by enacting the Maharashtra Lokayukta and Upa-Lokayukta
Act, 1971 in September, 1971.
22 Till 2010, 18 states have enacted laws to establish Lokayuktas. They are: Andhra Pradesh,
Assam, Bihar, Chhattisgarh, Delhi, Gujarat, Jharkhand, Haryana, Himachal Pradesh, Karnataka,
Kerala, Madhya Pradesh, Maharashtra, Orissa, Punjab, Rajasthan, Uttarakhand, and Uttar
Pradesh.
23 Executive and Public Administration, Chapter 6 of the National Commission to Review the
Working of the Constitution (Chairperson: Shri M.N. Venkatachiliah), March 31, 2002
24 National Common Minimum Programme of the
(http://pib.nic.in/archieve/upareport/upa_3_year_highlights.pdf)
Government
of
India
May
2004.
provisions of the Prevention of Corruption Act and the Indian Penal Code and thirdly,
prosecution on allegations held unproved or false by the Lokpal was barred.
The fifth Bill, introduced on 29 December 1989 in the Lok Sabha, aimed at curbing corruption
at the higher political levels, as claimed in its Statement of Objects and Reasons. This Bill made
many departures from those brought forward previously in terian important respects. First, the
Prime Minister once again was brought within the purview of the Lokpal. Secondly, the
competent authority to whom the Lokpal was to forward his report in the 1989 Bill in relation to
Prime Minister was the House of the People and about a public functionary, other than the Prime
Minister, was the Prime Minister. In contrast, the Lokpal Bill, 1985, provided that the competent
authority to whom the report would be sent by the Lokpal was the Prime Minister. The 1985 Bill
empowered the President to appoint as Lokpal a person who is or has been or is qualified to be
a Judge of the Supreme Court, while the 1989 Bill said that the President would appoint persons
who are or have been Judges of the Supreme Court as the Chairman and members of the Lokpal.
Besides, unlike all the previous Bills, the 1989 Bill proposed to set up a three-Member Lokpal
with a Chairman and two Members.
Like the Lokpal Bill 1989, the Lokpal Bill 1996 also proposed to set up a three-member Lokpal.
However, the Lokpal was to be appointed by the President on the recommendation of the
Committee consisting of seven members viz., the Prime Minister who will be the chairman of the
committee, Speaker of the Lok Sabha, Minister-in-charge of the Ministry of Home Affairs,
Minister-in-charge of the Ministry of Personnel, Public Grievances and Pensions, Leader of the
Opposition in the Rajya Sabha and the Lok Sabha and the Deputy Chairman of the Rajya Sabha.
Upon perusal of all eight Government Bills, one finds that there is perceptible shift in the central
focus of the legislation from the issue of redressal of public grievances to corruption at high
places. This radical departure can be observed from the Lokpal Bill, 1977 and Bills introduced
thereafter have no provision for redressal of citizens grievances and thereby stripped off Lokpal
its intrinsic concept. In the first two Bills (Lokpal and Lokayuktas Bill, 1968 and Lokpal and
Lokayktas Bill, 1971) clause 2 contained definition of the terms grievance and maladministrations which were conspicuously missing in the proposed legislations introduced from
1977 onwards. Rest of the Bills in their clause 2 had inter-alia the definition of the terms
complaint or corruption instead of grievance or maladministration. Therefore, it is evident
that over the years Parliaments concern appears to have been growing more with matters
relating to corruption than with the citizens grievances. While in the first two Bills ( 1968 and
1971) the emphasis was on complaints and grievances of mal-administration against public
servants, in the latter Bills of 1977, 1985, 1989, 1996, 1998 and 2001 the emphasis had shifted to
allegations of corruption against public functionaries.