Académique Documents
Professionnel Documents
Culture Documents
ETHNOLOGY
& ANTHROPOLOGY
OF EURASIA
Archaeology Ethnology & Anthropology of Eurasia 37/4 (2009) 125136
E-mail: Eurasia@archaeology.nsc.ru
125
ANTHROPOLOGY
A.G. Kozintsev
Museum of Anthropology and Ethnography, Russian Academy of Sciences,
Universitetskaya Nab.3, St. Petersburg, 199034, Russia
E-mail: agkozintsev@gmail.com
Measurements of 220 male Neolithic and Bronze Age cranial series from Eurasia were subjected to multivariate
statistical analysis. The results support the idea that people associated with the Catacomb culture played a major role
in the origin of the Afanasyev culture. Okunev people of the Minusinsk Basin, those associated with Karakol, UstTartas, and Krotovo cultures, and those buried in the Andronov-type cemeteries at Cherno-ozerye and Yelovka were of
predominantly local Siberian origin. The Samus series resembles that from Poltavka burials. The Okunev people of Tuva
and probably Yelunino people were likely descendants of the Pit Grave (Yamnaya) and early Catacomb populations of
the Ukraine. The same is true of the Alakul people of western Kazakhstan, who in addition, have numerous afnities
amongst Neolithic and Early Bronze Age groups of Central and Western Europe. The probable ancestors of certain
Fedorov populations were the Afanasyev tribes of the Altai, whereas other Fedorov groups apparently descended from
late Pit Grave and Catacomb tribes of the Northern Caucasus and the northwestern Caspian. People of Gumugou are
closest to Fedorov groups of northeastern Kazakhstan and Rudny Altai, suggesting that Caucasoids migrated to Xinjiang
from the north rather than from the west. Describing the gracile Caucasoids of Siberia and Eastern Central Asia as
Mediterraneans is misleading since they display virtually no craniometric ties with the Near Eastern, Southwestern
Central Asian or Transcaucasian groups. The totality of evidence suggests that they were Nordics.
Keywords: Indo-Europeans, Indo-Iranians, Tocharians, Southern Siberia, Western Siberia, Central Asia, Bronze Age,
craniometry.
Introduction
Routes of the early Caucasoid migrations to Siberia and
Eastern Central Asia have become a focus of scholarly
interest in recent years since this issue is closely related
to that of the Indo-European homelands. Certain
archaeologists believe that migrants from the Near East
played a major role in the origin of Southern Siberian
*Supported by the Russian Foundation for Basic Research
(Project 09-06-00184a).
Copyright 2010, Siberian Branch of Russian Academy of Sciences, Institute of Archaeology and Ethnography of the Siberian Branch of the Russian
Academy of Sciences. Published by Elsevier B.V. All rights reserved.
doi:10.1016/j.aeae.2010.02.014
126
A.G. Kozintsev / Archaeology Ethnology & Anthropology of Eurasia 37/4 (2009) 125136
A.G. Kozintsev / Archaeology Ethnology & Anthropology of Eurasia 37/4 (2009) 125136
127
128
A.G. Kozintsev / Archaeology Ethnology & Anthropology of Eurasia 37/4 (2009) 125136
A.G. Kozintsev / Archaeology Ethnology & Anthropology of Eurasia 37/4 (2009) 125136
129
130
A.G. Kozintsev / Archaeology Ethnology & Anthropology of Eurasia 37/4 (2009) 125136
A.G. Kozintsev / Archaeology Ethnology & Anthropology of Eurasia 37/4 (2009) 125136
131
132
A.G. Kozintsev / Archaeology Ethnology & Anthropology of Eurasia 37/4 (2009) 125136
Andronov
The results suggest that representatives of both the
Andronov varieties, the Alakul and the Fedorov, were
descendants of the Bronze Age people of the Southern
Russian steppes. However, their roots were different. I
will begin with the Fedorov groups because it is with the
Fedorov subculture that the classical Andronov trait
combination is associated.
The group from Firsovo XIV on the Upper Ob
provides a perfect support for the hypothesis advanced by
V.P. Alekseyev (1961) in regard to the Yenisei Fedorov,
because the Firsovo series is extremely similar to the
Afanasyev group from Saldyar in the Altai. The male
Saldyar series admittedly consists of only four crania, but
given the territorial proximity of the Upper Ob to Gorny
Altai, the relationship is worth considering. Parallels
with the Catacomb people of Kalmykia and with the
Pit Grave Poltavka group of the VolgaUral area too
should be taken into account. Neither the Alakul nor
Yelunino ties can be revealed by craniometric analysis.
The Fedorov people of Rudny Altai are also very close to
the Saldyar. While the Samus parallel ranks rst in this
case, the male Samus series numbers only three crania, so
any conclusions would be premature. As in the case with
Firsovo XIV, the parallel with the Pit Grave Poltavka
group appears noteworthy, but this afnity may be indirect
via the Afanasyev people of the Altai.
The situation with the remaining three Fedorov
groups is different. All closest ties of the pooled group
from the Upper Ob lead directly to southeastern Europe,
in fact to a single region and a single period the
late Pit Grave and Catacomb epoch of the Northern
Caucasus and northwestern Caspian (Kalmykia). Sixty
years ago, G.F. Debetz (1948) argued with S.V. Kiselev
who countered the idea of Andronov migration from
Kazakhstan to the Yenisei on the basis of the allegedly
sedentary lifestyle of Bronze Age tribes. The route
from Southeastern Europe to Southern Siberia was
even longer and moreover was hardly straight. The key
events in proto-Andronov population history apparently
took place in the intermediate territory of the southern
Urals the supposed source area of Aryan dispersals
(Kuzmina, 2007a, 2008), but physical anthropology is
of little help in elucidating events that occurred at this
stage since human remains representing the Sintashta
culture are quite scarce.
The same can be said of the Fedorov groups of
northeastern Kazakhstan. Here as well, ties with the
late Pit Grave of Kalmykia rank rst; other afnities are
mostly with late Catacomb groups and one parallel is with
Potapovka. The Fedorov people of the Yenisei are closest
to their tribesmen in northeastern Kazakhstan, which
supports Debetzs theory. However, on the Yenisei too the
biological legacy of late Pit Grave and Catacomb ancestors
A.G. Kozintsev / Archaeology Ethnology & Anthropology of Eurasia 37/4 (2009) 125136
coincidence and the fact that both concern regions that are
not far from Xinjiang. No closer ties have been discovered
so far; all Afanasyev populations are much further from
Gumugou than are the two Fedorov groups (D2 values
equal 5.9611.53 versus 1.261.28, respectively).
The results match those of Chinese researchers (Han
Kangxin, 1986; He Huiqin, Xu Yongqing, 2002), attesting
to the northern steppe afnities of Gumugou. Because
this group displays neither Southwestern Central Asian
nor Near Eastern connections*, it can be suggested that
the rst Caucasoids entered Xinjiang not from the west
by the route coinciding with the latter Silk Road, but from
the north from Dzhetysu via the Dzungarian Gate or up
the Irtysh valley. This hypothesis is supported by the light
hair of the inhabitants of the Tarim Valley as evidenced
by their mummies, and by their unambiguously European
culture (Mallory, Mair, 2000). While the latter differs
from both Afanasyev and Andronov (Molodin, Alkin,
1997), it does show certain parallels with these cultures
as well as with European ones, specically with the Pit
Grave culture (Kuzmina, 2007b).
According to C. Renfrew (1998), proto-Tocharian,
proto-Indo-Iranian, and proto-Scythian languages
branched off from the same language which he calls Old
Steppe Indo-European and which in turn branched off
from the proto-Indo-European language spoken in the
Balkans. This hypothesis shows a much better agreement
with biological evidence than does the theory stating that
the ancestors of Indo-Iranians and Tocharians migrated
eastward directly from their presumed primary Anatolian
homeland, rather than from their secondary homeland in
Europe (Gamkrelidze, Ivanov, 1995).
Conclusions
(1) The statistical analysis of craniometric data disagrees
with the idea that Pit Grave populations played an
exceptional role in Afanasyev origins. The Afanasyev
people of the Altai are closest to the Catacomb people
of the Don and Afanasyev people of the Yenisei display
afnities with late Catacomb populations of the Lower
Dnieper. The Afanasyev group from Kurota II in the Altai
is closest to the Poltavka population.
(2) The Okunev tribes of the Minusinsk Basin,
those associated with Karakol, Ust-Tartas, and Krotovo
cultures as well those buried in Andronoid cemeteries
of Western Siberia at Yelovka II and Cherno-ozerye,
*B. Hemphills results concerning the allegedly Harappan
afnities of Gumugou/Qwrighul (Hemphill, Mallory, 2004) are
likely due to the fact that both his database and his trait battery
are very small. Also, the measurements of this group used in
his article disagree with those in the original publication (Han
Kangxin, 1986).
133
134
A.G. Kozintsev / Archaeology Ethnology & Anthropology of Eurasia 37/4 (2009) 125136
Acknowledgments
My cordial thanks are due to S.I. Kruts and T.A. Chikisheva who
allowed me to use their unpublished data. I thank L.S. Klein,
S.S. Tur, and K.N. Solodovnikov for valuable comments.
References
Alekseyev V.P. 1961
Paleoantropologiya Altae-Sayanskogo nagorya epokhi
neolita i bronzy. In Antropologicheskiy sbornik, iss. 3. Moscow,
Leningrad: Izd. AN SSSR, pp. 107206. (TIE, Nov. ser.;
vol. 71).
Alekseyev V.P. 1964
Antropologichesky tip naseleniya zapadnykh raionov
rasprostraneniya andronovskoi kultury. In Problemy etnicheskoi
antropologii Srednei Azii. Tashkent: Izd. Tashkent. Gos. Univ.,
pp. 2028. (Nauchnye trudy Tashkent. Gos. Univ.; iss. 235).
Alekseyev V.P. 1967
Antropologiya andronovskoy kultury. Sovetskaya
antropologiya, No. 1: 2226.
Alekseyev V.P. 1989
Istoricheskaya antropologiya i etnogenez. Moscow:
Nauka.
Alekseyev V.P., Gokhman I.I., Tumen D. 1987
Kratkiy ocherk paleoantropologii Tsentralnoy Azii
(kamennyi vek epokha rannego zheleza). In Arkheologiya,
etnografiya i antropologiya Mongolii. Novosibirsk: Nauka,
pp. 208241.
Bobrov V.V. 1994
K probleme migratsii evropeoidnogo naseleniya na territorii
Yuzhnoi Sibiri v seiminskuyu epokhu. In Paleodemograya
i migratsionnye protsessy v Zapadnoy Sibiri v drevnosti i
srednevekovye. Barnaul: Izd. Altai. Gos. Univ., pp. 5358.
Chernykh E.N. 2008
Formation of the Eurasian Steppe Belt of stockbreeding
cultures: Viewed through the prism of archaeometallurgy and
radiocarbon dating. Archaeology, Ethnology and Anthropology
of Eurasia, No. 3 (35): 3653.
Chikisheva T.A. 2000
New Anthropological Data on the Neolithic and Bronze
Age Populations of the Altai. Archaeology, Ethnology and
Anthropology of Eurasia, No. 1 (1): 139148.
Debetz G.F. 1931
Esche raz o belokuroy rase v Tsentralnoy Azii. Sov. Aziya,
No. 5/6: 195209.
Debetz G.F. 1948
Paleoantropologiya SSSR. Moscow, Leningrad: Izd. AN
SSSR. (TIE, Nov. ser.; vol. 4).
Dremov V.A. 1997
N a s e l e n i e Ve r k h n e g o P r i o b y a v e p o k h u b r o n z y
(antropologicheskiy ocherk). Tomsk: Izd. Tomsk. Gos. Univ.
Gamkrelidze T.V., Ivanov V.V. 1995
Indo-European and Indo-Europeans. In 2 vols. Berlin, New
York: Mouton de Gruyter.
Ginzburg V.V. 1962
Materialy k antropologii naseleniya Zapadnogo Kazakhstana
v epokhu bronzy. In V.S. Sorokin. Mogilnik bronzovoy epokhi
Tasty-Butak-1 v Zapadnom Kazakhstane. Moscow, Leningrad:
Izd. AN SSSR, pp. 188198. (MIA; No. 120).
Ginzburg V.V., Tromova T.A. 1972
Paleoantropologiya Srednei Azii. Moscow: Nauka.
Gokhman I.I. 1980
Proiskhozhdenie tsentralnoaziatskoy rasy v svete novykh
paleoantropologicheskikh materialov. In Issledovaniya po
paleoantropologii i kraniologii SSSR. Moscow, Leningrad: Izd.
AN SSSR, pp. 534. (Sbornik MAE; No. 36).
A.G. Kozintsev / Archaeology Ethnology & Anthropology of Eurasia 37/4 (2009) 125136
135
136
A.G. Kozintsev / Archaeology Ethnology & Anthropology of Eurasia 37/4 (2009) 125136