Académique Documents
Professionnel Documents
Culture Documents
An earlier version of this paper was presented at The First World Congress on Marxism at Peking
University, 10 October 2015 in Beijing, China.
2
The Encyclical notes that the poor of the earth, for example, are forced to migrate as the result of growing
poverty as the result of the effects of climate change (25); they lack access to safe drinking water (a basic
2
commons in a way that is consistent with its sustainability and justice. In particular, our
world, the Encyclical insists, has a grave social debt towards the poor and thus must
hear both the cry of the earth and the cry of the poor (30, 49).
These three essential premises--- the earth as our commons, encroachment upon
its limits and the failure to manage that commons justly --- provide the context for the
Encyclicals grasp of impending disaster.
and universal human right, since it is essential to human survival and, as such, is a condition for the
exercise of other human rights (30); and they are subject to a life without dignity and to premature death
because of these grave imbalances (30, 48).
3
As well as the direct effects of this one-sided technological paradigm upon the
environment, there is an important secondary effect because that technology is not
neutral. Its technological products create a framework which ends up conditioning
lifestyles and shaping social possibilities along the lines dictated by the interests of
certain powerful groups (107, 114). Flowing from that technological paradigm linked to
business interests is the fostering of consumerism and a consumerist vision of human
beings (144). As a result, a minority believes that it has the right to consume in a way
which can never be universalized because of the limits of the earth while billions are
deprived of access to basic resources (50, 109). Indeed, the cultural product of this
technological paradigm is a society which hears neither the cry of the earth nor the cry of
the poor.
That is why a central theme of the Encyclical is the urgent need for us to move
forward in a bold cultural revolution (114). It calls for a new way of thinking and new
policies which can generate resistance to the assault of the technocratic paradigm (111).
Let us refuse to resign ourselves to this current situation in which a constant flood of
new products coexists with a tedious monotony (113). We have the freedom, the
document argues, needed to limit and direct technology; we can put it at the service of
another type of progress, one which is healthier, more human, more social, more integral
(112). That means not only new thinking as members of society but changes in political
direction as well.
Today, the Encyclical notes, it is the case that some economic sectors exercise
more power than states themselves (139). And, we know that economic powers continue
to justify the current global system and that any genuine attempt by groups within
society to introduce change is viewed as a nuisance based on romantic illusions or an
obstacle to be circumvented (54, 56). However, politics must not be subject to the
economy, nor should the economy be subject to the dictates of an efficiency-driven
paradigm of technocracy (189). To deal with the present crisis, we need a politics which
is far-sighted and capable of a new, integral and interdisciplinary approach to handling
the different aspects of the crisis (139, 197).
In particular, the Encyclical calls for a politics that recognises the damage caused
by the principle of the maximization of profits, frequently isolated from other
considerations, the one-dimensional technological paradigm, the one-sided pursuit of
financial gain and the focus upon quick and easy profit (30). It insists that where profits
alone count, there can be no thinking about the rhythms of nature, its phases of decay and
regeneration, or the complexity of ecosystems which may be gravely upset by human
intervention. The Encyclical thus calls upon us to reject a magical conception of the
market, which would suggest that problems can be solved simply by an increase in the
profits of companies or individuals (190).
The key word here is simply. This, after all, is not an argument against capitalism.
Rather, the perspective of the Encyclical is to modify the one-sidedness of a focus in
which profits alone count. It argues against the worship of the market (its deification)
and pleads for responsible state policies that introduce regulations to check the
destructive effects of the market through an integrated approach to combating poverty,
restoring dignity to the excluded and at the same time protecting nature (197, 139). The
Papal Encyclical is a call upon people to break with the dominant ideology, a call for a
cultural revolution, a call to struggle against privatisation and against neoliberalism.
4
Who could deny the importance of this Encyclical at this time when we face such
serious threats to our common home and to the common good? Who could deny the
significance of its dramatic call for action now? But Laudati Si only touches the
surface--- missing is an understanding of capitalism.
Marx, Capital, vol. 3 (New York: Vintage, 1981), 911, 916. See Chapters 1 and 11 of Michael A.
Lebowitz, The Socialist Imperative: From Gotha to Now (New York: Monthly Review Press, 2015) for a
discussion of Marx on nature.
4
Marx, Capital, vol.3, 949; Marx, Capital, vol. 1 (New York: Vintage, 1977), 635-36. No one has retrieved
this critical dimension of Marxs concerns more than John Bellamy Foster, beginning with his classic work,
Marxs Ecology: Materialism and Nature (New York: Monthly Review Press, 2000).
5
Marx, Capital, vol. 3::754n.
6
Ibid., 949.
7
Ibid., 911.
8
Marx, Capital, vol. 3: 754n
9
Marx, Grundrisse (New York: Vintage, 1973), 85, 87.
5
reproduction. Thus, the particular metabolic process that occurs within capitalist relations
is one in which human labour and nature are converted into surplus value, the basis for
the growth of capital.
Precisely because workers and nature are mere means for capitals goal, Marx
argued that capitalist production, therefore, only develops the technique and the degree
of combination of the social process of production by simultaneously undermining the
original sources of all wealththe soil and the worker.10 His comment with respect to
capitals drive to drain every ounce of energy from the worker describes as well capitals
relation to the natural world:
Aprs moi le deluge! is the watchword of every capitalist and every capitalist nation.
Capital therefore takes no account of the health and the length of life of the worker,
unless society forces it to do so.11
But can capitalist society force capital to protect our common home and promote
the common good? The Marxist answer is that it will not and cannot. Here, then, is the
fourth premise which Marxism adds to the three introduced by the Encyclical: to prevent
the destruction of the original sources of all wealth--- the soil and the worker, it is
necessary to put an end to capitalist relations of production.
6
Capital, though, continually comes up against barriers to its growth.15 In the
sphere of production, it faces the resistance of workers and the availability of raw
materials; and, in the sphere of circulation, there is a constant tension between the
restricted dimensions of consumption on the capitalist basis, and a production that is
constantly striving to overcome these immanent barriers and thus an ever-present
tendency for overproduction, the fundamental contradiction of developed capital.16
Nevertheless, capital continually drives beyond those barriers and develops
qualitatively in the process. On the one hand, it develops a specifically capitalist mode of
production and, developing the natural sciences, finds new sources of raw materials and
substitutes; on the other hand, capital is driven to find ways to create a constantly
widening sphere of circulation and does so by producing new needs and propagating
existing ones in a wide circle17. Inherent in the nature of capital, thus, is its tendency to
develop by going beyond barriers in both the sphere of production and the sphere of
circulation. Indeed, Marx commented that the tendency to create the world market is
directly given in the concept of capital itself. Every limit appears as a barrier to be
overcome.18
As indicated by Marxs reference to the world market, capitals tendency for
growth without limit has a definite spatial dimension. Not only does capital drive forward
to tear down every spatial barrier to exchange and to conquer the whole earth for its
market but it also searches for a global fix to barriers within the sphere of production.
Thus, a condition of production founded on capital is the exploration of the earth in all
directions, to discover new things of use as well as new useful qualities of the old; such
as new qualities of them as raw materials etc.19 As Marx explained at the time, capital
goes beyond the barrier posed by the availability of raw materials by supplying these
from a greater distance and indeed by colonization of foreign lands, which are thereby
converted into settlements for growing the raw material of the mother country.
However, capitals creation of a new and international division of labour is not
limited to the core/periphery pattern that Marx identified here.20 As in the case of its
replacement of skilled labour with unskilled labour, capital constantly searches for
cheaper sources of labour and often finds these where workers for historical reasons are
accustomed to lower standards of necessity.21 Accordingly, given the possibility of
intensified exploitation as the result of the cheapness of the human sweat and the human
blood available to be converted into capitalist commodities, inherent in the concept of
capital is the tendency to propagate production based upon capital throughout the
world.22 The world market, then, becomes the basis for the global spread of capitalist
production; the result is the entanglement of all peoples in the net of the world market,
and, with this the growth of the international character of the capitalist regime.23
15
See the discussion of capitals barriers in Michael A. Lebowitz, The Socialist Imperative: From Gotha to
Now (New York: Monthly Review Press, 2015), 15-9 and Lebowitz, Beyond Capital, Chapter 1.
16
Marx, Capital, Vol. 1, 365; Marx, Grundrisse, 415.
17
Marx, Grundrisse, 405, 407-8.
18
Marx, Grundrisse , 40810.
19
Marx, Grundrisse, 539, 409,
20
Marx, Capital, Vol.I, 579-80.
21
See the discussion of differing standards of necessity (with particular reference to Marxs consideration
of Irish workers at the time) in Lebowitz, Beyond Capital, 128, 154-5, 158-60.
22
Marx, Capital, Vol.1, 601; Marx, Grundrisse, 408-9.
23
Marx, Grundrisse, 528; Marx, Capital, Vol. 1, 929.
7
Capital, in short, comes up against barriers to its growth but drives beyond them.
As Marx insisted over and over again, capital is the endless and limitless drive to go
beyond its limiting barrier. Every boundary is and has to be a barrier for it.24 Is it
possible, then, to regulate this endless impulse as the Encyclical and, indeed, all
reformers of capital propose? Attempting to place limits upon capital merely introduces
new barriers that it will drive over and beyond in order to continue to grow. Introduce
pollution controls (through prohibition or financial penalties), and capital will go
elsewhere so it can continue to grow (as in the case of steel producers who shift
elsewhere). Exhaust fertility and water supplies in a particular area, and capital proceeds
to acquire land elsewhere (e.g., in Africa).25 The essential nature of capital is its drive for
profit and thus its tendency to function as if its infinite growth is possible.
Further, there is no central committee of capital that could decide to stop growing
in order to ensure that the planet will not be squeezed dry beyond every limit. Capital in
reality exists as many individual capitals--- each of which is driven to go beyond its
quantitative limit, each of which embodies capitals essential drive, its thirst for profits,
that impulse for endless growth. Rather than a single capital (as implied in the concept of
capital itself), there are many self-seeking capitals all seeking to expand. And, if some are
checked (or restrain themselves), others are more than happy to push them out of the way.
As Marx understood, Aprs moi le deluge! is the watchword of every capitalist and
every capitalist nation. Without question, this is the recipe for the tragedy of the global
commons. The deluge is inherent in the nature of capital, and it will not be avoided unless
we can put an end to capitalist relations of production.
24
8
Within the capitalist workplace, people are subjected to the powerful will of a
being outside them, who subjects their activity to his purpose.27 In Capital, Marx
described the result of this subordination to that alien power--- the mutilation, the
impoverishment, the crippling of body and mind of the worker bound hand and foot for
life to a single specialized operation that occurs in the division of labour characteristic of
the capitalist process of manufacturing. But did capitals development of machinery
rescue workers from this fate? No, he said, it completes the separation of the intellectual
faculties of the production process from manual labour. It completes, in short, the
crippling of body and mind.28
In this situation, Marx explained, head and hand become separate and hostile, and
every atom of freedom, both in bodily and in intellectual activity is lost. While capital
develops productive forces to achieve its own preconceived goal (the growth of profits
and capital), all means for the development of production undergo a dialectical
inversion. The result, Marx indicated, is that they distort the worker into a fragment of a
man, and they degrade him and alienate from him the intellectual potentialities of the
labour process.29
These are the human products of capital, which exist alongside the commodities
containing the labour extracted from workers. Think of what this means in terms of the
workers capacities. Labour-power, or labour capacity, Marx indicated, is the aggregate
of those mental and physical capabilities existing in the physical form, the living
personality, of a human being, capabilities which he sets in motion whenever he produces
a use-value of any kind.30 In the dialectical inversion characteristic of capitalism, the
mental and physical capacities of individual producers are degraded, and the result is a
complete emptying-out, total alienation, the sacrifice of the human end-in-itself to an
entirely external end.31
Within capitalist relations of production, the world of wealth faces the worker as
an alien world dominating him. And that alien world dominates the worker more and
more because capital constantly creates new needs to consume in order to realise the
surplus value contained in commodities. Upon this creation of new needs, Marx noted,
the contemporary power of capital rests. Every new need for capitalist commodities is a
new link in the golden chain that links workers to capital.32
How else but with money, the true need that capitalism creates, can we fill the
vacuum? We compensate for that emptying-out by filling the void with things. We are
driven to consume. In short, the joint product of capitalist production that Marx identified
in Capital is the fragmented, crippled human being whose enjoyment consists in
possessing and consuming things. Workers need higher wages--- not because they want
wealth but because of the needs that capital constantly creates. Contrary to the wish
expressed in the Encyclical, consumerism is not a bad habit that can be changed by
exhortation; rather, it is inherent in capitalist relations of production.
Similarly, it is not an accident that the technology and productive forces
developed within capitalist relations of production enrich capital and impoverish the
27
9
worker. Productive forces do not drop from the sky--- they emerge within particular
relations and reinforce those relations. Contrary to the Encyclical, the problem associated
with the current technological paradigm is not that it exalts the methods and aims of
science and technology. Rather, it is the subordination of technology to capital. Where
the goal is not the growth of capital, technology would enhance rather than cripple the
original sources of all wealth--- human beings and nature.
Why, then, is this system allowed to continue? To begin, the purchase of the
workers creative power by capital fosters the mystification of capital: all the productive
forces of social labour appear attributable to it [capital], and not to labour as such, as a
power springing forth from its own womb. Fixed capital, machinery, technology, and
science all necessarily appear only as capital. On the surface, accordingly, the
accumulation of knowledge and of skill, of the general productive forces of the social
brain appears as an attribute of capital.33 Thus, the message constantly transmitted to
workers is that capital is everything, and they are nothing.
In short, capital appears necessary. As Marx explained in Capital:
The advance of capitalist production develops a working class which by education,
tradition and habit looks upon the requirements of that mode of production as selfevident natural laws. The organization of the capitalist process of production, once it
is fully developed, breaks down all resistance.34
Breaks down all resistance! This mystification of capital is one source of its
strength. Insofar as workers view capitals requirements as self-evident natural laws,
when workers struggle over wages and working conditions, they do so not to challenge
its rule but to improve their position within capitalist relations.35 But there is more.
Capital is strong because workers are weak. They are weak because they are separated
and divided.
Thus, workers compete to sell their capacities to particular capitalist purchasers;
and the greater the number of competing sellers relative to employment opportunities
(i.e., the higher the level of unemployment), the greater the tendency for lower wages,
higher workdays and deteriorating working conditions. Further, insofar as they are
successful in selling their labour-power, workers tend to identify their own interest with
that of the particular capitals that employ them rather than with the workers employed by
competing capitalists. Their separation, as Engels explained, makes nothing else possible
for them but restriction to their immediate, everyday interests, to the wish for a good
wage for good work; and it restricts the workers to seeing their interest in that of their
employers, thus making every single section of workers into an auxiliary army for the
class employing them. 36
33
Marx, Grundrisse, 694; Marx, Capital, vol. 1, 1058; Lebowitz, Beyond Capital, 15657.
Marx, Capital, vol. 1, 899.
35
Although at moments workers may elect governments to represent their interests, as long as they look
upon the needs of capital as common sense, sooner or later they act to ensure the conditions for the
expanded reproduction of capital.
36
Frederick Engels, The Constitutional Question in Germany in Marx and Engels, Collected Works, Vol.
6 (New York: International Publishers, 1976), 83-4. See the discussion in Lebowitz, Beyond Capital, 157
58. Note Marxs comment that the competition among workers is only another form of the competition
among capitals (Marx, Grundrisse, 651).
34
10
Capitals drive to grow, too, tends to increase those divisions and the degree of
separation among workers. Thus, its search for cheaper sources of labour and its ability to
find workers who for historical reasons are accustomed to lower standards of necessity
increases the intensity of competition among workers. Where they are unable to bridge
the separation among them because of divisions of race, religion, sex, age, nationality or
simply distance, their differences turn into antagonism. As in the case of English and Irish
workers in the mid-19th Century, their competition and separation becomes hostility. The
result, as Marx knew well, is that capital gains at the expense of workers. Indeed, he
described these divisions as the secret of the impotence of the English working class. It
is the secret, Marx argued, by which the capitalist class maintains its power.37
Here, then, is the tragedy of the global working class. Insofar as workers are
competitors and view themselves as such, every single section of workers tends to
identify its immediate interest with that of its capitalist employers. In addition to the view
of capitals requirements as self-evident natural laws, the division and dispersal of
workers over great distances leads them to see each other as enemies. Their separation,
Engels proposed, renders it impossible for them to realise that their interests are
common, to reach understanding, to constitute themselves into one class.38 This is the
secret of the impotence of the global working class, the presupposed grave-diggers of
capital.
Further, capitals tendency is to preserve the separation of the working class.
Describing the effect of capitals displacement of workers with the introduction of new
technology, Marx argued that capitals generation of a reserve army of the unemployed
sets the seal on the domination of the capitalist over the worker. With the constant
generation of a relative surplus population of workers, wages are confined within limits
satisfactory to capitalist exploitation, and lastly, the social dependence of the worker on
the capitalist, which is indispensable, is secured. The capitalist, Marx explained, can then
rely upon the workers dependence on capital, which springs from the conditions of
production themselves, and is guaranteed in perpetuity by them.39
Guaranteed in perpetuity by capitalist relations of production, thus, are divisions
among the working class which prevent it from uniting against capital locally and
globally. Guaranteed in perpetuity by capitalism, accordingly, is the continued destruction
of the original sources of wealth--- human beings and nature. Without a solution to the
tragedy of the global working class and the end to capitalist relations of production, the
deluge appears inevitable.
11
recognised the limits of wage struggles as such, he always stressed the second product--the human product.
Thus, in 1853 Marx insisted that wage struggles prevent workers from becoming
apathetic, thoughtless, more or less well-fed instruments of production; without them,
workers would be a heartbroken, a weak-minded, a worn-out, unresisting mass. And he
returned to the same point in 1865, noting that workers who did not engage in wage
struggles would be degraded to one level mass of broken wretches past salvation. As a
result, they would not be able to develop the capacity to go beyond capital: they would
certainly disqualify themselves for the initiating of any larger movement41 Marx, in
short, understood that it is right to rebel--- not only to change circumstances but also to
change ourselves.
In particular, it is essential to rebel against the capitalist inversion, that inversion
in which it is not the worker who makes use of means of production, but the means of
production that make use of the worker.42 Subjects become objects, means become ends
in this inversion, indeed this distortion, which is peculiar to and characteristic of
capitalist production, of the relation between dead labour and living labour, between
value and the force that creates value.43 Indeed, within the capitalist system, Marx
concluded, all means for the development of production undergo a dialectical inversion
so that they become means of domination and exploitation of the producers.44
In the socialist alternative, the means for development of production are not
means of domination and exploitation; rather, we struggle to build what Marx described
in Capital as the inverse situation, in which objective wealth is there to satisfy the
workers own need for development.45 In that society, the capitalist inversion itself is
inverted; we end this distortion, which is peculiar to and characteristic of capitalist
production. Accordingly, rather than the crippling and fragmentation of the producers,
workers develop their capacities: when the worker co-operates in a planned way with
others, he strips off the fetters of his individuality, and develops the capabilities of his
species.46
Similarly, in the inverse situation, rather than the squandering of the vitality of
the soil that Marx described, a society can bequeath the earth in an improved state to
succeeding generations.47 The capitalist distortion is inverted when nature is no longer a
means for capital, and its systematic restoration is understood as the inalienable
condition for the existence and reproduction of the chain of human generations.48
Further, we negate the capitalist negation when the separation of people inherent in
capitalist society is replaced by the fostering of community and solidarity--- the
nurturing, indeed, of a society (in the words of The Communist Manifesto) that recognises
that the free development of each is the condition for the free development of all.
41
Karl Marx, New York Daily Tribune, July 14, 1853 in Marx and Engels, Collected Works, vol. 12 (New
York: International Publishers, 1979): 169; Karl Marx, Value, Price and Profit, in Marx and Engels,
Collected Works, vol. 20 (New York: International Publishers, 1985), 148.
42
Marx, Capital, vol. 1, 988, 548.
43
Ibid., 425.
44
Ibid., 799.
45
Marx, Capital, Vol. I, 772.
46
Marx, Capital, vol. 1, 447.
47
Marx, Capital, vol. 3: 911, 916.
48
Marx, Capital, vol. 1, 635-6; Marx, Capital, vol. 3, 949.
12
At the core of the socialist alternative is the concept of our own need for
development and, in particular, Marxs key link of human development and practice.49
Through revolutionary practice, we produce ourselves as rich human beings--- rich in
capacities and needs--- in contrast to the impoverished and crippled human beings that
capitalism produces. And, the struggles that develop us are not only over wages, hours,
and working conditions. Workers are many-sided, and our various struggles (e.g., over
housing, education, inequality, environmental destruction, racism, and patriarchy) do not
not only change particular circumstances but also build the capacity for collective action
and a strong working class.
If we are to avoid the tragedy of our commons, we must combine the protagonism
that builds the rich human beings that Marx envisioned, the social ownership of the earth
that is the condition for its conscious and rational treatment and a society focused upon
common needs and purposes. Indeed, we need to build all three sides of what President
Chvez of Venezuela called the elementary triangle of socialism: social ownership of
the means of production, social production organised by workers and production for the
purpose of satisfying social needs.50
Without social ownership of the means of production, the original sources of
wealth (human beings and nature) enrich private interests and reinforce unequal
opportunity for the full development of human capacity. Without direction and
protagonism by workers in the workplace and community, there can be no end to the
crippling of body and mind and the complete emptying-out that fosters the endless need
to possess things. Without a focus upon communal needs and purposes and the building
of a conscious community, we interact as separate and indifferent individuals who strive
to secure as much as possible for ourselves and thereby guarantee the tragedy of the
commons.
Of course, this combination of production, distribution and consumption can not
be realised fully overnight but, like the architect who first builds the cell in his mind,
the concept of the socialist triangle can serve as a vision that can ensure the purposeful
will to struggle on all three fronts. Unfortunately, this is not the vision that characterised
socialism of the 20th Century. That was a vision which equated juridical state ownership
of the means of production with social ownership, focused upon the development of
material productive forces without the protagonism that is the condition for the all-round
development of human productive forces and stressed the material self-interest that
reproduces separation of workers and societies.51 Limited to that 20th century vision of
socialism, we will never escape the tragedy of our commons.
We have to reinvent socialism. With this statement, Venezuelan president Hugo
Chvez electrified activists in his closing speech at the January 2005 World Social Forum
in Porto Alegre, Brazil. It cant be the kind of socialism that we saw in the Soviet
Union, he stressed, but it will emerge as we develop new systems that are built on
cooperation, not competition. If we are ever going to end the poverty of the majority of
the world, Chavez argued, capitalism must be transcended. But we cannot resort to state
49
This theme is developed in Lebowitz, The Socialist Alternative:Real Human Development (New York:
Monthly Review Press, 2010).
50
See the discussion of the socialist triangle in Lebowitz, The Socialist Alternative. The emergence of the
concept is described in Chapter 5 of Lebowitz, The Socialist Imperative.
51
See my discussion of real socialism in Michael A. Lebowitz, The Contradictions of Real Socialism:
the Conductor and the Conducted (New York: Monthly Review Press, 2012).
13
capitalism, which would be the same perversion of the Soviet Union. We must reclaim
socialism as a thesis, a project, and a path, but this must be a new type of socialism, a
humanist one, which puts humans and not machines or the state ahead of everything.52
There, at its core, is the vision of socialism for the twenty-first century. Rather
than expansion of the means of production or direction by the state, human beings must
be at the center of the new socialist society. And, that vision marks a return to Marxs
concept of the workers own need for development--- the culmination of his consistent
stress upon the centrality of the development of human capacity, the development of the
rich individuality, as the real wealth and explicit goal of the new society.53
52
Cleto A. Sojo, 2005. Venezuelas Chvez Closes WSF with Call to Transcend Capitalism,
Venezuelanalysis.com (January 31); Lebowitz, Build it Now: Socialism for the Twenty-First Century, (New
York: Monthly Review Press, 2006), 109.
53
Marx, Grundrisse, 488, 541, 708. See the discussion of Marxs concept of the rich human being and the
concept of human wealth in Lebowitz, Beyond Capital, pp. 131-3l; and in Lebowitz, The Socialist
Alternative, 42-4.
54
The concept of socialist globalisation is explored in Michael A. Lebowitz, Socialism for the twenty-first
century and the need for socialist globalization in International Critical Thought, Vol. 1, No. 3 (September
2011).