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CHAPTER 4

TRANSVERSE VIBRATIONS-II:
SIMPLE ROTOR-BEARING-FOUNDATION SYSTEMS

In chapter 2, we studied dynamic behaviours rotors with a rigid disc with the flexible massless shaft.
These simple rotor models have advantage in that the mathematical modeling is simple and it predicts
some of the vital phenomena with relatively ease. However, in actual case as the previous chapter has
demonstrated that supports of rotors, i.e., bearings as well as the foundation are flexible; and have
considerable amount of damping. Consequently, they play vital role in predicting dynamic behaviour of
rotor systems. In the present chapter, we will incorporate bearing dynamic parameters in the mathematical
model of the rotor system. In previous chapter, it is shown that a bearing has normally eight dynamic
parameters (four for the stiffness and four for the damping, with direct and cross coupled terms). To start
with, first we will consider a long rigid rotor mounted on flexible anisotropic bearings (without damping
and without cross-coupled stiffness terms). Next, in the long rigid rotor system we will incorporate a
more general bearing model with eight bearing dynamic coefficients. Subsequently, along with the
flexibility of bearing, the shaft flexibility with rigid discs is also considered. Finally, the flexibility of the
shaft, bearings, and foundations has been included for prediction of the dynamic behaviour of the rotor
system and the forces transmitted through the supports. The approximate method is not used in the
present chapter; however, wherever equations are large in number the matrix and vector forms are
preferred.
4.1 Symmetrical Long Rigid Shaft in Flexible Anisotropic Bearings
In rotor systems where bearings are far more flexible than the shaft, it is the bearings which will have the
greatest influence on the motion of the rotor. Such rotors may be idealized as the rigid rotor. It is assumed
that the shaft has no flexibility, and bearings are assumed to behave as linear springs having the stiffness,
kx and ky, the horizontal and vertical directions, respectively. The center of gravity of the rotor mass, m, is
offset from the geometrical center by distances e and ez as shown in Figure 4.1(a), respectively in the
radial and axial directions. x and y are the linear displacement of the rotor (the geometrical center) in the
horizontal and vertical directions, respectively; whereas, y and x are the angular displacement of the
rotor (the geometrical center line) in the z-x and y-z planes, respectively. Figure 4.1(b) shows the positive
convension for the angular displacement. For the present case, there is no coupling between various
displacements, i.e., x, y, y and x. Hence, free body diagrams (Figure 4.2) and equations of motion have
been obtained by giving such displacements independent of each other. It is assumed that the linear and

163
angaulr displacemnets are small, and the direction of the unbalnce force and moment do not change with
the tilting of the shaft (i.e., due to y and x). In fact without this assumptions, it will give equations of
motion with force containing unknown angular displacements (i.e., y and x) and equations would be
parametrically excited systems (i.e., differntial equations with time dependent coefficients).

Figure 4.1(a) A rigid rotor mounted on a flexible bearing

Figure 4.1(b) Positive conventions of angular displacements

164

Figure 4.2(a) A free body diagram of the rotor in y-z plane for a pure translator motion

Figure 4.2(b) A free body diagram of the rotor in y-z plane for a pure translator motion

Figure 4.2(c) A free body diagram of the rotor in x-y plane

165

Figure 4.2(d) A free body diagram of the rotor in y-z plane for the pure rotational motion

Figure 4.2(e) A free body diagram of the rotor in z-x plane for the pure rotational motion

From Figure 4.2(a, b and c) equations of motion in the x and y directions are

me 2 cos t - 2k x x = mx

and

me 2 sin t 2k y y = my

(4.1)

From Figure 4.2(d and e) equations of motion in the x and y directions are

me 2ez sin t k y l 2 x / 2 = I d x

and

me 2 ez cos t k xl 2 y / 2 = I d y

(4.2)

For sinusoidal vibrations, we can write


x = 2 x , 
y = 2 y, x = 2 x and y = 2 y

(4.3)

166
On substituting equation (4.3) into equations (4.1) to (4.2), the unbalnce response can be expressed as

x=

me 2
cos t = X cos t ;
2k x m 2

me 2
sin t = Y sin t
2k y m 2

(4.4)

me 2 ez
cos t = y cos t
0.5k x l 2 2 I d

(4.5)

y=

and

x =

me 2 ez
sin t = x sin t
0.5k y l 2 2 I d

and y =

where X and Y are linear displacement amplitudes, and x and y are angular displacement amplitudes.
From denominators of these amplitudes, it can be seen that the system has four critical speeds; two for
linear displacements in the x- and y- directions, and two for angular displacements in the x-z and y-z
planes. Critical speeds can be written as

k
cr1 = x ;
m

cr =
2

2k y
m

cr

0.5k xl 2
=
;
Id

and

cr =
4

0.5k y l 2
Id

(4.6)

From equation (4.4) on squaring expressions for x and y, and on adding, it gives

x2
X

y2
Y

=1

(4.7)

It is an equation of the ellipse. Similarly from equation (4.5), we get

x2
2x

y2
2y

=1

(4.8)

It would be interesting to observe the whirl direction (i.e., the clochwise or the counter clockwise) with
respect to the spin speed direction. Let us first consider the linear displacement only, i.e., equation (4.4).
and assume that kx < ky (i.e., cr1 < cr2 ).

Case I: When the rotor operates below the first critical speed, i.e., < cr1 from equation (4.4) both X
and Y are positive. Hence, the rotor whirls in the same direction as the spin of shaft a shown in Figures
4.3(a) and 4.4(a-c). This type of whirl is called the forward synchornous whirl.

167

Figure 4.3 Mode shapes for a rigid rotor mounted on flexible bearings

Case II: For cr1 < < cr2 , from equation (4.4) the displacement amplitude X becomes negative
indicating that the horizontal displacement of the rotor is always in the opposite direction to that in Case I.
It follows from this that the rotor must whirl in the opposite direction to the spining of shaft as shown in
Figures 4.3(c) and 4.4(d-f). This type of whirl is called the backward synchronous whirl.

Case III: At higher shaft speeds > cr2 both X and Y are negative which leads to both displacements in
opposite direction to that in Case I. Figures 4.3(a) and 4.4(g-i) reveals that the rotor whirl once more in
the same direction as the spin of shaft. (the phase may be different). In all three cases if we observe
motion of a point P on the orbit at time instants t = t1 and t2 the point will move from P1 to P2 as shown in
Figures 4.4(c, f and i), which clearly show the direction of whirl.

168

(ii) Anti-synchronous whirl,

(i) Synchronous whirl,

(iii) Synchronous whirl,

cr < < cr

< cr

> cr

(a) Plot of x versus t

(d) Plot of x versus t

(g) Plot of x versus t

(b) Plot of y versus t

(e) Plot of y versus t

(h) Plot of y versus t

(c) Plot of x-y (the shaft center orbit)

(f) Plot of x-y (the shaft center orbit)

(i) Plot of x-y (the shaft center orbit)

Figure 4.4 Whirl directions with respect to the shaft spin frequency

169
Equation (4.8), relating to the angular motion of the rotor, is also equation an ellipse. This means that
there is an elliptical orbital trajectory of the rotor ends due to the angular motion of the rotor as shown in
Figures 4.4(b and d). This rotor motion is caused by the unbalance couple me2d acting on the rotor. For

< cr and > cr the forward synchornous whirl persists. A reversal of the direction of the orbit
3

occurs for the rotor spin speed between two critical speeds associated with angular motion of the rotor
(i.e., cr3 < < cr4 ) as shown in Figure 4.4d. In general, the motion of the rotor will be combination of
both the linear and angular dispalcemnets and at or near critical speeds only such whirling will be
distinguisable.

The amplitude of the force transmitted to bearings is now different in the horizontal and vertical
directions, as well as at each end of the rotor. The force transmitted is given by the product of spring
stiffness and rotor deflection at the bearing. Bearing force amplitudes are

f x = k x ( x 0.5l y ) ;

and

f y = k y ( y 0.5l x )

(4.9)

in the horizontal and vertical directions, respectively. In equation (4.9) the + sign refers to the angular
displacement of the rotor which causes its end to deflect in the same direction to the linear displacement
and the - sign refers to the angular displacement of the rotor which causes its end to deflect in the opposite
direction to the linear displacement. These bearing forces must take on maximum values when the system
is operated at any of the critical speeds, whenever either of x, y, x and y are maximum.

Example 4.1 A long rigid symmetric rotor is supported at ends by two identical bearings. The shaft has
0.2 m of diameter, 1 m of length, and 7800 kg/m3 of mass density. Bearing dynamic parameters are as
follows: kxx = kyy = 1 kN/mm with rest of the stiffness and damping terms equal to zero. By considering
the gyroscopic effect negligible, obtain transverse critical speeds of the system.
Solution: We have the following data:
k = 1 106 N/m,

m = r 2l = 7800 0.12 1 = 245.04 kg

and
I d = 161 md 2 + 121 ml 2 = 161 245.04 0.22 + 121 245.04 12 = 0.6126 + 20.42 = 21.0326 kg-m2

170
Since cross-coupled stiffness coefficients is the x and y directions are zero and no gyroscopic effect is
considered, hence a single plane motion can be considered. For the present analysis the coupling is not
considered between the linear and rotational displacements. The stiffness in the x and y directions are
same, hence critical speeds corresponding to the linear motion can be written as

cr =
1,2

2k
=
m

2 1 106
= 90.34 rad/s
245.04

In which only the positive frequency has the physical meaning, the negative sign has been ignored.
Similarly critical speeds corresponding to the titling motion can be written as

cr =
3,4

kl 2
=
2Id

1106 12
= 154.184 rad/s
2 21.0326

Answer

Example 4.2 (a) Find transverse natural frequencies of a system shown in Figure 4.5. The mass and the
diametral mass moment of inertia of the rotor are 2.51 kg and 0.00504 kg-m2, respectively. The total span
of the shaft between bearings is 508 mm. Treat the shaft as rigid. Bearings have equal flexibility in all
directions, the stiffness constant for either one of them being kx = k = 175 N/m. (b) Solve the same
problem as part (a) except that the bearings have different vertical and horizontal flexibilities: khoz = 175
N/m and kver = 350 N/m for each of the bearings.

Figure 4.5 A rigid rotor on flexible supports

Solution: (a) Considering a single plane (e.g., the horizontal) motion with the assumption of uncoupled
linear and angular motions, EOM for free vibrations can be written as

mx + 2k x x = 0

and I d y + 0.5k xl 2 y = 0

171
where x is the linear displacement of the centre of gravity of the shaft and y is the angular displacement
of shaft centre line with the z-axis in z-x plane. The mass and mass moment of inertia of the disc are given
as m = 2.51 kg and I d = 0.00504 kg-m 2 . We have kx = k = 175 N/m and l = 0.508m. Hence, natural
frequencies can be written as

nf =
1

2k
= 11.81 rad/s and nf2 =
m

kl 2
= 66.93 rad/s
2Id

Answer

(b) With different stiffness properties in the horizontal and vertical directions, natural frequencies are
given as

nf =

2kver
2khoz
= 16.70 rad/s; nf2 =
= 11.81 rad/s
m
m

nf =

kver l 2
= 94.66 rad/s; and nf4 =
2Id

khoz l 2
= 66.93 rad/s
2Id

Answer

Example 4.3: Find critical speeds of a rotor system as shown in Figure 4.6. Take bearing stiffness
properties as: k xA = 1.1 kN/mm ; k y A = 1.8 kN/mm ; k xB = 3.1 kN/mm and k yB = 3.8 kN/mm . The

disc has m =10 kg and Id = 0.1 kg-m2.

Figure 4.6 A long rigid rotor on flexible bearings

Solution: Considering two plane (e.g., the horizontal and the vertical) motions with the assumption of
uncoupled linear and angular motions, equations of motion in the x and y directions with the radial
unbalance, me, are given as

172

me 2 cos t k xA x k xB x = mx and

me 2 sin t k y A y k yB y = my

(a)

where x and y are the linear displacements of the centre of gravity of the shaft. Bearings at ends A and B
are not same; however, it is assumed that the difference in bearing dynamic parameters is small and the
shaft remains horizontal in the static equilibrium position. Equations of motion in the y and x directions
with the moment-unbalance, meez , are

me 2 ez cos t 0.5k xA l 2 y 0.5k xB l 2 y = I d y and

me 2ez sin t 0.5k yA l 2 x 0.5k yB l 2 x = I d x


(b)

where y and x are angular displacements of shaft centre . The steady state unbalanced (forced) vibration
responses from equations (a) and (b) can be obtain as

me 2

x=

cos t ;

y=

k xA + k xB m 2

me2 ez

y =

0.5 k xA + k xB l

cos t ;
2

me 2
sin t
k yA + k yB m 2

x =

Id

(c)

me2ez

sint (d)
2

0.5 k y A + k yB l I d

On equating determinates of responses in equations (c) and (d) to zero, critical speeds can be obtained as

cr =
1

cr =
2

cr =

kx + kx
A

m
ky +ky
A

(1.1+ 3.1)106
= 648.1 rad/s ;
10

(1.8+ 3.8)106
= 748.3 rad/s ;
10

0.5 k x + k x l 2
A

Id

0.5(1.1+ 3.1)106 12
= 4582.58 rad/s ;
0.1

0.5(1.8+ 3.8)106 12
= 5291.50 rad/s
0.1

and

cr =
4

0.5 k y + k y l 2
A

Id

Answer

173

4.2 A Symmetrical Long Rigid Shaft on Anisotropic Bearings


Fluid-film bearings impart the damping as well as stiffness forces to the rotor system. The shaft motion in
the horizontal direction is coupled with that in the vertical direction in the presence of fluid-film bearings.
That means a vertical force may produce both the vertical and horizontal linear displacements; similarly, a
horizontal force may produce both the vertical and horizontal linear displacements. The same is valid for
angular displacements due to moments. However, the coupling between the translational (i.e., x and y)
and tilting (i.e., y and x) motion has not been considered. That means a force on a rigid rotor may not
produce angular displacement and similarly, a moment may not produce a linear displacement. As
discussed in previous chapter, in most applications the properties of such bearings are described in terms
of the eight linearised bearing stiffness and damping coefficients. Both bearings are assumed to be
identical. The symmetrical long rigid shaft on anisotropic bearings will be similar to Figure 4.1 with
additional damping and cross-coupled force terms at shaft ends in free body digrams (Fig. 4.7).

Fig. 4.7 (a) A free body diagram of the shaft for the pure translatory motion in y-z plane

Fig. 4.7 (b) A free body diagram of the shaft for the pure translatory motion in z-x plane

174

Fig. 4.7 (c) A free body diagram of the shaft for the pure tilting motion in y-z plane

Fig. 4.7 (d) A free body diagram of the shaft for the pure tilting motion in z-x plane

Equations of motion for the rotor can be written as from free body diagram (Fig. 4.7), as

f x (t ) 2k xx x 2k xy y 2cxx x 2cxy y = mx

(4.10)

f y (t ) 2 k yx x 2 k yy y 2c yx x 2c yy y = my

(4.11)

M xz (t ) k xx 0.5l 2 y k xy 0.5l 2 x - cxx 0.5l 2 y cxy 0.5l 2 x = I d y


and

(4.12)

175

M yz (t ) k yx 0.5l 2 y k yy 0.5l 2 x - c yx 0.5l 2 y c yy 0.5l 2 x = I d x

(4.13)

in the x, y, y, and x directions, respectively. Here f and M represent the external force and moment
(e.g., due to an unbalance). kij, cij (i, j = x, y) are the eight linearised bearing stiffness and damping
coefficients.

4.2.1 Unbalance response: The unbalance, me, is located at an axial distance, ez, from the rotor
geometrical center (Fig. 4.2c). Unbalance forces in the horizontal and vertical directions can then be
written as

f x = me 2 cos t = Re me 2 e jt = Re Fx e jt

with

Fx = me 2

(4.14)

with

Fy = jme 2

(4.15)

and

f y = me 2 sin t = Re jme 2 e jt = Re Fy e jt

where Fx and Fy are complex forces (which contain the amplitude and phase information) in the x and y
directions, respectively. These forces are acting at the center of gravity. Moments about the rotor
geometrical center caused by these forces are

M xz = me 2 ez cos t = Re me 2 ez e jt = Re M xz e jt

M yz = me 2 ez sin t = Re jme 2 ez e jt = Re M yz e jt

with

M xz = me 2 ez

(4.16)

with

M yz = -jme 2 ez

(4.17)

where M xz and M yz are complex moments (which contain the amplitude and phase information) about
the y and x axes, respectively. Then the response can be assumed as

x = Xe jt ;

y = Ye jt ;

y = y e jt ;

x = x e jt

(4.18)

where X, Y, y and x are complex displacements. Equations of motion (4.10)-(4.13) can be written as

[ M ]{x} + [C ]{ x} + [ K ]{ x} = { f (t )}
with

(4.19)

176

0
0
;
0

Id

2cxx
2c
[C] = 0yx

2k xy

2k yy

0.5l 2 k xx

0.5l 2 k yx

0
;
0.5l 2 k xy

0.5l 2 k yy

m 0 0
0 m 0
[ M ] = 0 0 I
d

0
0
0

2k xx
2k
[ K ] = 0yx

2cxy

2c yy

0.5l 2cxx

0.5l 2 c yx

0
;
0.5l 2 cxy

0.5l 2 c yy
0

x
y
{ x(t )} = ;
y
x

fx

fy
{ f (t )} = M
xz
M yz

The response takes the following form

{ x} = { X } e jt ;

so that

{ x} = j { X } e jt

and

{x} = 2 { X } e jt

(4.20)

On substituting equations (4.14)-(4.17) and (4.20) into equations of motion (4.19), we get

( [ M ] + j [C ] + [ K ]){ X } = {F }
2

(4.21)

with

X
Y
{ X } = ;
y
x

Fx

Fy
{F } = M
xz
M yz

which can be written as

[ D ]{ X } = { F }

with

[ D ] = ([ K ] 2 [ M ] + j [C ])

(4.22)

The response can be obtained as


{X} = [D]-1 {F}

(4.23)

Displacement amplitudes of the rotor will be given by

X=

X r2 + X i2 , Y = Yr2 + Yi 2 ,

and corresponding phase lag will be given by

y = 2yr + 2yi , x = 2xr + 2xi

(4.24)

177

yi
y
r

Xi
-1 Yi
, = tan ,
Xr
Yr

= tan -1

= tan -1

x
-1
, = tan i

xr

(4.25)

The resulting shaft whirl orbit can be plotted using equations (4.18) and (4.23) (i.e., x = Xe jt and

y = Ye jt ), and in general for a stable rotor-bearing system the orbit will take the form as shown in
Figure 4.8.

Figure 4.8 A rotor whirl orbit

The form of the orbit is still elliptical as, it is in previous section, however, the major and minor axes no
longer along the x and y directions, respectively. A typical force vector is also shown on the diagram, and
which is shown to precede the displacement vector in the presence of damping. However, during crossing
of critical speeds it may change the phase.
In the present case the coupling is considered between the vertical and horizontal planes, and no coupling
is considered between the linear and tilting motions. It can be observed that equations (4.10) and (4.11)
(without damping) is similar in form as in chapter 2, i.e., the case when we considered no coupling
between the vertical and horizontal planes and the coupling is considered the between linear and tilting
motions

(i.e.,

Jeffcott

rotor

with

an

offset

disc).

Mathematically

we

can

write:

2 k xx = k11 , 2k xy = k12 ,  and rest of the analysis and interpretations will be similar as discussed
previous chapter. Similar analyses can be performed by considering equations (4.12) and (4.13). Now
through some examples the present section analysis will be illustrated.

178

Example 4.4 Obtain transverse natural frequencies of a rotor-bearing system as shown in Figure 4.9 for
pure tilting motion of the shaft. Consider the shaft as a rigid and the whole mass of the shaft is assumed to
be concentrated at its mid-span. The shaft is of 1 m of span and the diameter is 0.05 m with the mass
density of 7800 kg/m3. The shaft is supported at ends by flexible bearings. Consider the motion in both
the vertical and horizontal planes. Take the following bearing properties: for both bearing A &B: kxx =
200 MN/m, kyy = 150 MN/m, kxy = 15 MN/m, kyx = 10 MN/m.

Figure 4.9 A rigid rotor mounted on two dissimilar bearings


Solution: The following data are given for the present problem

m = r 2l = 0.0252 1 7800 = 15.32 kg

I d = 121 m 3r 2 + l 2 = 121 15.32 3 0.0252 + 12 = 1.279 kg-m2

Equations of motion would be obtained by considering free body diagram of the rotor as shown in Fig.
4.10. Pure tilting of the shaft is considered with x and y be the angular displacements in y-z and z-x
plane, respectively. Let l be the total length of the rotor.

Fig. 4.10 (a) A free body diagram of a rigid rotor in the y-z plane

179

Fig. 4.10 (b) A free body diagram of a rigid rotor in the z-x plane
Equations of motion in x and y directions (Fig. 4.10), respectively, can be written as
( 0.5k xx l y + 0.5k xy l x ) l = I d y

(a)

( 0.5k yy l x + 0.5k yx l y ) l = I d x

(b)

and

In matrix form above equations can be written as

2I d

0 y k xx l
+
2 I d x k yx l

k xy l y 0
=
k yy l x 0

(c)

k xy l y 0
=
k yy l x 0

(d)

For free vibration, it takes the form

2 2I d

nf 0

0 k xx l
+
2 I d k yx l

which gives frequency equation as


4 I d2nf4 2 I d l ( k xx + k yy ) nf2 + ( k xx k yy k xy k yx ) l 2 = 0

(e)

180

For the present problem the frequency equation becomes

4 (1.279 ) nf4 2 1.279 1 ( 200 + 150 ) 106 nf2 + {200 150 15 10} 106 12 = 0
or
6.543nf4 8.953 108 nf2 + 2.985 1016 = 0

(f)

which gives nf1 = 7584.28 rad/s and nf2 = 8905.72 rad/s.

Example 4.5 Obtain transverse critical speeds of a long rigid rotor supported on two identical fluid-film
bearings at ends, which has 2 m of the span, 5 kg of mass, and 0.1 kg-m2 of the diametral mass moment of
inertia. Equivalent dynamic properties of both bearings are: kxx = 2.0104 N/m, kyy = 8.8104 N/m, kxy =
1.0103 N/m, kyx = 1.5103 N/m, cxx = 1.0 N-s/m, cyy = 1.0 N-s/m, cxy = 1.010-1 N-s/m and cyx = 1.010-1
N-s/m. Obtain the unbalance response (the amplitude and the phase) with the spin speed of shaft at
bearing locations when the radial eccentricity of 0.1 mm and axial eccentricity of 1 mm is present in the
rotor and locate critical speeds.

Solution: Figure 4.11 shows unbalance responses both for the linear (left side) and angular (right side)
displacements. Both the amplitude and phase is plotted. It can be observed that in the plot of linear and
angular displacements two peaks appears and they correspond to critical speeds of the rotor-bearing
system. Since the linear and angular displacements are uncoupled for the present case and hence
corresponding critical speeds appear in respective plots only. There are four critical speeds at: 63 rad/s,
132.5 rad/s, 450 rad/s and 932.5 rad/s. The change in phase at critical speeds can be seen in each of the
plots.

181

Figure 4.11 Amplitude and phase variation with respect to spin speeds (left) linear (right) angular
displacements

4.2.2 Bearing forces


Forces transmitted through bearings are due to deformation of the bearing lubricant film. However, these
do not include rotor inertia terms. In general bearing forces will lag behind the unbalance force such that
the bearing horizontal and vertical force components, at both ends A and B of the machine, can be
represented as

f bx = A k xx x + A k xy y + A c xx x + A cxy y + A k xx l y + A k xy l x + A cxx l y + A cxy l x

(4.26)

f by = A k yx x + A k yy y + A c yx x + A c yy y + A k yx l y + A k yy l x + A c yx l y + A c yy l x

(4.27)

f bx = B k xx x + B k xy y + B c xx x + B cxy y + B k xx l y + B k xy l x + B cxx l y + B cxy l x

(4.28)

f by = B k yx x + B k yy y + B c yx x + B c yy y + B k yx l y + B k yy l x + B c yx l y + B c yy l x

(4.29)

182

where A k xx = k xx ,

k xx = k xx , etc. Hence equations (4.26)-(4.29) can be written in the matrix form as

{ fb } = [cb ]{ x} + [ kb ]{ x}

(4.30)

with

A fbx
f
f
=
{ b } A fby ;
B bx
B f by
A cxx
c
[cb ] = A cyx
B xx

B c yx

x

y

x
=
{ }  ;
y
 x

c
A c yy

c l
A c yx l

c
B c yy

c l
B c yx l

A xy

B xy

A xx

B xx

x

y
x
=
{ } ;
y
x

c l

A c yy l
;

B cxy l

B c yy l

A xy

A k xx
k
[ kb ] = A k yx
B xx

B k yx

k xy
A k yy

k xx l
A k yx l

k xy
B k yy

k xx l
B k yx l

k xy l

A k yy l

B k xy l

B k yy l

For the unbalance excitation with a frequency , the bearing responses and forces can be expressed as

{ x} = { X } e jt ;

{ x} = j { X } e jt ;

{ fb } = {Fb } e jt

(4.31)

On substituting equation (4.31) into equation (4.33), we get

{Fb } = ([ kb ] + j [ cb ]) { X }

(4.32)

This can be used to evaluate bearing forces. Amplitudes of forces transmitted through bearings are then
given by

Fbx =

Fbx2r

+ A

Fbx2i ;

Fby =

Fby2 r

+ A

Fby2i ;

Fbx =

Fbx2r

+ B

Fbx2i ;

Fby =

Fby2 r

+ B

Fby2i
(4.33)

with corresponding phase angles are given by

A Fbxi
A Fbyi
; = tan 1

;
A Fbx

A Fbyr

= tan 1

B Fbxi
B Fbyi
; = tan 1

B Fbxr
B Fbyr

= tan 1

(4.34)

It should be noted that bearing forces will be maximum whenever rotor-bearing system is rotating at or
near critical speeds.

183

4.3 A Symmetrical Flexible Shaft on Anisotropic Bearings


For the present case, both the shaft and bearings are flexible as shown in Figure 4.12. The motion in two
orthogonal planes will be considered simultaneously. The analysis allows finding different instantaneous
displacements of the shaft at the disc and at bearings. The system will behave in a similar manner to that
described in previous section, except that the flexibility of shaft will increase the overall flexibility of the
support system as experienced by the rigid disc. An equivalent set of system stiffness and damping
coefficients is first evaluated, which allows for the flexibility of the shaft in addition to that of bearings,
and is used in place of bearing coefficients of the previous section analysis. The total deflection of the
disc is the vector sum of the deflection of the disc relative to the shaft ends, plus that of shaft ends in
bearings. For the disc, we observe the displacement of its geometrical centre.

Figure 4.12 A flexible shaft on flexible bearings


The deflection of the shaft ends in bearings is related to the force transmitted through bearings by the
bearing stiffness and damping coefficients as

f bx = k xx xb + k xy yb + cxx xb + cxy y b

and

f by = k yx xb + k yy yb + c yx xb + c yy y b

(4.35)

where xb and yb are instantaneous displacements of shaft ends relative to bearings in the horizontal and
vertical directions, respectively; and they take the following form

xb = X b e jt ;

yb = Yb e jt

(4.36)

where X b and Yb are complex displacements in x and y directions, respectively. Equation (4.36) can be
differentiated once with respect to time, to give

184

xb = j X b e jt ;

y b = jYb e jt

(4.37)

It should be noted that bearings are modelled as a point connection with the shaft and only linear
displacements is considered since they support mainly radial loads. Bearing forces have the following
form

f bx = Fbx e jt

fby = Fby e jt

and

(4.38)

where Fbx and Fby are complex displacements in x and y directions, respectively. On substituting in
equation of motion (4.35), we get

Fbx = k xx X b + k xyYb + j cxx X b + j cxyYb

(4.39)

Fby = k yx X b + k yyYb + j c yx X b + j c yyYb

(4.40)

and

which can be written in the matrix form for both bearings A and B, as

{Fb } = [ K ]{ X b }

(4.41)

with

( k xx + j cxx )
A
( k yx + j c yx )
[ K ] = A
0

A Fbx
F
{Fb } = A Fby ;
B bx
B Fby

(k
(k

xy

+ j cxy )

yy

+ j c yy )

0
0

( k xx + jcxx )

(k

yx

+ j c yx )

( k xy + jcxy )
B
( k yy + jc yy )
B
0

and

{ X b } = A X b

A b

Xb

Y T

B b

The magnitude of reaction forces transmitted by bearings can also be evaluated in terms of forces applied
to the shaft by the disc.

185

Figure 4.13 A free body diagram of the shaft

From Figure 4.13, the moment balance will be

=0

fby l = f y (l a) M zx

or

=0

fby l = f y a + M zx

or

f = f y (1 a l ) M zx (1 l )

(4.42)

fby = f y ( a l ) + M zx (1 l )

(4.43)

A by

and

Similarly, forces in the horizontal direction may be written as

f = f x (1- a l ) M yz (1 l )

(4.44)

fbx = f x ( a l ) + M yz (1 l )

(4.45)

A bx

and
B

Equations (4.42)-(4.45) can be combined in a matrix form as

{ fb } = [ A]{ f s }

(4.46)

with

A f bx
f
{ fb } = A fby ;
B bx
B f by

fx

fy
{ fs } = ;
M yz
M zx

(1 a / l )

0
[ A] =
a/l

0
1/ l
0
(1 a / l ) 0 1/ l
0
1/ l
0

a/l
0
1/ l

For the unbalance excitation, we have

{ fb } = {Fb } e jt

and

{ f s } = {Fs } e jt

(4.47)

186

where subscript b refers to the bearing and s refers to the shaft. On substituting equation (4.47) into
equation (4.41), we get

{Fb } = [ A]{Fs }

(4.48)

In equation (4.48) bearing forces are related to reaction forces at the shaft by the disc. On equating
equation (4.41) and (4.48), we get

[K] {Xb} = [A]{Fs}

{ Xb} = [K]-1 [A] {Fs}

or

(4.49)

Equation (4.49) relates the shaft end deflections to the reaction forces and moments on the shaft by the
disc. The deflection at the location of the disc due to movement of shaft ends can be obtained as follows.
Consider the shaft to be rigid for some instant and let us denote shaft end deflections in the horizontal
direction to be Axb and Byb at ends A and B, respectively, as shown in Figure 4.14. These displacements
are assumed to be small.

Figure 4.14 Rigid body movement of the shaft in z-x plane

The linear displacement in the x-direction can be written as

x = A xb +

( B xb A xb ) a = 1- a
l

a
A xb + B xb
l
l

(4.50)

The angular displacement of the shaft in x-z plane will be

y =

( B xb - A xb )
l

(4.51)

187
Similarly, for the linear and angular displacements in the y- direction and in the y-z plane, respectively;
we have

a
a
y = 1- A yb + B yb
l
l

(4.52)

and

x =

( A yb - B yb )

(4.53)

Equations (4.50)-(4.53) can be combined in a matrix form as

{u } = [ B ]{x }
s1

(4.54)

with

{u }
s1

x
y

= ;
y
x
s1

(1- a / l )

0
[ B ] =
1/ l

A xb
y
{ xb } = A b ;
B xb
B yb

0
(1- a / l )

a/l
0

0
1/ l

1/ l
0

a/l
0

1/ l

For the unbalance excitation (or for the free vibration analysis), shaft displacements at bearing locations
and at the disc centre vary sinusoidally such that

{u } = {U } e
s1

jt

s1

and

{ xb } = { X b } e jt

(4.55)

where is the spin speed (or natural frequency in case of free vibrations). On substituting equation (4.55)
into equation (4.54), we have

{U } = [ B ]{ X }
s1

(4.56)

On substituting equation (4.49) into equation (4.56), we get

{U } = [ B][ K ] [ A ]{F } = [C ]{F }


1

s1

(4.57)

which gives the deflection of the disc due to the unbalance, when the shaft is rigid. Equation (4.57) will
give deflection of the disc (at geometrical centre) that is caused by only the movement of shaft ends (rigid
body movement) in flexible bearings. In order to obtain the net rotor deflection under a given load, we

188
have to add the deflection due to the deformation of the shaft also in equation (4.57). The deflection
associated with flexure of the shaft alone has already been calculated in Chapter 2, which can be
combined in a matrix form as

{u } = [ ]{ f }
s2

(4.58)

with

{u }
s2

x
y

= ;
y
x
s2

fx
f
{ f s } = y ;
M yz
M zx

11 0 12 0

0
0
[ ] = 021 022
11
12

0 21 0 22

For the unbalance excitation (or for the free vibration analysis), shaft reaction forces at the disc location
and disc displacements vary sinusoidally, and can be expressed as

{u } = {U } e
s2

j t

s2

and

{ f s } = {Fs } e jt

(4.59)

On substituting equation (4.59) into equation (4.58), we get

{U } = [ ]{F }
s2

(4.60)

which is the deflection of disc due to the flexure of the shaft alone, without considering the bearing
flexibility. The net deflection of the rotor that caused by the deflection of bearings plus that due to the
flexure of the shaft, is then given by

{U s } = {U s } + {U s } = ([C ] + [ ]) {Fs } = [ D ]{Fs }


1

(4.61)

Equation (4.61) describes the displacement of the shaft at the disc under the action of sinusoidal forces
and moments applied at the disc (it is similar to the influence coefficient matrix). Equation (4.61) can be
written as
1

{Fs } = [ D ] {U s } = [ E ]{U s }

(4.62)

Equations of motion of the disc can be written in the x-direction and on the z-x plane (see Figure 4.15a),
as

189

me 2 cos t f x = mx

and

- M zx = I d y

(4.63)

Similarly, equations of motion, in the y-direction and on the y-z plane (see Figure 4.15b), can be written
as

me 2 sin t f y = my

and

- M yz = I d x

(4.64)

Figure 4.15 Free body diagram of the disc (left) in z-x plane (right) in y-z plane

Equations of motion (4.63) and (4.64) of the disc can be written in matrix form as

[ M ]{u} + { f s } = { funb }
(4.65)
with

m 0 0
0 m 0

[M ] = 0 0 I
d

0 0 0

0
0
;
0

Id

x

y
{u} = ;
y
x

fx

fy
{ fs } = M ;
xz
M yz

me 2

2
jme jt
j t
{ funb } =
e = { Funb } e
0

Equations of motion take the following form

2 [ M ]{U s } + {Fs } = { Funb }

(4.66)

190
Noting equation (4.62), equation (4.66) becomes

2 [ M ]{U s } + [ E ]{U s } = {Funb }

(4.67)

which gives

{U s } = [ H ]{Funb }

(4.68)

with

[ H ] = ( 2 [ M ] + [ E ])

where [ H ] is the equivalent dynamic stiffness matrix, as experienced by the disc, of the shaft and the
bearing system. Once the response of the disc has been obtained the loading applied to the shaft by the
disc can be obtained by equation (4.62). Then from equation (4.49) we can get shaft ends deflections {Xb}
at each bearings, which is substituted in equation (4.41) to get bearing forces { Fb } . Alternately, bearing
forces can be used directly from equation (4.48). Displacements and forces have the complex form; the
amplitude and the phase information can be extracted from the real and imaginary parts. Amplitudes will
be the modulus of complex numbers, and phase angles of all these displacements can be evaluated by
calculating arctangent of the ratio of the imaginary to real components as given by equations (4.33) and
(4.34).

4.4 A Rotor on Flexible Bearings and Foundations


In some rotating machines, e.g. turbines, bearings themselves may be mounted on flexible foundations
(Figure 4.16), which may in turn influence the motion of disc masses. In the present section, a very simple
model of the foundation is considered by ignoring cross-coupled terms of the stiffness and the damping.
For more detailed treatment on foundation effects, it can be referred to Krmer (1993).

191
Figure 4.16 A flexible rotor-bearing-foundation system

The net displacement of the disc is given by the vector sum of (i) the disc displacement relative to shaft
ends, plus (ii) that of shaft ends relative to the bearing, plus (iii) that of the bearing relative to the space.
The theoretical analysis of the disc, the shaft and the bearing responses, and that of the force
transmissibility of such a system, can be carried out in a similar manner to that described in the previous
section. Additional governing equations related to the foundation are derived, and how to relate them with
governing equations of the disc and bearings are detailed here.

The relationship between forces transmitted through bearings and displacements of shaft ends is governed
by the bearing stiffness and damping coefficients. The form of governing equation is given by equation
(4.41), which is

{ fb } = [ K ]{ xb }

or

{Fb } = [ K ]{ X b }

where {xb} is the shaft end displacement relative to the bearing. Displacements of bearings with respect to
foundations and forces transmitted through bearings are shown in Figure 4.17.

Figure 4.17 A bearing block mounted on a foundation

192
The bearing will respond in the horizontal direction for an external force fbx, which is governed by the
following equation

f bx k fx x f c fx x f = mb 
xf

(4.69)

where xf is the horizontal displacement of the bearing, mb is the bearing mass of one bearing and kfx, cfx,
kfy, cfy are the foundation stiffness and damping coefficients. Similarly, the response of the bearing in the
vertical direction to a force fby is given as

f by k fy y f c fy y f = mb 
yf

(4.70)

where yf is the vertical displacement of bearing. The displacement of the bearing will take the form

x f = X f e jt

and y f = Y f e jt

(4.71)

On substituting equation (4.71) in equations of motion (4.69) and (4.70), and on combining in the matrix
form (for bearing A), it gives

[ A D ]{ A X f } = { A Fb }

(4.72)

with

k f x

[ A D ] = 0

0
m
2 b

k f y
0

X f
X
=
}

A
f
Y
A f

and

c f x
0
+
j

mb
0

{ A Fb } =

0
;
c f y

Fbx

F
by
A

For both bearings A and B, equations of form (4.72) can be combined as

{Fb } = [ D ]{ X f }

(4.73)

with

Fb
;
B Fb

{Fb } = A

[ D ] = A0

0
;
B D

AXf

B X f

{X } =
f

which gives relative displacements between bearings and the foundation, as

193

{ X } = [ D] {F }
1

(4.74)

The total displacement of shaft ends under the action of an applied force {Fb} is given by summation of
individual displacements {Xb} (by equation (4.75)) and { Xf} (by equation (4.74)), i.e.

{W } = { X b } + { X f } = [ K ]

+ [ D]1 {Fb } = [ ]{ Fb }

(4.76)

where [ ] is a system equivalent dynamic receptance matrix describing the overall shaft support
characteristics and allows for flexibilities of both bearings and foundations. The study of the disc motion
may now proceed in the same manner as described in the previous section except the equivalent dynamic
1

stiffness matrix [ ]

should be substituted for [ K ] . Once the disc displacement vector {U} is known, it

is possible to substitute back and obtain {Fs}, {Xb } and {Fb}. Forces transmitted to foundations are given
as

f fx = k fx x f + c fx x f

and

f fy = k fy y f + c fy y f

(4.77)

f fy = Ffy e jt

(4.78)

For the unbalance excitation, we have

f fx = Ffx e jt

and

On substituting equation (4.78) into equation (4.77), we get

Ff x k f x
=
0
F
f y

0
c fx
+ j
k fy
0

0 X f

c f y Y f

(4.79)

Forces transmitted through foundations will not be the same as forces transmitted through bearings. Since
bearing masses (i.e., inertia forces) will absorb some forces towards its acceleration. If bearing masses are
negligible then bearings and foundations will transmit same amount of forces, however, may be with
some phase lag due to damping. The amplitude and the phase of forces transmitted through foundations
can be obtained from F fx1 , F fx2 , F fy1 and F fy2 as usual procedure described in previous sections.
More detailed study on the foundation effects is beyond the scope of the present book; however, various
studies have incorporated foundation effects in a rotor-bearing system analysis and some of them are

194
summarized here. Smith (1933) investigated the Jeffcott rotor with internal damping to include a
massless, damped and flexible support system. Lund (1965) and Gunter (1967) showed that damped and
flexible supports may improve the stability of high-speed rotors. Also, Lund and Sternlicht (1962),
Dworski (1964), and Gunter (1970) demonstrated that a significant reduction in the transmitted force
could be achieved by the proper design of a bearing support system. Kirk and Gunter (1972) analyzed the
steady state and transient responses of the Jeffcott rotor for elastic bearings mounted on damped and
flexible supports. Gasch (1976) dealt with the flexible rotating shaft of a large turbo-rotor by the finite
element analysis. He introduced foundation dynamics into the rotor equations via receptance matrices,
which were obtained from modal testing and modal analysis. Vance et al. (1987) provided comparison
results for computer predictions and experimental measurements on a rotor-bearing test apparatus. They
have modeled the rotor-bearing system to include foundation impedance effects by using the transfer
matrix method. Stephenson and Rouch (1992) have utilized the finite element method to analyze rotorbearing-foundation systems. They provided a procedure using modal analysis techniques, which could be
applied in measuring frequency response functions to include the dynamic effects of the foundation
structure. Kang et al. (2000) studied of foundation effects on the dynamic characteristics of rotor-bearing
systems. The modeling and analysis of rotor-bearing-foundation systems based on the finite element
method were discussed. A substructure procedure which included the foundation effects in the motion
equations and the application of the dynamic solver of a commercial package was addressed.

A good model of rotor and reasonably accurate model of fluid journal bearings may be constructed using
the FE method or any other reliable method. Indeed, a number of FE based software codes are available
for such modeling. However, a reliable FE model for the foundation is extremely difficult to construct
due to number of practical difficulties (Lees and Simpson, 1983). Experimental modal analysis (Ewins,
2000) is a possible solution, but this requires that the rotor be removed from the foundation, which is not
practical for an existing power station. With these difficulties it is unlikely that the techniques of FE
model updating (Friswell and Mottershead, 1995) could be used, and the direct estimation of the
foundation model from measured responses at the bearing pedestals from machine run-down data has
been accepted as a viable alternative technique (Lees, 1988 and Smart et al., 2000). The estimation
technique assumes that the state of unbalance is known from balancing runs, either by the difference in
the response from two run-downs, or by the estimated unbalance from a single run-down (Edwards, 2000
and Sinha et al., 2002).

195
Concluding Remarks
In the present chapter, we dealt mainly with dynamic responses (critical speeds and unbalance responses)
of a single mass rotor with flexible supports. Dynamic parameters of supports not only provide the
stiffness and damping forces to the rotor, but it also provides asymmetry in these dynamic parameters in
two orthogonal directions. The translatory and conical whirl motions are resulted in for the long rigid
rotor. It is found that the orbit of the shaft center not only becomes elliptical but its major axis becomes
inclined to both orthogonal axes. The forward and backward whirls are observed of the rigid rotor
mounted on anisotropic bearings. The flexibility of the foundation resulted in increase in the effective
flexibility experience by the rotor system, which is expected to decrease the critical speeds. Overall
complexity of the dynamic analysis procedure becomes cumbersome while considering bearings and
foundations even with a single mass rotor. It demands more systematic methods for the dynamic analysis
of multi-mass rotors. In subsequent chapters, while considering the torsional and transverse vibrations of
multi-DOF rotor systems two representative methods called the transfer matrix method (TMM) and the
finite element method (FEM) will be dealt in detail. In the next chapter we will still consider a single
mass rotor only, however, now the effect of gyroscopic moments would be included.

196
Exercise Problems

Exercise 4.1 Obtain bending critical speeds of a rotor as shown in Figure E4.1. It consists of a massless
rigid shaft (1 m of span with 0.7 m from the disc to the left bearing), a rigid disc (5 kg of the mass and 0.1
kg-m2 of the diametral mass moment of inertia) and supported on two identical flexible bearings (1 kN/m
of stiffness for each bearing). Consider the motion in vertical plane only. Is there is any difference in
critical speeds when the disc is placed at the centre of the rotor? If NO then justify the same and if YES
then obtain the same. [Hint: When the disc at the centre of the shaft-span then the uncoupled linear and
angular motions would take place.]

Figure E4.1

Exercise 4.2: Consider a long rigid rotor, R, supported on two identical bearings, B1 and B2, as shown in
Figure E4.2. The direct stiffness coefficients of both bearings in the horizontal and vertical directions are
equal, i.e. K. Take the direct damping, and the cross-coupled stiffness and damping coefficients of both
bearings negligible. The mass of the rotor is m, the span of the rotor is l, and the diametral mass moment
of inertia is Id. Derive equations of motion, and obtain natural frequencies of whirl. Neglect the
gyroscopic effect.

B1

B2

Figure E4.2

Exercise 4.3 Find critical speeds of the rotor bearing system shown in Figure E4.3. The shaft is rigid and
massless. The mass of the disc is: md = 1 kg with negligible diamentral mass moment of inertia. Bearings

197
B1 and B2 are identical bearings and have following properties: kxx = 1.1 kN/m, kyy = 1.8 kN/m, kxy = 0.2
kN/m, and kyx = 0.1 kN/m. Take: B1D = 75 mm, and DB2 = 50 mm.

B1

B2

Figure E4.3

Exercise 4.4 For exercise 4.3 take 25 g-mm of the unbalance in the disc at 380 from a shaft reference
point. Plot the disc response amplitude and phase to show all critical speeds. Plot the variation of bearing
forces with the spin speed of rotor.

Exercise 4.5 Obtain transverse critical speeds of a rotor-bearing system as shown in Figure E4.5.
Consider the shaft as a rigid and the whole mass of the shaft is assumed to be concentrated at its midspan. The shaft is of 1 m of span and the diameter is 0.05 m with the mass density of 7800 kg/m3. The
shaft is supported at ends by flexible bearings. Consider the motion in both the vertical and horizontal
planes. Take the following bearing properties: For bearing A: kxx = 200 MN/m, kyy = 150 MN/m, kxy = 15
MN/m, kyx = 10 MN/m, cxx = 200 kN-s/m, cyy = 150 kN-s/m, cxy = 14 kN-s/m, cyx = 21 kN-s/m, and for
bearing B: kxx = 240 MN/m, kyy = 170 MN/m, kxy = 12 MN/m, kyx = 16 MN/m, cxx = 210 kN-s/m, cyy =
160 kN-s/m, cyx = 13 kN-s/m, cyy = 18 kN-s/m. Use a numerical simulation to get the unbalance response
to cross check the critical speeds for an assumed unbalance.

Figure E4.5

Exercise 4.6 For exercise 4.5 consider the shaft as flexible and attach a rigid disc of 10 kg on the shaft at
a distance of 0.6 m from the end A. Obtain the transverse critical speeds of the system by attaching an
unbalance on the disc. Take 40 g-mm of the unbalance in the disc at 1300 from a shaft reference point.

198

Exercise 4.7 For exercise 4.5 obtain critical speeds of the rotor-bearing-foundation system when the
foundation has the following dynamic characteristics: k f x = k f y =100 MN/m and c f x = c f y = 50 kN-s/m.
Take the mass of each bearing as 2 kg. Plot the unbalance response amplitude and phase of the shaft end
and the bearing at A with respect to the spin speed of shaft to show all critical speeds of the system. Take
25 g-mm of the unbalance in the disc at 380 from a shaft reference point. Plot also the variation of the
bearing and foundation forces at A with the spin speed.

Exercise 4.8 Consider a simple rigid rotor-bearing system as shown in Figure E4.7. The rotor is
supported on two different flexible bearings. In Figure E4.7, L1 and L2 are distances of bearings 1 and 2
from the center of gravity of the rotor with L = L1 + L2 , R1 and R2 are distances of balancing planes (i.e.,
rigid discs) from the center of gravity of the rotor, and u is the unbalance. Obtain bearing dynamic
parameters based on the short bearing approximations.
Let m be the mass of the rotor, It is the transverse mass moment of inertia of the rotor about an axis
passing through the center of gravity, Ip is the polar mass moment of inertia of the rotor, k and c are
respectively the stiffness and damping parameters, fx(t) and fy(t) are respectively the impulse in the
horizontal and vertical directions, u is the unbalance, is the phase, x and y are linear displacements in
the horizontal and vertical directions respectively, t is the time, and subscripts 1 and 2 represent the right
and left sides from the mid-span of the rotor, respectively. Obtain equations of motion of the rotor-bearing
system in terms of linear displacements (four in numbers, i.e., x1, y1, x2, y2) at two bearings. The
motivation behind obtaining the equations of motion in terms of bearing response is that in practical
situation often these responses can only be accessible to the practicing engineers.

Figure E4.7 A rigid rotor on flexible bearings

[Hint: The linearised equation of motion of the rotor-bearing system is given as

199

[ M ] {q}+ [C ] {q}+ [ K ] {q} = { f }Runb


where is the shaft rotational speed,

{ f }Runb

is the residual unbalance force vector, {q} is the

displacement response vector, and matrices [ M ] , [C ] and [ K ] are the mass, damping, and stiffness
matrices and are given as
ml22 + it

0
[M ] =
ml1l2 it

k 1xx
1
k
[ K ] = yx
0

ml1l2 it

ml22 + it
0

0
ml + it

ml1l2 it

k 1xy
k 1yy

0
0

2
xx
2
yx

2
1

c1xx
1
c
[C ] = yx
0

ml1l2 it ;
0

2
ml1 + it
0

0
;
k xy2

k yy2

{ f }Runb

{q} = x1

y1

c1xy
c1yy

0
0

cxx2

2
c yx

x2

y2

0
cxy2
2
c yy

u12s (l2 + r1 )sin( s t + 1 ) + u2 2s (l2 r2 )sin( s t + 2 )

u 2 (l + r ) cos( t + ) + u 2 (l r ) cos( t + )
s
1
2 s 2
2
s
2
1 s 2 1

2
2
u1 s (l1 r1 )sin( s t + 1 ) + u2 s (l1 + r2 )sin( s t + 2 )

2
2
u1 s (l1 r1 ) cos( s t + 1 ) + u2 s (l1 + r2 ) cos( s t + 2 )
with
li = Li / L ,

ri = Ri / R ,

it = I t / L2 ,

i p = I p / L2 ;

i = 1,2 ]

Exercise 4.9 Consider equations of motion of exercise 4.7 and numerical data given in Table E4.8. Obtain
the response (i.e., the amplitude and the phase) of the bearings with respect to the rotor speed and list
down critical speeds of the rotor-bearing system.

Table E4.8 Details of the rotor model for the numerical example
Property

Numerical value

Rotor
Rotor shaft diameter
Rotational speed,

10 mm
100 Hz

200
Mass, m
Length of rotor, L
Distance of bearings from centre of rotor
Distance of discs from centre of rotor
Transverse mass moment of inertia, Id

4 kg
0.425 m
0.2125 m
0.130 m
0.0786 kg-m2

Rigid discs
Inner diameter
Outer diameter
Thickness

10 mm
74 mm
25 mm

Bearings
Diameter
Length to diameter ratio
Radial clearance, cr of Bearing 2
Kinetic viscosity
Temperature of lubricant
Specific gravity of lubricant

25.4 mm
1
0.075 mm
20.11 centi-Stokes
40oC
0.87

Exercise 4.10: For the case when a rigid rotor, mounted on two bearings at ends, as shown in Fig. E410,
has varying cross section along the longitudinal axis (e.g., a tapered rotor). For this case the centre of
gravity, G, of the rotor will be offset from the mid-span of the rotor, C. It is assumed that the rotor is
perfectly balanced (i.e., it has no external radial force and corresponding external moment). Let m be the
mass, Id be the diametral mass moment of inertia of the rotor about centre of gravity, kA and kB are
stiffness of bearings A and B respectively, and l is the length of the rotor. Obtain governing equations of
motion for the following three sets of chosen generalized coordinates for a single plane motion of the
rotor.

Fig. E4.10 An axially asymmetric shaft mounted on flexible dissimilar bearings

201
(i) If we choose generalized coordinates as ( xG , z ) , where the linear displacement of the centre of
gravity is xG, and tilting of the rotor from the horizontal (i.e., z-axis) is z .
(ii)

If we choose generalized coordinates as ( xE , z ) , where the linear displacement of a point on the

rotor where if a transverse force is applied then it produces pure translation of the rotor (i.e.,
k A l AE = k B lBE ) is xE, and tilting of the rotor remains same as for the first case.

(iii) If we choose generalized coordinates as ( x A , z ) , where the linear displacement of the extreme left
end of the rotor is xA, and tilting of the rotor remains same as for the first case.
(iv) If we choose generalized coordinates as ( x A , xB ) , where the linear displacement of the extreme left
and right ends of the rotor are xA, and xB, respectively.
(v) If we choose generalized coordinates as ( xC , z ) , where the linear displacement of the mid-span is xC,
and tilting of the rotor from the horizontal (i.e., z-axis) is z .
(vi) If we choose generalized coordinates as ( xE , xG ) , where displacements have similar meanings as
defined previously.
[Answer:
xG k A + k B
m 0 
(i)
0 I  + k l k l
d z
A AG

B BG

k B lBG k Al AG xG 0
= ; where the subscript in l represents
2
2
k Al AG
+ k B lBG
z 0

corresponding length. The mass matrix is uncoupled and the stiffness matrix is coupled, i.e., the static
coupling exists.
(ii)

m
ml
EG

mlEG 
xE k A + k B
+

I d z 0

xE 0
= ; The stiffness matrix is uncoupled and
+ k l z 0
0

2
A AE

k l

2
B BE

the mass matrix is coupled, i.e., the dynamic coupling exists.


(iii)

m
ml
AG

ml AG 
xA k A + kB
+

I d z k B l

k B l x A 0
= ; The mass and stiffness matrices are
k B l 2 z 0

uncoupled, i.e., both the static and dynamic coupling exists.


(iv)

mlBG
I
d

ml AG 
x A k Al
+

I d 
xB k All AG

k B l x A 0
= ; The mass and stiffness matrices are nonk B llBG xB 0

symmetric and coupled.


(v)

xC ( k A k B )
m mlCG 
+
0

I d z ( k Al AG k B lBG )

matrices are non-symmetric and coupled.

xC 0
= ; The mass and stiffness
+ k B lBC lBG ) z 0

( k AlAC + k BlBC )
( k Al AC lAG

202

Exercise 4.11 For a perfectly balanced rigid rotor mounted on flexible bearings as shown in Fig. E4.11
the following data are given: m = 10 kg, Id = 0.015 kg-m2, l = 1m, lAG = 0.6m, kA = 120 kN/m, kB = 140
kN/m. Consider one plane motion with two-DOFs and coupling in the generalized coordinates. Obtain the
transverse natural frequencies and mode shapes of the rotor-bearing system.

Fig. E4.11 An axially asymmetric shaft mounted on flexible dissimilar bearings


Exercise 4.12 Obtain transverse natural frequencies of a rotor-bearing system as shown in Figure 4.10 for
translatory motion of the shaft. Consider the shaft as a rigid and the whole mass of the shaft is assumed to
be concentrated at its mid-span. The shaft is of 1 m of span and the diameter is 0.05 m with the mass
density of 7800 kg/m3. The shaft is supported at ends by flexible bearings. Consider the motion in both
the vertical and horizontal planes. Take the following bearing properties: for both bearing A &B: kxx =
200 MN/m, kyy = 150 MN/m, kxy = 15 MN/m, kyx = 10 MN/m.

Figure E4.12 A rigid rotor mounted on two dissimilar bearings

Exercise 4.13 Choose a single correct answer from the multiple choice questions:
(i) A rigid long rotor supported on flexible anisotropic bearings can have transverse natural frequencies
(a) 1

(b) 2

(c) 3

(d) 4

(e) more than 4

203
(ii) A rigid long rotor supported on flexible anisotropic bearings can have reversal of the orbit direction as
the spin speed of the rotor is increased.

(a) True

(b) False

(iii) For a rigid rotor mounted on fluid-film bearings would have coupling of motions in
(a) linear displacements (x, y) only

(b) angular displacements (x, y) only

(c) between the linear and angular displacements (x and y)

or/and (y and x)

(d) both (a) and (b)


(iv) For a flexible rotor (e.g., a Jeffcott rotor with an offset disc) mounted on rigid bearings would have
coupling of motions in
(a) linear displacements (x, y) only

(b) angular displacements (x, y) only

(c) between the linear and angular displacements (x and y) or/and (y and x)
(d) both (a) and (b)
(v) For a flexible rotor (e.g., a Jeffcott rotor with disc at mid span) mounted on rigid bearings would have
coupling of motions in
(a) linear displacements (x, y) only

(b) angular displacements (x, y) only

(c) between the linear and angular displacements (x and y) or/and (y and x)

(d) none of the displacement would be coupled


(vi) For a flexible rotor (e.g., a Jeffcott rotor) mounted on flexible bearings would have coupling of
motions in
(a) linear displacements (x, y) only

(b) angular displacements (x, y) only

(c) between the linear and angular displacements (x and y) or/and (y and x)

(d) all linear and angular displacement would be coupled

204

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