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To cite this Article Crdenas, Andrea and Lpez, Lucero(2010) 'Analysis Matrix of Resilience in the Face of Disability, Old
Age and Poverty', International Journal of Disability, Development and Education, 57: 2, 175 189
To link to this Article: DOI: 10.1080/10349121003750760
URL: http://dx.doi.org/10.1080/10349121003750760
International
10.1080/10349121003750760
CIJD_A_475598.sgm
1034-912X
Original
Taylor
202010
57
acardenasj@unal.edu.co
AndreaJimnez
00000June
&
and
Article
Francis
Francis
(print)/1465-346X
2010
Journal of Disability,
(online)
Development and Education
The purpose of this article is to describe the process of the development of the
Resilience Theoretical Analysis Matrix (RTAM) (or in its Spanish translation:
MATR), a tool designed to facilitate a coherent and organised approach to the
assessment of a wide spectrum of factors influencing the development of resilience in
the face of disability, old age and poverty, and the relationships among these factors.
The matrix-building process occurred in four phases: (1) research and synthesis from
three theoretical sources; (2) a comparative analysis of the theoretical sources and the
generation of the matrix dimensions for the first version of the RTAM; (3) the rearrangement of the dimensions according to the principles of cultural psychology; and
(4) the generation of the RTAM (Final Version). The process resulted in a matrix
including six processes ranging from structural processes to individual processes, and
whose horizontal or transversal axes are subjectivity, the relational perspective and the
historicalcultural perspective. Despite being a theoretical tool, the matrix constitutes a
contribution to the applied fields of health and social welfare. Its use in real cases can
inform health and social service providers about the psychological, social, political and
cultural factors that should be strengthened to promote resilience. In turn, this will
contribute to building, maintaining and restoring the health and quality of life for older
people with disabilities who live in poverty.
Keywords: disability; old age; poverty; resilience; theoretical analysis
Introduction
Old Age, Disability and Poverty as Sources of Adversity
The worlds population is undergoing a deep transformation with respect to age. As mortality and fertility rates have decreased, the distribution of the population by age has gradually
modified, driving a major demographic transition (Department of Economic and Social
Affairs of the United Nations (DESA-UN), 2007). This is reflected not only in life expectancy but also in the representation of the elderly within the general population. In this way,
at present (and in the future) not only are there a great many older people, but also they are
living to be much older than in previous decades.
Nowadays, the age distribution in developed countries is, in general, older than that in
developing countries. In Latin America and the Caribbean, the projection for those over 60
years old is expected to increase from 9% in 2005 to 24% in 2050 (DESA-UN, 2007). This
ageing process will be reflected in the 200 million over-60-year-old people that are
expected to live in the region by 2050 (Gasparini, Alejo, Haimovich, Olivieri, & Tornarolli,
2007).
176
In Colombia, the growth of the older population has also been constantly increasing.
While in 1975 people over 65 years old represented 4.6% of the general population, and
5.1% in 2000, the last census data in 2005 showed an increase to 6.31%. The 2025
projection for the older population is 10.5% (Departamento Administrativo Nacional de
Estadistica (DANE), 2008).
Old age is a period of adaptation as there is a gradual change in mental and physical
health, and restrictions emerge in accommodating daily activities and social participation
(Consedine, Magai, & Krivoshekova, 2005; Hardy, Concato, & Gill, 2004; Nygren et al.,
2005). Difficulties in accessing social and health services are added to the above-mentioned
problems (Becker & Newsom, 2005). The combination of these adverse factors causes a
high proportion of older people who may be described as disabled. In Colombia, the
proportion of those who are over 65 years old and who also have a disability is 27%
(DANE, 2007). In around one-half of the Latin American countries, this ageing occurs in a
context where more than 40% of the older people live in poverty. In Colombia, the percentage is 40.49% (DESA-UN, 2007).
The arrival of old age comes with the aforementioned changes, but additionally
implies a series of personal losses, among them social status, death of significant others
(Nygren et al., 2005), loss of independence (Consedine et al., 2005), feelings of a loss
of personal control and the reduction of social support (Walsh, 2005).
In Latin America, poverty, disability, and old age are closely related to feelings of
vulnerability and loss of well-being, which in turn lead to greater impoverishment (Lpez,
2003). In Colombia, older people with disabilities grow older in conditions of poverty as a
result of a life of deprivation, limited access to a health system, limited employment opportunities and limited access to a pension. The family absorbs the economic and social impact
of these conditions while the government takes only a very minor role in ensuring an ageing
process of security and dignity.
Despite the complex and gloomy situation described above, there are individuals who
are able to develop processes that allow them to cope with, adapt to and succeed in facing
these stressful and adverse situations. Such an individual would be described as resilient
(Hardy, Concato, & Gill, 2004).
Resilience from an Ecological Perspective
One of the main challenges for researchers working in the area of resilience has been
achieving consensus on the concepts definition (Waller, 2001). Despite the variability and
difficulty that defining the concept generates, in this article resilience will be understood as
the set of social and intra-psychological processes making possible access to psychophysical welfare despite adversities (Melillo, Soriano, Mendez, & Pinto, 2004, p. 46).
Adoption of this definition is consistent with an understanding of resilience that goes
beyond the intra-individual level and the static conception traditionally associated with
resilience. This understanding is an accurate reflection of its origin in the field of psychology. Although this discipline recognises the importance of culture, it points to universal
features of development of human psychology, giving a place to culture, at most, as an independent variable (Manciaux, 2003). Thus, a number of researchers have explored the characteristics of resilience from a systems approach that considers family, community and
cultural values (Ehrensaft & Tousignant, 2003).
However, it is also possible to approach resilience from an ecological perspective,
and to consider factors from multiple social levels; namely, the same levels from which
the adversity that individuals have to confront arises. Nowadays, there is a growing
177
Main ideas
Theory
Ecology of Human
Development
(Bronfenbrenner, 2002)
Microsystem
Mesosystem
Macrosystem
Exosystem
Definition
Levels of analysis
178
A. Crdenas and L. Lpez
Main ideas
Theory
Synthesis of the
concept of resilience
(Polk, 1997)
Table 1. (Continued).
Definition
This pattern refers to physical and ego-related
psychosocial attributes that contribute to the
manifestation of resilience. Psychosocial attributes are
characteristics reflective of personal competence and a
sense of self, while physical attributes are the
constitutional and genetic factors that enter into the
development of resilience (Polk, 1997, p. 4).
Characteristics of roles and relationships influencing
resilience. Includes both intrinsic and extrinsic aspects
of close relationships and those with wider social
support network (Polk, 1997, p. 4).
Levels of analysis
Dispositional
pattern
Relational pattern
Situational pattern
Philosophical
pattern
Belief systems
Organisational
patterns
Communication
processes
Familial Resilience
Strengthening Model
(Walsh, 2005)
Levels of analysis
Main ideas
Theory
Table 1. (Continued).
Definition
180
A. Crdenas and L. Lpez
181
a main source for the development of resilience; multidimensionality; and a central role was
given to subjectivity.
In addition to these similarities, the particular contributions from each source support
Galendes view that:
resilience evokes the idea of complexity and integration: complexity of real processes in
which life develops; integration of these levels which science separates for their knowledge
but having an integrated existence in human experience, in biological mechanisms of body,
psychological life and social and cultural existence. (Galende, 2004, p. 35; translated, original
in Spanish)
In the context of such a statement, the authors examined, in a coherent and organised way,
the wide spectrum of factors thought to influence the development of resilience identified
in the three sources. The common aspects of the three sources were identified, as well as
those referred to by only one source. Doing so allowed all the levels of context to be examined with respect to their possible effect on resilience. This resulted in the identification of
six dimensions and their respective definitions. Table 2 presents the components from the
three sources, together with the dimensions that resulted from the analysis. It is important
to mention that the emerging dimensions have a close relationship with their original theories, although some of them have been enriched by some elements from the other theories.
The terms structure, pattern or system were changed to process, which is in line
with definitions of resilience that refer to a process. Furthermore, the matrix makes evident
that the interactions occur throughout time and their effects are cumulative.
Phase 3. Reorganisation of the RTAM Dimensions According to the Principles of
Cultural Psychology
Cultural psychology refers to the study of cultures role in the mental life of human beings
(Cole, 1999, p. 1). Cole argued that culture is constitutive of the mind and for that reason
culture and general context are determinant on psychological processes (1999, p. 12). In
line with Coles ideas, we proceeded to reorganise the matrix in such a way that any analysis
could be started at the broadest levels of context, advancing towards the ones closer to the
individual. Table 3 displays the six dimensions that comprised the final version of the RTAM.
Phase 4. Generation of the RTAM (MATR) (Final Version)
Considering that resilience can be better understood as a product of transactions within and
between multiple systemic levels (Walsh, 2005), the final phase of the RTAM-building
process involved the generation of a tool that took into account intersystemic interactions.
Thus, factors in the framework referring to relational processes are influenced, among
other processes, by cultural processes or vice versa. Table 4 presents the final version of
the RTAM (MATR). Using the principle of Cartesian coordinates, the adverse factors and
resources that arise due to the influence of intrasystemic relationships are located in the
main diagonal (shadowed area). Cells located above the main diagonal refer to the adversity
and intersystemic resources. Cells placed below the main diagonal are not used because
their use would duplicate information, as the relationships between systems are reciprocal.
An Example of the Application and Use of the RTAM (MATR)
The RTAM was created and used in a qualitative study by Crdenas (2008). The aim of this
study was to describe the manifestations of resilience in four older people who resided in
Bogota, Colombia, in situations of disability and poverty. The study used Oral Life History
Macrosystem
Exosystem
Mesosystem
Microsystem
Ecology of Human
Development
Philosophical pattern
Situational pattern
Relational pattern
Arrangement pattern
Belief systems
Organisational processes
Communication processes
Familial Resilience
Strengthening Model
Dimension
Table 2. Comparative chart of central elements of the theories for development of the theoretical analysis matrix.
182
A. Crdenas and L. Lpez
Ecology of Human
Development
Table 2. (Continued).
Familial Resilience
Strengthening Model
These systems include beliefs, cultural values and practices. The main
beliefs in familial resilience can be organized in three areas:
Dimension
184
Table 3.
Theoretical dimension
Structural processes: Characteristics of social and institutional structures and official policies at a
macro level impacting daily life (Bronfenbrenner, 2002). They contribute to increased resilience.
Cultural processes: Meaning systems that allow individuals to make sense from adverse events in
order for them to cope and implement consequent actions required for their management (Walsh,
2005). These systems include beliefs, cultural values and practices. The main beliefs in familial
resilience can be organised in three areas:
(Meihy, 2005) as the method of data collection and Leiningers Phases of Ethnonursing as
the qualitative analysis technique (Leininger, 2006). Factors comprising major themes and
categories resulting from the qualitative data analysis were paired within the RTAM. This
pairing facilitated the organisation of the wide spectrum of factors that emerged from the
different contextual levels. This allowed the mapping of the factors that influenced the individuals development of resilience. Table 5 displays the outcomes of applying the RTAM.
Conclusions
The use of the RTAM (MATR) in the Crdenas (2008) study provided evidence that resilience in older people in a situation of disability and poverty was a highly complex phenomenon that arose as a result of multiple transactions among diverse levels of context in which
the individuals were immersed.
Examination of each different influence on resilience separately prevents any interactions among the factors from being considered. This difficulty is partially overcome by use
of the RTAM (MATR). However, the RTAM only allows the relationship between two
systemic levels to be considered at a time. This limitation of the Matrix could lead to the
creation of a model that allows for the simultaneous analysis of relationships among three
or more systemic levels and an examination of their effects on the development of resilience
in older people in a situation of disability and poverty.
Research results obtained using the RTAM in the Crdenas (2008) study suggest the
existence of a relationship among resilience, health and well-being. This finding opens the
way to demonstrate to social and health services providers the importance of strengthening
Structural processes
Cultural processes
Mesosystem
Coping processes
Relational processes
Individual processes
Cultural processes
Mesosystem
Coping processes
Relational processes
Individual processes
Adversity Resources Adversity Resources Adversity Resources Adversity Resources Adversity Resources Adversity Resources
Structural processes
Table 4. RTAM/MATR.
Individual processes
Coping processes
Relational processes
Mesosystem
Cultural processes
Structural processes
Public assistance
Subsidised Health
Scheme
Technical Aids Bank
Resources
Poverty
Adversity
Structural processes
Ruralurban
migration
Adversity
Confidence in Divine
Will
Resources
Cultural processes
Public assistance
beneficiary
Subscription to
Subsidised Health
Scheme
Knowledge of
bureaucratic processes
God as a mediator in
medical treatment
Resources
Mesosystem
Adversity
186
A. Crdenas and L. Lpez
Resources
Individual processes
Relational processes
Coping processes
Mesosystem
Appropriate
technology
Caring prevents personal
development of caring
person
Family cohabitation
Downstream comparison
Machism
Caring centred in a unique
family member
Marianism
Little expectation of
recovering offered by
health system
Adversity
Resources
Re-meaning of loneliness
Knowledge of bureaucratic
procedures
Efforts to keep mobility and
functionality
Active roles in relationships
God as a source of
support to cope with
adversity
Resilience in the face
of stereotypes
Adversity
Individual processes
Cultural processes
Resources
Relational processes
Adversity
Coping processes
Structural processes
Table 5. (Continued).
188
the processes related to developing resilience. This in turn may lead to the building, maintenance and restoration of health and quality of life in populations of elderly people.
RTAM makes an important contribution to the transition from the biomedical model
centred in notions of deficit to a more comprehensive paradigm in which mental health is
considered in a positive way and as the result of multiple contextual interactions (World
Health Organisation, 2004). It is suggested that information gained through the use of the
RTAM may be helpful in the design of programmes that promote resilience, and thus
mental health. Such programmes should incorporate elements from all of the context levels,
although special emphasis might be given to strengthening personal skills, consolidating
supporting environments, empowerment, involvement and intersectorial action. Thus,
resilience is often understood at the individual level, and is a socio-historical, dynamic, and
very complex process. It can be understood as multidimensional and multidetermined.
The process of development of the RTAM is the first step in the generation of an instrument for evaluating the processes related to resilience in older people. Such an instrument
that employs an ecological model of resilience and that gives a protagonist role to subjectivity could make an important contribution to theory and practice. In the fields of social
and health welfare, it would be an accessible, easily understood tool that could be used by
service providers. As an instrument with an ecological approach, it could be applied to
populations from different cultural and economic contexts and also to different age groups.
Finally, in spite of the evidence shown in this article, it is important to consider the implications of resilience-promotion strategies. Such strategies are not substitutes for social,
professional, financial and government actions that might improve the objective life circumstances of people. Personal and cultural strengths are not enough to overcome adverse
circumstances such as a lack of security and inequity. Solutions to problems must come from
tackling the social, political, economic, historical and cultural forces, the consequences of
which directly affect individuals. Solutions demand joint actions from actors who contribute
to the adverse outcomes, including, of course, individuals and their communities.
Acknowledgments
Language barriers were overcome by the careful translation from Spanish into English by
our friend in Argentina, Andrea Reschini. Additional editing of the language was undertaken by the Guest Editor, Edward Helmes and the journals Editor, Christa van Kraayenoord. The research reported in this article included Andrea Crdenas masters thesis in
Public Health entitled Resilience against Aging, Disability and Poverty: Life Oral
History and the projects of the research group Cultural Health Care at the School of
Nursing at the Universidad Nacional de Colombia. This thesis was awarded a meritorious
mention by the Council of the Faculty of Medicine, Universidad Nacional de Colombia.
The research group received financial support from the Colombian Institute for the
Development of Science and Technology, COLCIENCIAS and the School of Nursing at
the Universidad Nacional de Colombia (11010416453). No restrictions have been imposed
on free access to, or publication of, the research data.
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