Académique Documents
Professionnel Documents
Culture Documents
Chapter 9
E.S.C.A.
Paul CANESSON
U n i v e r s i t i . de P o i t i e r s , L a b o r a t o i r e de Chimie X I , 40 Avenue du Recteur Pineau,
86022 - P o i t i e r s - France.
INTRODUCTION
9.1
(e.g.
induced problems s h o u l d be s a t i s f a c t o r i l y s o l v e d
c h o i c e o f a s u p p o r t , c h a r g i n g e f f e c t and c h o i c e o f a r e f e r e n c e , carbon
c o n t a m i n a t i o n o v e r l a y e r and i t s e f f e c t s . . . ) .
B e a r i n g i n mind t h e p a r t i c u l a r case o f c l a y s and c l a y m i n e r a l s , t h e b a s i c
p r i n c i p l e s o f X.P.S.
p r e t a t i o n s w i l l be summarized i n t h e f i r s t p a r t o f t h i s s t u d y , b e f o r e r e v i e w i n g
t h e main r e s u l t s t h a t have a l r e a d y been o b t a i n e d i n o u r p a r t i c u l a r t o p i c o f
interest.
212
9.2
9.2.1
( o r ESCA) i s a p h o t o e l e c t r i c e f f e c t .
An a c c u r a t e measurement o f EK i s o b t a i n e d w i t h an e l e c t r o n s p e c t r o m e t e r and
d e t a i l e d r e v i e w s o f i n s t r u m e n t a t i o n may be f o u n d elsewhere (Siegbahn, 1967;
J e n k i n , 1977).
An X.P.S.
spectrum r e p r e s e n t s a number o f p h o t o e j e c t e d e l e c t r o n s f r o m t h e
i s sensitive t o a l l the
appears as an a n a l y t i c a l t o o l .
sources.
This basic p r i n c i p l e reveals t h e f i r s t l i m i t a t i o n o f e l e c t r o n spectroscopy. A
g o o d d e t e r m i n a t i o n o f t h e k i n e t i c e n e r g y o f t h e e j e c t e d e l e c t r o n s c a n o n l y b e achieved
i f t h e i r mean f r e e p a t h i n s i d e t h e s p e c t r o m e t e r i s g r e a t e r t h a n t h e l e n g t h t h e y
have t o t r a v e l between t h e sample and t h e d e t e c t o r ; p r e s e n t l y s p e c t r o m e t e r s a r e
o p e r a t e d under vacuum b e t t e r t h a n 10-8
10-9 t o r r .
213
t e m p e r a t u r e l i m i t a t i o n , i t i s always p o s s i b l e t o a v o i d a m o d i f i c a t i o n o f t h e
s u r f a c e by c o o l i n g t h e sample a t temperatures as l o w as t h a t o f l i q u i d n i t r o g e n .
Moreover, t h e vapour p r e s s u r e o f t h e sample must be l o w e r t h a n t h e r e s i d u a l p r e s sure i n s i d e t h e spectrometer, p r a c t i c a l l y l i m i t i n g e l e c t r o n spectroscopy t o t h e
study o f s o l i d s .
Working w i t h c l a y s , t h i s l i m i t a t i o n may be a s o u r c e o f d i f f i c u l t i e s s i n c e
t h e s e m i n e r a l s most o f t e n e x i s t w i t h a h i g h w a t e r c o n t e n t and keeping c l a y m i n e r a l s
under vacuum can i n d u c e d e h y d r a t i o n r e a c t i o n s t h a t may change t h e s u r f a c e p r o p e r t i e s . F o r example, when m e s o - t e t r a p h e n y l p o r p h y r i n (TPP) i s adsorbed i n t h e i n t e r l a y e r s p a c e , o f m o n t m o r i l l o n i t e , t h e X.P.S.
spectrum o f t h e N 1 s l e v e l i s s u e d
1965; B a i l e y e t a l . ,
1976). T h e r e f o r e i n s i d e t h e s p e c t r o m e t e r t h e c l a y
R e l a x a t i o n process.
I f a vacancy i s c r e a t e d i n an i n n e r e l e c t r o n s h e l l b y X-ray i r r a d i a t i o n , t h e
e x c i t e d atom w i l l r e v e r t t o t h e ground s t a t e by e i t h e r e m i t t i n g c h a r a c t e r i s t i c
X-ray r a d i a t i o n o r by r a d i a t i o n l e s s t r a n s i t i o n s , t h e s o - c a l l e d Auger t r a n s i t i o n s .
I n t h e X-ray case, t h e i n n e r vacancy i s f i l l e d w i t h an e l e c t r o n f r o m an o u t e r
s h e l l and t h e r e l e a s e d energy i s e m i t t e d as e l e c t r o m a g n e t i c r a d i a t i o n i n an X-ray
quantum. I n t h i s case, t h e r e l a x a t i o n process i s t h e s o - c a l l e d X-ray f l u o r e s c e n c e .
I n t h e Auger case, t h e r e l e a s e d energy i s i n s t e a d t r a n s f e r r e d t o a n o t h e r e l e c t r o n i n one o f t h e o u t e r s h e l l s . T h i s e l e c t r o n i s t h e n r e l e a s e d and l e a v e s t h e
atom. The Auger process can be c o n s i d e r e d as t h e sum o f X-ray f l u o r e s c e n c e and
t h e p r i m b y process o f X.P.S..
A c o m p l i c a t i o n i n X.P.S.
spectroscopy i s t h a t
Auger e l e c t r o n s e m i t t e d f r o m t h e sample a r e a l s o a n a l y z e d i n t h e s p e c t r o m e t e r
and appear i n t h e X.P.S.
s p e c t r a . S i n c e t h e Auger process i n v o l v e s t h r e e d i f f e -
e l e c t r o n s . Ift h e p o s i t i o n on t h e k i n e t i c energy
e l e c t r o n depends on t h e n a t u r e o f t h e anode o f t h e
X.P.S.
as a s u r f a c e t e c h n i q u e
2 14
produced by a Mg K a l i n e f o r example emerge f r o m a s u r f a c e l a y e r c o n t a i n i n g some
hundred a t o m i c l a y e r s . The f r a c t i o n t h a t emerges w i t h o u t energy l o s s becomes
e x c e e d i n g l y s m a l l as t h i s l i m i t i s approached. The average d e p t h a t w h i c h t h o s e
e l e c t r o n s observed i n t h e e l e c t r o n l i n e s a r e produced may be o n l y a few t e n s o f
an
i.The
s o - c a l l e d escape d e p t h o f p h o t o e l e c t r o n s depends on s e v e r a l f a c t o r s ,
... .
I t i s w e l l known t h a t t h e escape
depth i s s u b s t a n t i a l l y g r e a t e r i n s i d e an o x i d e t h a n i n t h e c o r r e s p o n d i n g m e t a l ,
and t h e more e n e r g e t i c t h e X-ray s o u r c e i s , t h e g r e a t e r t h e escape depth. The
v a r i a t i o n s o f t h e mean f r e e p a t h o f e l e c t r o n s versus t h e i r k i n e t i c energy must
be t a k e n i n t o account f o r q u a n t i t a t i v e i n t e r p r e t a t i o n s o f X.P.S.
9.2.4
spectra.
Choice o f a r e f e r e n c e l i n e
can be used as a q u a l i t a t i v e a n a l y t i c a l t e c h n i q u e .
5 eV f r o m m e t a l l i c molybdenum t o molybdenum t r i o x i d e
any l a c k o f p r e c i s i o n i n
t h e d e t e r m i n a t i o n o f k i n e t i c energy o f p h o t o e j e c t e d e l e c t r o n s w i l l i n d u c e t h e
same i n a c c u r a c y f o r b i n d i n g e n e r g i e s . A c c o r d i n g t o t h e b a s i c p r i n c i p l e o f X.P.S.,
some e l e c t r o n s a r e e j e c t e d f r o m t h e sample, t h e r e s u l t o f w h i c h i s a n e t p o s i t i v e
charge on t h e a n a l y z e d s u r f a c e , even i f t h e sample i s i n good e l e c t r i c c o n t a c t
w i t h t h e s p e c t r o m e t e r ; w o r k i n g w i t h i n s u l a t o r s o r semi-conductors does n o t cancel
t h i s charging e f f e c t .
I n a s t a t i o n a r y s t a t e , a c o n s t a n t p o s i t i v e charge remains on t h e s u r f a c e ,
which i n t u r n c r e a t e s a r e t a r d i n g e l e c t r i c f i e l d f o r t h e e l e c t r o n s l e a v i n g t h e
sample. I t can be e a s i l y understood t h a t i t i s o f p r i m e i m p o r t a n c e t o a c c o u n t
f o r t h i s effect,
215
One o f t h e f i r s t methods c o n s i s t s i n u s i n g t h e C 1 s l e v e l o r i g i n a t i n g f r o m
a carbon c o n t a m i n a t i o n o v e r l a y e r . E s p e c i a l l y w i t h t h e f i r s t commercial X.P.S.
systems, t h e vacuum was n o t o f v e r y good q u a l i t y and t h e samples were c o a t e d
w i t h a l a y e r o f carbon c o n t a i n i n g p r o d u c t s ( p r o b a b l y e s s e n t i a l l y hydrocarbons
f r o m pump o i l s ) . T h i s carbon c o n t a m i n a t i o n has been used w i d e l y f o r c a l i b r a t i o n
purpose, t h e b i n d i n g energy o f t h e C 1 s l e v e l b e i n g a r b i t r a r i l y f i x e d between
283.5 eV and 285.5 eV, depending on t h e a u t h o r s . P r e c i s i o n i n b i n d i n g energy
d e t e r m i n a t i o n s has been e s t i m a t e d a t 0.2 eV i n t h i s case (Ebel, 1974; Contour
and Mouvier, 1975). T h i s method
i s o b v i o u s l y t h e e a s i e s t t o use, b u t i t f a i l s
1973 a; Friedman e t a l . ,
s p e c t r a f o r q u a n t i t a t i v e purposes b e f o r e
and a f t e r g o l d e v a p o r a t i o n and t h i s p r a c t i c a l l y m u l t i p l i e s a p p r e c i a b l y t h e t i m e
f o r r e c o r d i n g t h e s p e c t r a f o r one sample.
Whenever p o s s i b l e , t h e l a s t method i s t h e b e s t i n my o p i n i o n .
A w e l l defined
216
I n c o n c l u s i o n , i f t h e b i n d i n g energy s c a l e c a l i b r a t i o n remains a problem i n
X.P.S.,
w o r k i n g w i t h c l a y s p e r m i t s t h e use o f an i n t e r n a l s t a n d a r d and t h i s i s
t h e b e s t method f o r t h i s purpose.
9.2.5
P o s s i b i l i t i e s o f quantitative analysis.
B e f o r e c o n s i d e r i n g t h e v a r i o u s f a c t o r s t h a t a r e i n v o l v e d i n t h e i n t e n s i t y of
peak, l e t us f i r s t examine t h e s e n s i t i v i t y of t h i s t e c h n i q u e . To b e g i n
an X.P.S.
w i t h , i t must be p o i n t e d o u t t h a t X.P.S.
i s n o t a b l e t o d e t e c t t r a c e s . The extreme
d e t e c t i o n l i m i t i s about 0 . 1 % o f t h e a n a l y z e d l a y e r , b u t , i n o r d e r t o deduce
some i n f o r m a t i o n from an X.P.S.
0.5
i n the
a d i s t i n c t i o n must be
expressed as b u l k c o n t e n t r a t i o s ( H e r c u l e s
1973).
peak. T h i s i n t e n s i t y i s p r o p o r t i o n a l t o :
t h e p h o t o e l e c t r o n i c c r o s s s e c t i o n ux o f t h e c o n s i d e r e d l e v e l
t h e mean f r e e p a t h Ax o f t h e e j e c t e d p h o t o e l e c t r o n s i n s i d e t h e sample
t h e s o - c a l l e d l u m i n o s i t y Lx o f t h e system f o r t h e l i n e o f i n t e r e s t
t h e c o n c e n t r a t i o n Cx o f t h e c o n s i d e r e d element i n s i d e t h e a n a l y z e d l a y e r of
t h e sample.
The i n t e n s i t y Ix
o f a l i n e x can b e w r i t t e n :
Ix
= k ox X, Lx C x
k b e i n g a p r o p o r t i o n a l i t y c o n s t a n t , depending on t h e s p e c t r o m e t e r dhd i t s w o r k i n g
conditions.
I f t h e various
CT
v a l u e s can be c a l c u l a t e d f o r t h e X-ray s o u r c e o f i n t e r e s t
n o t e d r. The r a t i o R,
I n t h i s e q u a t i o n , X i s a f u n c t i o n o f t h e k i n e t i c energy o f t h e c o n s i d e r e d
electrons. I n t h e f i r s t approximation, Ax i s p r o p o r t i o n a l t o
(Carter e t a l .
KX
217
1975), w h i c h means t h a t R x can be w r i t t e n as
L x a l s o depends upon t h e E
KX
t o o b t a i n any i n f o r m a t i o n because t h e c o r r e c t r e l a t i o n s h i p i s f u n c t i o n o f t h e
w o r k i n g mode o f t h e c o n s i d e r e d ESCA system. Over t h e r e c e n t y e a r s , some compilat i o n s have been made, which a r e v e r y u s e f u l . Wagner (1972) compared t h e i n t e n s i t y r a t i o s o f t h e l e v e l s issued from various s a l t s , t h e i n t e n s i t y o f the
F 1s
l i n e b e i n g t a k e n a r b i t r a r i l y as u n i t y and he has d e t e r m i n e d t h e r e l a t i v e u n i t a r y
i n t e n s i t i e s o f v a r i o u s l e v e l s o f most c u r r e n t l y s t u d i e d elements. The same k i n d
of work was a l s o done by Nefedov e t a l . ,
use t h e Na 1 s l e v e l s as r e f e r e n c e f o r t h e r e l a t i v e u n i t a r y i n t e n s i t i e s s c a l e .
I n a l l t h e s e r e f e r e n c e s t h e e f f e c t o f t h e carbon c o n t a m i n a t i o n o v e r l a y e r was
n e g l e c t e d . I f t h e a n a l y z e d s u r f a c e i s covered by such a l a y e r o f t h i c k n e s s d,
t h e t r u e Rx r a t i o i s t r a n s f o r m e d i n t o a measured R I x r a t i o , the- r e l a t i o n s h i p
between them b e i n g :
Rlx=Rx
XIr
exp[
cs
A;(.
L f one
if
R N i = ' N i 2p 3 / 2 / I S i
2p
A l l t h e f a c t o r s t h a t may i n f l u e n c e q u a n t t a t i v e d e t e r m i n a t i o n s by X.P.S.
were
s t u d i e d i n d e t a i l by Wagner ( 1 9 7 7 ) .
A f t e r t h e s e g e n e r a l c o n s i d e r a t i o n s a b o u t t h e X.P.S.
t e c h n i q u e , l e t us now
2 18
examine what i n f o r m a t i o n has a l r e a d y been o b t a i n e d w i t h t h i s p o w e r f u l and v e r s a t i l e technique.
9.3
APPLICATIONS OF X.P.S.
Since X.P.S.
Minerals analvsis
does n o t e n a b l e us t o d i s t i n -
(Nicholls e t al.,
1974; L i n d s a y e t a l . ,
e t a l . (1972) a r e r a t h e r n i c e l y e x p l a i n e d by L i n d s a y e t a l . (1973).
1974), k a o l i n i t e , c h l o r i t e
219
and i l l i t e (Koppelman and D i l l a r d , 1975) and 12 n a t u r a l s i l i c a t e s and a l u m i n o s i l i c a t e s (Carriere e t al.,
1977). T a k i n g t h e S i 2p l i n e as a s t a n d a r d , t h e A1 2s
1978).
(1977)
can p r o v i d e b u l k q u a n t i t a t i v e c o m p o s i t i o n o f a i r -
5 %. From t h e i r c o m p i l a t i o n
. , 1977).
i n t e n s i t i e s i s l o w e r t h a n t h a t determined
intensity ratio.
workers e f f o r t s i n t h e f i e l d o f n a t u r a l
220
c h l o r i t e (Fez+ s p e c i e s o n l y ) and i11 it e , a1 lowed t h e a u t h o r s t o decompose t h e
Fe 2p 3/2 X.P.S.
S t u c k i e t a l . ( 1 9 7 6 ) , s t u d y i n g n o n t r o n i t e and b i o t i t e , a l s o observed a s h i f t
between t h e Fe 2p 3 / 2 s p e c t r a o f t h e s e m i n e r a l s . Upon r e d u c t i o n by e i t h e r h y d r a z i n e o r d i t h i o n i t e t h e Fe 2p l e v e l s o f n o n t r o n i t e e x h i b i t a broadening t o g e t h e r
w i t h a s h i f t towards
l o w e r b i n d i n g e n e r g i e s . On t h e c o n t r a r y , o x i d a t i o n o f b i o -
Si2
C r u d e kaalinitc
___.x
'I i n c r e a s i n g
:time
I
I
0.8
I
I
deferrating treatment
0.6
0.4
0.2
0.1
0:2
013
014
015'
si2p
F i g . 9.1.
Behaviour o f t h e Fe 2p/Si 2p r a t i o v e r s u s t h e A 1 2p/Si 2p r a t i o f o r
t h e YBi k a o l i n i t e a f t e r v a r i o u s c o n t a c t t i m e s w i t h ammonium o x a l a t e s o l u t i o n .
221
I r o n i n k a o l i n i t e i s a n o t h e r problem many c l a y r e s e a r c h e r s have t a c k l e d (e.g.
see Angel and V i n c e n t (1978); Angel e t a l . (1977); H e r b i l l o n e t a l . (1976) and
r e f e r e n c e s t h e r e i n ) . Working w i t h X.P.S.
on a p a r t i c u l a r t r o p i c a l s o i l k a o l i n i t e ,
m a i n i n g p r a c t i c a l l y c o n s t a n t . F o r l o n g e r c o n t a c t t i m e s , t h e two r a t i o s behave i n
t h e same way. The c r u d e k a o l i n i t e p a r t i c l e s seem c o a t e d w i t h a h i g h i r o n and a
l o w aluminum c o n t e n t g e l . A f t e r t h i s c o a t i n g has been d i s s o l v e d , t h e k a o l i n i t e
c r i s t a l i s a t t a c k e d by t h e complexing s o l u t i o n and i r o n and aluminum i o n s a r e
s i m u l t a n e o u s l y removed. These r e s u l t s c o n f i r m t h e f a c t a l r e a d y p o i n t e d o u t by
E.P.R.,
Fig.9.2.
Geometrical c o n s i d e r a t i o n s f o r X-rays p h o t o e l e c t r o n s d i f f r a c t i o n .
222
W i t h p o l y c r i s t a l l i n e samples, as i t has been a l r e a d y p o i n t e d o u t , X.P.S.
i s not
the angle
between t h e e x c i t i n g r a d i a t i o n a n d t h e a n a l y z e d
e a n g l e c o n t i n u o u s l y f r o m 0 t o 90". The o u t g o i n g p h o t o e l e c t r o n s c a n b e d i f f r a c -
peaks i n t e n s i t y r a t i o
e w i l l be observed. I f , f o r example, t h e A e l e m e n t i s
c o n f i r m t h e s u r f a c e e n r i c h m e n t i n A13+ i o n s i n t h e r e g i o n s o f f a c i l e cleavage
f o r p h l o g o p i t e and v e r m i c u l i t e , aluminum b e i n g a l m o s t e x c l u s i v e l y i n f o u r f o l d
coordination i n these regions.
A s i m i l a r s t u d y on t i t a n i u m c o n t a i n i n g b i o t i t e and p h l o g o p i t e (Evans and
e a n g l e o f t h e T i 2p/Mg
2s i n t e n s i t y r a t i o .
AdsorDtion studies
Because i t s h i g h s e l e c t i v i t y f o r t h e s u r f a c e a n a l y s i s , X.P.S.
i s undoubtedly
an i d e a l t o o l f o r t h i s k i n d o f s t u d i e s . Working w i t h t h r e e c l a y m i n e r a l s , namely
k a o l i n i t e , i l l i t e and c h l o r i t e , Koppelman and D i l l a r d have s t u d i e s t h e adsorpt i o n o f Fe3+ and C r 3 + (1975), N i 2 + and Cu2'
(1977),
Cr3+
223
e n e r g i e s between an adsorbed i o n c o r e l e v e l and t h e same i o n c o r e l e v e l i n s i d e t h e
s t r u c t u r e , r e v e a l e d a g e n e r a l l o w e r i n g i n b i n d i n g energy o f t h e photopeak i s s u e d
f r o m adsorbed s p e c i e s , i f a d s o r p t i o n i s performed a t l o w pH v a l u e s .
The r e l a t i v e
species i n t o
i n t e n s i t i e s measurements.
The r e s u l t s t h u s o b t a i n e d a r e i n c l o s e r e l a t i o n w i t h t h e C . E . C .
by chemical methods f o r Na+ and Ca2+ c a t i o n s . F o r K',
an a p p a r e n t excess o f t h e C.E.C.
values determined
w i t h r e s p e c t t o t h e chemical v a l u e . T h i s excess
i s i n t e r p r e t e d as a consequence o f a s t r o n g a d s o r p t i o n o f t h e s e c a t i o n s on t h e
edges o r on t h e e x t e r n a l s u r f a c e o f t h e c l a y p a r t i c l e s .
Working w i t h l a r g e o r g a n i c molecules such as p o r p h y r i n s , Canesson e t a l . (1978)
were a b l e t o s t u d y t h e r e a c t i v i t y o f t h e s e molecules i n t h e i n t e r l a m e l l a r space
o f m o n t m o r i l l o n i t e . Meso-tetraphenyl p o r p h y r i n (TPP) and m e s o - t e t r a p y r i d y l
p h y r i n (TPyP) can undergo w i t h i n
por-
t h e c l a y s t r u c t u r e e i t h e r p r o t o n a t i o n o r com-
p l e x a t i o n . S i n c e t h e p o s i t i o n on t h e b i n d i n g energy s c a l e o f t h e N Is l e v e l i s s u e d
from adsorbed molecules i s s e n s i t i v e t o t h e s u r f a c e environment (Defosse and
Canesson,
atoms. Moreover, t h e i n t e n s i t y r a t i o between t h e two N 1s l e v e l s p e r m i t s a quant i t a t i v e d e t e r m i n a t i o n o f t h e v a r i o u s s p e c i e s . I t was concluded t h a t TPP undergoes p r o t o n a t i o n and t h a t t h e e x t e n t o f m e t a l l a t i o n i n t h e i n t e r l a m e l l a r space
depends upon t h e n a t u r e o f t h e exchangeable c a t i o n , t h e s t a b i l i t y o r d e r b e i n g
224
Cu2+ > Co2+, Sn4+ > Fez+, Mn2'.
The s i t u a t i o n i s q u i t e d i f f e r e n t w i t h TPyP s i n c e
c o n f i r m t h o s e o b t a i n e d by U . V .
1978).
t e c h n i q u e s a p p l i e d on c l a y
m i n e r a l s , i t can be
emerges as a p r o m i s i n g t o o l .
Since s u r f a c e p r o p e r t i e s o f c l a y s and c l a y m i n e r a l s a r e o f m a j o r i m p o r t a n c e
X.P.S.
i s t h u s e x p e c t e d t o spread more b r o a d l y , n o t o n l y i n
t h e p a r t i c u l a r t o p i c o f c l a y m i n e r a l s , b u t a l s o i n a l l f i e l d s o f s c i e n c e f o r which
surface p r o p e r t i e s a r e o f major i n t e r e s t .
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