L15-16 PPT IVSem

Lecture 1515- 16
Database System Architectures

Distributed Database
Parallel Database
Database System Concepts - 5th Edition
20.1
Silberschatz, Korth and Sudarshan
Introduction
Distributed Data base system consists
of loosely coupled sides that share no

physical Components and the parallel
processors are tightly coupled and
constitute a single data Base system
20.2
Scope
distributed database are widely used in large data processing, todays
word using the internet, e-banking system, whether forecasting etc.

where large amount of data is processed, so there we need of data
processing if data is distributed in many places then that is distributed
data processing, there fore scope of parallel data bases and
distributed data processing is very bright.
20.3
Research
Lots of research are going on in
distributed data processing and parallel

databases.
20.4
Database System Architectures

Centralized and Client-Server Systems
Server System Architectures
Parallel
P ll l S
Systems
t
Distributed Systems
Network Types
20.5
Centralized Systems
Run on a single computer system and do not interact with other
computer systems.
General
General-purpose
purpose computer system: one to a few CPUs and a number
of device controllers that are connected through a common bus that

provides access to shared memory.
Single-user
g
system
y
((e.g.,
g p
personal computer
p
or workstation):
) desk-top
p
unit, single user, usually has only one CPU and one or two hard
disks; the OS may support only one user.
Multi-user system: more disks, more memory, multiple CPUs, and a
multi-user OS. Serve a large number of users who are connected to

the system vie terminals. Often called server systems.
20.6
A Centralized Computer System
20.7
Client--Server Systems
Client
Server systems satisfy requests generated at m client systems, whose general
structure is shown below:
20.8
Client--Server Systems (Cont.)

Client
Database functionality can be divided into:
z
Back-end: manages access structures, query evaluation and

optimization concurrency control and recovery
optimization,
recovery.
Front-end: consists of tools such as forms, report-writers, and

graphical user interface facilities.
The interface between the front

front-end
end and the back
back-end
end is through SQL or
through an application program interface.
20.9
Client--Server Systems (Cont.)

Client
Advantages of replacing mainframes with networks of workstations or
personal computers connected to back-end server machines:

z
better functionality for the cost
flexibility in locating resources and expanding facilities
better user interfaces
easier
i maintenance
i t
20.10
Server System Architecture

Server
systems can be broadly categorized into two kinds:
transaction servers which are widely used in relational database

systems, and
data servers, used in object-oriented database systems
20.11
Transaction Servers
Also called query server systems or SQL server systems
z
Clients send requests to the server
Transactions are executed at the server
Results are shipped back to the client.
Requests are specified in SQL, and communicated to the
server through a remote procedure call (RPC) mechanism.

mechanism
Transactional RPC allows many RPC calls to form a
transaction.
Open Database Connectivity (ODBC) is a C language
application program interface standard from Microsoft for

connecting to a server, sending SQL requests, and receiving
results.
lt
JDBC standard is similar to ODBC, for Java
20.12
Transaction Server Process Structure

A typical transaction server consists of multiple processes accessing
data in shared memory.

Server processes
z
These receive user queries (transactions), execute them and send

results back
Processes may be multithreaded, allowing a single process to

execute several user queries concurrently
Typically multiple multithreaded server processes
Lock manager process

z
More on this later
Database writer process

z
Output modified buffer blocks to disks continually
20.13
Transaction Server Processes (Cont.)

Log writer process
z
Server processes simply add log records to log record buffer
L writer
Log
it process outputs
t t log
l records
d tto stable
t bl storage.
t
Checkpoint process
z
Performs periodic checkpoints
Process monitor process

z
Monitors other processes, and takes recovery actions if any of the other
processes fail
p

E.g. aborting any transactions being executed by a server process

and restarting it
20.14
Transaction System Processes (Cont.)
20.15
Transaction System Processes (Cont.)

Shared memory contains shared data
z
Buffer pool
z Lock table
z Log buffer
z Cached query plans (reused if same query submitted again)
All database processes can access shared memory
To ensure that no two processes are accessing the same data structure
at the same time, databases systems implement mutual exclusion
using either
z Operating system semaphores
z Atomic instructions such as test-and-set
To avoid overhead of interprocess communication for lock
request/grant, each database process operates directly on the lock

table
z instead of sending requests to lock manager process
Lock manager process still used for deadlock detection
20.16
Data Servers
Used in high-speed LANs, in cases where
z
The clients are comparable in processing power to the server
The tasks to be executed are compute intensive

intensive.
Data are shipped to clients where processing is performed, and then
shipped results back to the server.

This
Thi architecture
hit t
requires
i
full
f ll back-end
b k d ffunctionality
ti
lit att th
the clients.
li t
Used in many object-oriented database systems
Issues:
z
Page-Shipping versus Item-Shipping
Locking
Data Caching
Lock Caching
20.17
Data Servers (Cont.)

Page-shipping versus item-shipping
Smaller unit of shipping more messages

z Worth prefetching related items along with requested item
z Page shipping can be thought of as a form of prefetching
Locking
z Overhead of requesting and getting locks from server is high due
to message delays
z Can grant locks on requested and prefetched items; with page
shipping, transaction is granted lock on whole page.
z Locks on a prefetched item can be P{called back} by the server,
and returned by client transaction if the prefetched item has not
been used.
z Locks on the page can be deescalated to locks on items in the
page when there are lock conflicts
conflicts. Locks on unused items can
then be returned to server.
z
20.18
Data Servers (Cont.)

Data Caching
z
Data can be cached at client even in between transactions
But check that data is up-to-date before it is used (cache coherency)
Check can be done when requesting lock on data item
Lock Caching
z
Locks can be retained by client system even in between transactions
Transactions can acquire cached locks locally, without contacting

server
Server calls back locks from clients when it receives conflicting lock
request. Client returns lock once no local transaction is using it.
Similar to deescalation, but across transactions.
20.19
Parallel Systems
Parallel database systems consist of multiple processors and multiple
disks connected by a fast interconnection network.

A coarse
coarse-grain
grain parallel machine consists of a small number of
powerful processors
A massively parallel or fine grain parallel machine utilizes
thousands of smaller processors.

p
Two main performance measures:
z
throughput --- the number of tasks that can be completed in a

given time interval
g
response time --- the amount of time it takes to complete a single

task from the time it is submitted
20.20
Speed--Up and ScaleSpeed

Scale-Up
Speedup: a fixed-sized problem executing on a small system is given
to a system which is N-times larger.

z
Measured by:
speedup = small system elapsed time

large system elapsed time
z
S
Speedup
d iis linear
li
if equation
ti equals
l N
N.
Scaleup: increase the size of both the problem and the system
z
N-times larger system used to perform N-times larger job
Measured by:
scaleup = small system small problem elapsed time

big system big problem elapsed time
z
Scale up is linear if equation equals 1.
20.21
Speedup
Speedup
20.22
Scaleup
Scaleup
p
20.23
Batch and Transaction Scaleup

Batch scaleup:
z
A single large job; typical of most decision support queries and

scientific simulation.
Use an N-times larger computer on N-times larger problem.
Transaction scaleup:
z
Numerous smallll queries

N
i submitted
b itt d b
by iindependent
d
d t users tto a
shared database; typical transaction processing and timesharing
systems.
N-times
N
times as many users submitting requests (hence
(hence, N-times
N times as
many requests) to an N-times larger database, on an N-times
larger computer.
Well-suited
Well
suited to parallel execution
execution.
20.24
Factors Limiting Speedup and Scaleup

Speedup and scaleup are often sublinear due to:
Startup costs: Cost of starting up multiple processes may dominate
computation time, if the degree of parallelism is high.

Interference: Processes accessing shared resources (e.g.,system
bus, disks, or locks) compete with each other, thus spending time
waiting
g on other p
processes, rather than p
performing
g useful work.
Skew: Increasing the degree of parallelism increases the variance in
service times of parallely executing tasks. Overall execution time

determined by slowest of parallely executing tasks.
20.25
Interconnection Network Architectures

Bus. System components send data on and receive data from a
single communication bus;
z Does not scale well with increasing
gp
parallelism.
Mesh. Components are arranged as nodes in a grid, and each
component is connected to all adjacent components
z Communication links grow with growing number of components,
and so scales better.
z But may require 2n hops to send message to a node (or n with
wraparound connections at edge of grid).
Hypercube.
H perc be Components are n
numbered
mbered in binar
binary; components are
connected to one another if their binary representations differ in
exactly one bit.
z
n components
p
are connected to log(n)
g( ) other components
p
and can
reach each other via at most log(n) links; reduces communication
delays.
20.26
Interconnection Architectures
20.27
Parallel Database Architectures

Shared memory -- processors share a common memory
Shared disk -- processors share a common disk
Shared nothing -- processors share neither a common memory nor
common disk
Hierarchical -- hybrid of the above architectures
20.28
Parallel Database Architectures
20.29
Shared Memory
Processors and disks have access to a common memory, typically via
a bus or through an interconnection network.

Extremely efficient communication between processors data in
shared memory can be accessed by any processor without having to

move it using software.
Downside architecture is not scalable beyond
y
32 or 64 processors
p
since the bus or the interconnection network becomes a bottleneck

Widely used for lower degrees of parallelism (4 to 8).
20.30
Shared Disk
All processors can directly access all disks via an interconnection
network, but the processors have private memories.

z
The memory bus is not a bottleneck
Architecture provides a degree of fault-tolerance if a processor

fails, the other processors can take over its tasks since the database
is resident on disks that are accessible from all processors.
Examples: IBM Sysplex and DEC clusters (now part of Compaq)
running Rdb (now Oracle Rdb) were early commercial users

Downside: bottleneck now occurs at interconnection to the disk
subsystem.
Shared-disk systems can scale to a somewhat larger number of
processors,, but communication between processors

p
p
is slower.
20.31
Shared Nothing
Node consists of a processor, memory, and one or more disks.
Processors at one node communicate with another processor at

another node using an interconnection network. A node functions as
the server for the data on the disk or disks the node owns.
Examples: Teradata, Tandem, Oracle-n CUBE
Data accessed from local disks ((and local memory
y accesses)) do not
pass through interconnection network, thereby minimizing the

interference of resource sharing.
Shared-nothing multiprocessors can be scaled up to thousands of
processors without interference.

Main drawback: cost of communication and non-local disk access;
sending data involves software interaction at both ends.
20.32
Hierarchical
Combines characteristics of shared-memory, shared-disk, and shared-
nothing architectures.
Top level is a shared
shared-nothing
nothing architecture nodes connected by an
interconnection network, and do not share disks or memory with each

other.
Each node of the system
y
could be a shared-memoryy system
y
with a
few processors.
Alternatively, each node could be a shared-disk system, and each of
the systems sharing a set of disks could be a shared-memory system.

Reduce the complexity of programming such systems by distributed
virtual-memory architectures
z
Also called non-uniform memory architecture (NUMA)
20.33
Distributed Systems
Data
D t spread
d over multiple
lti l machines
hi
((also
l referred
f
d tto as sites
it or
nodes).
Network interconnects the machines
Data shared by users on multiple machines
20.34
Distributed Databases
Homogeneous distributed databases
z
Same software/schema on all sites, data may be partitioned

among sites
z Goal: provide a view of a single database, hiding details of
distribution
Heterogeneous distributed databases
z Different software/schema on different sites
z Goal: integrate existing databases to provide useful functionality
Differentiate between local and global transactions
z A local transaction accesses data in the single site at which the
transaction was initiated.
z
A global transaction either accesses data in a site different from

th one att which
the
hi h the
th transaction
t
ti was initiated
i iti t d or accesses d
data
t iin
several different sites.
20.35
Trade--offs in Distributed Systems

Trade
Sharing data users at one site able to access the data residing at
some other sites.

Autonomy each site is able to retain a degree of control over data
stored locally.
Higher system availability through redundancy data can be
replicated
p
at remote sites, and system
y
can function even if a site fails.
Disadvantage: added complexity required to ensure proper
coordination among sites.

z
Software development
p
cost.
Greater potential for bugs.
Increased processing overhead.
20.36
Implementation Issues for Distributed

Databases
Atomicity needed even for transactions that update data at multiple sites
The two-phase commit protocol (2PC) is used to ensure atomicity
z
Basic
B
i id
idea: each
h site
it executes
t ttransaction
ti until
til jjustt b
before
f
commit,
it
and the leaves final decision to a coordinator
Each site must follow decision of coordinator, even if there is a failure

while waiting for coordinators decision
2PC is not always appropriate: other transaction models based on
persistent messaging, and workflows, are also used

Distributed
Di t ib t d concurrency control
t l ((and
dd
deadlock
dl k d
detection)
t ti ) required
i d
Data items may be replicated to improve data availability
Details of above in Chapter 22
20.37
Network Types
Local-area networks (LANs) composed of processors that are
distributed over small geographical areas, such as a single building or

a few adjacent buildings.
Wide-area networks (WANs) composed of processors distributed
over a large geographical area.
20.38
Networks Types (Cont.)

WANs with continuous connection (e.g. the Internet) are needed for
implementing distributed database systems

Groupware applications such as Lotus notes can work on WANs with
discontinuous connection:
z
Data is replicated.
Updates are propagated to replicas periodically

periodically.
Copies of data may be updated independently.
Non-serializable executions can thus result. Resolution is

application dependent
dependent.
20.39
Parallel Databases
Introduction
I/O Parallelism
Interquery Parallelism
Intraquery Parallelism
Intraoperation Parallelism
Interoperation Parallelism
Design of Parallel Systems
20.40
Introduction
Parallel machines are becoming quite common and affordable
z
Prices of microprocessors, memory and disks have dropped

sharply
py
z Recent desktop computers feature multiple processors and this
trend is projected to accelerate
Databases are growing increasingly large
z large volumes of transaction data are collected and stored for later
analysis.
z multimedia objects like images are increasingly stored in
databases
Large-scale parallel database systems increasingly used for:
z storing large volumes of data
z processing time-consuming decision-support queries
z providing high throughput for transaction processing
20.41
Parallelism in Databases
Data can be partitioned across multiple disks for parallel I/O.
Individual relational operations (e.g., sort, join, aggregation) can be
executed in parallel
z
data can be partitioned and each processor can work

independently on its own partition.
Queries are expressed in high level language (SQL

(SQL, translated to
relational algebra)
z
makes parallelization easier.
Different queries can be run in parallel with each other

other.
Concurrency control takes care of conflicts.

Thus, databases naturally lend themselves to parallelism.
20.42
I/O Parallelism
Reduce the time required to retrieve relations from disk by partitioning
the relations on multiple disks.
Horizontal
H i
t l partitioning
titi i tuples
t l off a relation
l ti are di
divided
id d among many di
disks
k
such that each tuple resides on one disk.

Partitioning techniques (number of disks = n):
Round-robin:
Send the ith tuple inserted in the relation to disk i mod n.
Hash partitioning:
z
z
z
Choose one or more attributes as the partitioning attributes.

Choose hash function h with range 0n - 1
Let i denote result of hash function h applied tothe partitioning attribute
value of a tuple. Send tuple to disk i.
20.43
I/O Parallelism (Cont.)

Partitioning techniques (cont.):
Range partitioning:
z
Ch
Choose
an attribute
tt ib t as th
the partitioning
titi i attribute.
tt ib t
A partitioning vector [vo, v1, ..., vn-2] is chosen.
Let v be the partitioning attribute value of a tuple. Tuples such that

vi vi+1 go to disk I + 1. Tuples with v < v0 go to disk 0 and tuples
with v vn-2 go to disk n-1.
E.g., with a partitioning vector [5,11], a tuple with partitioning attribute

value
al e of 2 will
ill go to disk 0
0, a ttuple
ple with
ith value
al e 8 will
ill go to disk 1
1,
while a tuple with value 20 will go to disk2.
20.44
Comparison of Partitioning Techniques

Evaluate how well partitioning techniques support the following types
of data access:
1.Scanning the entire relation.
2 Locating a tuple associatively point queries.
2.Locating
queries
z
E.g., r.A = 25.
3.Locating all tuples such that the value of a given attribute lies within a
specified range range q
queries.
eries
z
E.g., 10 r.A < 25.
20.45
Comparison of Partitioning Techniques (Cont.)

Round robin:
Advantages
z
B t suited
Best
it d ffor sequential
ti l scan off entire
ti relation
l ti on each
h query.
All disks have almost an equal number of tuples; retrieval work is

thus well balanced between disks.
Range queries are difficult

ff
to process
z
No clustering -- tuples are scattered across all disks
20.46
Comparison of Partitioning Techniques(Cont.)
Hash partitioning:
Good for sequential access

z
Assuming hash function is good, and partitioning attributes form a

key, tuples will be equally distributed between disks
Retrieval work is then well balanced between disks.
Good for point queries on partitioning attribute

z
Can lookup single disk

disk, leaving others available for answering
other queries.
Index on partitioning attribute can be local to disk, making lookup

and
a
d update more
oee
efficient
ce t
No clustering, so difficult to answer range queries
20.47
Comparison of Partitioning Techniques (Cont.)

Range partitioning:
Provides data clustering by partitioning attribute value.
Good
G d ffor sequential
ti l access
Good for point queries on partitioning attribute: only one disk needs to
be accessed.
For range queries on partitioning attribute, one to a few
f
disks may need
to be accessed
z
Remaining disks are available for other queries.
Good if result tuples are from one to a few blocks.
If many blocks are to be fetched, they are still fetched from one to a
few disks, and potential parallelism in disk access is wasted

Example of execution skew.
20.48
Partitioning a Relation across Disks

If a relation contains only a few tuples which will fit into a single disk
block, then assign the relation to a single disk.

Large relations are preferably partitioned across all the available
disks.
If a relation consists of m disk blocks and there are n disks available in
the system,
y
, then the relation should be allocated min(m,n)
( , ) disks.
20.49
Handling of Skew
The distribution of tuples to disks may be skewed that is, some
disks have many tuples, while others may have fewer tuples.
Types of skew:
z
Attribute-value skew.

Some values appear in the partitioning attributes of many

tuples; all the tuples with the same value for the partitioning
attribute end up in the same partition.
Can occur with range-partitioning and hash-partitioning.
Partition skew.
skew

With range-partitioning, badly chosen partition vector may

assign too many tuples to some partitions and too few to
others.
others
Less likely with hash-partitioning if a good hash-function is

chosen.
20.50
Handling Skew in RangeRange-Partitioning

To create a balanced partitioning vector (assuming partitioning attribute
forms a key of the relation):

z
Sort the relation on the partitioning attribute

attribute.
Construct the partition vector by scanning the relation in sorted order

as follows.

After every 1/nth of the relation has been read

read, the value of the
partitioning attribute of the next tuple is added to the partition
vector.
n denotes the number of partitions to be constructed.
Duplicate entries or imbalances can result if duplicates are present in

partitioning attributes.
Alternative technique based on histograms used in practice
20.51
Handling Skew Using Virtual Processor

g
Partitioning
Skew in range partitioning can be handled elegantly using virtual
processor partitioning:
z
create a large number of partitions (say 10 to 20 times the number

of processors)
Assign virtual processors to partitions either in round-robin fashion

or based on estimated cost of p
processing
g each virtual p
partition
Basic idea:
z
If any normal partition would have been skewed, it is very likely

the skew is spread
p
over a number of virtual p
partitions
Skewed virtual partitions get spread across a number of

processors, so work gets distributed evenly!
20.52
Interquery Parallelism
Queries/transactions execute in parallel with one another.
Increases transaction throughput; used primarily to scale up a
transaction processing system to support a larger number of

transactions per second.
Easiest form of parallelism to support, particularly in a shared-memory
p
parallel
database,, because even sequential
q
database systems
y
support
pp
concurrent processing.
More complicated to implement on shared-disk or shared-nothing
architectures
z
Locking and logging must be coordinated by passing messages

between processors.
Data in a local buffer may have been updated at another processor.
Cache-coherency has to be maintained reads and writes of data

in buffer must find latest version of data.
20.53
Cache Coherency Protocol

Example of a cache coherency protocol for shared disk systems:
z
Before reading/writing to a page, the page must be locked in

shared/exclusive mode
mode.
On locking a page, the page must be read from disk
Before unlocking a page, the page must be written to disk if it was

modified.
modified
More complex protocols with fewer disk reads/writes exist.

Cache coherency protocols for shared-nothing systems are similar.
Each database page is assigned a home processor.

processor Requests to fetch
the page or write it to disk are sent to the home processor.
20.54
Intraquery Parallelism
Execution of a single query in parallel on multiple processors/disks;
important for speeding up long-running queries.

Two complementary forms of intraquery parallelism :
z
Intraoperation Parallelism parallelize the execution of each

individual operation in the query.
Interoperation Parallelism execute the different operations in a

query expression in parallel.
the first form scales better with increasing parallelism because

the number of tuples processed by each operation is typically more than
the number of operations in a query
20.55

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Lecture 1515- 16

Database System Architectures

Database System Concepts - 5th Edition

Silberschatz, Korth and Sudarshan

of loosely coupled sides that share no

Database System Concepts - 5th Edition

Silberschatz, Korth and Sudarshan

word using the internet, e-banking system, whether forecasting etc.

Database System Concepts - 5th Edition

Silberschatz, Korth and Sudarshan

distributed data processing and parallel

Database System Concepts - 5th Edition

Silberschatz, Korth and Sudarshan

Database System Architectures

Database System Concepts - 5th Edition

Silberschatz, Korth and Sudarshan

of device controllers that are connected through a common bus that

multi-user OS. Serve a large number of users who are connected to

Database System Concepts - 5th Edition

Silberschatz, Korth and Sudarshan

A Centralized Computer System

Database System Concepts - 5th Edition

Silberschatz, Korth and Sudarshan

structure is shown below:

Database System Concepts - 5th Edition

Silberschatz, Korth and Sudarshan

Client--Server Systems (Cont.)

Back-end: manages access structures, query evaluation and

Front-end: consists of tools such as forms, report-writers, and

The interface between the front

through an application program interface.

Database System Concepts - 5th Edition

Silberschatz, Korth and Sudarshan

Client--Server Systems (Cont.)

personal computers connected to back-end server machines:

better functionality for the cost

flexibility in locating resources and expanding facilities

better user interfaces

Database System Concepts - 5th Edition

Silberschatz, Korth and Sudarshan

Server System Architecture

systems can be broadly categorized into two kinds:

transaction servers which are widely used in relational database

data servers, used in object-oriented database systems

Database System Concepts - 5th Edition

Silberschatz, Korth and Sudarshan

Clients send requests to the server

Transactions are executed at the server

Results are shipped back to the client.

Requests are specified in SQL, and communicated to the

server through a remote procedure call (RPC) mechanism.

application program interface standard from Microsoft for

Database System Concepts - 5th Edition

Silberschatz, Korth and Sudarshan

Transaction Server Process Structure

data in shared memory.

These receive user queries (transactions), execute them and send

Processes may be multithreaded, allowing a single process to

Typically multiple multithreaded server processes

Lock manager process

More on this later

Database writer process

Output modified buffer blocks to disks continually