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SINCE L A P W O R T H ' $ (I885) description of the type mylonite from the Moine
T h r u s t in N W Scotland, there have been m a n y petrographic descriptions and
classifications of the texturally distinctive rocks found associated with fault zones
(e.g. Waters & C a m p b e l l 1935, Hsu 1955, Christie 196o , 1963, R e e d 1964, Spry
I969, Higgins 1971 ). These rocks provide a tangible source of information on the
processes which operate in m a j o r fault zones, b u t little has been done to correlate
the various types of fault rock with different deformation environments and modes
of faulting.
I n this paper, I discuss the physical factors which m a y affect the genesis of fault
rocks, and m a k e some tentative correlations between their textures and deformation environments. For the most part, the effects of faulting in crystalline quartzofeldspathic crust are considered.
dTl geol. Soc. Lond. vol. I33 , 1977, pp. 191-213, 8 figs., 3 plates, 3 tables. Printed in Great Britain.
I92
R. H. Sibson
and dilatancy, and it is now clear that these are not the dominant processes leading
to the formation of mylonite series textures. In quartzo-feldspathic mylonites,
quartz grains have been reduced in grain size by the dynamic recovery and
recrystallization of highly strained grains which have undergone intense intracrystalline plastic deformation (Bell & Etheridge I973, White I973). It is also
apparent, as originally noted for the type mylonite (Lapworth I885, Teall I918),
that extensive recrystallization and neomineralization occurs in the groundmass
of most cohesive 'cataclastic' rocks.
(A) TEXTURAL CLASSIFICATION
Because changes in textural type tend to be gradational (P1. 3 a) and some fault
rocks retain mixed textures resulting from polyphase deformation under different
T A B L E I : Textural
classification of fault
RANDOM FABRIC
FOLIATED
FAULT
(visible
fragments
(vlslble
fragments
FAULT
rocks
BRECCIA
>30% o f r o c k m a s s )
GOUGE
430% o f r o c k
mess)
w
PSEUDOTACHYLYTE
CR~SH
FINE
BRECCIA
CRUSH BRECCIA
CRUSH NICROBRECCIA
(frasments
0.5
cm)
I
(O.lcm frasso
(fragments
< 0.Scm)
< 0 . I cm)
O
PROTOCATACLASITE
PROTOHYLOKITE
.....
.o
'-tO
O
!
CATACLASITE
I~fLONITE
ULTRACATACLASITE
ULT~ONITE
BLASTONYLONITE
~O
Loch
Eport
SCOTLAND
C~
Loch 0bisary
//
I/
",',',
~ E A V A L ' .
347m .
","
.
.'',"
|..
J . ~
KEY
Thrust
r "
Crush zone
Phylbniti
shear belt
~ .
Crush
melange.
;~
~,~
...-
..:.,,.
.I
increasing
".
ltl
Mylonitic { 30-60
b
'
palaeotemperature
>
IX~eudofachylyte- uitraca~lasite
crush zone
194
R. H. Sibson
T A B L E 2 "Fault rocks and style of faulting in the Outer Hebrides Thrust zone
StTle of Faulting
Fault Rocks
Cataclaslte-Ultracataclasite
(& some pseudotachylyte)
Crush Melange
crustal conditions (PI. 2), (Christie I96O) attempts to classify the textures of fault
rocks in a pigeon-hole manner that can never be entirely satisfactory. The scheme
outlined in Table I serves as a simple reference system, adequate for the following
discussion. It is based largely on that put forward by Spry (I969, p. 229), modified
to avoid genetic connotations, with some additional elements from Higgins' (i 97 I)
classification. The whole has been rearranged to emphasize a division which I
consider to be of great mechanical significance; the separation of those fault rocks
with an essentially random shape (and crystallographic) fabric from those that are
foliated, usually with a strongly inosculafing L-S shape fabric (fluxion structure).
Another main division is made on the presence or absence ofprirnary cohesion, the
cohesive fault rocks then being further subdivided on the nature of their matrix.
Cohesive rocks in which tectonic reduction in grain size has dominated processes
of grain growth form the bulk of the commonly recognized fault rocks formed at
other than near surface conditions (P1. I). The term phillonite is retained as a
useful descriptive name for hydrated, mica-rich mylordtes and ultramylonites
which have the silky appearance of phyllites.
(B) D I S T R I B U T I O N
WITHIN
FAULT
ZONE'S
Many major ancient fault zones are now exposed at erosion levels which correspond to considerable depths when the faults were active. They often consist of a
mesh of shear zones enclosing lozenge-shaped areas of comparatively undeformed
rock, the whole being perhaps a few kilometres or possibly tens of kilometres in
width. Variations in both the style and the rock products of faulting occur across
such zones when they have a large component of finite dip-slip. As an example we
consider a section across the Outer Hebrides Thrust, a major dislocation of probable late Caledonian age which borders the eastern coastline of the Outer Isles
in NW Scotland (Francis & Sibson 1973, Sibson 1975). This structure is especially
suitable for discussion, because it disrupts crystalline Lewisian basement gneisses
of fairly uniform bulk composition, and because fault rocks are generally best
SIBSON
x33 , i977
. ~
'~,q~
::
PLATE I
Mylonite series (a--protomylonite, b--mylonite, c--ultramylonite) versus Cataclasite series (d--protocataclasite, e--cataclasite, f--ultracataclasite). All specimens
from the Outer Hebrides Thrust zone (crossed polars except c & f, 7)194
I33 , 1977
SIBSON
(a)
(b)
PLATE 2
Polyphase texture from Seaforth Head, Lewis (NB 305 158). (a) Vein material forming
breccia matrix and disrupting banded mylonite-ultramylonite, was probably randomfabric pseudotachylyte developed by seismic faulting within a ductile shear zone
(plane polars, 3.0). (b) Porphyroclasts within vein are now aligned in a strong
shape fabric as a result of continued ductile deformation (plane polars, x 15 . 75)-
SIBSON
(a)
(b)
PLAIE 3" (a) Gradational change in texture. Amphibolite -+ protomlyonite -~mylonite --~ ultramylonite (Ness, Lewis NB 521664) (plane polars, 14.o ).
(b). Phyllonitic shear belt cutting crush m61ange, east coast ofN Uist (NF 922597).
Note marginal curve-in of schistosity and asymmetric chevron folds developed within
the belt.
195
developed around thrusts as a result of their greater capacity for storing elastic
strain energy (Sibson 1974).
The section described (Fig. I) lies along the eastern coast of North Uist south
of Loch Eport, about midway along the thrust zone. West of the thrust base the
Lewisian complex consists largely of biotite-hornblende-quartzo-feldspathic banded gneisses with varying amounts of amphibolite. Large Laxfordian fold structures have imposed a general NW-SE structural grain which is cut by the thrust
(Coward et al. I97O). Within the thrust zone the parent assemblage is much the
same, but blocks of pyroxene granulite occur locally.
From west to east across the thrust zone there are progressive changes in the
style of faulting and the associated fault rocks (Fig. I and Table 2). West of the
thrust zone proper, pseudotachylyte has been generated by rapid transient sliding
on extremely brittle faults which developed in localized failure zones within the
gneiss complex (Sibson I975). These increase in number towards the thrust base
where disrupted pseudotachylyte veining is also found in crush zones, here ranging
up to 3 m in thickness, intensely microfractured and largely composed of cataclasite and ultracataclasite. East of the thrust base the style of faulting becomes more
ductile, and the crush zones give way to mylonitic shear belts up to 5 m in thickness, lying in a braided network more or less concordant with the thrust zone
envelope. This network penetrates a crush mdlange (crush breccias, microbreccias,
protocataclasite and locally protomylonite) of crushed acid gneiss with a varying
metabasite content. All of the rocks within this mdlange are to some extent
metamorphically downgraded, and within the shear belts almost total retrogression
to lower greenschist assemblages (e.g. quartz + albite + epidote + muscovite +
chlorite actinolite) has occurred and the rocks are phyllonites with strong L-S
tectonite fabrics (P1. 3b). Though the schistosity developed within these ductile
shear zones can be seen to intensify and curve in from the margins in thrust sense,
within the zones it is invariably folded into a series of asymmetric crenulations and
chevron folds with subhorizontal axial planes and a consistent down-dip vergence,
indicating that the main phase of thrusting was followed by some down-dip
sliding.
While direct field evidence for the contemporaneity of brittle and ductile thrust
deformation is lacking, strong arguments can be made against one set of features
having preceded the other.
DISTRIBUTION
OF S L I P - R A T E S
Across currently active faults, shear displacements generally take place either by
intermittent seismic failure or by aseismic fault creep (Scholz et al. x969). In the
196
R. H. Sibson
Io,:j~ 9
-.-.. . . .
..-..
8-
(W'n{2) 7
ili
654321 -
ilJ
0-
-2
FIG.
I'.',':
-a -8
-7 -s -s -4
-3 -2 -I
IogloV
Power dissipated
per unit area of a
f a u l t s u r f a c e (Q.) v e r s u s slip r a t e ( v )
( m . s -11
100 km
w
10 km
I km
100 m
"::::!::i::.
tom -
~.
":i}!:!'iii'
lrn -
~f'O
" ....
i :.~i~!:.,
FIo.
I
-13
I
-12
-1|
I
-10
I
-9
I
-8
Iogto
-1 ({1) - 6
-5
197
STRAIN-RATES
ASSOCIATED
FAULTING
WITH
Because rapid faulting involves loss of continuity across the fault, it is probably
not meaningful to talk of the strain-rates induced inside a fault zone by seismic
slip.
While the quasi-continuous slip ofaseismic fault creep may take place on discrete
planes at high crustal levels, movement at depth is probably accommodated within
a shear zone of finite width (w). If the rate of shear straining is assumed to be
constant throughout the zones, crude estimates of the likely range of values can
be obtained from the velocity field for aseismic creep using
y
---
[I)
--
where v is the slip velocity (Fig. 3). At depth fault creep may be taken up by steady
shear in planar zones only a few tens or hundreds of metres in width, corresponding
for example to the phyllonitic shear belts and cataclastic crush zones associated
with the Outer Hebrides Thrust. This would give rise to localized shear strainrates as high as lO -1 to lO -11 s -1. These estimates differ considerably from those
of Whitten (1956) who derived a strain-rate of 3 x IO-1~ s -~, often quoted as
geologically 'representative', from triangulation of a broad region around the
San Andreas Fault. His measurements probably reflect the rate of elastic shear
strain accumulation around locked portions of the fault.
L INPUTOF STKAINJ
,
l ~LEASE OF E~RGY
,,,
~TORE OF ELASTIC STRAIN ENERGY)
SEISMIC
MODE
ASEISMIC
MODE
/.Jj
h
'
OI"SIFATIO'I
L'z:::'"[ )'
I INT~CRYSTALLINE DEFOR~TION
k.
HEAT GENERATED
)
HEAT ABSORBED IN
'21%1=:
HEAT FLUX IN FAULT ZONE
198
R. H. Sibson
(G) T H E
ENERGY
BUDGET
The energy budget of crustal fault zones is illustrated schematically in Fig. 4 for
the two dominant modes of faulting. Input of elastic strain energy is derived from
differential movements, usually as a direct result of lithospheric plate interaction.
For aseismic fault creep to be a truly steady-state process, input of energy must be
exactly balanced by its dissipation in the various sinks, so that the amount stored
around the zone remains constant. If a fault zone 'sticks', the store of energy
increases until some failure criterion is exceeded. Seismic slip may then occur by
Reid's (191o) mechanism of elastic rebound, with sudden partial release of the
stored energy.
In earthquake faulting, the proportion of energy radiated as seismic waves is
given by
E8 = n E
(2)
where E is the total energy released and ~ is the seismic efficiency. Some idea of the
radiation energy for an earthquake with surface-wave magnitude Ms can be
obtained from the empirical Gutenberg-Richter relationship,
logloE, = 1"5 M, + 11"8
(3)
Richter (I958), but estimates of the efficiency factor (and thus the total energy
release) for crustal earthquakes are notoriously uncertain. Most lie in the range
o. I-I o per cent (Pshennikov 1965, King 1969), though there have been suggestions
that ~ approaches unity for very large events (Brune 197o ). Apart from the wave
energy, possible sinks for energy dissipation are essentially the same for seismic as
for aseismic faulting.
Energy may be expended against or gained from gravity, depending whether
the centre of gravity for the displaced rock and fluid on both sides of the fault is
raised or lowered with respect to gravitational equipotentials. The amount involved will be minimal for strike-slip faulting. Proportionately the most energy
may be expended against gravity during reverse faulting which on a large scale
leads to crustal thickening, while energy is usually gained from gravity during
normal faulting. Pshennikov (1965) suggests that for large earthquakes, the work
done against gravity is rarely as great as the radiated energy. Thus, if the low
estimates for seismic efficiency are correct, much of the energy released during
earthquake faulting (perhaps 9 per cent or more) goes into rock deformation
within the fault zone.
Partitioning of dissipated energy between the various groups of rock deformation
processes can be expected to vary with slip-rate. The importance of the essentially
bimodal distribution is that seismic slip-rates may induce transient phenomena
such as rapid localized rises in temperature and/or fluid pressure (Sibson 1973,
I975) , which can be expected to leave textural imprints on the rock products of
fast faulting, rendering them distinguishable from the products of slow aseismic
movements. In this regard, the very fast dissipation of energy accompanying
seismic faulting must lead to rapid gains in local entropy, and intense disordering
of existing fabrics within fault zones. In contrast, the deformation required to
I99
Differential
Stress
yield point
. . . . . .
I "~me",g
intact
crust
dastic region.,
] AA A ~ ~ " ~ o w
V$1VV~'
.....
,,
IStrainor
-'-'-"- ]disp,l~.ent
~ weakeni,
~._
Strainor displacement
FIG. 5"
Conditionfor localizationof major
fault zones.
accomodate aseismic fault creep takes place at strain-rates compatible with flow
by intracrystalline plasticity and mass diffusion in silicate rocks. A considerable
proportion of the dissipated energy may then be expended in these processes.
200
R. H. Sibson
(i) Brittle shearfailure of intact rock. It is now well established that the brittle strength
of intact materials is largely determined by stress concentrations around included
flaws (Griffith 1924, McClintock & Walsh I962), so that a rock mass can be treated
as 'intact' if the dimensions of flaws are small compared with the mass under load.
Because of the common presence of such features as bedding, foliation, minor
faults and joints, the extent to which the upper crust may be considered intact is
debatable, and for large-scale faulting this region may best be considered as a
blocky aggregate, 'glued' together by the friction across planar disconfinuties
(Birch I964).
Evidence from laboratory triaxial tests suggests that, to a first approximation,
the brittle shear failure of homogeneous intact rock following elastic straining is
adequately described by the Mohr-Coulomb criterion, modified to take account
of fluid pressure (Price I966, Mogi 1973). The criterion is
= C -b m ( a , -
Pt)
(4)
where is the shear stress and an the normal stress on the eventual fault, C is the
long-term cohesive strength (typically a few hundred bars for crystalline rocks),
a n d / ~ is the coefficient of internal friction (generally 0. 5 < / ~ < i.o). It predicts
that shear fractures should develop in planes containing the intermediate principal
stress (a~) and lying at an acute angle to the maximum principal stress (~i) given
by
0i -- tan -1 (I[/xi)
(5)
In terms of the principal compressive stresses (al > a~ > as), the criterion may be
rewritten as
( a , - - a3) =
=
~Cv/~
+ (K, - - 1 ) ( a 3 - ~o + (~r~ - 1 ) ( a 8 - P s )
Pt)l
(6)
201
I + sin ~
i - - sin ~
(7)
tan -1 ~
(8)
(9)
where ~, the coefficient of static friction, typically has a value of about 0.75
(Byerlee 1968 ). Once static friction is overcome and slip begins, the kinetic shear
resistance is
(io)
where/z~ (usually < t~) is the kinetic coefficient of friction.
Two situations may arise; either stable sliding occurs at constant load (one
possible mechanism for aseismic fault creep), or transient slip takes place accompanied by a partial release of stress. In the latter case, the cycle may be repeated
when the stress again builds up to failure, giving rise to a 'stick-slip' oscillation
(Jaeger & Cook 1969, p. 64).
Stick-slip is now usually cited as the instability mechanism for shallow earthquakes (Brace & Byerlee 1966), and is favoured by comparatively low temperature
( < 3ooC, say), a high effective stress normal to the fault, the presence of 'brittle'
minerals such as quartz and feldspar, and a loading system of low stiffness (Byerlee
& Brace I968 , Stesky et al. I974).
(iii) Shear across a cataclastic crush zone. Crush zones may develop by the localized
2o~
R. H. Sibson
(ii)
where p is the mean crustal density, g is the acceleration due to gravity, and the
pore fluid factor
PI
pgz
By assuming the vertical stress to coincide with one of the principal stresses,
Anderson (x95I) successfully explained the orientation of thrust (~v = o3),
wrench ( ~ ---- cr2) and normal ~ = ~a) faults using the Mohr-Coulomb criterion
(though any linear frictional criterion, with or without a term for cohesive
strength, gives similar results). In the E F rdgime, the limiting condition for frictional failure on existing faults may be expressed on the basis of Eqn. 9 as the
203
minimum differential stress required to initiate slip at a given depth and fluid
pressure (Sibson 1974). Thus,
(.~_
~,) >f
(R'-
1)
(q(R'-- i) + 1}
pgz(~ - ~)
(iS)
where q -- o for thrust faults, o < q = k = {(as -- as)/(al -- as)} < I for wrench
faults, q -- I for normal faults, and
R'
(VI
/Z 9" - - /z) - 2
(14)
These equations have profound implications for the relative development of fault
rocks in the three types of 'Andersonian' fault zone (see below).
(B) Q U A S I - P L A S T I C
({~P) MECHANISMS
Once a major mineral constituent of a rock mass can deform extensively by intracrystalline plasticity, perhaps aided by mass diffusion processes, planar deformation zones may evolve through localized yielding followed by heterogeneous simple
shear of the continuum.
(i) Quasi-plastic shear zones. Intracrystalline plasticity is a thermally activated process, rather insensitive to confining pressure (Edmond & Paterson 1972 ). The
condition for yield may therefore by approximated by the standard Von Mises
criterion (Mogi 1972). This has the physical interpretation that yield occurs when
the concentration of distortional strain energy,
E~ =
(~1 6G
- ~,)~
{1 - - k + k 2}
(15)
(where k is as defined for Eqn. 13 and G is the rigidity modulus) reaches some
value characteristic of the material for a given temperature (7") and strain rate
(~,); that is
Ea----f(~, T)
(16)
E / R T ) (~1 -- ~3)"
(17)
R. H. Sibson
204
zones may develop in quartzo-feldspathic crust. Cataclastic processes may, however, persist to different depths for other mineral constituents. In mylonites derived
from a quartzo-feldspathic host under greenschist-facies conditions, feldspar
typically survives as ovoid porphyroclasts, highly resistant to deformation, while
quartz may flow into ribbons by extreme plastic straining. It is this marked contrast in mechanical behaviour between different mineral components that gives
rise to the characteristic inosculating textures of the mylonite series.
Ramsay & Graham (I97O) have described the development of L--S fabrics in
QP shear zones cutting isotropic country rocks. Schistosity lies anti-symmetric
across the zones, curving in and intensifying away from the margins where it first
appears at c. 135 to the shear direction, to lie sub-parallel to the walls in the central
high strain regions. Thus schistosity follows the planar X T trajectories of finite
strain, with a stretching lineation tracing out the X direction.
(ii) Transient seismic shearing. The deformation maps of Rutter (I 976) and White
(I976), and the work of Elliot (I 973) suggest that seismic rates of shear cannot be
accommodated by mass diffusion processes, and probably not by the dislocation
processes ofintracrystalline plasticity, even at the highest crustal temperatures. QP
shear zones may therefore be taken to have developed under the more or less
steady strain-rates of aseismic shear.
However, transient shear fractures may sometimes propagate downwards from
the EF regions of fault zones, and seismic instabilities may also occur within the
QP r4gime if frictional constraints are overcome, perhaps by creep runaway leading to shear melting (Orowan 1960, Griggs & Baker 1969), or through an increase
in fluid pressure.
Textures developed by transient shear fractures in Q.P shear zones are likely to
be largely random-fabric and of a cataclastic nature, though friction melting may
possibly occur. Such rapidly imprinted textures are unlikely to persist, because the
continuing processes of plastic crystal deformation, recrystallization and neomineralization within the shear zones will tend to obliterate them (P1. 2).
(C) R O L E
OF MASS D I F F U S I O N
PROCESSES
Of the mass diffusion processes, Nabarro-Herring creep probably plays a significant role only in very high temperature deformation (Elliot 1973). Grain boundary
diffusion with some sliding may assist dislocation processes and probably becomes
the dominant mechanism once grain size drops towards IO t~m, since at constant
stress the strain-rate for flow by grain-boundary diffusion is inversely proportional
to grain size raised to the third power (Rutter i976 ). The lower temperature
bound for grain-boundary diffusion (especially water assisted) is not well established, though pressure solution of quartz may sometimes occur even under
diagenetic conditions (Kerrich I974).
The question arises: to what extent can these processes occur in the EF regions
of fault zones, once significant reduction of grain size has occurred by cataclasis ?
This is important, because extensive pressure solution at high levels in fault zones
would favour steady-state aseismic shearing. The deformation maps for quartz
(Rutter 1976 ) and (White I976 ) suggest that while for grain diametres of IOO t~m
205
FIG. 6.
Mechanical effect of fluid pressure fluctuations
within the EF r6gime.
C
O'3b O'3a
O'lb
(Y
O'la
pressure solution may be inhibited by the comparatively high strain-rates associated with aseismic faulting, it may become important well above the E F - Q P
transition as grain size approaches IO ~m.
D)
WATER-INDUCED
WEAKENING
OF
FAULT
ZONES
Water in fault zones can potentially bring about weakening in a variety of ways.
Firstly, as discussed above, the presence of water lowers the temperature at
which grain-boundary diffusion can cause significant deformation by inducing
pressure solution.
Secondly, there is accumulating evidence that water concentrations in quartz
and other silicates act as plasticizing agents, greatly reducing yield strength and
increasing ductility by a process known as hydrolytic weakening (Griggs 1967).
Thus the transition to intracrystalline plasticity in quartz above say 3ooC, is
dependent on the presence of sufficient water to promote hydrolytic weakening
(Jones 1975).
Thirdly, water together with other fluids may play a direct mechanical role in
accordance with the law o f effective stress put forward for rocks by Hubbert &
Rubey (1959). For the usual situation where the compressibility of the rock mass
is much greater than that of individual grains, the effective stress (in summation
notation) is
(I8)
<o~j> = mj -- PS'3~j
where mj is the applied stress and 3~j is Kronecker's delta. Thus high fluid pressures
may be expected to offset the effects of increasing confining pressure with depth,
lowering intergranular frictional resistance and promoting EF behaviour. In particular, if fluid pressure inside a fault zone is greater than that outside, considerable
relative weakening of the zone may result. From equations 6 and 7, by taking
differentials, we obtain
A(al - - %) =
- - 2 sin ~
i -sin~
APf
(I9)
This may be applied to any linear frictional failure criterion with a slope, ~ =
t a n - i F in the Mohr diagram (Fig. 6). For a frictional coefficient, F = 0.75, the
expression becomes
~(~
~.) =
-s',~Pt
(~o)
206
R . H . Sibson
HEATING
Steady aseismic shearing across a crush or shear zone with shear resistance, rl,
gives rise to a constant heat flux per unit volume of the zone,
i-I
Q" -
r, . v
(2i)
tl)
where v is the slip-rate and w is the width of the zone. T h e resulting temperature
rise both in the zone and its surroundings can be calculated using the standard
conduction equations for constant heat production in a strip of width, w, lying in
an infinite solid with the same thermal properties (Carslaw & Jaeger I959,
section 2.I I, p. 80). Fig. 7 shows the temperature distribution around a i o m wide
shear zone across which a displacement of I km has taken place at I-IO cm yr -1
against shear resistances of o . i - i . o kb. Points to be noted are:
(I)
(3) For a given displacement and shear resistance at the centre of the zone,
AT
oc V'~..
(4) T h e steepness of the thermal gradient adjacent to the shear zone increases with slip-rate.
Tf - 1 kbar
100 bar
5
5O
AT
-4
(C)
-3
2O
~
10-
-2
FIG. 7.
-1
T e m p e r a t u r e distribution a r o u n d a
steady-state shear zone (thermal diffu-
1cm.w"1 ~
[,
100
200
300
400
I
500
I
600
I
700
I
800
d
I
900 1000
(m)
207
HEATING
F R O M SEISMIC F A U L T I N G
From the preceding discussion, it follows that the very much greater rates of
frictional dissipation associated with seismic faulting (Fig. 2) may lead to large
transient increases in temperature on the fault plane. Indeed, from theoretical
analyses, several workers (Jeffreys 1942, Anderson 195 I, McKenzie & Brune 1972)
have suggested that friction melting with production of pseudotachylyte should
occur on seismically active faults at depths of more than a kilometre or so. If it does
occur, melting could lead to almost complete release of stress by lubrication of the
fault plane, and is therefore of considerable interest seismologically.
However, these analyses are founded on the assumption that frictional sliding
on faults occurs under dry conditions. Sibson (I973) showed that the general
scarcity of pseudotachylyte can be explained by an interaction between temperature rise and the intergranular fluid present in most established fault zones. If
constant volume conditions are maintained, temperature rise is limited to about
I ooC at depths down to I O km or so. Other factors affecting the production of
pseudotachylyte, particularly that associated with the Outer Hebrides Thrust, are
discussed by Sibson (I975).
C) R O C K D E F O R M A T I O N
BY,THERMAL
FRAGMENTATION
Apart from the extreme process of friction melting under dry conditions, disaggregation of rock by grain-boundary and transgranular cracking may" arise from
the sudden imposition of steep thermal gradients adjacent to the fault. In part
this results from the unequal expansion of individual grains across which there is
a strong thermal gradient, but the effect will be enhanced by the presence of
different minerals, particularly those with considerable anisotropy of thermal
expansion. In a study of the thermal expansion of igneous rocks, Richter & Simmons (1974) pointed out that for a given rise in temperature, the number of cracks
produced increases markedly once the heating rate exceeds 3 IO-2C s-l- Crack
production is therefore likely to be very great during seismic slip, when heating
rates may approach io3C s -1 or more. Rapid heating may also promote overpressures within fluid inclusions, causing explosive decrepitation and grain shattering (Sibson 1975). All such processes of thermal fragmentation will tend to
disorder existing rock fabrics.
D) D I S T O R T I O N
OF E X I S T I N G
ISOTHERMS
A point of interest is the extent to which vertical displacement across a major fault
zone, such as that of the Outer Hebrides Thrust, can distort existing isotherms.
This structure has an outcrop width of at least 12 km in Lewis, and with an eastward sheet dip of 25 , its true thickness (w) must exceed 5 km. The thermal constant for a slab of this thickness (giving a rough estimate of the time needed to
conduct a significant amount of heat across it), is
i2)2
t , ~ - - =
K
I'2 I o e y r
(22)
~o8
R. H. Sibson
when the thermal diffusivity, ~ = 0.007 cm~s -~. For likely time-averaged slip-rates
of I-IO cm yr -~, the reverse dip-slip across the Outer Hebrides Thrust (thought
to be in the range i o + 5 km) could have been accomplished in a time, t~, of
zo~-IO n years. If ts >> t,, horizontal thermal gradients across the fault zone would
remain low throughout the thrusting episode, whereas if tl < t, little heat would
be conducted across the zone and isotherms would be vertically displaced almost
as passive markers. For the Outer Hebrides Thrust, where t~ ~ re, one may infer
that during the thrusting episode there was a significant increase in temperature
and a progressive change in metamorphic environment passing horizontally from
the downthrown to the upthrown side of the fault, as evinced by the distribution of
fault rocks.
PRODUCTS
OF T H E E F R E G I M E
Within this rdgime, faulting at both seismic and aseismic rates will tend to produce
essentially random-fabric fault rocks by frictional processes. All sliding on planes
"~-~::;~.;'~","~:_,
er
--
(pseudotachylyte if dry)
Cohesive.
"~i~.. :~..%....
r a n d 0 m - fabric
10-15 kmI
~.
Cohesi
vfoiiat
e. ed rocks of the mylonite =a'~,~,~.\.~,~
~
series& blastomylonites
'~~ ~ ~
209
OF T H E QP RI~OIME
Within the QP r6gime, the products of aseismic shearing will be rocks of the
mylonite series (and blastomylonites), and the sequence
protomylonite -+ mylonite -+ ultramylonite
may be observed passing from the margins to the interiors of ductile shear zones.
Inside such zones, random-fabric fault rocks (cataclasite series and even pseudotachylyte) may be generated by seismic faulting from time to time, but rarely
survive.
(Cl) F A C T O R S A F F E C T I N Q
THE EF/QP
TRANSITION
In the Outer Hebrides Thrust zone, QP shear zones containing phyllonites penetrate essentially random-fabric crush m61ange. Bearing in mind the rather low
lateral thermal gradients induced by aseismic shearing (Fig. 7), it is apparent
that factors other than temperature affect the EF[QP transition which must cusp
sharply upwards in the vicinity of these shear zones. Probably the most important
of these is the availability of water to promote hydrolytic weakening in quartz.
The very considerable hydration that has gone on in these shear zones (the water
content of the phyllonites at circa 2 per cent by weight, is about twice that of the
surrounding rocks) bears watness to their role as conduits for syntectonic aqueous
flow. In regions deficient in water, the EF[QP transition may occur at greater
temperatures and depths.
R.H. Sibson
2IO
Thrust
Wrench
Normal
(k = [)
4
1.6
"
Ed
16
2.56
Depth to any
stress value
"
2.5
(al
%)
TAB L E 3 : Ratios of differential stress (al-a3) , distortional strain energy (Ed) and
depth to any particular stress
level around "Andersonian"
thrust, wrench and normal
faults (;~ ----o. 75).
As a consequence of the standard Von Mises criterion for yield (Eqn. I6), the
.EF/Q.P transition may be expected to occur at different levels for different types
of faulting. Estimates of the ratios of differential stress and concentrations of distortional strain energy required to initiate frictional sliding on thrust, wrench and
normal faults may be obtained from equations 13 and 15 (Table 3) (Sibson I974).
The much greater concentrations of strain energy around thrust faults suggest that
for a given thermal gradient, the EF/QP transition occurs at significantly higher
levels for these structures than for normal faults, with the transition for wrench
faults lying somewhere in between.
(D)
VARIATION
OF
SHEAR
RESISTANCE
WITH
DEPTH
For the simple two-layer model described above, one may infer from equation 13
that shear resistance within the EF rdgime of the fault zone is essentially frictional
and, for a constant pore fluid factor, increases linearly down to the EF/QP transition. The rate of increase of frictional resistance with depth will be greatest for
thrusts and least for normal faults.
Two factors, considered in relation to the general flow law (Eqn. 17) expected
to operate in QP shear zones, suggest that resistance to steady aseisrnic shear
decreases below the transition. Firstly, at constant strain-rate, increase of temperature with depth must lead to a decrease in shear resistance. Secondly, there is
evidence that ductile shear zones widen with depth (Bak et al. 1975). As the timeaveraged rate of displacement across a major fault zone is likely to remain constant
throughout the lithosphere, the rate of shear straining must therefore decrease with
depth. Decreasing strain-rate augments the effect of increasing temperature,
ensuring that shear resistance decreases with depth after reaching a peak value in
the vicinity of the EF/QP transition (Fig. 8). The concept is supported by experimental evidence (Rutter I97~ ).
Clearly, the presence and amplitude of a peak shear-resistance must play key
roles in determining the gross behaviour of a fault system, as the concentration of
distortional strain energy is a function of the square of the differential stress (Eqn.
i5). That the peak value is likely to be greatest for thrusts and least for normal
faults (Table 3), is borne out by the global pattern of energy release from shallow
earthquakes (Sibson I974). Significantly, most of the seismic energy released
along the San Andreas Fault comes from the depth interval 5-IO km (Press &
Brace I966 ).
21 I
7. Conclusions
(I) Variations occur in the style and rock products of faulting across the Outer
Hebrides Thrust and other ancient fault zones. These can be explained in
terms of a two-layer mechanical model in which a zone of elastico-frictional
(EF) behaviour generating mainly random-fabric fault rocks, initially overlies
a quasi-plastic (QP) r~gime where mylonite series rocks are developed in ductile shear zones.
(2) In some cases, fault rocks produced by transient seismic faulting can be
distinguished from those developed by steady aseismic shearing.
(3) The EF/QP transition can be recognized and mapped in the field more easily
than the brittle-ductile transition.
(4) Shear resistance within major fault zones reaches a peak value, which is
greatest for thrusts and least for normal faults, around the EF[QP transition.
For normal geothermal gradients and an adequate supply of water, this lies at
depths of Io-I 5 km in quartzo-feldspathic crust.
ACKNOWLEDGEMENTS.Much of the work leading to this paper was carried out during tenure of a
Royal Commission for the Exhibition of I8I 5 Overseas Scholarship, which is gratefully acknowledged. I thank Dr N. J. Price, Dr E. H. Rutter and Professor J. V. Watson for discussion and
critical reading of the manuscript.
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Received lO March 1976, revised typescript received 1 October I976.
Read at 'The mechanics and effects of faulting' Ordinary General Meeting, at
Burlington House on Io March 1976.
RICHARD H. SIBSON,Department of Geology, Royal School of Mines,,
Imperial College, London SW7 2BP.