Académique Documents
Professionnel Documents
Culture Documents
Collaborative
cultures
TOOLS
7.1 Culture is…
7.2 School culture survey
7.3 An audit of the culture starts with two handy tools
7.4 Positive or negative
7.5 Change agent
7.6 ‘Collaboration lite’ puts student achievement on a starvation diet
7.7 Community means more than teamwork
7.8 Trust is the on-ramp to building collaboration and collegiality
7.9 Culture shift doesn’t occur overnight — or without conflict
7.10 Student learning grows in professional cultures
7.11 Pull out negativity by its roots
7.12 A new role: Cultural architect
7.13 The on-ramp to building learning communities
7.14 Build the infrastructure first
For more than two decades, research has shown that teachers who experience
frequent, rich learning opportunities have in turn been helped to teach in more
ambitious and effective ways. Yet few teachers gain access to such intensive
professional learning opportunities. More typically, teachers experience professional
development as episodic, superficial, and disconnected from their own teaching
interests or recurring problems of practice. This prevailing pattern — a few rich
opportunities, many disappointing ones — speaks both to the promise and to the
limitations of professional development as it typically is organized. An important
part of this enduring story centers on the schools and districts where teachers work
and whether they are positioned well to foster professional learning opportunities
that enhance the quality of teaching and learning. (Little, 2006, p. 1)
T
he first chapter of this tool
The Standards
kit presents Arkansas’ and
NSDC’s standards for staff
PROCESS S
development. The 12 standards CONTENT
DATA-DRIVE
are grouped into three major
PROCESS the learning of
categories: context, process,
student data to
and content. Most people CONTEX T monitor progre
understand the need for both improvement.
content and process standards. EVALUATION
Some wonder about the CONTEXT STANDARDS improves the le
relationship between professional development to pursue common COMMUNITIES:
LEARNING purpose or as a centrifugal force
Staff develop- sources of infor
and context. The context standards signal that pushingment
teachers to pursue
that improves theindividual
learning of purpose”
all students demonstrate its
organizational culture, support, leadership, and organizes
(Rosenholtz, adults
1991, p. into
63).learning communities whose RESEARCH-B
goals are aligned with those of the school and improves the le
resources are essential in developing effective, job- Marzano’s meta-analysis of school factors that
district. educators to ap
embedded professional development within a school lead to high levels of student achievement and
or district. In other words, a strong collaborative learningLEADERSHIP:
describes the needStaff development that improves
for professionalism DESIGN: Staf
the learning of all students requires skillful school learning of all s
culture that values continuous improvement, honors and collegiality. School cultures characterized by
and district leaders who guide continuous instruc- appropriate to
the expertise of teachers and administrators, expects collegiality
tionaland professionalism promote teachers’
improvement.
ongoing learning about teaching, and invites faculty conversation about their work. Next to a highly LEARNING:
RESOURCES: Staff development that improves the learning of
innovation is also necessary — along with the use effective teacher, the second most powerful factor
the learning of all students requires resources to about human le
of new professional development strategies. School in increased
supportstudent achievement
adult learning is an effective
and collaboration.
and district cultures can either push people toward school culture that encourages, supports, and expects COLLABORA
collaboration or pull them away from working teachers to work together to improve their own improves the le
educators with
together. “Schools’ organizational conditions practice, as well as student learning. Marzano (2003) collaborate.
function either as a centripetal force pulling teachers notes that this kind of school culture is still rare.
An example may help What is school culture? It’s more than climate or morale. School
distinguish between a collegial culture has been “defined as ‘the underground flow of feelings and
culture and a congenial one. folkways wending its way within schools’ in the form of vision and
Thousands of teachers from 134 values, beliefs and assumptions, rituals and ceremonies, history and
randomly selected schools were stories, and physical symbols” (Jerald, 2006, p. 2). It involves common
asked to describe their school practices, expectations, and norms of practice.
culture. The results were sorted Stoll’s indicators of school culture include (cited in Killion, 2006,
according to whether schools p. 64):
were considered high- or low-
performing. The results indicate
Aspects of school culture Visible evidence
(Jerald, 2006):
Celebrations How staff and student successes and
achievements are recognized and celebrated.
High-performing schools valued:
• Hunger for improvement; Stories How the school talks about itself — its
• Raising capability — helping history and myths; whose stories are told
people learn; and whose are overlooked; stories told by the
• Focusing on the value-added; community and the school about the school.
• Promoting excellence — Shared sayings The language the school uses to talk about
pushing the boundaries of itself, e.g. “We’re a community school.”
achievement Taboos What is not allowed within the school,
• Making sacrifices to put explicitly and implicitly, from types of
behavior to how certain groups or people
pupils first.
are treated.
Ways of rewarding Intrinsic or extrinsic rewards to staff and
Low-performing schools valued: students; acknowledgements.
• Warmth, humor, repartee,
Rituals How common events are run and what
feet-on-the-ground is emphasized at them, for example
• Recognizing personal athletic achievement, discipline, academic
circumstances — making achievement, community contributions.
allowances — tolerance — Communications How messages, positive and negative,
it’s the effort that counts; are delivered to the school or wider
• Creating a pleasant community; the channels, levels of, and
and congenial working path for communication within the school.
environment. Behaviors How students and staff treat each other; the
level of respect, trust, collaboration, and
sharing evidence, how guests are treated.
School culture
Rites of exit and entry How new staff members are inducted;
The importance of a school’s how farewells for staff and students are
culture was recognized as early as conducted; how new students and new
the 1930s (Jerald, 2006). But the parents are welcomed.
link between school culture and Events The focus of significant annual events
like awards, school plays, field day,
educational outcomes was not homecoming, prom, etc.
forged until the 1970s.
These cultural patterns are powerful. They shape • “Teachers engage in frequent, continuous,
and mold the way people think, act, feel, and, more and increasingly concrete and precise talk
importantly, they impact individual performance of about teaching practice.” These conversations
those who work within the culture. Studies of school result in a shared language among teachers. A
culture have found that positive school culture shared language enables teachers to go beyond
was a “prime contributor” to students’ academic the surface and explore the complexities of
success, could determine whether improvement high-quality instruction. “The concreteness,
efforts withered or succeeded, and cultivated school precision, and coherence of the shared language”
effectiveness and productivity (Deal & Peterson, leads to high-quality experimentation with
1999). new instructional practices and more rigorous
The first step in developing a school culture that collegial interaction.
supports continuous, job-embedded professional • “Teachers and administrators frequently
development is to assess the current culture. Tool observe each other teaching and provide each
7.1, Culture is…, describes a conversation about other with useful … evaluations of their
the elements of culture that helps explain how staff teaching.” There is, for most people, a gap
members view the organization’s culture. Tool 7.2, between knowing and doing. The best feedback
School culture survey, is an alternative means for is based on actual observation of classroom
assessing school culture based on the 12 norms of practice that focuses on common terminology
a healthy school identified by Saphier and King and critical attributes of practice. This is where
(1985). Tool 7.3, An audit of the culture starts the rubber meets the road. While this kind of
with two handy tools, is a more extensive approach collegial interaction can be a little close to the
to assessing current culture. bone, it remains a powerful strategy for building
collaboration skills.
Elements of a Collaborative Culture • “Teachers and administrators plan, design,
A collaborative culture needs to be distinguished research, evaluate, and prepare teaching
from a congenial environment. Most schools provide materials together.” Before new practices
comfort and caring to their members. School staffs or materials are used in the classroom, most
seem to have incredible capacity to attend to personal teachers need time to prepare. When teachers
events or challenges: the birth of a baby, a wedding, and administrators prepare together, their
or the need for sick days because of catastrophic collaboration reinforces the idea that joint work
illness. Yet the capacity of a school to focus on takes less time, builds a common understanding
learning, high-quality teaching, student success, and of the new approach, and supports each person
overcoming barriers is what distinguishes a good in being able to attain high-quality use of new
school from a great one. practices.
Early work, conducted by listening to • “Teachers and administrators teach each other
conversations in the teachers’ lounge, identified the practice of teaching.” This norm goes
four norms that supported changes in classroom beyond creating formal mentor or lead teacher
instruction (Little, 1981, p. 9-10): positions. It allows opportunities for each teacher
and Peterson suggest the following strategies for conduct classroom walkthroughs that reinforce
overcoming a negative culture: collaboration, transform staff meetings into time
1. Confront the negativity head on; give people a for collegial interaction, and provide time for
chance to vent in a public forum. teachers to work together.
2. Shield and support positive cultural elements 3. Sanctioning the announced and modeled
and staff. behavior. Sanction means to endorse or approve
3. Focus energy on recruiting, selecting, and collaboration and collegiality. Although
retaining effective, positive staff. principals typically don’t have cash on hand
4. Emphatically celebrate the positive and the to provide incentives, there are other tools at
possible. their disposal, such as by providing: “released
5. Consciously and directly focus on eradicating time, by visible and public praise for collegial
the negative and rebuilding around positive or experimental efforts, by tolerating and
norms and beliefs. absorbing inevitable failures encountered in
6. Develop new stories of success, renewal, and experimentation” (Little, 1981, p. 13).
accomplishment. 4. Defending the norms. Although collegial norms
7. Help those who might succeed and thrive in are positive and powerful, some push-back is
a new district make the move to a new school inevitable from the established school culture
(Deal & Peterson, 1999, p. 127-128). as well as from outside constraints — parents,
Similarly, four actions that a principal can take the district, and others. The courage of the
to develop collaborative norms and practices within principal’s convictions is required to stand up
a school include: to these counter-movements. One strategy for
1. Announcing and describing those norms the principal to resolve some of these competing
and practices. State the intention to build forces is to identify common interests rather than
collaboration among faculty and take any focusing on opposing positions (Little, 1981).
opportunity to discuss, focus, and reinforce the Tool 7.9, Culture shift doesn’t occur overnight
importance of these practices. Occasions that — or without conflict, focuses on the need to
hold meaning for staff, such as the first staff develop a collective commitment to student learning
meeting of the year, are appropriate opportunities and strategies principals can use to develop that
to reinforce new norms. These messages need commitment. Tool 7.10, Student learning grows in
to occur frequently and in a variety of situations professional cultures, provides a variety of resources
“to confirm and specify the desired interactions and tools designed to assess and shape a school culture
among teachers” (Little, 1981, p. 13). These that focuses on improved student learning. Tool
messages are intended to provide staff with a clear 7.11, Pull out negativity by its roots, identifies
signal about the importance of collegial practice values that offset countervailing attitudes and beliefs
to the school’s core work. common in some schools. Tool 7.12, A new role:
2. Modeling or enacting the desired behavior. Cultural architect, proposes ways to involve teachers
The principal as well as other staff members can in developing a positive culture within a school. Tool
model desired behaviors. The principal should 7.13, Build the infrastructure first, describes actions
demonstrate his or her own collaborative skills, the principal can take to ensure that teachers know
Purpose: To identify the elements of culture that currently exist within the school
Group Size: 4-5 people
Time: 10-15 minutes per item
Materials: Culture is… cut into slips and placed in a box
Directions:
1. Form small groups that cross grade levels or content areas within the school. Include those who are new to
the school along with those who are veteran to the school.
2. Draw one of the elements of culture from the box; that item becomes the focus of the group conversation.
3. Have each person reflect and write his or her own experience with this aspect of school culture. For
example: The kind of humor I experience in this school would be described as…
4. Ask each person to read his or her reflections to the other subgroup members. The group then discusses
patterns or trends they find among these reflections. Subgroup members write a summary statement for
their subgroup and share the summary with the whole group.
5. When a number of items have been discussed and examined, school faculty and the principal discuss this
question: “Is this what we want our school culture to be?”
6. The principal or school improvement committee could decide to have these conversations at the
beginning of each faculty meeting over the course of a year.
Culture is…
This school encourages and supports experimentation with new ideas and techniques.
Strongly Disagree Disagree Neutral Agree Strongly Agree
This school has high expectations for teachers and administrators.
Strongly Disagree Disagree Neutral Agree Strongly Agree
Staff and students in this school trust and have confidence in each other.
Strongly Disagree Disagree Neutral Agree Strongly Agree
Time and resources are available to support teachers to do their best work.
Strongly Disagree Disagree Neutral Agree Strongly Agree
Teachers and leaders in this school reach out to a knowledge base to inform their work
with students and with each other.
Strongly Disagree Disagree Neutral Agree Strongly Agree
Good teaching is recognized and appreciated by the school and community.
Strongly Disagree Disagree Neutral Agree Strongly Agree
This school culture values caring, celebration, and humor.
Strongly Disagree Disagree Neutral Agree Strongly Agree
School leaders consistently involve staff in discussing and making decisions about most
school issues.
Strongly Disagree Disagree Neutral Agree Strongly Agree
School administrators keep meetings and paperwork to a minimum in order to protect
teachers’ instructional and planning time.
Strongly Disagree Disagree Neutral Agree Strongly Agree
The school has traditions in both curriculum and recurrent events that are significant
and known by all.
Strongly Disagree Disagree Neutral Agree Strongly Agree
April/May 2001
Tool 7.3 An audit of the culture starts with two handy tools
Collaborative professional learning in school and beyond: A tool kit for New Jersey educators 69
Collaborative cultures Chapter 7
Tool 5.2 Audit of the culture starts with two handy tools CHAPTER 5
Tool 5.2 Audit of the culture starts with two handy tools CHAPTER 5
Tool 5.2 Audit of the culture starts with two handy tools CHAPTER 5
Note: To gain the most complete view of your school’s culture, this assessment is best taken by all
members of the school staff.
Collaborative professional learning in school and beyond: A tool kit for New Jersey educators 72
Note: To gain the most complete view of your school’s culture, this assessment is best taken by all
members of the school staff.
Collaborative professional learning in school and beyond: A tool kit for New Jersey educators 72
Collaborative cultures Chapter 7
Tool 5.2 Audit of the culture starts with two handy tools CHAPTER 5
Tool 5.2 Audit of the culture starts with two handy tools CHAPTER 5
Tool 5.2 Audit of the culture starts with two handy tools CHAPTER 5
Collaborative professional learning in school and beyond: A tool kit for New Jersey educators 75
Collaborative cultures Chapter 7
Tool 5.2 Audit of the culture starts with two handy tools CHAPTER 5
Collaborative professional learning in school and beyond: A tool kit for New Jersey educators 76
A Tool Kit for Quality Professional Development in Arkansas 376
Collaborative cultures Chapter 7
Tool 5.2 Audit of the culture starts with two handy tools CHAPTER 5
Tool 5.2 Audit of the culture starts with two handy tools CHAPTER 5
Collaborative professional learning in school and beyond: A tool kit for New Jersey educators 78
Collaborative cultures Chapter 7
Tool 5.2 Audit of the culture starts with two handy tools CHAPTER 5
Tool 5.2 Audit of the culture starts with two handy tools CHAPTER 5
Collaborative professional learning in school and beyond: A tool kit for New Jersey educators 80
Collaborative cultures Chapter 7
POSITIVE
A school’s culture is always at work, either helping
or hindering adult learning. Here’s how to see it,
assess it, and change it for the better
B y K E N T D . P E T E R S O N
E
© Kent D. Peterson. All rights reserved.
or NEGATIVE
constitutes good teaching techniques, how bility for the learning of all students;
willing the staff is to change, and the ● Collaborative, collegial relationships;
importance of staff development (Deal & and
Peterson, 1999). ● Opportunities for staff reflection,
Schools also have rituals and cere- collective inquiry, and sharing personal
monies — communal events to celebrate practice.
success, to provide closure during collec- (Stein, 1998; Lambert, 1998; Fullan,
tive transitions, and to recognize people’s 2001; DuFour & Eaker, 1998; Hord,
contributions to the school. School 1998).
cultures also include symbols and stories In addition, these schools often have
that communicate core values, reinforce a common professional language,
the mission, and build a shared sense of communal stories of success, extensive
commitment. Symbols are an outward opportunities for quality professional
sign of inward values. Stories are g roup development, and ceremonies that cele-
representations of history and meaning. In brate improvement, collaboration, and
positive cultures, these features reinforce learning (Peterson & Deal, 2002). All of
learning, commitment, and motivation, these elements build commitment, forge
and they are consistent with the school’s motivation, and foster learning for staff
vision. and students.
POSITIVE VS. TOXIC CULTURES Some schools have the opposite —
While there is no one best culture, negative subcultures with “toxic” norms
recent research and knowledge of and values that hinder growth and
successful schools identify common learning. Schools with toxic cultures lack
features in professional learning commu- a clear sense of purpose, have norms that
nities. In these cultures, staff, students, reinforce inertia, blame students for lack
and administrators value learning, work to of progress, discourage collaboration, and
enhance curriculum and instruction, and often have actively hostile relations
focus on students. In schools with profes- among staff. These schools are not
sional learning communities, the culture healthy for staff or students.
possesses: By actively addressing the negativity
● A widely shared sense of purpose and and working to shape more positive
values; cultures, staff and principals can turn A negative culture can include
● Norms of continuous learning and around many of these schools. Principals hostile relationships among staff.
improvement; are key in addressing negativity and
● A commitment to and sense of responsi- hostile relations.
JSD Spring 2002 National Staff Development Council 11
a t i s s u e
C U L T U R E
a t i s s u e
C U L T U R E
a t i s s u e
C U L T U R E
a t i s s u e
C U L T U R E
Change agent
‘We’re talking about a change in the culture
of schools and a change in the culture of teaching’
J
to innovate to improve their teaching a school should
SD: When I first intervie wed practices. In the second type, teachers reduce the varia- deliberation.”
you 10 years ago for an NSDC interacted around their traditional tion across classrooms with more and
publication, you said, “We teaching practices, which simply rein- more teachers gravitating toward the
know that the best way for forced those things that weren’t work- best practices.
people to learn about new ing in the first place. Positive deviant teachers can be
policies and innovations is through This research tells us two things. used within and across schools. They
interaction with other people.” Some First, we need far more intensive pro- have to get outside their classrooms,
types of interaction are more helpful fessional learning within a culture of though, both within their schools and
than others, though, and I’d like to continuous deliberation. Second, it to link to what’s going on in other
hear your views on the kinds of rela- has to be continually tested by exter- schools — to learn from other teach-
tionships that are most powerful in nal ideas or standards about best prac- ers as well as contribute to them.
promoting innovations in teaching tices. Outside curriculum ideas and
and leadership for the benefit of stu- student assessment information help CULTURE IS KEY
dents. ensure that the process isn’t too insu- JSD: In the May 2002 issue of
Fullan: It has become increasingly lar. Educational Leadership, you wrote an
clear from various sources that we article about leadership for cultural
need professional learning communi- SPREAD POSITIVE DEVIANCE change. Before we turn to what you
ties in which teachers and leaders JSD: Virtually all schools have said, I’d like you to respond to some-
some teachers who produce high lev- thing Roland Barth said in that same
DENNIS SPARKS is executive director of the els of learning for students. In addi- issue: “Probably the most important
National Staff Development Council. tion to drawing on outside sources of — and the most difficult — job of an
NATIONAL STAFF DEVELOPMENT COUNCIL (800) 727-7288 VOL. 24, NO. 1 WINTER 2003 JSD 55
instructional leader is to change the action. When you cross these dimen- MICHAEL FULLAN
prevailing culture of a school. ... A sions you get a very revealing look at
POSITION: Michael Fullan is dean of
school’s culture has far more influence the last four decades of reform. the Ontario Institute for Studies in
on life and learning in the school- In the 1970s, “uninformed profes- Education of the University of Toronto.
house than the president of the coun- sional judgment” guided teaching. In He also is a researcher, consultant, train-
er, and policy adviser on a wide range of
try, the state department of education, the 1980s, “uninformed prescriptions” educational change projects with school
the superintendent, the school board, provided through the accountability systems, teachers federations, research
or even the principal, teachers, and movement were a driving force. In the and development institutes, and govern-
ment agencies in Canada and interna-
parents can ever have.” Of course, 1990s, England had what it called
tionally. He has published widely on the
while the principal, teachers, and par- “informed prescription” because the topic of educational change.
ents can have a large effect on a prescription was based on sound EDUCATION: Fullan has bachelor’s,
school’s culture, Barth is writing knowledge and curriculum. master’s, and doctorate degrees in sociol-
about the power of a school ’s culture “Informed professional judgment” ogy from the University of Toronto.
to shape professional learning and stu- is now the goal in England. We are PROFESSIONAL HISTORY: He has
served as policy implementation adviser
dent achievement. talking with English policy makers to the Minister of Education and
Fullan: Barth’s observation is about the kinds of strategies that are Training (Ontario) on the Report of the
right on. The question for me, necessary to go from the informed Royal Commission on Learning, was
dean of the faculty of education at the
though, is how prescriptions that have helped them University of Toronto, and assistant aca-
“The two themes we’ve been we get high-qual- make progress in literacy and numera- demic director and professor of sociolo-
ity cultures in cy to informed professional judgment gy at the Ontario Institute for Studies in
interested in since 1990 have Education (OISE). He has also served as
schools on a large that would actually change the cul-
chairperson and professor in the OISE
been large-scale reform and scale. The two tures of schools. These policies would Department of Sociology.
themes we’ve reduce the unnecessary workload of BOOKS: His most recent books are
sustainability.”
been interested in teachers, create more contact time Leading in a Culture of Change (Jossey-
since 1990 have been large-scale among teachers to improve what they Bass, 2001), for which he received the
National Staff Development Council’s
reform and sustainability. are doing, and develop more effective Book of the Year Award for 2002, and
For the past four years, we have leadership at all levels. The New Meaning of Educational
been working in England evaluating Change, 3rd Edition (Teachers College
Press, 2001). He has also published
that country’s literacy and numeracy INVEST IN LEADERS Change Forces: The Sequel (Falmer Press,
strategies. Test scores in these areas JSD: In your article in that same 1999), Change Forces: Probing the Depths
have significantly increased from issue of Educational Leadership, you of Educational Reform (Falmer Press,
1993), and the What’s Worth Fighting
1996 to 2002. While we’ve acknowl- said that “Cultural change principals
For series (Teachers College Press).
edged their success, we’ve said that display palpable energy, enthusiasm,
ACCOMPLISHMENTS: An innovator
this is just a baby step in terms of and hope.” It’s my sense that many and leader in teacher education, Fullan
deeper changes that are necessar y. principals today feel more resigned has developed a number of partnerships
These deeper changes involve closing than hopeful because they often feel designed to bring about major school
improvement and educational reform.
the achievement gap between high caught between very difficult prob- He is currently leading the evaluation
and low performers, developing stu - lems that require resolution and other team conducting a four-year assessment
dents’ thinking and problem-solving people’s prescriptions for how they of the National Literacy and Numeracy
Strategy in England. He is also conduct-
skills, attending to students’ social and should be solved. ing with colleagues training, research
emotional development, and funda- Fullan: Investment in leadership and evaluation of literacy initiatives in
mentally changing the culture of development is important. Getting several school districts, including the
Toronto School District Board, York
schools. beyond resignation and the passive
Region, Peel and Edmonton Catholic
English policy makers have dependency that has been created by School District.
devised an interesting formulation. the prescriptions of the past 10 years TO CONTINUE THIS CONVERSATION
Imagine a four-part table. One requires a different kind of socializa- with Michael Fullan, contact him at the
dimension contrasts teachers who are tion for principals. In England, they Ontario Institute for Studies in
Education, University of Toronto, 252
knowledge-poor with those who are have created the National College of Bloor St. W., 12th Floor, Toronto,
knowledge-rich, which can be termed School Leadership to develop leaders Ontario, Canada M5S IV6, (416) 923-
uninformed or informed. The other on a much larger scale. In District 2 6641, ext. 3223, fax (416) 971-2293, e-
mail: mfullan@oise.utoronto.ca.
dimension contrasts prescription and in New York City, they deliberately
professional judgment as sources of built the capacity of principals
56 JSD WINTER 2003 VOL. 24, NO. 1 WWW.NSDC.ORG NATIONAL STAFF DEVELOPMENT COUNCIL
through various processes such as “Ultimately, no amount of outside The cognitive sciences teach us
intervisitations during which princi- intervention can produce the motiva- that if information is to become
pals developed deeper understanding tion and specificity of best solutions knowledge, a social process is
not only of their own schools, but for every setting.” Many teachers and required. This makes great pedagogi-
other schools as well. principals don’t see their work as cal sense. Information stays as infor-
knowledge generation and dissemina- mation until people work through it
IMPROVE RELATIONSHIPS tion and often, for a number of rea- together in solving problems and
JSD: In your article, you also sons, feel very dependent on external achieving goals. This is why assess-
wrote, “The single factor common to innovations and experts. Yet you are ment literacy, when teachers collec-
successful change is that relationships saying that it may be a mistake to tively focus on student performance
improve. If relationships improve, seek external innovation. and develop action plans to improve
schools get better. If relationships Fullan: People in schools should it, is so powerful. Changing the cul-
remain the same or get worse, ground not take shortcuts in their search for ture is even more important because it
is lost.” I’m curious about what you’ve clarity and solutions. They need to establishes norms of continuous inter-
learned about affecting the quality of engage with all kinds of ideas to action. So, information becomes
relationships in schools among teach- improve what they are doing, but not knowledge through a social process,
ers and between teachers and princi- adopt external programs that foster and knowledge becomes wisdom
pals. dependency. I want schools to con- through sustained interaction.
Fullan: Through our districtwide stantly sift and integrate the best ideas
training of school teams, we’ve from the field, not adopt external pro- BUILD TEACHER DEPTH
learned that structural barriers make it grams. JSD: What have the cognitive sci-
difficult for people to have time to get Whole-school reform models ences taught us about helping educa-
together and that cultural barriers make the mistake of thinking that a tors develop deep understanding of
cause teachers to resist interacting comprehensive external reform model innovations as opposed to skimming
with each other in new ways. will solve the coherence problem their surface features?
To address these problems, we within schools. It doesn’t work Fullan: If you don’t have a strate-
offer seven or eight days of training a because it feeds into the dependency gy conducive to teacher understand-
year for teams that include the princi- of teachers and principals. In other ing, you can’t get to student under-
pal and two teacher leaders. We pro- words, when schools or districts adopt standing. Part of the problem is that
vide evidence of the connection external models, which in itself is not the culture of schools is amenable to
between well-executed professional always a bad thing, they fail to focus superficial rather “The culture of schools is
learning communities and student on changing the culture of the school, than deep solu-
amenable to superficial rather
learning. We also provide skills in and consequently the models fail to tions. As David
areas such as dealing with resistance. become embedded. Cohen, Richard than deep solutions.”
We teach about assessment, and In my view, teaching is an intel- Elmore, and oth-
teachers look at student work. As a lectual and scientific profession, as ers have argued, teachers need daily,
result, student learning improves and well as a moral profession. That in-depth opportunities to build up
teachers become ambassadors to means that schools have to constantly the knowledge and capacity to carry
teachers in other schools. process knowledge about what works out the deeper reforms envisaged in
and that teachers have to see them- the best curriculum frameworks. This
LIMIT EXTERNAL SOLUTIONS selves as scientists who continuously requires a radical change in the norms
JSD: In your Educational develop their intellectual and inves - and working conditions of teachers
Leadership article, you wrote, tigative effectiveness. and administrators and, in fact, the
“Creating and sharing knowledge is When I look at cases of successful teaching profession as a whole.
central to effective leadership,” and businesses, I see explicit discussion
“Principals not attuned to leading in a about knowledge development and ASSUMPTIONS SHAPE PRACTICE
culture of change make the mistake of knowledge sharing. Collaboration as JSD: You’ve written about the
seeking external innovations and tak- an end in itself was not the goal; what relationship between educators’ beliefs
ing on too many projects.” And in the these businesses cared about was and their practices. In The New
third edition of The New Meaning of whether people in the organization Meaning of Educational Change, you
Educational Change (Teachers College added knowledge and contributed to wrote, “The assumptions we make
Press, 2001), you observed, other people’s knowledge development. about change are powerful and fre-
NATIONAL STAFF DEVELOPMENT COUNCIL (800) 727-7288 VOL. 24, NO. 1 WINTER 2003 JSD 57
quently subconscious sources of checklist, always complexity. There is the social and moral environment.
action.” The same might be said no step-by-step shortcut to transfor- Moral purpose is more than passion-
about educators’ assumptions about mation; it involves the hard, day-to- ate teachers trying to make a differ-
learning, teaching, and leadership. day work of reculturing.” ence in their classrooms. It’s also the
Fullan: Leaders who are effective Fullan: We’re talking about a context of the school and district in
operate from powerful conceptions, change in the culture of schools and which they work. That means princi-
not from a set of techniques. The key, a change in the culture of teaching. pals have to be almost as concerned
then, is to build up leaders’ concep- We know that when we think about about the success of other schools in
tions of what it means to be a leader. change we have to get ownership, the district as they are about their
I’ve identified five conceptions — participation, and a own schools.
Moral purpose is more than
moral purpose, relationship building, sense of meaning The strategies that
knowledge generation, understanding on the part of the passionate teachers trying t o have provided some
the change process, and coherence vast majority of initial success in areas
make a difference in their
building. These conceptions can be teachers. You can’t such as literacy and
fostered, but they must be fostered get ownership classrooms. It’s also the numeracy are not the
through a socialization process that through technical strategies, though, that
develops leaders as reflective practi- means; you have to context of the school and will take us to a deeper
tioners. If leaders are taught tech- get it through district in which they work. transformation that
niques without conceptions, the tech- interaction, will enact the cogni-
niques will fail. Techniques are tools through developing people, through tive science agenda of problem solving
that must serve a set of conceptual attention to what students are learn- and thinking skills, reculture schools,
understandings. When conceptions ing. and close the gap between high- and
and techniques go hand-in-hand, we Reculturing is the main work of low-performing students.
create breakthroughs. leadership, and it requires an underly- To achieve these ends, we must
ing conceptualization of the key ele- tap the energy that comes from moral
LEADERS MUST RECULTURE ments that feed it. One of the con- purpose. We are now just at the very
JSD: You’ve written, “Educational ceptualizations I mentioned a early stages of a qualitative transfor-
change is technically simple and moment ago is moral purpose. mation that is a revolution in the
socially complex,” and “Never a Sustainability is based on changes in teaching profession. ■
58 JSD WINTER 2003 VOL. 24, NO. 1 WWW.NSDC.ORG NATIONAL STAFF DEVELOPMENT COUNCIL
I
n my previous column, I argued that 1) a professional must demonstrate high levels of cooperation to plan and
is obligated to seek and apply best practice when serv- execute the annual school picnic, science fair, or career
ing clients; 2) it is evident that the best practice for day. Elementary principals may point to how well their
meeting the needs of students and improving professional teachers work together to build a schedule that allows stu-
practice in schools is to build a collaborative culture; and dents to move from one classroom to another for instruc-
3) educational leaders should, therefore, focus their tion in specific content. Many leaders organize the staff
improvement efforts on building a collaborative culture in into committees to oversee school operations — discipline,
their districts and schools. technology, social, community involvement, etc.
Calls for a collaborative culture come from leading All the initiatives and projects described have, at one
educational researchers who use unusually emphatic lan- time or another, been offered as examples of a
guage. Milbrey McLaughlin and Joan Talbert (2001) school’s commitment to collaboration. All of
found that effective high schools and effective departments the activities can be worthwhile. Although
within high schools were characterized by powerful profes- there is little evidence that teacher congeniality
sional collaboration. Kenneth Eastwood and Karen and social interactions impact student achieve-
Seashore Louis (1992) concluded that creating a collabora- ment (Marzano, 2003), life is certainly more
tive environment featuring cooperative problem solving pleasant if we enjoy the company of those with
was the single most important factor in successful school whom we work. Including the staff in deci-
restructuring. Fred Newmann and Gary Wehlage (1995) sions about school procedures is generally
found that nurturing a professional collaborative culture preferable to unilateral decrees from the princi-
was one of the most significant factors in successful school pal. Special schoolwide events can enrich stu-
improvement efforts. Judith Warren Little (1990) advised dents’ experience. Coordinated teacher schedules In each issue of JSD, Rick
that effective collaboration between teachers was linked to can allow teachers to capitalize on individual DuFour writes about
effective leadership. His
gains in student achievement, higher quality solutions to strengths in meeting students’ needs. Schoolwide
columns can be found at
problems, increased self-efficacy among all staff, more sys- committees can encourage all staff to take an www.nsdc.org/library/
tematic assistance to beginning teachers, and an expanded interest in the school beyond their classrooms dufour.html.
pool of ideas, methods, and materials that benefited all and expand leadership opportunities. I am not
teachers. criticizing any of these practices. However, none of these
But what is collaboration? Although school and dis- can transform a school.
trict leaders acknowledge the benefits of a collaborative Leaders determined to impact student achievement
culture, they often have different ideas about what consti- must not settle for congeniality, coordination, delegating
tutes collaboration. Many equate collaboration with con- responsibilities, or any form of “collaboration lite.” They
geniality. They point to the camaraderie of the group — must promote a collaborative culture by defining collabo-
the secret Santa exchanges, recognition of birthdays, ration in narrow terms: the systematic process in which we
Friday afternoon social gatherings — as evidence of a col- work together to analyze and impact professional practice
laborative culture. in order to improve our individual and collective results.
Other leaders believe they are building a collaborative The first key term in this definition is systematic.
culture when they engage staff in developing consistent Teachers are not invited or encouraged to collaborate.
operational guidelines and procedures. They attempt to Collaboration is embedded in the routine practices of the
build consensus on how teachers respond to routine issues school. Teachers are organized into teams and provided
time to meet during the school day. They are provided
RICK DuFOUR is an educational consultant. You can contact him at
465 Island Pointe Lane, Moneta, VA 24121, (540) 721-4662, fax specific guidelines and asked to engage in specific activities
(540) 721-0382, e-mail: rdufour@district125.k12.il.us. that help them focus on student achievement. Teams
NATIONAL STAFF DEVELOPMENT COUNCIL (800) 727-7288 VOL. 24, NO. 4 FALL 2003 JSD 63
64 JSD FALL 2003 VOL. 24, NO. 4 WWW.NSDC.ORG NATIONAL STAFF DEVELOPMENT COUNCIL
T
he concept of “professional inventing new ways of working with students were
community” is one of the most also developing a positive learning community with
powerful ideas affecting research their peers and creating new norms of colleagueship
and practice in staff development and openness. In this respect, they were also building
in the last decade. While the idea a counterforce to those teachers who blamed
that teachers need a professional community, that students for their lack of success, rather than looking
teachers who are supported by their colleagues are to the school, the department, and their own ways of
more likely to support students in their work, seems working as needing change and improvement.
obvious, “it ain’t necessarily so.” Subsequently, Newmann and Wehlage found
A community can also support traditional norms that a self-conscious professional community was
of practice, blaming students’ family conditions, a characteristic of schools that were deliberately
ethnicity, and lack of competence, instead of taking “restructuring’’ and were most successful with
responsibility for rethinking their own pedagogy and students. Professional community was made up of
practice. McLaughlin and Talbert, (1993) in their three salient features:
now well-known study of a number of secondary Teachers pursued a clear, shared purpose for all
schools, first called our attention to the fact that students’ learning;
teachers’ professional communities can enable or Teachers engaged in collaborative activity to
constrain teacher learning. They found that schools achieve their purposes; and
differed significantly when their professional Teachers took collective responsibility for
communities were measured by (a) collegiality, (b) student learning.
support for learning, (c) faculty innovativeness, and Through this national sample of K-12 schools,
(d) professional commitment. the concept of professional community was now
During their five-year study, they observed further defined as an innovative school context
that teachers who took risks and were continually within which teachers learn new ways to work
Journal of Staff Development, Spring 1999 (Vol. 20, No. 2)
with students, build organizational supports that respect necessary to inquire into one’s own practice
encourage teachers to collaborate, and engage as well as the practice of others.
students in more active forms of authentic learning.
Understanding “inquiry” as a centerpiece of
External learning communities community
Many teachers still feel isolated from their peers But what are the conditions under which teachers
and go outside their school to find community for feel comfortable inquiring into their own practice?
their own growth, development, and support in Cochran-Smith and Lytle (in press) describe three
reform networks, school-university partnerships, and different conceptions of teacher learning and the
a variety of consortia and coalitions. While networks assumptions underlying each conception. They
are a powerful force, they’re also quite fragile. describe:
(Lieberman & Grolnick, 1997). Knowledge for practice — research knowledge
Networks are powerful because teachers learn in to be applied by teachers;
a supportive environment, feel supported in taking Knowledge in practice — knowledge that
risks, and find colleagues who openly talked about teachers gain through experience; and
shared concerns — qualities missing in their home Knowledge of practice — knowledge that treats
schools. teaching and learning as problematic.
The fragility of the networks is manifested in Each of these conceptions interprets teacher
the organizational tensions that networks must learning differently. However, only when teachers see
embrace: negotiating between larger purposes their own practice as problematic and adopt inquiry
and the dailiness of activities that constitute a do they become involved in “challenging their own
network’s “work;” finding a balance between “inside- assumptions; identifying issues of practice; studying
knowledge” of practitioners and “outside knowledge” their own students and classrooms” (p.43). Seeing
of reformers and researchers; building collaborative knowledge in this way encourages teachers to use
governance structures neither too centralized nor too their own experience, and the research and practice
decentralized; being informal and flexible rather than of others, as they seek to improve. Central to this
rigidly holding on to forms and activities that no kind of inquiry is a professional community where
longer work; and deciding how inclusive or exclusive teachers help each other frame and name, not only
membership should be. the problems of practice, but also the problems of
Teachers are ambivalent about sharing what the larger context of which the school is a part.
they have developed over the years or accepting And, inevitably as teachers become more
research knowledge of scholars and reformers. conscious of their position in the school, they
Networks embrace this tension when they become more aware of their position in the world.
recognize teachers’ knowledge as legitimate and
important. When this happens, teachers become Ann Lieberman is a Senior Scholar at the Carnegie
more open to the outside — to their own peers as Foundation for the Advancement of Teaching and
well as to other scholars and researchers. This aspect Professor at Stanford University, 995 Wing Pl.,
of community is critical — it builds commitment Stanford, CA 94305, (650) 494-8085, fax (650)
to lifelong learning and the confidence and self- 494-7912 or e-mail annl1@leland.stanford.edu.
I
recently listened to teachers who The principal also needs to keep his or her
concluded that new forms of job- word. When principals do what they say and
embedded professional development follow-up with promised actions, staff members Pat Roy is co-author
could not be successful without trust. can believe their words. Principals also need to of Moving NSDC’s
Staff Development
Trust, it seemed, needed to be developed believe in teacher ability and willingness to Standards Into
between and among staff members as well as fulfill their responsibilities effectively. Trust is Practice: Innovation
between the principal and staff in order for built on a foundation of respect; a component of Configurations
teachers to embark on new and seemingly risky social respect is competence. Principals need to (NSDC, 2003).
form of professional development. show that they believe in teacher competence
Bryk and Schneider’s (2003) longitudinal and believe that educators operate with the best REFERENCES
study of 400 Chicago elementary interest of students in mind. Yet Bryk, A. &
schools reached the same conclu- trust can be undermined when Schneider, B. (2003,
Collaboration:
sion: “Recent research shows that incompetence is allowed to persist. March). Trust in
Staff development
social trust among teachers, As a result, the principal also needs schools: A core
that improves the
parents, and school leaders to address incompetence fairly and resource for school
learning of all
improves much of the routine work firmly. Bryk and Schneider’s study reform. Educational
students provides
of schools and is a key resource showed that trust within a school Leadership, 60(6), 40-
educators with the
for reform” (p. 40). They con- eroded quickly when the principal 45.
knowledge and skills
cluded that relational trust is did not tackle personnel issues
to collaborate. Rotter, J. (1980,
central to building effective related to incompetence.
October). Trust and
educational communities. Principals demonstrated
gullibility.
Trust, according to the authors, is elusive, competence by communicating a strong vision
Psychology Today,
engaging, and essential to meaningful school for the school and clearly defining expectations
14(5), 35-42, 102.
improvement. Trust is the expectation that that are upheld for all faculty members. These
another’s word, promise, or statement can be relied administrator skills allowed the school staff to Roy, P. & Hord, S.
upon (Rotter, 1980). Relational trust involves more accomplish common goals and maintain a (2003). Moving
than creating high morale; it is developed through cohesive professional community characterized NSDC’s staff
ongoing interaction each day as people work by collective responsibility for student learning. development
together on improving student learning. This cohesive community is lubricated by standards into
To encourage and build teacher collabora- respectful interaction and courtesy among practice: Innovation
tion and use job-embedded professional devel- administration and staff members. configurations.
opment strategies, principals need to build a Trust and respect is the on-ramp to building Oxford, OH:
school culture that is characterized by trust collaboration and collegiality. Trust is the National Staff
(Roy & Hord, 2003). Trust, in a school setting, “connective tissue that binds individuals Development
involves making educational decisions that put together to advance the education and welfare Council.
the interests of students above personal and of students” (Bryk & Schneider, 2003, p. 45).
political interests. Trust is built when teachers This means principals need to spend time Learn more about
believe student welfare and high levels of considering how interpersonal interactions build NSDC’s standards,
learning are the foundation of school decisions. trust and respect among staff. The principal www.nsdc.org/
When decisions seem to be based on personal or needs to monitor his or her actions and those of standards/
political factors, trust erodes. the staff to build and sustain trust. index.cfm
FEBRUARY 2007 I The Learning Principal National Staff Development Council I 800-727-7288 I www.nsdc.org 3
S
taff members of every school face an inevitable ques- ing for all students. There is no ambiguity and no hedging
tion each year: What happens in our school when, about their goal. No one suggests that all kids will learn if
despite our best efforts in the classroom, a student they are conscientious, responsible, attentive, developmen-
does not learn? tally ready, fluent in English, and come from homes with
In traditional schools, the answer is left to the discre- concerned parents who take an interest in their education.
tion of the individual classroom teacher, who is free to There is no hint that staff members believe they can help
respond in different ways. The support a student will (or all kids learn if class sizes are reduced, more resources are
will not) receive depends on his or her teacher’s practices, made available, new textbooks are purchased, or more sup-
rather than a collective effort and a coordinated response. port staff are hired. In these four schools, staff
In truth, most schools play a form of educational lottery members embraced the premise that the very
with children. reason their schools exist is to help all their
In professional learning communities, however, schools students — every one of the flawed, imperfect
create a systematic response — processes to monitor each boys and girls who come to them each day —
student’s learning and to ensure that a student who strug- acquire essential knowledge and skills using
gles is provided additional time and support for learning the resources available to the school.
according to a schoolwide plan. Furthermore, the response The collective commitment to high levels
is timely. Students are identified as soon as they experience of learning for every student led these schools
difficulty, allowing the school to focus on intervention to assess the impact of their efforts and deci-
rather than remediation. The response is directive. sions based on tangible results. When teachers
Students are not invited to seek extra help; they are in a school are truly focused on student learning In each issue of JSD, Rick
required to receive the additional assistance and devote the as their primary mission, they inevitably seek DuFour writes about
effective leadership. His
extra time necessary to master the learning. valid methods to assess the extent and depth of
columns can be found at
This coordinated system of support for students never that learning. The teachers in these four schools www.nsdc.org/library/
occurs by chance. It can only occur when school leaders all found that frequent common assessments, authors/dufour.cfm
work with staff to develop a plan of intervention, carefully developed collaboratively and scored by every
monitor the implementation of that plan, and confront teacher of a grade level or course, were a vital resource in
those who disregard it. Furthermore, an effective system of their efforts to monitor student learning. Doug Reeves
intervention is not merely an add-on to existing school (2004, p. 114-115) describes this process as “the gold stan-
structures and assumptions, but represents a natural out- dard in educational accountability” because these assess-
growth of strong school cultures dominated by certain uni- ments are used to “improve teaching and learning, not
fying concepts. merely to evaluate students and schools.”
Boones Mill Elementary School in Franklin County, The teachers in the four schools embrace data and
Va.; Los Penasquitos Elementary School in Rancho information from their common assessments because the
Penasquitos, Calif.; Freeport Intermediate School in assessments provide timely and powerful insights into their
Freeport, Texas, and Adlai Stevenson High School in students’ learning. They do not denigrate data that suggest
Lincolnshire, Ill., illustrate this systematic approach to all is not well, nor do they blindly worship means, modes,
responding when students do not learn (DuFour, DuFour, and medians. They have a healthy respect for the results of
Eaker, & Karhanek, 2004). The schools could not be more their common assessments because those assessments help
them monitor the effectiveness of their teaching and iden-
RICK DuFOUR is an educational consultant. You can contact him at
465 Island Pointe Lane, Moneta, VA 24121, (540) 721-4662, fax tify individual students who are experiencing difficulty.
(540) 721-0382, e-mail: rdufour@district125.k12.il.us. Once those students are identified, the schoolwide system
NATIONAL STAFF DEVELOPMENT COUNCIL (800) 727-7288 VOL. 25, NO. 4 FALL 2004 JSD 63
w w w . n s d c . o r g 2004 APEX award winner for web and intranet site design
64 JSD FALL 2004 VOL. 25, NO. 4 WWW.NSDC.ORG NATIONAL STAFF DEVELOPMENT COUNCIL
TM
Doing a history of your
A
n article in a professional publication de- time as people work together, solve problems, and
scribes how a variety of schools have confront challenges.”
used study groups to explore topics of Every church, business, community, even every
interest to teachers. Two teachers read- block in your neighborhood has its own culture.
ing the article react quite differently. Schools are no different. A school’s culture may sup-
One says, “Great idea. The teachers in my port teachers who try to improve their teaching or it
school would love to try that. How would we get may ridicule anyone who tries to stand out from the
started?” crowd. It might encourage teachers
Another groans. “That might Students, teachers, and parents to work on projects together or it
work in your school but it would might punish anyone who seeks
never work in my school.” may not be able to define a such collegial support. The culture
Each teacher has just identi- may encourage teachers to set high
fied an element of the culture in
school’s culture, but they know standards for students or it may send
her school. what is important and what is a message that “these kids can’t be
Culture is, simply, the way we expected to do much better.”
do things around here. No teacher expected in that school. Why does culture matter? For
needs a handbook to know “what’s that, Kent Peterson has a very
right and what’s rude” in the school in which she simple answer. “In study after study, where cul-
works. Students, teachers, and parents may not be ture did not support and encourage reform, it did
able to define a school’s culture, but they know what not happen. It is almost impossible to overstate the
A bi-monthly
is important and what is expected in that school. importance of culture and its relationship to im-
publication In their upcoming book, Shaping Culture: The proved student learning. You have to have the struc-
School Leader’s Role, Terrence Deal and Kent tures, a curriculum, appropriate assessments – all
supporting student
Peterson describe culture this way: “Culture is the of that. But if you don’t have a strong and healthy
and staff learning underground stream of norms, values, beliefs, tra- school culture, none of the rest will matter,” he said.
ditions, and rituals that have been built up over In their 1985 article, Jon Saphier and Matthew
through school Continued on Page 2
improvement
Continued from Page One about. Nothing was going to change in that
Doing a history
of your school’s culture
U
This activity will help a school staff understand its
present culture and how that culture evolved. It can be used with a school that is
Understand the culture
examining its culture for the first time or a school that needs to update its understand-
ing of the culture.
Chart paper, markers, masking tape. Optional: yearbooks, copies of school
newsletters or annual reports, newspaper clippings about the school, etc. trying to change it.
3. Give each group at least one sheet of chart paper and ask members to identify the Your School”
key elements of the decade. Suggest these questions for them to consider: Who
were the school leaders – both formal and informal – during that decade? What
were the crises and the challenges of the decade? What were the school’s suc-
cesses? What were the prevailing ideologies? What were the main curriculum fea-
tures at that time? How was the school schedule organized? What clothing, music,
and hairstyles were popular at the time?
Give each group 20 to 30 minutes to reminisce and jot down the key events.
4. Ask each group to post its decade’s history on the wall. Arrange the decades in
chronological order along the wall.
5. Ask the group to reflect aloud about the themes and patterns they see in these lists.
Record these on a separate chart. Time: 60-90 minutes.
August/September 1998
Strategies for
strengthening culture
w What is culture?
An informal
90 minutes.
Provide each staff member with a copy of the article, “Good Seeds
Grow in Strong Cultures’’ by Jon Saphier and Matthew King (Educational Leader-
ship, March 1985). The article identifies the 12 norms of a healthy school culture. Ask
we do things around them to read it and reflect upon it before your scheduled meeting.
On the day of the meeting, post 12 sheets of chart paper around the room. Label
each sheet of paper with one of the 12 norms.
here, i.e. what keeps the
Directions
herd moving in roughly
1. Divide the faculty into 12 groups and assign one norm per group. (See Page 2 for the
list of norms.) Ask them to share their ideas about this norm. Time: 5 minutes.
the right direction.
2. While still in the subgroup, have the members list as many suggestions as possible
for strengthening that norm in the school. Time: 10 minutes.
— Terrence Deal
3. Ask each group to explain the assigned norm to the entire faculty and provide an
example of how it operates in the school today. Ask each group to limit its presen-
tation to two minutes.
4. Then, ask the same group to post its suggestions for strengthening the norm in the
school. Solicit suggestions from other group members. Post those as well. Time: 30
minutes.
5. When all norms have been explained and suggestions posted, distribute five stickers
to each staff member. Using the stickers, ask staff members to vote for the norms
they believe need the greatest attention during the upcoming school year.
6. Tally the number of “votes” given to each norm. Post the votes for staff members to see.
7. Type up the staff suggestions and share them with the school improvement team or
other appropriate committee.
8. Set aside time at a school improvement team meeting to discuss each norm and
select one or two suggestions for focused attention during the school year.
August/September 1998
Developing cultural
action plans
T
This activity should be done by the staff group at your
school that would consider cultural issues, such as a school improvement team, leadership
team, or climate committee. At the conclusion of this activity, the group should have an
The only thing
action plan for every norm that your school has agreed to address this year.
Directions
create and manage
1. Before the meeting, use a sheet of chart paper to create one form for each norm your
school has agreed to address this year. Post those sheets on the walls of the meeting
room. Example: culture.
— Edgar Schein,
and Leadership”
2. Provide the group with the suggestions resulting from the activity on Page 4. Time:
10 minutes.
3. Ask each group to discuss the suggestions and select the ideas that they believe will
do the most to improve that norm in the school. Time: 30 minutes.
5. Share the completed action plans with the staff and with the school’s parents’ orga-
nization.
Evaluating your
school’s culture
C
This activity will help a staff assess its impact on
the school’s culture. Although this tool is presented here as an end-of-the-year evalu-
Culture building ation tool, it could be easily modified and used as a beginning-of-the-year evaluation.
COLLEGIALITY
school life which shape
Strongly disagree Disagree Neutral Agree Strongly agree
the beliefs and actions 2. Post the 12 panels around the meeting room.
3. Give each staff member 12 stickers and ask them to identify their beliefs about each
norm by placing the stickers in the appropriate location on the chart paper. Direct
of each employee within
them to use only one sticker per norm.
4.Whenallthestickershavebeenplaced,dividethegroupinto12smallergroups(one
the system. foreachnorm)todiscusstheresultsandpresentthemtotheentirestaff.
5. Reassemble the larger group. Ask one representative from each of the 12 smaller
groupstopresenttheirideas.Afterthepresentation,allowtimeforadditionalcom-
ments from others who were not in that group. Time: 60 minutes.
6.Suggestions from this activity should be shared with the school improvement team
astheydeveloptheiractionplansfortheyear.
August/September 1998
school culture
Stimulate your thinking about your school’s culture
by reading some of these books and articles
Assessing School and Classroom Cli- The Principal’s Role in Shaping
mate by Judith Arter. A consumer School Culture, by Terrence Deal and
guide that offers educators help in Kent Peterson. Washington, D.C.:
choosing the best instruments for as- Office of Educational Research and
sessing school culture. Order docu- Improvement, 1990. Examines the
ment # ED 295 301 from ERIC Docu- crucial role that principals play in
ment Reproduction Services, (800) developing and maintaining healthy
443-3742 or (703) 440-1400, fax school cultures. Order document #ED
(703) 440-1408. Price: $16.84. 325914. from ERIC Document Re-
production Services, (800) 443-
“Building Professional Community in 3742 or (703) 440-1400, fax (703)
Schools,” Sharon Kruse, Karen Sea- 440-1408. Price: $25.95.
shore Louis, and Anthony Bryk, Is-
sues in Restructuring Schools, Cen- Shaping School Culture: The School
ter on Organization and Restructur- Leader’s Role by Terrence Deal and
ing of Schools, Issue No. 6, Spring Kent Peterson. San Francisco: Jossey-
1994. Reviews critical elements of a Bass, 1998. Provides an in-depth look
healthy school culture. at the ways that real schools shape
their culture. Includes many ex-
A copy of the report is available online amples. Available November 1998.
at www.wcer.wisc.edu/completed/ Order by calling (800) 274-4434 or
cors/issues_in_restructuring_schools/ fax (800) 569-0443. Price $33.95.
ISSUES_NO_6_SPRING_1994.pdf
Transforming School Culture: Stories,
Educational Leadership and School Symbols, Values & The Leader’s Role
Culture, edited by Marshall Sashkin by Stephen Stolp and Stuart Smith,
and Herbert Walberg. Berkley, Calif.: ERIC Clearinghouse on Educational
McCutchan Publishing, 1993. Exam- Management, University of Oregon,
ines the research on the nature of edu- 1995. Synopsizes research while of-
cational leadership and school culture fering numerous examples of schools’
and how they are related. Order by experiences with culture changes. Or-
calling (800) 227-1540. Price: der by calling (800) 438-8841 or fax
$33.75. (541) 346-2334. Price: $16.50.
“Good Seeds Grow in Strong Cul-
Visit the Library at the NSDC web
tures,” Jon Saphier and Matthew
site at www.nsdc.org for more ar-
King, Educational Leadership,
ticles and references on this and
March 1985. Identifies the 12 norms
other subjects of interest to staff
of a healthy school culture. Check
developers.
your local library for a copy.
August/September 1998
Q
Ask I’m a principal but, some-
times, I feel as if the teachers
3) Resolving conflicts, disputes, and prob-
lems directly as a way of shaping values;
A
6) Nurturing the traditions, ceremo-
Teachers must play a crucial nies, rituals, and symbols that communi-
role in helping a school fulfill cate and reinforce the school culture.
the vision of what a school Since leaders must be models of the
wants to be, but the principal is changes they seek, take time to reflect
an essential part of any change. about your own attitudes and actions. Do
Principals set the tone for their school every you have a personal vision of what the
day, every week, and every year – from ac- school should be? Have you communi-
tivities as small as picking up gum wrap- cated that vision to your staff? How have
pers on the school grounds and their prompt- you done that? What stories and anecdotes
ness in returning telephone calls to issues as about the school do you share with your
large as sharing decision making and pur- staff, with others in the school district, with
suing their own professional development. your friends, and with parents?
In their book, The Principal’s Role in Network with other principals. Read
Shaping School Culture, (see Page 7 for the stories of other principals who have
details), Terrence Deal and Kent Peterson struggled to reshape their schools. Their
identify six major ways that principals shape stories will provide you with guidance —
the culture, both formally and informally: and perhaps inspire you to continue the hard
1) Developing a sense of what the work that you’re doing.
school should be and could be; Send your questions to Dr. Devel-
2) Recruiting and selecting staff oper, 1128 Nottingham Road, Grosse
whose values fit with the school’s; Pointe Park, MI 48230.
B y R I C K D u F O U R a n d B E C K Y B U R N E T T E
T
he question facing educational leaders is not “Will our school have a
culture?” but “Will we make a conscious effort to shape our culture?”
The culture of a school — the assumptions, habits, expectations, and
beliefs of the school’s staff — exists as clearly as the school building itself.
But, while principals are routinely culture is organic rather than static.
advised to “build” a strong culture, The more accurate metaphor for the
cultures cannot be built. Architects and process of shaping culture is not building
engineers construct a building using a a building but cultivating a garden. A
linear, sequential model. Phase one must garden is nonlinear, with some elements
be addressed before moving to phase two. dying out as others are being born. A
The building process is both visible and garden is influenced both by internal and
time-bound. Eventually building ends, external factors. Its most vital elements
and maintenance begins. The building is occur underground and are not readily
relatively permanent, specifically visible. Most importantly, a garden is
constructed to resist external pressures fragile and very high maintenance. Even
such as weather. Finally, a building is not the most flourishing garden will eventu-
constructed by accident. Unless there is a ally become overgrown if it is not
decision to erect the structure and nurtured. Flowers left unattended eventu-
purposeful steps taken to carry out that ally yield to weeds. The same can be said
decision, the building will not exist. of school cultures. Unless educators care-
None of this is true with culture. fully tend to their schools’ cultures by ■
Tending to culture is nonlinear and shaping the assumptions, expectations, Rick DuFour is superintendent of Adlai Stevenson
High School District 125. You can contact him a t
requires rapid responses to unanticipated habits, and beliefs that constitute the Two Stevenson Drive, Lincolnshire, IL 60069,
problems as they arise. Cultural norms are norm within them, toxic weeds will even- (847) 634-4000 ext. 268, fax (847) 634-0239, e-
typically invisible, implicit, and often tually dominate. mail: rdufour@district125.k12.il.us.
unexamined, made up of scores of Those who hope to g row strong, Becky Burnette is principal of Boones Mill
subtleties in the day-to-day workings of healthy school cultures must remain vigi- Elementary School in the Franklin County Public
Schools in Franklin County, Va. You can contact
the school. Culture is ongoing. At no lant in rooting out the weeds of bad her at 265 Taylors Road, Boones Mill, VA 24065,
point can it be said that the culture is culture, including unwillingness to accept (540) 334-4000, fax (540) 334-4001,e-mail: bbur-
complete and permanent. In brief, school responsibility, working in isolation, turf nette@frco.k12.va.us.
a t i s s u e
C U L T U R E
wars, and confusing activity with effec- staff members are constantly reminded by
E
tiveness. ffective leaders plan for short- the students themselves of a teacher’s
WEED 1: ability to make a positive difference in
WE ARE NOT RESPONSIBLE FOR term wins, they do not just students’lives. It would be virtually
STUDENT LEARNING. hope for them. impossible for Stevenson teachers to
Educators absolve themselves of operate on the assumption that teachers
responsibility for student learning in cannot impact students’ achievement
various ways. Do any of the following members to analyze and discuss, helping when they are constantly surrounded by
sound familiar? them rethink their assumptions about their such success stories.
“Learning is a function of (select students’ abilities. WEED 2:
one): innate ability, socioeconomic status, ● Create small victories. WE PREFER TO WORK BY OURSELVES.
genetics, home environment. We can’t A garden cannot be rushed. Certain Schools have traditionally allowed
control the variables responsible for elements in the growth cycle must be the weeds of professional isolation to run
learning.” addressed, and the process requires rampant. Teachers decide what to do
“We can’t be expected to get better patience. Leaders must demonstrate that based on their own knowledge of content,
results until (choose one) society makes patience and take the long view, but must instruction, assessment, and classroom
education a priority, class sizes are also recognize the importance of identi - management. Isolation is alive and well
reduced, we get a new textbook, we have fying, achieving, and celebrating evidence due to lack of time, incompatible sched-
more access to technology.” of growth along the way. Effective leaders ules, personal routines, and deeply rooted
“It’s our job to teach, but it’s the plan for short-term wins, they do not just traditions. Yet teachers cannot thrive
student’s job to learn. We can’t get better hope for them (Kotter, 1996). They estab- isolated from their colleagues and denied
results until they accept their responsi- lish a goal of particular interest to the access to fresh ideas and insights.
bility.” faculty, take the necessary steps to accom- A collaborative culture doesn’t result
The premise that the causes of plish that goal, and announce its from the principal’s hope or invitation. A
learning lie exclusively or predominantly achievement with fanfare. As a result, collaborative culture results from a
outside the sphere of influence of educa- wary staff members look more favorably systematic effort to engage staff in
tors diminishes our profession. More on the initiative and momentum begins to ongoing, daily, job-embedded profes-
importantly, this outlook breeds the cyni- build. sional growth in an environment designed
cism and pessimism that represent the ● Celebrate success. to ensure collaboration.
mortal enemies of any school improve- An organization’s culture can be Toward that end, schools can:
ment initiative. found in the stories it tells itself. For 17 ● Cultivate effective teams.
To improve self-efficacy, schools years, a part of every faculty meeting at Schools plant the seeds of a collabo-
can: Adlai Stevenson High School in rative culture when they develop the
● Create cognitive dissonance. Lincolnshire, Ill., has been devoted to capacity of teachers to work together in
School leaders can help staff sharing success stories. Individual teams. Every teacher should be assigned
members question their assumptions b y teachers are recognized for their students’ to a team that focuses on student learning.
presenting evidence contradicting those extraordinary accomplishments, teaching The team’s structure (course specific,
assumptions. Volumes of research studies teams are recognized for reaching student grade level, interdepartmental, vertical,
demonstrate that what happens in school achievement goals in their courses, and etc.) is less important than having all
makes a difference in student achieve- the entire faculty is recognized for teachers on a team with student learning
ment. Leaders should share those findings evidence of steadily improving student as the focus.
and talk with staff about the studies. performance on indicators the school ● Provide time for collaboration.
Internal and external benchmarking tracks. The principal typically tells the A school isn’t likely to have a
also creates dissonance. At one high stories, although sometimes teachers collaborative culture unless the principal
school, for example, data helped staff supply them. Often, the stories are creates a master schedule with a consis-
discover that student test scores had presented in the voices of the students tent time each week for teams to work
climbed in mathematics and writing, but themselves. Each year, every senior together during the school day. Principals
remained flat in reading. Data also completes a survey on the teacher who should protect the collaborative time for
revealed that reading scores in other has made the greatest impact on his or her teamwork just as teachers protect
similar area schools were significantly life. Excerpts from the responses are students’ instructional time.
higher and steadily improving. The princi- presented to the entire staff in an internal ● Ask each team to develop opera-
pals presented this information to staff memorandum every six weeks. Stevenson tional protocols.
28 National Staff Development Council JSD Summer 2002
a t i s s u e
C U L T U R E
a t i s s u e
C U L T U R E
F
souls (legislators, governors, reformers, lourishing cultures require Every school has a culture, whether
central office, parents, etc.) who want to or not the principal is mindful of shaping
press their agendas on the schools. They persistent cultivation and it. Weedy cultures are low maintenance.
recognize that the world’s capacity to constant care. Flourishing cultures require persistent
generate ideas to improve schools exceeds cultivation and constant care.
the staff’s capacity to implement mean- Principals are well-positioned to
ingful change. Thus, they work with staff ties rather than results. Leaders can help cultivate their schools’ cultures. Culti-
to clarify a shared vision of the school overcome this cultural predisposition by vating a professional learning culture
they are trying to create. They identify a 1) establishing schoolwide SMART goals takes ongoing, never-ending work.
few initiatives that offer the greatest that identify how the school will assess its Those who are able to sustain the
leverage for moving the school in that improvement initiatives and 2) asking effort will find that the fruits of their
direction. Most importantly, they focus each team of teachers to translate school- labors produce much more than a well-
collective efforts and energies on those wide goals into team goals. When schools tended garden. The seeds they sow will
few initiatives and resist the temptation to focus on a few critical goals and establish make a difference in the lives of both
pursue other worthwhile projects. benchmarks to monitor progress toward students and staff.
● Develop targets and timelines. these goals, they are less susceptible to REFERENCE
Schools have a cultural bias to focus being overrun by random acts of innova- Kotter, J. (1996). Leading change. Boston:
on the means rather than ends, on activi- tion. Harvard Business School. ■
T
LEARNING GUIDE
he National Staff
Development Council and
the Eisenhower National
Clearinghouse for
Mathematics and Science
Education have created this
collection of resources to
assist teachers in creating,
implementing, and evaluating
professional learning plans.
A new role:
Cultural architect
S
ome people might expect an article support, and enables teams to meet during the
about the learning leader to focus on workday.
the skills and knowledge of a single The learning principal recognizes the value Pat Roy is co-author
individual, namely the principal. But, of team learning and improvement and of Moving NSDC’s
Staff Development
in the context of the NSDC Stan- discusses improvement activities in staff Standards Into
dards for Staff Development, a leader is some- meetings. While the learning team is fundamen- Practice: Innovation
one who promotes a school culture that tal to professional learning, the principal must Configurations
supports ongoing team learning and improve- also continue to bring the whole school together (NSDC, 2003)
ment. That means leadership influences educa- to focus on common goals. If this is not done,
tors to work toward a common goal of high small groups can become estranged from each
levels of student learning by other and competing for re- REFERENCES
developing a school culture that sources, recognition, and time Deal, T. & Peterson,
expects and supports profes- LEADERSHIP (Kruse & Louis, 1997). K. (1999). Shaping
sional learning. Staff development that The learning principal school culture: The
Historically, the individual improves the learning of recognizes and rewards the heart of leadership.
has been the focus of school all students requires accomplishments of teams and San Francisco:
improvement (DuFour, Eaker, & skillful school and district improvement efforts. Our Jossey-Bass.
DuFour, 2005). The thinking leaders who guide reward system needs to be
DuFour, R., Eaker
goes if we can only improve the continuous instructional amended so that team accom-
R., & DuFour, R.
content or instructional knowl- improvement. plishments receive praise,
(2005). On common
edge of the individual teacher, recognition, and reward.
ground: The power of
then the whole school will Finally, the learning principal
professional learning
benefit. Yet, for the past few decades, many conducts conversations, dialogues, and
communities.
researchers have investigated and calculated the discussions within the school community until
Bloomington, IN:
role of school’s structural and cultural impact on team learning and improvement become a
National
individual effectiveness. This powerful work has shared goal. A change of focus on team —
Educational Service.
revealed organizational norms, structures, and rather than individuals — will not be accepted
policies that lead to enhanced performance of readily by all educators. The principal will have Kruse, S.D. & Louis,
educators as well as their students. There is a to hold countless conversations with staff on the K.S. (1997). Teacher
growing consensus that how educators act and purpose, structures, and outcomes of learning teaming in middle
interact with each other impacts student learning. teams and their impact on student learning. schools: Dilemmas
The principal, then, becomes a cultural Effective learning teams cannot be mandated; for a school-wide
architect who cultivates an organization that team meaning and purpose must become a community.
focuses on and encourages learning in service to strongly held faculty belief if they are to truly Educational
students (Deal & Peterson, 1999). The learning improve student learning. Beliefs are difficult to Administration
principal builds a plan, with the faculty, to change. One way that beliefs change is through Quarterly, 33(3), 261-
support ongoing team learning and improve- continued examination of underlying assump- 289.
ment. The principal understands that learning tions. Dialogue is a powerful strategy for these More references
teams are the infrastructure for faculty learning. kinds of conversations about how the school for this column
The principal builds a clear set of expectations staff will move together to improve student appear in the
for learning teams, provides resources and learning. online version.
DECEMBER/JANUARY 2006 I The Learning Principal National Staff Development Council I (800) 727-7288 I www.nsdc.org 3
M
any of the districts I have development, and using data in group decision
worked with consider making. Many groups will need a trained
finding time for professional facilitator in order to do their best work. These Pat Roy is co-author
learning teams as the biggest facilitators will know that groups move through of Moving NSDC’s
Staff Development
challenge to creating different stages in how well they work together Standards Into
professional learning communities. Developing and will understand how to focus on key issues Practice: Innovation
these daily or weekly schedules takes a lot of appropriate to the current stage. For example, Configurations
political capital as well as professional influence groups move into a normal stage of development (NSDC, 2003)
to convince upper administration, school board called “storming.” At this stage, the group
members, and the community that teachers need facilitator must understand and be able to help
time with their colleagues. More group members work through
than one district has been conflict and controversy. Without
surprised by the backlash, not a trained facilitator, groups can
from the community, but from Learning Communities get stuck at this stage and their
faculty members. They do not Staff development that productivity declines.
see the value in working with improves the learning of Central office staff should
colleagues and complain that all students organizes also schedule a skilled group
the time is wasted in ineffective adults into learning facilitator to coach team leaders REFERENCES
meetings and meaningless communities whose goals during learning team meetings. Easton, L. (2004).
conversations. I am beginning to are aligned with those of Just as with learning other new Powerful designs for
hear reports of districts losing the school and district. skills, on-site coaching has proven professional learning.
their professional development to be a powerful strategy for Oxford, OH: National
schedules because teachers implementation. This coaching Staff Development
complained to school board members about how allows the new facilitator to receive feedback on Council.
ineffectual the collegial meetings had become. their skills. The coach could help teams learn new
Lortie, D. (1975).
The central office on-ramp to building skills or strategies for working together. For
Schoolteacher.
learning communities is to prepare administra- example, when groups are ready to examine student
Chicago: University
tors and teachers to be skillful members of work, a skilled facilitator could teach them to use
of Chicago Press.
learning teams. Central office staff cannot the Tuning Protocol (Easton, 2004).
assume that once a new schedule is created that Lastly, central office staff can build the
both teachers and their administrators will system’s capacity to work effectively together by
instinctively know how to act within those teams developing a cadre of teachers and adminis-
to improve instruction. Years of research about trators who can work with learning teams
teaching have shown that discussing instruction, within the schools and district. One of the best
learning, and teaching with their colleagues is ways to grow the district’s capacity to improve Read more
not a typical activity for teachers (Lortie, 1975). teaching and learning is to ensure that every about the NSDC
In order to make learning teams effective, a district committee becomes a model of effective standards at
number of strategies can be used. First, central collaboration and collegiality. www.nsdc.org/
office staff can provide team leaders with If learning communities is the highway to standards/
ongoing experiences to learn about group high levels of student achievement, developing index.cfm.
process, group dynamics, the stages of group collaborative skills is one of the on-ramps.
APRIL 2006 I The Learning System National Staff Development Council I (800) 727-7288 I www.nsdc.org 3
I
still hear many principals voice surprise learn about collaboration as well as conflict
when hearing that learning communities resolution skills. While effective groups accom-
are not just one of the NSDC standards plish their goals, they also learn how to disagree Pat Roy is co-author
for staff development but the first one! with each other while maintaining working of Moving NSDC’s
Staff Development
Isn’t the goal of professional develop- relationships. Standards Into
ment to improve the skills and knowledge of Since most of this collegial work will occur in Practice: Innovation
individual teachers, they reason? What does the small groups, the principal provides training and Configurations
structure and inner workings of the school have support to develop faculty members to be skilled (NSDC, 2003)
to do with that goal, they ask? facilitators who provide support during whole
I recently heard Robert school and learning team
Marzano describe factors that meetings. The knowledge and
Learning Communities
influence student achievement. skills these facilitators develop
Staff development that
Schools, he said, need to include knowing about group
improves the learning of
develop a professional culture process, group dynamics, the
all students organizes
of collegiality and professional- stages of group development
adults into learning
ism that promotes teachers’ and group decision making.
communities whose
conversation about their work. Many times, adult groups need a
goals are aligned with
Next to a highly effective trained facilitator who helps them
those of the school and
teacher, the second most do their best work and also
district.
powerful factor in increased teaches them how to work
student achievement is an together effectively.
effective school. Secondly, the principal REFERENCES
Further, a culture of expertise evolves, ensures that the role of group facilitator
Lortie, D. (1975).
according to Marzano, when there is continuous becomes the responsibility of everyone and it
Schoolteacher.
and focused feedback on teaching. Yet, those rotates among members as the skill level of
Chicago: University
types of conversations are rare in most of the group members increases. The principal
of Chicago Press.
schools where he works. According to work increases the faculty’s capacity to understand
about school culture, talking about instruction is how to work as a group and develops shared Marzano, R. (2006).
a conversation that is close to the bone for most leadership capacities within the faculty by asking Research-based
teachers (Lortie, 1975). So, a principal must do everyone to serve as a group facilitator. This practices to improve
more than merely create the space for such shared leadership strategy also builds collabora- student achievement.
conversations among faculty; he or she must tive relationships because no group member Presentation at the
also build an infrastructure that will support seems to have more power or influence as a SMILE Conference,
these powerful professional conversations. result of being facilitator. Sierra Vista, Ariz.
The principal first needs to prepare teachers Building this infrastructure of collaborative January 27, 2006.
for skillful collaboration. Collaboration is still skills is the first step in supporting teaching and Marzano, R. (2003).
not a commonplace behavior among most learning. This background work creates a What works in
faculties. Many teachers continue to report that structure that supports professionalism and schools: Translating
their interactions with other faculty remain collaboration. research into action.
relegated to the lounge, by the mail boxes, and Learn more about the NSDC standards at Alexandria, VA:
near copying machines. Staff members need to www.nsdc.org/standards/index.cfm. ASCD.
APRIL 2006 I The Learning Principal National Staff Development Council I (800) 727-7288 I www.nsdc.org 3