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2 REFERENCES
The Indian Standards given in Annex A contain provisions which through reference in this text,
constitute provisions of this standard. At the time of publication, the editions indicated were valid. All
standards are subject to revision, and parties to agreements based on this standard are encouraged to
investigate the possibility of applying the most recent editions of the standards.
3 TERMINOLOGY
3.0 For the purpose of this standard, the definitions given in IS 4410 (Part 5) and the following shall
apply.
3.1 Surges
Surges are a class of hydraulic transients in water conductor systems in which variations of flow and
pressure occur when one steady state changes into another steady state due to rejection and/or
acceptance of load on hydro-power station units. In power channels surges cause sudden changes in
water level which have to be taken into account in design.
3.1.1 Positive Surge and Negative Surge
A surge producing increase in depth is called positive surge and the surge causing decrease in depth
is called negative surge. A surge can travel either in the upstream direction or in the downstream
direction. Therefore, four basic types of surge can be formed.
3.1.2 Positive Surge Travelling Upstream
This is caused by reduction of flow in the downstream of power channel either due to decrease in the
power output of load rejection. Another example is entry of tide in a estuary (see Fig. 1).
3.1.3 Positive Surge Travelling Downstream
This is caused by sudden opening of upstream turbine guide vanes wicket gate, rapid flooding of river
into power channel, sudden increase in the flow upstream of power channel, dam break etc (see Fig.
1).
3.1.4 Negative Surge Travelling Upstream
This is caused by increase in flow in the downstream reach, sudden opening of turbine gates to
increase the power generation (see Fig. 1).
3.1.5 Negative Surge Travelling Downstream
This is caused by rapid reduction of flow in the upstream area rapid drop in the water level in the river
etc (see Fig. 1).
3.2 Drawdown
It is the extent of fluctuation of water levels in the channel, the volume of water contained therein being
used as pondage for peaking purposes.
3.3 Forebay
The forebay is a transition between reservoir or power channel and power intake. Generally, deep
intakes do not require forebay.
3.4 Celerity
The velocity of propagation of wave front is called celerity and normally expressed with respect to initial
fluid velocity. If fluid is at rest, the absolute velocity of wave will be identical to celerity. If fluid itself is in
motion, the absolute velocity of wave will depend upon velocity of fluid and the celerity of wave.
3.5 Wave Runup
The rush of water up the bank or side slopes of power channel on the breaking of waves from the
reservoir. The amount of run up is the vertical height above still water level to which the rush of water
reaches.
3.6 Significant Wave Height
The average height of the one-third highest waves of a given wave group or wave series.
3.7 Wave Steepness
The ratio of wave height to wavelength.
3.8 Wind Setup
Wind blowing over an enclosed body of water exerts a horizontal force that causes build up in the level
along the leeward side. There will be a similar reduction in the water level in the opposite direction. The
vertical rise in the still water level caused by the wind stresses on the surface of the water is defined as
wind setup.
3.9 Fetch Length
The horizontal water distance in the direction of wind over which wind blow or creates wind setup.
4
NOTATIONS
A1 = Cross-sectional area at section 1 (see Fig. 1)
A2 = Cross sectional area at section 2 (see Fig. 1)
B = Width of rectangular power channel
C = Celerity of wave or celerity with respect to initial flow velocity V1.
D = Average water depth in feet along the fetch line
Eh = Form loss in the forebay transition
Ev = Change of velocity head in the forebay transition (V2/2g).
= Effective fetch in miles
F = V/(gY)
F1 = V12/g.Y1
g = Acceleration due to gravity
h = Height of surge wave in power channel (h = Y1Y2)
F
=
=
=
=
q1 = V1.Y1
q2 = V2.Y2
Q = q1/q2
Q1 = Power channel discharge before surge
= Power channel discharge after surge
R = Wave runup
Sw = Wind setup in feet above the reference level.
T = Time between wave crest in seconds that is wave period
V = Average flow velocity in power channel/forebay at any time t
V1 = Initial velocity in power channel/initial velocity at time t = 0
Vw = Absolute velocity of wave propagation
Vwi
b) Channels with balancing reservoir to take care of diurnal fluctuations. This will in many cases
result in reduced capacity requirements of the channel upstream of the reservoir (see Fig. 3);
and
c) Lock operation of channel, in which the channel is used similar to a lock and the discharges in
channel fluctuate with load of generating stations (see Fig. 4).
points of water conductor system to suit the load demand and type of operation of power station
(namely, peaking station, base load station, etc).
In the case of stage development of the project, the capacity of the channel may have to be fixed for
the ultimate stage of power development as permissible by economic considerations.
5.1.3
5.1.4
The slope of power channel shall be as flat as possible to avoid loss of net head on turbine.
5.2 Layout
For designing the layout, reference shall be made to IS 5968. While it is desirable to fix the take-off at
the highest possible elevation for obtaining maximum head for power generation, topographical and
geological features of the terrain shall be kept in view while planning the alignment of power channel
with sufficient care taken to avoid continuous high embankments.
5.2.1 Economic Length and Cross-Section of Power Channel
To achieve economy, various alternative layouts may be examined. For example, the alternative
length, head and discharge for power generation may be examined as mentioned below:
A layout with a nominal height of diversion structure or without any diversion structure may
require longer length of power channel and it is likely that this type of arrangement may require
many cross diversion works. But provisions of navigation may be easier in this type of layout.
Similarly, an alternative arrangement with a high diversion structure may require smaller length
of power channel. But this alternative may involve large scale submergence of upstream areas
and provision of navigation channel may be required to be developed separately for this type of
layout.
5.2.2 If the flow approaching the power channel is more than 15 skew, flow separation at the leading
edge of power channel and circulation will be significant. The circulation generated at the leading edge
of power channel is a function of power channel length to width ratio and flow approach angle. To
minimize flow separation, the power channel length (L) to width (B) ratio that is (L/B) should be as high
as possible and the minimum L/B should be at least three. Excessive curvature in the power channel
may also cause flow separation.
Sub-soil water level, annual fluctuations in its levels in the area and quality of sub-soil water;
g) Drainage facilities of the areas including possibility of water logging and salination;
h) Quantity and gradation of sediment load expected in the power channel;
j)
k) If any problem due to floating or submerged debris is anticipated in the river or the reservoir,
suitable type of debris control measures such as floating booms, breast wall etc (see Fig. 5).
l)
Discharge requirements of irrigation system, if the channel has to cater for irrigation also;
m) Power demand and load curve of the area and future extension of power demand;
n) Seismicity of the region and value of ground acceleration;
o) Availability of suitable construction materials, including filter materials, for proposed drainage
system lining;
p) Existing communication and transport facilities; and
q) The effect of wind, wave runup scour, erosion etc.
5.4 Adequate investigations shall be carried out to collect data indicated in 5.3 in all respects.
5.5 For general guidance regarding suitability of soil for use in power channel embankment reference
shall be made to IS 1498 and IS 4701.
6 DESIGN OF POWER CHANNEL
6.1 Design of Cross-Section of Power Channel
The cross-section of power channel, bed slope, etc., are designed on the basis of economic
studies considering the cost of construction and cost of energy lost due to head loss in friction.
At constant bed slope, the rugosity coefficient (n) decreases by lining of power channel and
therefore higher velocity in the power channel can be obtained which in turn reduces crosssection of channel.
8
Alternatively, for a constant cross-section, the unlined channel will require steeper bed slope
than a lined channel.
The side slopes of the channel section should be designed to suit the drawdown conditions in
the power channel given in 6.5. For designing the channel section reference may be made to IS
7112 and IS 10430.
6.2 Freeboard for Power Channel
6.2.1 General
The freeboard in a power channel is determined by the following factors:
a) Freeboard due to surges in power channel.
b) Freeboard due to wave runup and effects of wind setup.
c) Decrease in the channel depth caused by sedimentation.
d) In the case of earth embankments of unlined power channel, the scour and erosion by wave
action are also required to be considered.
Adequate freeboard should be provided to avoid overtopping of water on channel sides which may
endanger the channel section. At the time of design of cross-section about 25 percent extra freeboard
may be provided to avoid reduction in power generation in subsequent years.
In addition to above mentioned factors, IS 10635 may also be referred.
6.2.2 The freeboard due to surges in power channel requires analysis of surges.
The phenomenon of surges due to variation of discharge on account of load demand or
rejection should be analyzed fully.
Depending upon the topography, provision of suitable spillover or balancing reservoir of
sufficient capacity to act as an open surge basin at forebay may be considered.
6.2.3 Factors involved in the analysis of surge phenomenon are as follows:
a) Hydraulic section, slope of the channel and velocity of flow in the channel;
b) Magnitude of load rejection or load acceptance;
c) Rate of closure of units or acceptance of load;
d) Size of forebay or surge basin on the channel; and
e) If the power channel has bypass channel, than surge analysis should be carried out for the
bypass channel also.
6.2.4 Types of Surge Analysis
The following four types of analysis should be carried out.
a) Load rejection: Positive surge travelling upstream
b) Load acceptance: Negative surge travelling upstream
c) Rapid flooding from river into power channel: Positive surge travelling downstream in the power
channel
d) Rapid drop in water level in the river: Negative surge travelling downstrem in the power
channel.
In the abnormal operation of turbine with rapid change in the river water level, it may be possible to
induce positive waves at both ends of power channel which would be additive.
6.2.5 Criteria for analysis of the maximum and minimum surges in power channel should be the same
as for the surge in head race tunnels. The maximum surge height in a power channel due to load
rejection may be calculated by methods given in 6.2.7.
6.2.6 The method of analysis of a positive surge is different than a negative surge because the shape
and profile of a positive surge is more stable and preserved whereas the shape of negative surge is
unstable, varies with time, gradually flattens and wave profile gets stretched.
The method of analysis for the surge given in 6.2.7 and 6.2.8, friction is not considered and therefore
such analysis is valid for power channel having shorter length. In case of very long power channel and
bypass channel, friction is important.
6.2.7 Analysis of Positive Surge
The following three methods can be used for the analysis of positive surge:
a) First method
For a rectangular channel with a horizontal bed or negligible bed slope and negligible friction,
the height of surge wave is obtained from the following equation.
h = (Q1 Q2/C.B.
(1)
C = [g.y1 {1 + (3h/2y1)}]
(2)
where
h =
C =
Q1 =
Q2 =
B =
y1 =
The equation (2) is called Saint-Venant celerity equation. The derivation of equation (2)
assumes that the power channel has a small longitudinal slope and the kinetic energy
correction factor is one.
For the non-rectangular channel, the flow depth (y1) in the rectangular channel may be
replaced by mean depth of non-rectangular channel which is defined as
wetted area of cross-section of channel
top width of flow surface of channel
Equations (1) and (2) are solved by trial-and-error method. As an approximation to the
equations (1) and (2), the momentum theorem is applied to the flow in a rectangular channel,
ignoring higher order terms of h2, h3 and assuming total closure (final flow velocity zero), the
following explicit equations are obtained (E. Feifls equation).
hmax = K + (K2 + 2Ky1)] (for sudden total closure)
....(3a)
For gradual and complete closure, the time required for complete closure should be longer than
the time required for the first wave to travel twice the length of power channel. In that case, the
surge height is:
hmax = [ (K/2) + V1 . (Y1/g)1/2]
(3b)
where hmax = maximum surge wave height, K = (V1)2/2g = Velocity head and V1 = mean
velocity of flow before surge.
The equation (3a) can be used for sudden total closure as well as for sudden partial closure.
For the sudden total closure initial velocity is V1 and final velocity is zero and change of velocity
10
is (V1 0 = V1). In the case of sudden partial closure, initial velocity is V1 and reduced velocity
is V and change of velocity is (V1 V). Therefore, in the case of sudden partial closure, V1
will be replaced by (V1 V).
If the power channel is provided with waste weir or spillway to discharge the surplus flow, the
mean velocity V1 will be replaced by (V1 V V ) where V = (ratio of discharge released
by Spillway or weir to the wetted cross-sectional area of power channel).
(b) Second Method
Case (1) - for positive surge moving downstream (see Fig. 1).
Vw = V1 + C
.(4)
.(5)
.(6)
.(7)
C = [{gy2(y1 + y2)}/2y1]0.5
Case (2) for positive surge moving upstream (see Fig. 1).
Vw = C V1
.(8)
.(9)
.(10)
.(11)
.(12)
..(13)
Each side of equation (13) is plotted as an ordinate against Y as abscissa. The plotting of (Y
1). [(Y.(Y+1)0.5] versus Y will be a curved line while plotting of (2F1)0.5.[(Y Q)] versus Y will
be a straight line with slope of (2F1)0.5 and ordinate intercept of minus (2F1)0.5.Q and
therefore this line can be constructed for a given F1 and Q. The intersection of curved and the
straight line represents a solution of the equation (13) (see Fig. 6).
12
..(14)
..(15)
..(16)
..(17)
where
V = velocity at any time t,
y = depth at any time t,
V1 = initial flow velocity at time t = 0,
y1 = depth at time t = 0, C = celerity (see Fig. 1).
6.2.9 When the power channel is part of a water conductor system including tunnels, hydraulic
transient conditions for the whole system should be studied for load variations so the power units.
6.2.10 Determination of Freeboard Due to Wind Setup
This can be determined from the Zuider formula,
Sw = {(Vwi.Vwi). Lf}/(1 400.D)
..(18)
where Sw = wind setup in feet above the reference level, Vwi = average wind velocity in miles per hour
over water, Lf = wind fetch in miles which is equal to twice the effective fetch and D = average depth
in feet along the fetch line.
6.2.11 Determination of Freeboard Due to Wave Runup
The wave runup for deep water wave depends on structure shape, relative surface roughness,
permeability, water depth at structure toe, bottom slope in front of a structure and characteristics of
wind generated waves which is measured by the ratio between wave height and wave length. The
characteristics of wind generated waves depends on the dimensionless parameters, gT/Vwi,
gHs/(Vwi)2 and gF/(Vwi)2,
where g = acceleration due to gravity, T = time between wave crest in seconds that is wave period, F =
effective fetch in miles, Vwi = wind velocity in miles per hour and Hs = significant wave height in feet.
Deep water is defined as depths greater than about one-third to one half the length of the wave. The
following relationship for deep-water waves in reservoir relating to significant wave heights, fetch, wind
velocity and the minimum duration of wind velocity (ratio of fetch to wind velocity component in
direction of fetch) can be used.
gHs/(Vwi)2 = 0.002 6.{gF/(Vwi)2}}0.47
..(19)
The relation between wave period (T), wind velocity and fetch is
gT/Vwi = 0.45.{gF/(Vwi)2}0.28
..(20)
Fig. 7a is a definition sketch for wave runup and Fig. 7b provides the curve for the wave runup (R). In
Fig. 7b, H0 = height of specific wave in feet, L0 = length of wave in feet (L0 = 5.12 T2) and T is
computed from the equation (20) and = slope of embankment with the horizontal.
13
The Shore Protection Manual [U.S. Department of the Army, Coastal Engineering Research Centre
(CERC)] provides several curves for the wave runup of regular waves (monochromatic waves) on
smooth, impermeable slopes, rip rap slopes etc. The curves pertain to the relative runup (R/Ho) as a
function of structure slope and Ho/gT2.
14
The type of lining to be provided in the power channel depends on the field conditions. For selection of
the type of lining reference may be made to IS 10430. For construction of lining reference may be
made to IS 3872, IS 3873, IS 4515, IS 7113, IS 7873, IS 9698 and IS 11809.
6.5 Drawdown
Depending upon the pattern of load and extent of storage provided, fluctuations of water level occur in
the power channel due to utilization of balancing storage. The effect of drawdown and the rate at which
it occurs govern stability of the side slopes and lining of the channel. When such cases of excessive
and rapid drawdown occur, suitable automatic control structures may have to be provided to regulate
the rate of drawdown. For instance automatic gates at the outlet may be provided to control the rate of
drawdown.
6.6 Sediment Control
6.6.1 Necessary desilting arrangement should be provided to remove sediment content to safe degree
for operation of generating units. The quantity of sediment that can be permitted depends on the type
of turbine, its head, the size and mineralogical content of the sediment. The exact requirement should
be based on the design of turbine. The channel upstream of desilting arrangement, should be provided
with extra capacity to allow for discharge required to flush out the sediment.
6.6.2 The power channel should be so designed as to take care of power requirements along with
balancing reservoir capacity including peaking periods and control of entity of sediment beyond
permissible limits.
6.6.3 For design of sediment control devices reference may be made to IS 6004, IS 6522, IS 7495, IS
7871 and IS 7880.
6.7 Head Regulator
For design of head regulator reference may be made to IS 6531.
6.8 Trash Rack
Suitable trash racks should be provided at the exit end of power channel (that is at the forebay portion),
at the location of the penstock off-take, to avoid trash entering the penstock which would otherwise
damage parts of the generating unit. To design the trashrack, reference may be made to IS 11388.
6.9 Bypassing Arrangements
Provisions should be made for bypassing arrangements in the balancing reservoir or in power channels
as near to the balancing reservoir as possible, in the event of sudden load rejection (see Fig. 5). Also in
the case of very long power channels provisions may be made for escape regulators (see IS 6936) in
power channel for emptying it in the case of emergency/periodical closure, if any.
6.10 Wave Suppressors
Provision may be made for wave suppressor in the head reach in the event of incomplete dissipation of
energy upstream of power channel.
7 DESIGN OF FOREBAY
The hydraulic design of forebay should consider the following:
(i) The upstream transition between the power channel and the forebay and the downstream
transition between the forebay and the intake should be uniform.
(ii) The introduction of transition profile should lead to minimum energy loss and velocity distribution
at the end of forebay should be uniform.
The following guideline should be adopted for the design of transitions.
16
First method: The transition between the power channel and forebay is designed on the basis of
following criteria.
Tan ( ) = [1/3F)], where = Angular variation of side wall with respect to channel centre line,
F = V/(gy), V and Y are average velocity and the depth at transition entry and exit
respectively.
Second method: The length of tradition varies from 2(B2 B1) to 2.5 (B2 B1), where B2 is the width
at the end of transition and B1 is the width at the beginning of the transition. The width Bx at any
distance x from the beginning of the transition:
Bx = (B1.B2.L)/[(LB2 (B2 B1)x] (Hyperbolic transition)
Third method: This method is commonly employed in the design of flume and syphon transitions and it
is called Hinds transition.
a) The form loss (Eh) along the transition is calculated from Eh = k.Ev where k = 0.2 to 0.3
and Ev = the change of velocity head (v2/2g) between the two sections under
consideration. The loss due to friction is neglected.
b) The depth of flow downstream of transition is assumed to be normal depth and this acts as
the control section for the upstream flow. The normal depth at the downstream of transition
is calculated. Based on this normal depth, the total energy line at the downstream of
transition is calculated.
c) Then the position of total energy line at the upstream end of transition is determined. The
bed of channel at the upstream section should be (y + V2/2g) below this energy line, where
y and V are the depth and velocity at the beginning of the transition.
d) A straight line variation or two reverse parabola may be assumed between the bed level at
the two transitions.
(iii) The flow separation and verticity should be minimum and velocity should be uniform. Excessive
curvature should be avoided.
(iv) Excessive curvature may cause super elevation in the water levels. The difference in the
energy grade line (hydraulic grade + velocity head) in the lateral direction induces uneven
distribution of flow and flow separation.
(v) In some case, hydraulic model studies are required to determine the optimum geometry and
streamlined boundary of forebay. Generally, the uniform velocity patterns in the forebay are
achieved by provision of splitters, turning vanes etc.
8 INSTRUMENTATION
Water level sensors are used to measure the water level in the power channel and in the tailrace
channel to determine the gross head. The gross head is adjusted for the loss of head and net head is
fed electronically to the turbine governor which automatically modifies the angle of the runner for
efficient operation of the turbine.
9 MAINTENANCE
9.1 For useful and economic operation of power plants, proper maintenance of power channels is
essential. Reference in this regard may be made to IS 4839 (Part 1), IS 4839 (Part 2) and IS 4839 (Part
3).
17
ANNEX A
(Clause 2.1)
LIST OF REFERRED INDIAN STANDARDS
IS No.
Title
1498 : 1970
3872 : 2002
Lining of Canals with Burnt Clay Tiles - Code of Practice (first revision)
3873 : 1992
Code of practice for laying cement concrete and store slab lining on canals
(second revision)
4515 : 2002
4558 : 1995
4701 : 1982
4839 :
(Part 2) : 1992
(Part 3) : 1992
5968: 1987
Guide for planning and layout of canal system for irrigation (first revision).
6004 : 1980
Criteria for hydraulic design of sediment ejector for irrigation and power
channels (first revision)
6522 : 1972
Criteria for design of silt vanes for sediment control in offtaking canals.
6531 : 1994
6936 : 1992
Guide for location, selection and hydraulic design of canal escapes (first
Revision)
7112 : 2002
Criteria for design of cross-section for unlined canals in alluvial soil (first
Revision)
7113 : 2003
7495 : 1974
Criteria for hydraulic design of silt selective head regulator for sediment
control in offtaking canals
7871 : 1975
Criteria for hydraulic design of groyne walls (curved wing) for sediment
distribution at offtake points in a canal
7873 : 1975
7880 : 1975
9698 : 1995
10430 : 1982
Criteria for design of lined canals and guidelines for selection of type of
lining
10635 : 1993
11388 : 1995
11809: 1986
18
Commentator
CWPRS
CWPRS
Cl. 6.2.7,
6.2.8, 6.2.10,
6.2.11, 7.0
Title
CES
Foreword
Para 2, (b)
3.0
CDO
4.0
CDO
For cross sectional area section 1-2 (i.e. A1, A2), reference of figure 1
is cited, whereas in respective Fig. 1 location of section 1 & 2 are not
shown. This aspect needs attention.
Units under description of Notation are not given/mentioned. It should
please be mentioned wherever relevant for more clarify.
Values of D, F, Ho, Hs etc. are shown in FPS units. But as per current
practice it should be appropriate to use S.I. units and formulae for the
same can be corrected to account for this conversions.
In notation Ev, change of velocity head is shown as V2/2g, instead it
should be V2/2g (Sq.V/twice if),
Nomenclature for F, F needs to be mentioned in Notations clause q1,
q2, Q1, Q2 locations needs to be shown on figure of surges for more
clarify. Also location of Y1, Y2, needs to be shown on referred figure.
Page 4 : In notation Y2, reference is given of Fig. 2 which needs to be
corrected as fig. 1.
4.0
BODHI
6.2.7
CDO
6.3(f)
CES
6.4
CES
6.9
BODHI
20