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46 U.S.C. 183b, a statute that regulates the contractual limitations on time for
passengers to bring a lawsuit against maritime carriers, provides that carriers
may not impose time-bars of less than one year. This minimum one year timebar is tolled, however, for injured minors pursuant to 183b(c); in such cases,
the clock starts ticking only when the minor's "legal representative has been
appointed," so long as such appointment occurs within three years of the
minor's injury. Id. This appeal concerns the application of this statute to the
personal injury claims of Christian Joseph Gibbs, a minor, and his parents
Suzanne and Richard Gibbs (collectively, "the Gibbses"), who challenge the
District Court's dismissal of their lawsuit against Carnival Corporation, d/b/a
Carnival Cruise Lines ("Carnival"), charging Carnival with negligence,
infliction of emotional distress, and breach of contract in connection with
injuries suffered by Christian Gibbs aboard one of Carnival's cruise ships on
August 25, 1998.
2
The passenger ticket contract between the Gibbses and Carnival included a
provision that contained the minimum one year limitation allowable under the
statute. The Gibbses and Carnival disagree as to when (or whether) Suzanne
Gibbs was appointed guardian ad litem of Christian in order to serve as his
"legal representative." Carnival contends that the appointment occurred on
March 25, 1999, the date of a letter from the Gibbses' attorney informing
Carnival that he "has been retained by Suzanne Gibbs, individually and as
Guardian ad Litem for Christian Joseph Gibbs." Under this interpretation, the
one year time-bar to file suit would have ended on March 25, 2000, well before
the Gibbses filed this action before the District Court on August 21, 2000. The
Gibbses respond that this letter has no legal effect, and that under New Jersey
Court Rule 4:26-2, a parent of a minor "shall be deemed to be appointed
guardian ad litem of the child" in negligence actions only "upon the filing of a
pleading or certificate signed by an attorney." According to this Court Rule, the
Gibbses submit, Suzanne Gibbs was appointed legal representative of Christian
Gibbs only when the complaint was filed in the District Court. Since they
commenced this suit within the three-year period available to appoint a legal
representative for an injured minor under 183b(c), they dispute Carnival's
claim that the time had run.
The District Court declined to resolve this aspect of the dispute. Instead, it
concluded that the March 25, 1999 letter from the Gibbses' attorney to Carnival
was legally binding and estopped the Gibbses from arguing that the New Jersey
Court Rule applied. Determining that the March 25, 1999 date of the letter is
the time that Christian Gibbs received a legal representative, the Court granted
Carnival's motion to dismiss the case because it was filed after the one year
time-bar expired.
Before we address the estoppel issue, however, we must first clarify the
appropriate choice of law. Although it appears that the District Court
considered this case to be one that sounded in admiralty, it did not specify
whether it applied the federal admiralty law of estoppel or New Jersey's
standard. This omission is reflected in the briefs of the parties, which referred
only to New Jersey law. At oral argument before us, Carnival conceded that
federal admiralty law governs, but the Gibbses maintained that we should apply
New Jersey law. We agree with Carnival. Because Christian Gibbs's injuries
occurred aboard a cruise ship in navigable waters, his cause of action contains
the traditional nexus for maritime torts.
5
In order to sustain a claim of estoppel under federal admiralty law, a party must
show that it relied in good faith on a misrepresentation of another party, and
that this reliance caused it to change its position for the worse. Evidence of
detrimental reliance or prejudice is a critical element of estoppel, and Carnival
fails to satisfy this burden. Moreover, the District Court should not have
precluded the Gibbses from presenting their argument, which we find
meritorious, that the time-bar in the passenger ticket contract had not expired
because no legal representative had yet been appointed for Christian Gibbs.
Accordingly, the Court's use of equitable estoppel was mistaken, and we will
therefore set aside the order dismissing Christian Gibbs's claims.
Having disposed of the estoppel issue, we must still determine whether the
Gibbses' claim is barred by the suit time provision in the passenger ticket
contract. This presents the question not directly addressed by the District Court:
How is a legal representative "appointed" within the meaning of 46 U.S.C.
183b(c)? To answer this, we must turn to Federal Rule of Civil Procedure 17,
which explains how to determine when a legal representative has been
appointed to protect a minor's interests. The first step of the Rule 17 inquiry is
to look to the law of the minor's domicile to see if the minor already has a legal
representative appointed for him. Since Christian Gibbs is a domiciliary of
New Jersey, we apply New Jersey Court Rule 4:26-2, which states that a parent
is appointed guardian ad litem of her child only upon the filing of a pleading or
certificate with a court. Since the Gibbses did not file any papers with a court
before commencing this action in the District Court, at the time the complaint
was filed no legal representative had yet been appointed for Christian Gibbs
under the laws of New Jersey. This takes us to the second step of Rule 17,
which is the requirement that a district court appoint a guardian ad litem for a
minor who is otherwise not represented under the law of the minor's domicile.
The court should take into account all factors relevant to the protection of the
minor's interests when selecting a guardian ad litem, but need not look to the
procedures specified in the state law. In this case, the complaint before the
District Court specified that Suzanne Gibbs would represent Christian as his
guardian ad litem, and there is no reason to suggest that the Court should not
have accepted this appointment.
10
The Gibbses then commenced this action in the District Court on August 21,
2000, alleging that Carnival was liable for negligence, infliction of emotional
distress, and breach of contract. The complaint sought relief on behalf of
Christian as well as his parents. Carnival moved to dismiss the case pursuant to
Fed R. Civ. P. 12(b)(6). Carnival's motion argued alternatively that: (1) the suit
was untimely because of the time-bar provision in the passenger ticket contract;
(2) the District Court lacked in personam jurisdiction over Carnival; and (3) the
District Court lacked jurisdiction over the claim because of a forum selection
clause in the ticket contract specifying a court in Florida as the exclusive forum
to resolve disputes arising from the contract.
11
12
The Court also dismissed Christian Gibbs's claims, but on a different theory.
Noting that Christian was a minor and therefore that 46 U.S.C. 183b(c)
applied, the Court read this statute as allowing a three-year period in which to
appoint a legal representative for Christian. Once a representative was
appointed, the Court explained, the one year time-bar for filing a suit on
Christian's claims would commence. The District Court did not specify what
process would be used for determining when a legal representative was
appointed within the meaning of 183b(c). Rather, the Court applied the
doctrine of equitable estoppel essentially to preclude the Gibbses from denying
that the March 25, 1999 letter from their counsel, Gold and Albanese,
constituted the appointment of Suzanne Gibbs as guardian ad litem or legal
representative of Christian under 183b(c).
13
The Court therefore refused to entertain the Gibbses' submission that Suzanne
Gibbs was not appointed legal representative for Christian by the March 25
letter because New Jersey Court Rule 4:26-2 states that a parent may become
the guardian ad litem of her child in negligence actions only upon the filing of a
pleading or certificate before a court. Under this theory, which the Court did not
take into account, the Gibbses should be allowed to proceed on Christian's
claim because the complaint was filed before the three years allowed under
183b(c) to appoint a legal representative for an injured minor. Since the
appointment of the legal representative and the filing of the suit occurred
simultaneously, the Gibbses argued, the time-bar had not run.
14
Instead, the Court looked at the language of the March 25 letter and found that
it clearly communicated to Carnival that Suzanne Gibbs had been appointed
legal representative of Christian on or about that date. The Court chose to apply
the law of estoppel because it believed that allowing the Gibbses to disavow the
depiction of Suzanne Gibbs as legal representative for Christian in the March
25 letter in favor of their new theory "squarely brings into play the concept of
estoppel which goes right to the fairness issue." Accordingly, the Court ruled
that the Gibbses should have filed Christian's claims within one year after
March 25, 1999. Since the complaint was not filed in the District Court until
August 21, 2000, the Court held that it was untimely. The Gibbses' appeal of
the District Court's order granting Carnival's 12(b)(6) motion that dismissed
Christian Gibbs's claims is the issue before this court. We have appellate
jurisdiction under 28 U.S.C. 1291, and our review over the District Court's
order granting a 12(b)(6) motion is plenary. Semerenko v. Cendant Corp., 223
F.3d 165, 173 (3d Cir.2000). We review the Court's interpretation of 46 U.S.C.
183b, like any other matter of statutory interpretation, de novo. See United
States v. Zwick, 199 F.3d 672, 678 (3d Cir.1999).
16
The initial step in the choice of law analysis is to determine whether this case
"sounds in admiralty." In Jerome B. Grubart, Inc. v. Great Lakes Dredge &
Dock Co., 513 U.S. 527, 115 S.Ct. 1043, 130 L.Ed.2d 1024 (1995), the
Supreme Court summarized prior precedent and articulated a three-point test for
ascertaining when a case sounds in admiralty. First, the incident must have
"occurred on navigable water or ... [be an] injury suffered on land [that] was
caused by a vessel on navigable water." Id. at 534, 115 S.Ct. 1043. Second, a
court must "assess the general features of the type of incident involved to
determine whether the incident has a potentially disrupting impact on maritime
commerce." Id. (internal quotations omitted). Finally, a court must "determine
whether the general character of the activity giving rise to the incident shows a
substantial relationship to traditional maritime activity." Id. (internal quotations
omitted).
17
We are satisfied that the Gibbses' claims sound in admiralty under this analysis.
First, the injuries to Christian Gibbs transpired on the Carnival Cruise Lines
vessel, The Destiny, which was traveling in navigable waters. Second, oceangoing passenger vessels are clearly engaged in maritime commerce. See East
River S.S. Corp. v. Transamerica Delaval, 476 U.S. 858, 864, 106 S.Ct. 2295,
90 L.Ed.2d 865 (1986). Finally, the defective design or manufacture of parts of
a boat designed for maritime use, such as the deck of a cruise ship, bears a
substantial relationship to traditional maritime activity. E.g., Mink ex rel. Ins.
Co. of N. Am. v. Genmar Indus., 29 F.3d 1543, 1547 (11th Cir.1994) (citing
cases where products liability actions involving pleasure craft in navigable
waters sounded in admiralty law).
18
Although the Gibbses' complaint alleged more than mere products liability
they also claimed breach of contract, infliction of emotional distress, and
negligence on the part of Carnival employees the analysis pointing to a
nexus with maritime commerce is still present. See Fedorczyk v. Caribbean
Cruise Lines Ltd., 82 F.3d 69, 73 (3d Cir.1996) (concluding that a slip in a
bathtub in a ship cabin "has a nexus to `traditional maritime activity'" despite
the fact that the injury was not a uniquely maritime occurrence); Friedman v.
Cunard Line Ltd., 996 F.Supp. 303, 307 (S.D.N.Y.1998) (noting that "even
assuming that a maritime nexus is necessary to establish admiralty jurisdiction
over a tort committed on the high seas (a question the Supreme Court left open
in East River Steamship Corp. and does not appear to have subsequently
addressed), that nexus is established by the role that ocean-going cruise ships
play in maritime commerce"). The Court of Appeals for the Ninth Circuit has
also specifically held that intentional infliction of emotional distress torts that
occur on board cruise vessels are governed by maritime law. Wallis ex rel.
Wallis v. Princess Cruises, Inc., 306 F.3d 827, 840 (9th Cir.2002).
19
Kloster Cruise Ltd., 822 F.Supp. 979, 982-83 (S.D.N.Y.1993) (stating that
since 1946, "courts, without exception, have applied federal maritime law in
cases involving passenger cruise tickets and other maritime contracts," and
citing examples).
20
III. Estoppel
21
With the choice of law issue resolved, we turn to a review of the District
Court's order dismissing Christian Gibbs's claims. According to federal
maritime law, the doctrine of "equitable estoppel is grounded on a notion of fair
dealing and good conscience. It is designed to aid the law in the administration
of justice where without its aid injustice might result." Marine Transp. Svcs.
Sea-Barge Group, Inc. v. Python High Perf. Marine Corp., 16 F.3d 1133, 1138
(11th Cir.1994) (internal quotation omitted). In Oxford Shipping Co., Ltd. v.
New Hampshire Trading Corp., 697 F.2d 1, 4 (1st Cir.1982), (then) Judge
Breyer explained:
22
23
The District Court did not explicitly state the factors that led it to prevent
Suzanne Gibbs from asserting that she became the legal representative of
Christian Gibbs only when the Gibbses filed this lawsuit. However, what
plainly (and understandably) disturbed the Court was that Suzanne Gibbs
"could on the one hand assert guardian ad litem status in March of 1999, for
purposes of asserting Christian's interests. And then disavow that status for
purposes of resisting the challenge to this lawsuit as being out of time." Finding
this to be unfair, the Court "estopped [the Gibbses] from denying that Christian
Gibbs had the same guardian ad litem," Suzanne Gibbs, from the date that the
March 25, 1999 letter was sent to Carnival.
24
Although the Gibbses' actions might be off-putting, they do not rise to the level
of injustice that the law of estoppel is designed to redress. The Gibbses argue
that the District Court erred on two scores. First, the March 25, 1999 letter was
merely advisory and had no legal weight because of the New Jersey Court
Rules on the appointment of guardians ad litem. Second, Carnival exhibited no
detrimental reliance on the letter and suffered no prejudice.
25
The Gibbses do not deny that the letter represented Suzanne Gibbs's purported
status as legal representative of Christian, even though they contend it had no
legal effect, nor do they dispute that Carnival relied on this letter in good faith.
Carnival asserts that its reliance on the March 25, 1999 letter was to its
detriment because "[h]ad Carnival known the true legal status of Suzanne
Gibbs it could have taken appropriate steps to protect its interests in not only its
investigation of the extent of Christian Gibbs's injury and overall negotiation of
the claim, but also in terms of assertion of the time-bar provisions in the
passenger ticket contract." [Carnival Br. at 8.] We find this response to be
underwhelming. Leaving aside the question whether Carnival could rely on
counsel's representation as to legal status, Carnival fails to present any evidence
of detrimental reliance. See Clauson v. Smith, 823 F.2d 660, 663 (1st Cir.1987)
(declining to apply estoppel when the moving party failed to prove that he
"relied to his detriment on the interdicted behavior"). And, as stated above, the
letter had no legal weight. For these reasons, the Gibbses should not have been
estopped from presenting their theory that the appointment of a legal
representative for Christian Gibbs did not occur until they filed this lawsuit.
The Gibbses contend that the time-bar was not triggered because Christian
Gibbs's complaint was filed within the safe-harbor of 46 U.S.C. 183b(c),
which mandates the tolling of suit time-bars in passenger ticket contracts for
minors who suffer injury aboard maritime carriers. This statute provides in
relevant part:
28
If a person who is entitled to recover on any such claim is ... a minor ... any
lawful limitation of time prescribed in such contract shall not be applicable so
long as no legal representative has been appointed for such ... minor ... but shall
be applicable from the date of the appointment of such legal representative:
Provided, however, that such appointment be made within three years after the
date of such death or injury.
29
The statute does not specify the process by which a "legal representative" is
appointed. Carnival contends that this appointment occurred on or about March
25, 1999, when the Gibbses retained counsel and notified Carnival that
Suzanne Gibbs was appointed guardian ad litem for Christian. The Gibbses
respond that under New Jersey Court Rule 4:26-2(b)(2), in negligence actions a
parent shall not "be deemed to be appointed guardian ad litem of the child
without court order" until "the filing of a pleading or certificate signed by an
attorney." Id. Therefore, they submit that Suzanne Gibbs was not appointed
legal representative of Christian Gibbs within the meaning of 183b(c) until
the Gibbses filed their complaint before the District Court. Since the complaint
was filed on August 21, 2000, well before the three-year limit to appoint a legal
representative specified in the statute, the Gibbses argue that the time-bar
provision in the passenger ticket contract did not expire.
30
While the New Jersey Court Rule is relevant to our inquiry and will be
discussed further in the next section, we do not begin our analysis with this
Court Rule. Instead, we must look to Federal Rule of Civil Procedure 17, which
explains the capacity of a party to sue or be sued, and may therefore be used to
determine how a person is appointed a "legal representative" within the
meaning of 183b(c). We apply the Federal Rules instead of the New Jersey
Court Rules because state rules regarding the appointment of guardians ad litem
are procedural and therefore do not apply, in the first instance, to cases brought
in federal courts. See M.S. v. Wermers, 557 F.2d 170, 174 n. 4 (8th Cir.1977);
6A Charles Alan Wright & Arthur R. Miller & Mary Kay Kane, Federal
Practice and Procedure 1571, at 511-12 (1991); see generally Hanna v.
Plumer, 380 U.S. 460, 471-72, 85 S.Ct. 1136, 14 L.Ed.2d 8 (1965) (federal
courts apply on-point Federal Rules of Civil Procedure instead of state
procedural practices).
B. Fed.R.Civ.P. 17
31
32
33
34
Under this two-step process, a federal court must first determine whether the
infant has a "duly appointed representative" who has the capacity to bring the
action on behalf of the infant. McSparran v. Weist, 402 F.2d 867, 869 (3d
Cir.1968). Rule 17(b) instructs the court to look at the "law of the individual's
domicile," in this case New Jersey, to ascertain whether a representative has
been duly appointed. Hence, we apply the New Jersey Court Rules.
35
17(b).
36
Next we look to Rule 17(c). It explains that "[a]n infant ... who does not have a
duly appointed representative may sue by a next friend or by a guardian ad
litem." Since Suzanne Gibbs had not been "duly appointed" guardian ad litem
under New Jersey law, "[t]he court shall appoint a guardian ad litem for an
infant ... not otherwise represented in an action or shall make such order as it
deems proper for the protection of the infant." Fed.R.Civ.P. 17(c). A district
court need not look to the state law, however, in determining what factors or
procedures to use when appointing the guardian ad litem. See M.S., 557 F.2d at
174 n. 4. Rather, its polestar appears to be the protection of the infant's
interests. See Garrick v. Weaver, 888 F.2d 687, 693 (10th Cir.1989); Noe v.
True, 507 F.2d 9, 11-12 (6th Cir.1974). This makes particular sense when
appointing a legal representative within the scope of 46 U.S.C. S 183b(c), since
that statute is designed to protect injured infants by ensuring that proper legal
representation is appointed who will advance the best interests of the child. See
Fugaro v. Royal Caribbean Cruises Ltd., 851 F.Supp. 122, 125 n. 3
(S.D.N.Y.1994).
37
In their complaint before the District Court, the Gibbses specified that Christian
Gibbs is to be represented by Suzanne Gibbs as his guardian ad litem. There
appears to be no conflict of interest between Suzanne Gibbs and her son, nor
any other reason why she might not protect Christian's interests. Therefore, we
detect no reason to suggest that the District Court should not have accepted the
appointment of Suzanne Gibbs as guardian ad litem for Christian in this action.
Because no legal representative for Christian Gibbs had been appointed until
the Gibbses commenced the instant action before the District Court, where a
legal representative was first appointed for Christian, we hold that his claims
against Carnival are not time-barred under the special tolling provisions for
minors in 183b(c).
V. Conclusion
38
We will therefore affirm the District Court's order dismissing Suzanne and
Richard Gibbs's individual claims, but will vacate the Court's order dismissing
Christian Gibbs's claims and remand for further proceedings consistent with
this opinion.2 Parties to bear their own costs.
Notes:
1
We acknowledge that this formulation is not materially different from the New
In its 12(b)(6) motion to dismiss before the District Court, Carnival raised the
alternative theory that the Court lacked jurisdiction over this case because of a
forum selection clause in the passenger ticket contract specifying a court in
Florida as the sole forum in which to bring suit. The District Court noted that it
would likely enforce the forum selection clause under the principles articulated
by the Supreme Court inCarnival Cruise Lines v. Shute, 499 U.S. 585, 595, 111
S.Ct. 1522, 113 L.Ed.2d 622 (1991) (validating the identical forum selection
clause present in the Gibbses' passenger ticket contract), but the District Court
instead dismissed this case as untimely.
Since the validity of the forum selection clause was not raised on appeal, we
will not address it here. We note in this regard, however, that should the
District Court choose to enforce this clause on remand, our holding in this
opinion that the Gibbses have standing to bring Christian's claims under the
terms of the passenger ticket contract and 46 U.S.C. 183b(c) means that the
Gibbses will have the opportunity to re-file Christian's claim in a Florida court.
Further, if this case resurfaces in Florida, that state's laws on the appointment of
guardians ad litem would not be relevant to the standing analysis conducted
here. This is because Fed.R.Civ.P. 17(b) commands a district court to look to
the law of the minor's domicile, here New Jersey, to determine whether a
guardian ad litem has been appointed for a minor. If no guardian has been
appointed, then the court acts in accordance with Rule 17(c) under its own
consideration of the interests of the minor.