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Table of Contents
Introduction: ....................................................................................................................... 2
Guideline ............................................................................................................................. 7
Conditions .................................................................................................................................................... 7
Inclusion Criteria ......................................................................................................................................... 7
Policy............................................................................................................................................................. 7
Contraindications/Cautions ........................................................................................................................ 7
Equipment and Procedure........................................................................................................................... 7
Monitoring & Documentation .....................................................................................................................8
Prior to Administration of iNO ...................................................................................................................8
Starting Dose ................................................................................................................................................8
Assessment of Response ..............................................................................................................................8
Weaning ........................................................................................................................................................8
Monitoring for Complications ..................................................................................................................... 9
Introduction:
Preamble
Despite generally good quality evidence to guide the use of inhaled nitric oxide (iNO) in
term and near-term newborns, a recent survey conducted by CAPHC demonstrated
considerable variation in practice across NICUs in Canada. Moreover, the high cost of
iNO and recent trends toward increasing off-label use (1) necessitates a critical reexamination of the role of iNO in neonatal intensive care. The Canadian consensus
guidelines contained herein were therefore developed with the goal of promoting safe,
rational and cost-effective use of iNO therapy in newborns.
Biological effects of nitric oxide
Nitric oxide (NO) is a colourless, odourless, readily diffusible and highly-reactive free
radical gas, first identified as the endothelium-derived relaxing factor in 1987 (2).
Shortly thereafter, iNO gas was introduced into clinical practice as a short-acting
pulmonary-selective vasodilator. NO is now understood to play vital roles in many
physiologic processes other than vasodilation, including regulation of
neurotransmission, cell growth, inflammation and platelet function. Endogenous NO is
derived from L-arginine via the actions of nitric oxide synthases of which three isoforms
exist, all of which are expressed in the lung (3). NO-mediated vasodilation is critical to
the rapid decrease in pulmonary vascular resistance (PVR) following birth and to the
maintenance of a normally-low pulmonary vascular tone (4). Thus, attenuated
endogenous vascular NO production and signaling contributes to the pathogenesis of
acute and chronic pulmonary hypertension in early life (5) (6) (7) (8) (9) (10) (11) (12)
(13). NO signals in vascular smooth muscle by binding to soluble guanylate cyclase
(sGC), thereby increasing production of cyclic guanosine monophosphate (cGMP),
which leads to relaxation by desensitising the smooth muscle contractile apparatus to
calcium.
Several phosphodiesterases (PDEs), particularly PDE 5, catalyse the
breakdown of cGMP, thus counter-regulating NO-mediated effects on smooth muscle
(14). NO also signals indirectly via conversion to nitrite or by nitrosylating amino acids
(cysteine thiols) to produce s-nitrosothiols. These molecules act as stable reservoirs of
NO in the circulation and tissue and are believed to mediate extrapulmonary effects of
iNO, both beneficial and adverse (15) (16) (17) (18). Among adverse effects, the most
significant and well-described is inhibited platelet adherence and aggregation,
potentially causing increased bleeding time (19) (20) (21).
NO metabolism and toxicity
When inhaled, NO gas rapidly reaches the pulmonary capillaries. Once in the
circulation, the vast majority of free NO reacts with oxyhaemoglobin to produce
methaemoglobin (metHb), which is subsequently metabolised by endogenous MetHb
reductase to haemoglobin and nitrate. This reaction largely accounts for the short
2
duration of iNO effect on the lung vasculature (< 1 min), conferring relative pulmonary
selectivity of action. As metHb cannot carry oxygen, high levels of metHb (> 10%) may
contribute to tissue hypoxia (19). NO is unstable in air, reacting with oxygen to form
nitrogen dioxide (NO2), which is a major component of atmospheric pollution and is
toxic to the lung when levels exceed 2-5 ppm (19). In addition, NO reacts readily with
superoxide to produce a highly damaging molecule, peroxynitrite. Peroxynitrite is both
a nitrating agent (22) (23) and a potent oxidant (24) (25), leading to permanent
alterations in lipid and protein function (22) (26) (27) (28) (29). Nitration is linked to
numerous disease states by triggering cellular responses ranging from pathological
alterations in signaling to abnormal proliferation or cell death (30).
Importantly, at the dose range generally applied clinically (5-20 ppm), iNO rarely leads
to clinically-significant bleeding, or to potentially toxic levels of either metHb or NO2.
Nor has iNO been demonstrated to increase peroxynitrite formation in the lungs or
other tissues of human newborns (31). However, the potential for such effects argues
for administering iNO judiciously, at the lowest effective dose and for the shortest
possible time.
Use of iNO for hypoxaemic respiratory failure (HRF) in term and near-term
neonates
Persistent pulmonary hypertension of the newborn (PPHN) is a major cause of HRF
that affects 1-2 per 1000 term and near-term infants born in North America (32) and
carries an associated mortality of 10-20% (32) (33). Survivors frequently sustain major
lifelong morbidities, including cerebral palsy (~ 10%), cognitive impairment (15-20%),
hearing loss (~ 25%) and chronic lung injury (34) (35). PPHN arises either as a primary
condition or secondary to respiratory distress syndrome, meconium aspiration, sepsis or
asphyxia (36) (37) and is characterised by persistently raised PVR and arterial pressure,
generally associated with extrapulmonary right-to-left shunting across the ductus
arteriosus and/or foramen ovale. Prior to the availability of iNO, therapy was largely
supportive and included induction of hypocapneic and/or metabolic alkalosis,
inotropes, muscle relaxation and extracorporeal membrane oxygenation (ECMO) as a
last resort. Improved oxygenation with iNO in cases of PPHN were first reported in
1992 (38) (39), with subsequent large randomised trials confirming a significant
reduction in the need for ECMO (40) (41) (42)
Large improvements in oxygenation with iNO therapy are generally related to reduction
of extrapulmonary right-to-left shunting secondary to pulmonary vasodilation.
Improved oxygenation may also result from improved matching of ventilation to
perfusion with redistribution of pulmonary blood flow to well-ventilated regions of the
lung that are preferentially exposed to exogenous NO. Indeed, effects of iNO on
oxygenation are frequently suboptimal when lung volume is decreased, especially with
3
parenchymal lung disease (43) Unfortunately, even when used optimally, iNO has not
led to improvements in mortality, length of hospital stay or the incidence of adverse
neurodevelopmental outcomes (35) (44) (45) (46) (47) (48) following PPHN. In spite of
these disappointing findings, the availability of iNO has greatly simplified the
management of PPHN, with no evidence of adverse effects either in the short- or longterm (35).
Use of iNO for HRF in premature infants.
Premature infants 34 weeks gestation may also develop severe HRF either as a
primary event or secondary to respiratory distress syndrome, congenital
pneumonia/sepsis, asphyxia or prolonged oligohydramnios (49). The pathophysiology
of HRF in the preterm may be identical to the term infant with PPHN, making the use of
iNO a logical and potentially useful extension of therapy, though responsiveness appears
to diminish with decreasing gestational age (49). Similar to term infants with PPHN,
clinical trials examining effects of iNO for HRF in premature infants have confirmed
short-term improvements in oxygenation, but no reduction in mortality (50) (51) (52)
(53). Early, prolonged use of iNO in severely preterm infants at risk of developing
chronic lung disease has also indicated no benefit on risk of death or chronic lung
disease (54) (55) (56) (57). Therefore, while this guideline does not specify a
gestational age cut-off for use of iNO for treatment of HRF secondary to pulmonary
hypertension, the use of iNO for respiratory failure or for the prevention of chronic
lung disease in preterm infants is currently not recommended (57) (58). iNO may be
useful in providing short-term improvements in oxygenation for select patients with
documented pulmonary hypertension not responsive to other measures, but the risks
versus benefits of iNO in the preterm infant remain unknown. Caution should
especially be exercised in patients 28 weeks gestation, at highest risk for
intraventricular haemorrhage.
In such patients, use of echocardiography for
confirmation of diagnosis and evaluation of response is highly recommended, as is a
pre-initiation cranial ultrasound. In the absence of evidence to specifically guide iNO
therapy in this population, recommendations for starting dose, cessation and weaning of
iNO are the same as for term and near-term infants.
Late respiratory failure in infants with chronic lung disease.
Ex-premature infants with chronic lung disease (also known as bronchopulmonary
dysplasia (BPD)) frequently have co-existent chronic pulmonary hypertension (59) (60)
(61). It remains unclear whether pulmonary hypertension is simply a marker for
severity of lung disease or whether it contributes to adverse outcomes in its own right
(62). Nevertheless, the diagnosis of pulmonary hypertension in patients with chronic
lung disease imposes a far greater burden of illness, resulting in lengthening of NICU
stay, prolongation of need for oxygen therapy, and greatly increased mortality (63).
Given experimental data indicating benefits of iNO in prevention of lung injury, it is no
4
surprise that iNO has been employed in this population, both in an effort to prevent
BPD (as described above) and as rescue therapy for infants with severe BPD-associated
pulmonary hypertension. While iNO may produce short-term improvements in
oxygenation and PVR in infants with BPD (64) (65), there is no data on long-term
effects. In patients where significant right ventricular dysfunction is evident, iNO has
been utilised for prolonged periods with the goal of minimising afterload and of
preventing or reversing pulmonary vascular injury. However, the limited available
evidence suggests that iNO does not reverse or slow the progression of chronic
pulmonary hypertension (44) (65). Use of iNO for chronic pulmonary hypertension in
neonates may occasionally be used as a bridge prior to initiation of other therapies
(66) (67) (68) (69) (70) and is therefore best undertaken in consultation with
practitioners with expertise in the evaluation and management of chronic pulmonary
hypertension in children.
Summary of evidence guiding optimal use of iNO:
Contraindications to iNO: Contraindications include known or suspected
congenital heart disease with left-ventricular outflow obstruction, hypoplasia and/or
dysfunction, in which pulmonary vasodilation may worsen systemic hypoperfusion or
aggravate pulmonary oedema. Whether iNO is useful in the management of pulmonary
hypertension secondary to congenital diaphragmatic hernia is unclear and its routine
use in this condition is currently not recommended (48).
Other aspects of care: The potential for improvement in oxygenation with iNO can
be maximised by optimisation of lung recruitment, especially with parenchymal lung
disease, which may be facilitated by the use of exogenous surfactant and/or highfrequency modes of ventilation (43) (71). All aspects of care, including adequacy of
sedation, correction of acidosis and provision of circulatory support, when necessary,
should be optimised prior to initiation of iNO. Optimisation of these aspects alone may
frequently improve oxygenation to the point that initiation of iNO need no longer be
considered. Hyperoxia (PaO2 > 60-80 mmHg) should be avoided due to the potential
for damaging effects of high concentrations of oxygen on the lung and in light of
evidence from animal studies indicating that hyperoxia does not reduce PVR in excess of
normoxia (72) and may in fact further increase vasoreactivity (73). Insertion of an
indwelling arterial catheter for blood pressure and blood gas monitoring should be
undertaken whenever possible. Performance of echocardiography as early as feasible is
also recommended, in order to confirm the diagnosis of PPHN, to exclude congenital
heart disease and to provide information on adequacy of cardiac output and ventricular
function (74).
Initiation of iNO: The majority of clinical trials initiated iNO for PPHN at between 20
and 80 ppm, when patients reached an oxygenation index (OI) of > 25. Earlier
5
Guideline
Conditions
1.
Inclusion Criteria
Persistent hypoxemic respiratory failure secondary to pulmonary hypertension despite measures to
ensure adequacy of lung expansion (including evaluation by CXR and use of exogenous surfactant and/or
high-frequency modes of ventilation, when appropriate) and correction of acidosis (pH < 7.25)
Patients will meet one or more of the following criteria:
1.
2.
3.
4.
Policy
1.
An order to initiate iNO should be made by a staff physician, by resident medical staff with staff
physician approval, or by a Registered Respiratory Therapist (RRT) under the auspices of a
medical directive. A clear care plan should be articulated including goal/s of therapy, the
identification of physiological targets and parameters indicating response to therapy.
2. iNO will be administered and titrated by the RRT as per staff physician order and/or a medical
directive.
3. Documentation to explain reasons for deviation from the guideline are recommended for the
purposes of providing new evidence to inform future guidelines.
Contraindications/Cautions
Contraindications:
1. Known or suspected congenital heart disease with increased pulmonary venous pressure or
where systemic perfusion is dependent upon extrapulmonary right-to-left shunting.
Relative contraindications:
1. Known or suspected severe intraventricular hemorrhage (IVH).
2. Active pulmonary or gastrointestinal hemorrhage.
Cautions or considerations:
1. Caution in infants < 28 weeks gestation during the first 3 days of life (due to high risk for
IVH). Cranial ultrasound should ideally be performed prior to initiation.
2. Caution in patients with bleeding tendency (e.g., thrombocytopenia) and/or
coagulopathy/DIC. Consider correction with blood products prior to initiation.
3. Literature does not support prolonged use in chronic pulmonary hypertension or in right
ventricular dysfunction in the absence of associated pulmonary hypertension.
Staff operating such equipment should have evidence of education, training and competencies.
Starting Dose
1.
20 ppm is the recommended starting dose (doses > 40 ppm have greater potential to cause
toxicity without evidence of incremental or additional benefit)
2. Evaluation of response time should be 30 60 minutes
3. Avoid other changes during the evaluation period as much as possible.
Assessment of Response
Complete, partial or no response based on changes in Fi02, SaO2, and PaO2
Complete Response
Partial Response
No Response
In the event of no response, iNO can be safely discontinued abruptly within 1 hour of initiation. In nonresponders treated with iNO for > 1 hour, follow the weaning protocol (below) without reference to FiO2.
Weaning
1.
2.
3.
4.
5.
A review of iNO weaning criteria and patient readiness for weaning should be discussed as part of
the patient care plan (daily as a minimum).
Weaning of iNO should commence as soon as criteria are met and patient readiness is
established.
When iNO is being weaned, every effort should be made to minimize changes to other treatments.
The minimum time between initiation of iNO and initial wean should be 2-6 hours.
Consider weaning when patient is stable and Fi02 is < 0.4-0.6
Process:
1. Wean from 20 to 10 ppm.
2. Within 1- 2 hours, if no deterioration occurs, wean to 5 ppm.
8
3. Then, wean iNO in increments of 1 ppm every 1-2 hours until discontinuation.
4. Prior to discontinuing iNO, consider temporarily increasing FiO2 by 0.1-0.2 for 10 min (preoxygenation).
Action
5-10%:
2.5 5%:
Action
Safe
10
The evidence used to support the indication of use being HRF in term/near term newborn infants is Class
1 level A, the remaining neonatal recommendations are rated at Class 2A or 2B, Level C.
Recognizing that there are differences in the maturity of evidence for use of iNO in neonates versus the
paediatric population, two separate working groups were established. A national inter-professional
collaborative including physician, registered respiratory therapists and directors for quality improvement
met monthly over a 12 month period using the evidence as well as tacit knowledge to develop
recommendations for implementation in the neonatal setting.
Using the results of the guideline review as the framework for the recommendations, draft guidelines were
developed under each category. These draft guidelines were then reviewed, discussed and modified until
consensus was reached by the full guideline development group.
Neonatal Guideline Development Group:
Cheryl Bailey RRT Clinical Team Leader, Respiratory Therapy, Janeway Child Health Centre, St. Johns NL
Karrie Beck BSc, RRT Practice Lead, Inhaled Nitric Oxide Project Critical Care Strategic Clinical Network, Alberta
Health Services
Michael Finelli RRT NRCP Neonatal Respiratory Care Practitioner, NICU Hospital for Sick Children Toronto ON
Lydia Hatton RRT Clinical Leader, Respiratory Therapy IWK Health Centre Halifax, NS
Dr. Robert Jankov MB BS PhD FRACP Staff Physician, Division of Neonatology, Senior Scientist, Physiology and
Experimental Medicine, Hospital for Sick Children, Associate Professor, Paediatrics and Physiology, University of
Toronto, Toronto ON
Dr. Amish Jain Staff Neonatologist, Assistant Professor in Paediatrics Mount Sinai Hospital Toronto ON
Dr. Faiza Kurshid NICU Kingston General Hospital, Kingston ON
Marisa Leone Respiratory Therapy Assistant Chief, Montreal Children's Hospital, Montreal QC
Linda Levesque RRT Respiratory NICU Educator Consultant, Jewish General Hospital, Montreal QC
Courtney Maguire Director of Respiratory Therapy, Mount Sinai Hospital Toronto ON
Carrie Lynn Meyer RRT BA RRT-Clinical Manager NICU, Level 2 Nursery and Neonatal Transport Team
McMaster Childrens Hospital
Allison Nykolaychuk RRT PCCU McMaster Childrens Hospital Hamilton ON
11
Other Reviewers
Zelia DaSilva Clinical, Director NICU, Neonatal Follow-up Clinic and Respiratory Services, The
Hospital For Sick Children
Leanne Davidson Clinical Educator Respiratory Therapy CCM The Hospital For Sick Children
Chris Devlin Respiratory Therapy PICU Program Specialist, Stollery Childrens Hospital, Edmonton AB
Jeff Dmytrowich RRT, FCSRT Respiratory Therapy Clinical Supervisor Saskatoon Health Region
Amanda Hurdowar, MSc Quality Management, SickKids Length of Stay Task Force Standardize
Care Project Lead The Hospital For Sick Children
Dr. Philippe Jouvet MD PhD Full professor/professeur titulaire de Clinique Director of the Pediatric
Intensive Care Unit/chef de service des soins intensifs pdiatriques, CHU Sainte-Justine
Dr. Peter Laussen MB.BS.,FCICM Chief, Department of Critical Care Medicine, David and Stacey
Cynamon Chair in Critical Care Medicine, Hospital for Sick Children, Professor, Department of
Anaesthesia, University of Toronto, Toronto ON
Suzanne Libbey RRT II Respiratory Therapy Clinical Lead
Jason Macartney Clinical Educator Respiratory Therapy PICU The Hospital For Sick Children
Dr Marie-ve Samson, pdiatre intensiviste - Centre mre-enfant du CHUQDr. Ram Singh
Elizabeth Schurmann Improvement Consultant, Quality & Patient Safety, Strategy & Organizational
Performance, IWK Health Centre
Christina Sperling RRT Clinical Manager, Respiratory Therapy The Hospital For Sick Children
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13
ARDS
CCM
CCU
CDH
ECMO
FiO2
iNO
MPAW
MRSP
NICU
NO
Nitric Oxide
OI
OR
Operating Room
PaO2
PICU
ppm
PPROM
PPHN
PVR
RDS
RRT
SaO2
SpO2
SvO2
14
15
Practice
Analysis
Engagement
Sustainability
16
INITIATION OF iNO
An order to initiate iNO should be written by authorized individual
RESPONSE
Definition:
Increase in PaO2 >20 mmHg or SaO2 >10 % or
reduction in Fi02 by > 0.2.
Action:
Once Optimal FiO2 established leave iNO at 20 ppm
for 2 6 hours
17
PARTIAL RESPONSE
Definition:
Increase in PaO2 by 10-20 mmHg or
SaO2 5-10 % or
Reduction in Fi02 by 0.05-0.1.
Action:
Once Optimal FiO2 established leave
iNO at 20 ppm for 2 6 hours
NO RESPONSE
Definition:
Increase in PaO2 < 10 mmHg
SaO2 < 5 % or
Change in FiO2 by < 0.05
Action:
Discontinue iNO within 60 min of
initiation, otherwise follow weaning
protocol
Weaning Flowchart
Infants with a complete or partial
response on iNO for 2 to 6 hours
are suitable for weaning when
FiO2 < 0.4-0.6
At 1 ppm:
Prior to discontinuation, increase
FiO2 by 0.1-0.2 for 10 min then
DISCONTINUE iNO
18
Appendix 7: About Us
The Canadian Association of Paediatric Health Centres (CAPHC) was established in 1968 as the Canadian
Association of Paediatric Hospitals, representing all childrens hospitals in Canada. In 2001, the
organization expanded its national reach to include all childrens hospitals in the country, many
community healthcare centres, regional and provincial health authorities, rehabilitation centres and home
care provider agencies.
Today, CAPHC supports multi-disciplinary child and youth healthcare professionals from more than 70
organizations in Canada. Each year, 8.75 million children and youth rely on the services of CAPHCs
member organizations. These organizations provide essential healthcare services to Canadas children and
youth.
As a national organization, CAPHC is uniquely positioned to influence system-wide change, advocating
for the very best child and youth healthcare.
CAPHC WORKS BY
Establishing programs and activities that address current and emerging child and youth
healthcare priorities;
Advocating to transform health service delivery for children and youth;
Connecting service providers and key stakeholders;
Fostering research, brokering knowledge, facilitating educational opportunities and enhancing
information exchange for members and stakeholders.
CAPHCS VALUES
Collaboration: We work and respond to the needs of the full spectrum of the community that is
committed to advancing child and youth health service delivery. This involves health practitioners,
educators, researchers, administrators, children, youth and families, and policy decision makers alike.
Consultation: We recognize the expertise that exists within our community and engage a broad interprofessional child and youth healthcare community in all our undertakings.
Respect: We are respectful of the cultures, diversities, strengths, knowledge and needs of all member
organizations, stakeholders and partners. We listen to what is important to our constituency and work
with organizational stakeholders to effect change at a system-wide level.
19
20
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