Académique Documents
Professionnel Documents
Culture Documents
No. 13-1258
Appeal from the United States District Court for the District of
South Carolina, at Columbia.
Cameron McGowan Currie, District
Judge. (3:11-cv-03253-CMC)
Argued:
Before TRAXLER,
Judges.
Chief
Judge,
Decided:
and
KING
and
THACKER,
Circuit
ARGUED: Kevin Alan Hall, WOMBLE CARLYLE SANDRIDGE & RICE, LLP,
Columbia, South Carolina, for Appellants.
Andrew Sims Radeker,
HARRISON & RADEKER, PA, Columbia, South Carolina, for Appellees.
ON BRIEF: M. Todd Carroll, Karl S. Bowers, Jr., WOMBLE CARLYLE
SANDRIDGE & RICE, LLP, Columbia, South Carolina, for Appellant
Governor Nikki R. Haley.
Michael S. Pauley, Vinton D. Lide,
LIDE AND PAULEY, LLC, Lexington, South Carolina, for All
Remaining Appellants.
Robert J. Butcher, Deborah J. Butcher,
Ronald Wade Moak, THE CAMDEN LAW FIRM, PA, Camden, South
Carolina, for Appellees.
31
continuous
days,
group
of
individuals,
referring to themselves as Occupy Columbia, conducted a 24hour per day protest on the grounds of the South Carolina State
House in Columbia, South Carolina.
Shortly after
arrested.
Appellees,
protestors
action
Occupy
(collectively,
against
Columbia
Occupy
number
of
and
14
Columbia),
individuals,
individual
brought
including
this
Governor
Wise,
Services;
and
(collectively,
damages
Chief
four
Police
South
and
to
42
South
of
Carolina
Appellants),
pursuant
Constitution,
of
the
law
seeking
U.S.C.
Carolinas
Bureau
of
Protective
enforcement
injunctive
1983,
common
the
relief
South
law. 1
officers
and
Carolina
Appellants
Rules
of
Civil
Procedure.
In
granting
in
part
and
State House.
that
its
Third
after
its
Amended
Complaint,
members
inquired
Occupy
as
to
Columbia
permitting
J.A.
Moreover, a member of
sleep or use tents on the State House grounds have been given.
Id. (Compl. 50).
On
November
16,
2011,
after
31
days
of
Occupy
and
28th.
with
J.A. 135.
the
Governors
Carol
Lighting
on
November
Id. at 133.
Id. at
132.
In
support
of
this
purported
6:00
p.m.
policy,
South
Use).
Carolina
State
House
Grounds
(the
Conditions
for
J.A.
to
security.
press
the
State
House
grounds
and
the
need
for
extra
conference
on
November
16,
2011,
during
which
she
members
of
Occupy
Columbia
grounds.
remained
on
State
House
[H]ouse
grounds,
protesting
and
petitioning
our
J.A. 122-23
released
from
recognizance.
the
detention
All
charges
center
against
on
their
them
were
personal
ultimately
dismissed.
B.
On November 23, 2011, Occupy Columbia filed suit in
state
court
Appellants.
against
number
of
individuals,
including
On November 30,
December
14,
2011,
the
district
court
granted
Appellants
6:00
p.m.
policy
and
any
unwritten
or
and
place,
sleeping
and
on
manner
State
House
grounds
restrictions,
no
with
such
reasonable
restrictions
regulation
prohibited
the
use
of
the
This
State
House
J.A.
106. 5
Columbia
and
Appellants
In
light
of
filed
cross-motions
concluding
that
Regulation
19-480,
to
Occupy
modify
the
to
the
preliminary
injunction
order
were
unnecessary
because
the
order
only
19-480
was
valid
time,
place,
and
manner
restriction.
On January 5, 2012, Occupy Columbia filed a Second
Amended Complaint, adding a claim for damages pursuant to 42
U.S.C. 1983. 6
Federal
Regulation
briefing
19-480
of
that
Rule
Civil
Procedure
mooted
the
claims
motion,
Occupy
12(b)(1),
against
Columbia
arguing
them.
revealed
that
During
that
the
The
revised
Condition
deleted
any
references
to
10
Columbia
filed
Third
Amended
Complaint
on
October
1,
2012,
Appellants
moved
to
dismiss
the
Third
relief.
to
concluding
dismiss
that
However,
Occupy
the
district
Columbias
Appellants
were
not
court
denied
the
claims
for
damages,
entitled
to
qualified
addressing
Appellants
qualified
immunity
was
not
clearly
established
at
the
time
of
[Occupy
423-24.
However,
the
district
court
then
reviewed
the
Columbia
had
also
alleged
that
their
constitutional
rights were violated when they were arrested for their presence
11
Id. at
court
rejected
Appellants
qualified
immunity
Id. at 431.
Therefore,
seeking
review
ruling.
of
the
Ordinarily,
district
we
do
not
courts
qualified
possess
appellate
(4th
Cir.
2006)
(explaining
that
generally,
district
the
collateral
availability
of
order
this
doctrine
defense
to
turns
the
on
extent
that
question
of
the
law.
was
proceedings),
rejected
or
at
at
the
the
dismissal
summary
stage
judgment
(as
in
these
stage.
Id.
is
motion
assessed
for
judgment
under
the
on
same
the
pleadings
standards
as
under
Rule
motion
to
Bd. of Governors Marshall Univ., 447 F.3d 292, 306 (4th Cir.
2006).
A
complaint.
Cir.
2012).
motion
to
dismiss
tests
the
sufficiency
of
survive
such
motion,
the
complaint
must
level
and
state
13
claim
to
relief
that
is
544,
Although
555,
570
(2007).
motion
pursuant
to
Rule
503,
omitted).
506
(4th
Cir.
2011)
(internal
quotation
marks
See id.
B.
Occupy
affidavits
--
Columbia
all
of
relies
which
on
were
several
exhibits
incorporated
and
.
by
House
grounds
by
5:15
p.m.
See
Appellees
Br.
9-10
We must therefore
Fed.
R.
consider a
written
Civ.
P.
12(d).
instrument
court
attached
as
may,
an
however,
exhibit
to
copy
of
written
instrument
that
an
exhibit
to
Fed. R.
Rose v. Bartle, 871 F.2d 331, 339 n.3 (3d Cir. 1989).
exhibits
consist
contracts,
incorporated
largely
notes,
of
and
Id.
within
documentary
other
pleadings
evidence,
writing[s]
15
by
on
which
Rule
10(c)
specifically,
[a
partys]
action
or
defense
omitted).
is
Finally,
based.
the
Id.
court
(internal
explained
quotation
that
marks
considering
Id.
written
instrument
as
used
in
Rule
10(c)
to
include
City
of
explaining
South
that
Bend,
it
163
F.3d
believe[s]
449,
the
453
(7th
broader
Cir.
1998),
interpretation
Complaint
determination.
Appellants
in
making
motion
under
Rule
its
qualified
immunity
or
Rule
12(c)
into
solely
on
the
allegations
16
in
the
Third
Amended
Complaint
and
those
Id. 7
complaint.
documents
that
are
integral
to
the
Appellants
argue
that,
despite
the
district
courts
motion
to
dismiss.
See
Appellants
Br.
8.
by
reference
motion
for
its
earlier
preliminary
evaluations.
In
rulings
injunction,
addition,
on
which
Appellants
Occupy
contained
note
the
the
previous
Budget
and
statements
Control
in
Board
this
litigation
regulated
the
concerning
State
House
17
grounds.
its
district
qualified
court
immunity
referred
to
determination.
its
earlier
Indeed,
rulings
on
the
Occupy
As for the
the
courts
find[ing]
that
there
was
no
time
and
Condition
explaining
as
that
method
[t]he
text
for
of
obtaining
Condition
6:00
p.m.
unless
special
provisions
in
writing
were
18
IV.
Appellants argue that they are entitled to qualified
immunity.
447
(4th
F.3d
292,
omitted).
306
Qualified
Cir.
2006)
immunity
(internal
does
not
quotation
protect
marks
government
in
gray
areas,
where
the
law
is
unsettled
or
murky,
substantiate
violation
of
federal
statutory
or
right
of
which
19
reasonable
person
would
have
known.
Ridpath,
447
F.3d
at
306
(internal
quotation
marks
omitted).
A.
Before proceeding to the two-prong qualified immunity
test, our first task is to identify the specific right that
[Occupy
Columbia]
conduct,
asserts
recognizing
that
was
the
infringed
right
530
(4th
Cir.
1997)
(en
must
by
the
challenged
be
defined
at
the
banc).
Appellants
primary
on
public
property,
rather
than
right
to
live
This
We disagree.
Columbia
November
16,
vacate
2011;
and
State
(2)
House
the
grounds
arrest
of
by
6:00
members
p.m.
of
on
Occupy
1.
There
than
is
sufficiently
no
doubt
allege
Occupy
that
Columbias
Appellants
pleadings
violated
more
Occupy
Third
Amended
Complaint
is
clear
that
Occupy
Columbias
[p]hysically
occupying
the
State
grounds,
including
back
our
state
egalitarian society.
its
occupation,
to
more
Columbia
committee.
Complaint,
service
Occupy
Indeed, as part of
committee,
Columbia
economically
established
committee,
Amended
just,
Occupy
food
create
and
a
a
medical
security
asserts
that
its
First
has
unquestionably
alleged
that
its
Therefore, Occupy
First
Amendment
their
camping
equipment
and
vacate
the
State
House
With
this
first
alleged
constitutional
violation
in
camping,
property
Amendment.
was
sleeping,
expressive
or
living
conduct
continuously
protected
by
on
the
public
First
right
to
camp
for
Creative
or
sleep
on
public
property
in
Non-Violence,
468
U.S.
288,
293
(1984)
22
The
Columbias
district
court
did
not
allegations
would
in
fact
decide
whether
substantiate
Occupy
First
established.
defense
of
against
qualified
Appellants
Accordingly,
the
immunity
barred
arising
out
constitutional violation.
court
any
of
held
claims
the
that
for
first
the
damages
alleged
next
examine
whether
Occupy
Columbias
pleadings
23
Appellants
contend
Occupy
Columbias
pleadings
allege
however,
[w]hen
the
facts
are
Occupy Columbia
viewed
in
Occupy
is
true
that
at
the
heart
of
Occupy
Columbias
Columbias
First
Occupy
Columbias
ability
Columbia
was
day/7-days-per-week
House grounds.
Columbias
Amendment
to
rights
continuously
interfering
camp
and
with
sleep
on
actual,
to
physical
establish
literal
occupation
complaint,
by
occupation
24-hour-perof
the
State
According to Occupy
of
the
State
House
Despite
however,
the
Appellants
right
to
assertions
squat
to
indefinitely
the
on
contrary,
State
House
[H]ouse
grounds,
protesting
and
petitioning
83)
(emphasis
Amended
Complaint
supplied).
alleges
that
In
Appellants
addition,
our
J.A. 122-23
the
wrongfully
Third
arrested
the
grounds.
government,
Id.
at
123
and
assemble
(Compl.
85)
on
[S]tate
(emphasis
[H]ouse
supplied).
were
arrested
for
their
continued
occupation
and
House
grounds
for
the
purpose
of
protesting
and
directed
supports
Occupy
Columbias
allegations
This further
of
second
Occupy
the
Columbias
district
court
complaint
correctly
and
concluded
exhibits
thereto
Amendment
rights
when
they
arrested
them
for
their
the
concluded
right
at
that
issue,
the
we
district
must
next
court
decide
correctly
whether
from
liability
allegations
for
1983
civil
the
claim,
underlying
damages
if
unless:
true,
(1)
substantiate
the
a
person
Governors
Marshall
would
have
Univ.,
447
known.
F.3d
292,
Ridpath
306
v.
(4th
Bd.
Cir.
of
2006)
F.3d
231,
250-51
(4th
Cir.
1999)).
Stated
at
the
mind,
and
we
must
simply
if
true,
determine
Columbias]
allegations,
violation.
establish
whether
a
[Occupy
constitutional
The
speech.
First
Amendment
guarantees
the
right
to
free
governmental
speech.).
infringement
on
the
right
of
free
(1983)
cases).
(collecting
places
historically
It
associated
is
also
with
the
true
free
that
public
exercise
of
Id. at
are
State
the
site
of
the
Government,
Edwards
v.
South
Carolina, 372 U.S. 229, 235 (1963), and comprise an area of two
city blocks open to the general public, id. at 230.
As such,
public
perimeter
sidewalks
forming
the
of
the
Supreme
Court
10
2013).
concern
Moreover,
.
protection.
Inc.,
472
omitted).
is
Dun
U.S.
at
&
749,
speech
the
regarding
heart
Bradstreet,
758-59
of
the
Inc.
(1985)
matters
v.
First
of
Amendments
Greenmoss
(internal
public
Builders,
quotation
marks
Snyder v. Phelps,
members
forum)
government.
and
J.A.
assembled
were
122-23
on
State
protesting
(Compl.
and
83).
House
grounds
petitioning
Occupy
(a
our
Columbias
29
Although
Occupy
Columbia
alleges
it
was
is
subject
speech
is
not
times.
to
government
equally
regulation
permissible
in
all
engaged
in
Even protected
since
places
protected
and
at
all
U.S. 788, 799 (1985); see also id. at 799-800 (Nothing in the
Constitution requires the Government freely to grant access to
all who wish to exercise their right to free speech on every
type of Government property without regard to the nature of the
property
or
to
the
disruption
speakers activities.).
that
might
be
caused
by
the
content-neutral,
significant
are
government
narrowly
interest,
tailored
and
to
leave
serve
open
ample
Perry Local Educators Assn, 460 U.S. 37, 45 (1983); see also
Ward
v.
Rock
(explaining
that
Against
even
Racism,
in
491
public
U.S.
forum
781,
the
791
(1989)
government
may
and
manner
Occupy
Columbia
had
First
Carolina
regulating
had
in
place
use
of
State
the
series
House
of
criminal
grounds
and
statutes
that
those
See
Appellants Br. 28
here.
Appellants
can
What
matters,
demonstrate
an
at
this
entitlement
stage,
is
to
defense
the
whether
of
506
(4th
Cir.
2011)
(explaining
that
dismissal
is
of
meritorious
affirmative
defense
(emphasis
supplied)).
On the face of the Third Amended Complaint, members of
Occupy Columbia were violating no law when they were arrested.
Instead, the complaint alleges that members of Occupy Columbia
were arrested simply for their presence on State House grounds
after 6:00 p.m.
his
or
her
belongings,
who
remains
on
Statehouse
grounds
no
J.A. 133.
allegations
to
support
the
notion
that
Occupy
its
members
were
arrested
on
November
16,
2011.
sufficiently
notwithstanding
the
alleged
existence
First
of
32
these
Amendment
statutes
violation
and
despite
Appellants
contention
that
the
statutes
could
rightly
be
Id.
close the State House grounds to the public at 6:00 p.m., nor
does it authorize the arrest of individuals for their presence
on State House grounds after 6:00 p.m.
Even if we read Condition 8 as imposing a time, place,
and
manner
restriction,
which
11
would
require
individuals
to
33
receive
permission
from
remain
on
House
State
the
Division
grounds
time,
place,
and
of
General
after
6:00
Services
p.m.,
such
to
a
regulation
[must]
contain
Thomas v. Chicago
The Court explained,
that
he
content.
505
U.S.
will
favor
or
disfavor
speech
based
on
its
131
(1992)).
Here,
we
are
unaware
of
any
Conditions
of
articulate
any
such
standards.
concluded
alleges
that
that
Occupy
arresting
its
Columbias
members
complaint
for
their
524,
534
(4th
Cir.
2011)
(en
banc)
(quoting
Harlow
v.
was
clearly
established
355,
365
(4th
Cir.
2003)
right
of
which
(internal
quotation
marks
omitted)).
When deciding whether a right is clearly established,
we ask whether it would be clear to a reasonable [official]
that his conduct was unlawful in the situation he confronted.
Henry, 652 F.3d at 534 (quoting Saucier v. Katz, 533 U.S. 194,
205 (2001)).
protected
qualified
by
immunity
unless
the
very
action
in
Anderson
v.
Creighton,
483
U.S.
635,
239
(1987)
Whether a
whether
right
was
clearly
established
at
the
time
of
the
(alteration
in
original
and
internal
quotation
marks
omitted)).
The question we must therefore ask is, on November 16,
2011, was it clearly established in Fourth Circuit and Supreme
Court precedent that, in the absence of a valid time, place, and
manner
restriction,
arresting
members
of
Occupy
Columbia
for
the
First
Amendment
case
law
described
above
In light
(and
again
Tobey,
706 F.3d at 391 (citing Mills v. Alabama, 384 U.S. 214, 218
(1966)).
prohibits
governmental
speech.
speech
infringement
on
the
takes
place
in
right
of
free
quintessential
public
forum,
the
Of course, even in a
Ward, 491
U.S. at 791.
It is not disputed that South Carolina and its state
officials could have restricted the time when the State House
grounds are open to the public with a valid time, place, and
manner restriction.
Occupy
Columbias
no
such
restrictions
existed.
In
light of the case law from this circuit and from the Supreme
Court, it was clearly established on November 16, 2011, that
arresting Occupy Columbia for protesting on State House grounds
after 6:00 p.m. was a First Amendment violation.
Accordingly,
rights
to
assemble
and
protest
peacefully
on
the
Furthermore,
this
motion,
we
must
accept
as
true
For purposes
Occupy
Columbias
Based
and
on
the
manner
complaint,
there
restrictions
on
were
no
existing
the
protesters
time,
First
Therefore,
also
hold
that
the
right
of
the
protesters
to
assemble and speak out against the government on the State House
grounds
in
the
absence
of
valid
time,
place,
and
manner
38