Académique Documents
Professionnel Documents
Culture Documents
No. 06-2172
Argued:
Decided:
petitions
for
review
of
decision
and
order
of
the
Administrative
Law
Judges
(ALJ)
award
of
black
lung
In our prior
those
various
related
medical
to
the
opinions,
crediting
and
we
and
remanded
discrediting
to
the
ALJ
of
for
On appeal,
I.
A.
The Black Lung Benefits Act (BLBA) provides benefits to
coal miners who are totally disabled because of pneumoconiosis,
also
known
as
black
lung
disease,
3
and
to
the
surviving
30
U.S.C. 901(a) (2000); Mullins Coal Co. v. Dir., OWCP, 484 U.S.
135, 138 (1987).
seek benefits under the BLBA by filing a claim with the District
Director
in
the
Compensation
Department
Programs,
of
who
Labors
determines
Office
whether
of
a
Workers
particular
for
those
(2007).
determination
benefits.
After
about
See
the
benefits,
20
C.F.R.
District
either
725.301-
Director
party
may
makes
appeal
and
Id. 725.450-725.480.
The
occurred.
33
U.S.C.
921(c)
(2000);
20
C.F.R.
725.482.
The BLBA defines pneumoconiosis as a chronic dust disease
of
the
lung
and
its
sequelae,
including
respiratory
and
902(b)
718.201(c)
courts
of
(2000).
made
appeals
clear
that
As
the
of
January
long-held
2001,
20
understanding
pneumoconiosis
is
C.F.R.
by
the
latent
and
by
the
manifestation.
BLBA
has
both
clinical
and
legal
Mining Assn v. Dept. of Labor, 292 F.3d 849, 869 (D.C. Cir.
2002) (noting that the distinction between clinical and legal
pneumoconiosis is recognized by all the circuits that considered
the issue); Gulf and Western Industries v. Ling, 176 F.3d 226,
231-32 (4th Cir. 1999).
medical
pneumoconiosis,
is
characterized
by
permanent
and
the
fibrotic
reaction
of
the
lung
tissue
to
that
broadly,
impairment
employment.
and
and
Id.
its
includes
any
sequelae
chronic
arising
718.201(a)(2).
out
lung
of
disease
coal
or
mine
B.
Charles Moore Amick, now deceased, worked as a coal miner
for thirty-three years.
During
his last eleven years as a coal mine employee, Mr. Amick ran a
supply motor, which required him to load and unload roof bolts,
timbers, and other supplies.
one pack of cigarettes each day from 1941 until around 1988.
In December of 1980, Mr. Amick filed a claim for black lung
benefits, which the District Director denied in July of 1981.
Mr. Amick applied again in April 1983, and the District Director
denied his claim in May of 1984.
a
third
time
in
March
of
2000,
and
this
time
the
District
affirmed, on the grounds that Mr. Amick had proven the existence
of total disability due to pneumoconiosis.
In affirming the District Directors award of benefits, the
ALJ considered the opinions of numerous physicians, all of whom
agreed
that
Mr.
Amick
had
chronic
obstructive
pulmonary
by federal regulations.
doctors
disagreed,
impairment.
however,
as
to
the
cause
of
Mr.
The
Amicks
well as a doctor for the Department of Labor, Dr. Rasmussen -found that his COPD was due, at least in part, to exposure to
coal mine dust during his coal mine employment. Westmorelands
doctors -- Drs. Zaldivar, Stewart, Castle, Spagnolo, and Morgan,
as well as a doctor for the
all opined that Mr. Amicks impairment was the result of his
long-time smoking habit.
The
ALJ
persuasive
awarded
found
than
benefits
the
those
to
opinions
of
Mr.
of
Mr.
Westmorelands
Amick.
The
Amicks
doctors
physicians,
BRB
affirmed
more
and
the
thus
ALJs
decision.
(Jan.
2004).
21,
On
appeal,
this
court
affirmed
the
BRBs
holdings that one, Mr. Amicks claim was timely filed, that two,
the ALJ did not err in applying amended portions of 20 C.F.R.
718 and 725 to Mr. Amicks claims, and that three, the ALJ
applied
the
correct
test
to
determine
whether
Mr.
Amick
had
Westmoreland Coal
Co. v. Amick, 123 Fed. Appx. 525, 527-530 (4th Cir. 2004).
However,
benefits
to
this
Mr.
court
Amick
vacated
and
the
remanded
7
award
the
of
case
black
for
lung
further
consideration
on
the
grounds
that,
although
the
BRBs
Id. at 533.
In
that opinion, the ALJ noted that the opinions of Drs. Zaldivar,
Stewart, Castle, Spagnolo, Cohen, and Koenig were entitled to
the most deference because those physicians were board-certified
in pulmonary disease.
of Drs. Cohen and Koenig more persuasive than those of the other
physicians,
noting
that
those
opinions
--
unlike
those
of
of
pneumoconiosis,
were
well
supported
by
medical
that
the
ALJ
had
followed
this
courts
directives
on
II.
Westmoreland
benefits
to
Mr.
attacks
Amick
substantial evidence.
the
as
ALJs
reasons
irrational
and
for
awarding
unsupported
by
See,
In
Id.
set
an
aside
merely
because
it
finds
the
opposite
Id. at 659.
A.
Westmoreland
first
contends
that
the
ALJs
decision
to
credit the opinions of Drs. Cohen and Koenig was irrational and
unsupported by substantial evidence.
Contrary to Westmorelands
In particular,
the ALJ first noted that both Drs. Cohen and Koenig, unlike
Westmorelands physicians, recognized and discussed the latent
and progressive nature of pneumoconiosis.
BRB
pointed
out,
relationship
both
between
Drs.
the
Koenig
and
progressive
nature
considered
of
Mr.
the
Amicks
results
from
1983
to
2001,
his
worsening
diffusion
and
the
progressive
nature
of
legal
and
clinical
pneumoconiosis.
The ALJ also explained that the opinions of Drs. Cohen and
Koenig
included
thorough
discussion
of
(and
were
well
in
contrast
doctors,
they
both
with
the
specifically
opinions
and
of
Westmorelands
clearly
addressed
the
107 F.3d 867, 867 (Table) (4th Cir. 1997) (approving the ALJs
decision to discredit a physician for failing to explain his
conclusions
that
smoking
was
the
sole
cause
of
the
miners
symptoms,
pulmonary
function
tests,
and
chest
x-ray
true
that
the
regulations
do
not
impose
such
as
numerous,
long-standing
decisions
of
the
courts
of
not
opinions
precluded
from
of
doctors
those
considering
who
as
took
more
that
persuasive
characteristic
the
of
case, given that the worsening of Mr. Amicks symptoms did not
occur until eight years after he retired from his coal mining
employment.
Westmoreland
also
insists
that
Drs.
Cohen
and
Koenigs
However,
as
the
ALJ
recognized,
and
as
the
BRB
their
discussion
of
12
the
medical
literature
was
therefore valid, in that it was, as the ALJ and BRB made clear,
more consistent with the Department of Labors findings that
pneumoconiosis is latent and progressive and that an obstructive
impairment
may
be
legal
pneumoconiosis.
20
C.F.R.
718.201(a)(2), (c).
B.
Westmoreland
next
contends
that
the
ALJs
decision
to
supported
by
evidence
in
the
record.
Regarding
Dr.
also
stated
that
[t]he
x-ray
is
absolutely
necessary
to
determine that the exposure has been high enough for [Mr. Amick]
to inhale and to retain the dust.
Dir.,
Cir.
OWCP,
358
F.3d
486,
492
(7th
2004)
(approving
13
pneumoconiosis.
Amicks
exposure
impairment
because
Mr.
not
Amick
have
stopped
been
caused
working
in
by
coal
1983
dust
and
the
Similarly, Dr.
These
findings, as both the ALJ and the BRB pointed out, ignore the
fact that pneumoconiosis is a latent and progressive disease.
See, e.g., Roberts & Schaefer Co. v. Dir., OWCP, 400 F.3d 992,
999 (7th Cir. 2005) (holding that it is appropriate for an ALJ
to give less weight to a physicians opinion when it lacked
consideration
of
the
latent
and
progressive
nature
of
157 Fed. Appx. 551, 555 (4th Cir. 2005) (same); see also Lewis
Coal
Co.
v.
Dir.,
OWCP,
373
F.3d
570,
580
(4th
Cir.
2004)
14
Finally,
the
ALJ
found
the
opinions
of
all
of
Koenig
cigarette
because
smoking
they
and
failed
coal
to
mine
take
dust
into
account
exposure
as
both
potential
Co.
v.
Compton,
211
F.3d
203,
213
(4th
Cir.
2000)
conclusion
that
Mr.
Amicks
impairment
was
solely
the
First,
Westmoreland
contends
that
the
ALJ
erred
by
As the BRB
recognized,
the
however,
there
is
ample
support
in
record
the
and
progressive
also
contends
opinions
Morgan
nature
of
of
for
that
Drs.
not
the
Daniel,
discussing
pneumoconiosis.
ALJ
erred
Castle,
the
Spagnolo,
latent
However,
in
we
and
already
discussed above that the ALJ may consider medical opinions less
persuasive
if
they
pneumoconiosis.
do
Further,
not
we
discuss
reject
the
progressivity
Westmorelands
of
additional
has
already
challenged
the
application
of
the
530.
the
That
decision
is
the
law
of
case,
and
we
thus
16
Finally,
shifted
Westmoreland
the
burden
of
argues
proof
to
that
the
ALJ
impermissibly
Westmorelands
doctors
by
about
the
ALJs
decision
to
discredit
However,
Westmorelands
And
as
discussed
above,
Drs.
Cohen
and
Koenig
mine
dust
exposure.
Nevertheless,
even
if
such
burden
In
In
the
foregoing
reasons,
the
order
of
the
BRB
is
affirmed.
AFFIRMED
to
discuss
pneumoconiosis.
Administrative
Westmoreland=s
See
Law
Alatent
the
20
(AALJ@)
for
progressive@
'
C.F.R.
Judge
physicians
and
718.201.
incorrectly
their
failure
to
nature
Since
of
the
discredited
do
so,
and
parties
agree
that
Amick
suffers
from
chronic
mine
employer=s
dust,
doctors
smoking,
-
or
combination
Drs. Zaldivar,
Stewart,
of
both.
Castle,
The
Daniel,
Each of Westmoreland=s
progressiveness
of
pneumoconiosis.2
For
example,
the
ALJ
(J.A.
majority
stand
for
the
unassailable
proposition
that
(Maj.
Op. 4.) Beyond the court of appeals, both the Secretary of Labor
and the National Institute of Occupational Health and Safety
concurred
that
781.201(c)
codified
the
the
widely
accepted
progressiveness
of
scientific
view
regarding
the
latency
and
progressiveness
of
pneumoconiosis.
Act
implicitly
(ABLBA@)
recognizes
the
latency
and
legal
pneumoconiosis.
Neither
the
literal
terms
of
the
must
pneumoconiosis
discuss
the
presumably
latency
because
or
progressiveness
718.201(c)
of
explicitly
21
As such, I respectfully