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ROOTS
Kerry Levin
ABSTRACT
Disorders of spinal nerve roots can give rise to disabling pain and weakness. Damage to nerve roots resulting from disc disease and spondylosis can be localized by
attention to anatomic principles and with appropriate testing. Management strategies vary, depending on the clinical situation. Autoimmune, infectious, diabetic,
infiltrative, degenerative, and hereditary disorders are also causes of nerve root
disease. Other neurologic conditions can masquerade as nerve root disease.
Note: Text referenced in the Quintessentials Preferred Responses, which appear
later in this issue, is indicated in yellow shading throughout this chapter.
INTRODUCTION
134
are, therefore, not strictly speaking intraspinal. However, at the lumbar and
sacral levels, the DRG tend to reside
proximal to the intervertebral foramina, in intraspinal locations. About 3%
of L3 and L4 DRG are intraspinal,
about 11% to 38% of L5 DRG are intraspinal, and about 71% of S1 DRG
are intraspinal, according to cadaver,
radiographic, and MRI studies (Hamanishi and Tanaka, 1993; Kikuchi et
al, 1994). At the cervical level, this is
less common but can be seen especially at the C5 and C6 levels (Yabuki
and Kikuchi, 1996).
The spinal canal is bound posterolaterally by laminae and the ligamentum
flavum, anterolaterally by pedicles, and
anteriorly by intervertebral discs and
vertebral bodies. The maximal anterior-posterior dimension of the canal at
the C1-C3 levels ranges from 16 mm to
30 mm, and at the C4-C7 levels from 14
mm to 23 mm. The diameter of the
spinal cord at C1 is about 11 mm, at
C2-C6 about 10 mm, and at C6-C7
about 7 mm to 9 mm. The cervical
canal diameter is reduced by 2 mm to
3 mm with extension.
Nerve roots are numbered according to their segmental location in the
spinal cord, while intervertebral foramina are numbered according to the
two vertebral bodies that frame the
intervertebral foramen from above and
below. A cervical root exits above the
vertebral body of the same number,
such that the C3 root exits the spinal
canal via the C23 intervertebral foramen. Since there are only seven cervical vertebrae, the C8 root exits through
the C7-T1 intervertebral foramen. As a
result of this incongruity, all thoracic,
lumbar, and sacral roots exit below the
vertebral body of the same number.
Nutrients reach spinal nerve roots
by a combination of arterial circulation
and diffusion from cerebrospinal fluid.
At each root level, the vascular supply
originates from the dorsal branch of a
segmental artery, which supplies a
FIGURE 7-1
135
136
The blood-nerve
barrier that
protects
peripheral nerve
against a
number of toxic
exposures is not
intact around
dorsal root
ganglia.
Patient history. Obtaining a history consistent with radiculopathy requires exploring the major symptoms
of arm and leg pain, paresthesia,
numbness, and weakness. Pain is
present in virtually all patients with
acute radiculopathy, but it is seldom of
localizing value. The diagnosis of cervical radiculopathy is supported by the
presence of a history of radicular pain
emanating from the neck or shoulder,
with extension into the arm (sometimes in a specific dermatomal distribution). The diagnosis of lumbosacral
radiculopathy is supported by radicular pain that begins in the back or
buttock with radiation into the leg or
foot. The diagnosis is further supported when the symptoms are exacerbated by Valsalva maneuvers
(cough, sneeze, or strain), indicating
stretching of the dura at an intraspinal
point of compression. Radicular symptoms in the arm may also be reported
with neck/head movement. Patients
with lumbosacral radiculopathy may
report the presence of a self-induced
straight-leg raising sign: radicular
symptoms in the leg occurring when
sitting up straight with the legs extended, or even when lying supine if
the symptoms are severe. In the latter
case, relief may be reported when the
knees are flexed.
Paresthesia and numbness are
present less often than pain. They are
usually nonspecific and therefore of
little localizing value. However, these
symptoms are seldom present with
nonradicular causes of neck and back
pain.
The presence of Lhermitte symptoms (spinal or radicular tingling,
shocklike paresthesia with neck flexion), supports dysfunction of the posterior columns of the spinal cord, possibly due to spondylotic cord
compression, but also potentially due
to intraspinal mass lesions or intramedullary processes such as multiple sclerosis. The presence of bowel
Continuum: Lifelong Learning Neurol 2008;14(3)
KEY POINTS:
The diagnosis of
a radiculopathy
is suggested
when symptoms
are exacerbated
by Valsalva
maneuvers
(cough, sneeze,
or strain),
indicating
stretching of the
dura at an
intraspinal point
of compression.
Paresthesia and
numbness are
present less
often than pain
and are usually
nonspecific.
Therefore, like
pain, these
symptoms are
not of great
localizing value.
The presence of
Lhermitte
symptom (spinal
or radicular
tingling,
shocklike
paresthesia with
neck flexion)
suggests
dysfunction of
the posterior
columns of the
spinal cord.
137
138
The shoulder
abduction relief
sign is performed
by asking the
patient to lift the
symptomatic arm
over the head,
resting the hand
on the top of the
head.
The straight-leg
raising sign is
said to apply a
tug on the
sciatic nerve and
its connection
with the L5 and
S1 nerve roots,
where pain is
generated at
points of dural
compression.
Of all the
elements of the
clinical
examination, the
identification of
weakness in a
specific
myotomal
distribution has
the greatest
localizing value
for the diagnosis
of a solitary
cervical or lumbar
spinal nerve root
lesion.
FIGURE 7-2
Needle electrode examination results grouped by the surgically defined root level of
involvement. Closed circle: positive waves or fibrillation potentials, with or without
neurogenic recruitment and motor unit changes; half-closed circle: neurogenic
recruitment changes only; open circle: normal examination.
FIGURE 7-3
139
TABLE 7-1
140
Root
Pain
Numbness
Weakness
Reflex Loss
C5
Neck, shoulder
Axillary distribution
Shoulder abduction,
external rotation, elbow
flexion, forearm
supination
Biceps,
brachioradialis
C6
Neck, shoulder,
lateral upper arm,
lateral forearm,
thumb, and lateral
hand
Lateral forearm,
thumb, and index
finger
Shoulder abduction,
external rotation, elbow
flexion, forearm
supination and
pronation
Biceps,
brachioradialis
C7
Neck, shoulder,
middle finger, hand
Triceps
C8
Shoulder, medial
forearm, fourth and
fifth digits, medial
hand
Medial forearm,
fourth and fifth
digits, medial hand
Triceps
T1
Medial forearm,
fourth and fifth
digits
L23-4
Anterior thigh,
occasionally medial
lower leg
Patellar
L5
Medial hamstrings
(semitendinosus/
semimembranosus
tendons)
S1
Posterior calf,
lateral or plantar
aspect of foot
Achilles tendon
KEY POINT:
In patients with
weakness due to
radiculopathy,
nerve
conduction
studies and EMG
together can
provide excellent
localization of
the specific
spinal nerve root
that is damaged,
distinguish
between old and
new axon loss
nerve damage,
and provide
indirect support
for the presence
of demyelinating
conduction
block at the root
level.
141
142
Management of Radiculopathy
Approaches to the management of radiculopathy vary depending on the
acuity of illness and the degree of neurologic deficit. In general, the likelihood for spontaneous recovery is
high, except in situations with severe
neurologic impairment. For acute radiculopathy, treatment recommendations can be specified for the sensory/
painful radicular pattern, the mild
motor deficit pattern, and the marked
motor/progressive pattern of illness.
Treatment strategies are summarized
in Tables 7-2 to 7-4.
Acute sensory/painful radicular pattern. The management of the
sensory/painful radicular pattern is not
significantly different from the approach to acute mechanical back pain,
since the likelihood of spontaneous
resolution of all symptoms is very
high. Treatment includes rest for several days and avoidance of lifting and
activities that increase the pain. Radiculopathy is often extremely painful.
Continuum: Lifelong Learning Neurol 2008;14(3)
TABLE 7-2
Painful/Sensory Pattern
Nonsteroidal anti-inflammatory drugs
Additional narcotic analgesia for severe pain
Brief (bed) rest (1 to 2 days)
Avoidance of aggravating activities
Consideration of a 10- to 14-day course of oral corticosteroids
Gradual mobilization
Medical follow-up if no improvement over 2 to 3 weeks
TABLE 7-3
Medical/Neurologic Reassessment
143
144
TABLE 7-4
pulley system traction device. The initial counterweight should not exceed
5 to 7 pounds but can be increased as
tolerated to 15 or more pounds. Fifteen- to 20-minute episodes of traction
should be repeated throughout the
day as needed. Reports indicate that,
during cervical traction and for some
minutes after, some anterior cervical
vertebral separation does occur. In
one study, greater separation appeared with 50 pounds than with 30
pounds of traction, but traction applied for more than 7 seconds at a time
provided no further separation (ColaContinuum: Lifelong Learning Neurol 2008;14(3)
(1) the likelihood of spontaneous improvement, (2) the likelihood of disability from a fixed neurologic deficit,
and (3) the risk of progression of the
deficit without surgery. Change in the
pain and neurologic deficits (for better
or worse) over time will help inform
the final decision. After 3 weeks, EMG
studies can help the decision-making
process by identifying the distribution
and extent of spinal nerve root damage, the degree of acute axon loss, and
the likelihood of conduction block. A
linear correlation does not exist between the size of disc herniation or
nerve compression and the amount of
spinal nerve root damage. Small compressive lesions can at times produce
severe, irreversible nerve damage if
they affect arterial blood supply to the
nerve. An ischemic nerve lesion, although severe, would not be likely to
improve as a result of removal of the
compressive lesion (Case 7-1).
Subacute radiculopathy. In general, radiculopathy has a monophasic
course with eventual improvement
(Cherkin et al, 1998). Patients with at
least moderate neurologic deficits may
have long-standing residual impairment. At 3 to 4 weeks after onset, unimproved patients who have not yet
had neuroimaging should have that
done to assess the underlying structural abnormalities. If a causative
structural lesion is identified, surgical
consultation should be considered.
Patients with continued spinal nerve
root compression or spinal nerve root
infarction are likely to have some degree
of persistent pain. Drugs with particular
effectiveness against neuropathic pain
should be considered, including gabapentin, pregabalin, duloxetine, and tricyclic antidepressants. Continuing narcotic
medications should be avoided but in
individual cases may be effective at a
specific dosage. Patients will respond to
mobilization and other physical therapy
techniques but may be limited by their
neurologic deficits. Physical therapy
Continuum: Lifelong Learning Neurol 2008;14(3)
KEY POINTS:
In patients with
acute
radiculopathy,
EMG studies will
not be of value
until at least 3
weeks have
passed from the
onset of
weakness. After
3 weeks, EMG
studies can help
the decisionmaking process
by identifying
the distribution
and extent of
spinal nerve root
damage, the
degree of acute
axon loss, and
the likelihood of
conduction
block.
A linear
correlation does
not exist
between the size
of disc
herniation or
nerve
compression and
the amount of
spinal nerve root
damage.
145
146
Small
compressive
lesions can at
times produce
severe,
irreversible nerve
damage if they
affect arterial
blood supply to
the nerve. An
ischemic nerve
lesion, although
severe, would
not be likely to
improve as a
result of removal
of the
compressive
lesion.
Case 7-1
A 65-year-old man with a history of L4 5 discectomy developed acute
severe back pain with radiation into the left posterior thigh and over the
dorsum of the foot. On examination, a left footdrop with weakness in
foot inversion and eversion, toe extension, and flexion was identified. The
pain improved over several weeks, but the footdrop persisted. The patient
was referred for electrodiagnostic testing 4 weeks after onset of
symptoms.
NCS demonstrated reduced amplitude of the left peroneal motor
responses when recording over the extensor digitorum brevis muscle in
the foot and over the tibialis anterior muscle, when compared with the
opposite side. The superficial peroneal sensory response was absent on
the left and normal on the right, while the sural sensory responses were
normal and symmetric. Needle EMG showed fibrillation potentials in the
left anterior tibialis, posterior tibialis, extensor hallucis longus,
semitendinosus, and gluteus medius muscles, with sparing of the biceps
femoris (short head and long head) muscles. Fibrillation potentials could
not be identified at left low lumbar and sacral paraspinal levels.
An MRI study of the lumbar spine showed advanced lumbar canal
stenosis at the L4 5 level with focal lateral disc herniation into the left
L5-S1 lateral recess.
Comment. This patient demonstrated clinical signs suggesting an L5
radiculopathy. EDX testing confirmed an L5 distribution of active motor
axon loss, with additional evidence of loss of the L5 sensory response on
NCS. Loss of the superficial peroneal sensory response is usually seen with
common peroneal neuropathy at or above the fibular head, sciatic
neuropathy, and sacral plexopathy. Loss of this sensory response,
however, can be seen with intraspinal canal lesions affecting the L5 root
when the L5 dorsal root ganglion is situated within the intraspinal canal
and vulnerable to compressive injury (Levin, 1998). For this patient, if pain
has subsided and there is no progression of weakness, surgery can be
deferred and physical therapy can be initiated on a trial basis.
KEY POINT:
Potential
complications of
epidural steroid
injections
include spinal
headache,
epidural or
intrathecal
hematoma,
transient
worsening of
radiculopathy,
and steroid
effects. While
reported
complications of
cervical
injections are
rare, they can be
severe, including
spinal cord and
brainstem
infarction.
147
148
Diabetic
polyradiculopathy
may present as
an isolated L3-4
radiculopathy
but often
spreads over
weeks to
months into
other root
distributions.
Infections may
involve single or
multiple nerve
roots.
TABLE 7-5
Polyneuropathy
Myelopathy
Inflammatory polyneuropathy
Diabetes
HNPP
Procainamide polyradiculoneuropathy
Spondylosis
Radiation
Malignant invasion
Paraneoplastic syndromes
Sarcoidosis
Lyme disease
Mycoplasma infection
Vasculitis
Angiotropic lymphoma
Adrenal insufficiency
a
-Lipoprotein deficiency
Multiple sclerosis
Syringomyelia
HNPP hereditary neuropathy with tendency to pressure palsy; HZV herpes zoster virus; CMV cytomegalovirus; HSV
herpes simplex virus; EBV Epstein Barr virus.
a
Data from Sahenk Z, Mendell JR, Rossio JL, Hurtubise P. Polyradiculopathy accompanying procainamide-induced lupus erythematosus: evidence for
drug-induced enhanced sensitization to peripheral nerve myelin. Ann Neurol 1977;1(4):378 384.
polyradiculopathy coexists with lesions in distal peripheral nerves, lesions in the CNS, or both. Table 7-5
149
150
Compressive polyradiculopathies. Spondylosis of the spine is often multifocal, and multiple roots may
suffer compressive damage concurrently. This is especially true at the
lumbosacral level, where spondylosis
causes lumbar canal stenosis and multilevel neuroforaminal stenosis. With
lesions from L1 to the sacrum, a large
disc herniation or marked concentric
constriction of the canal from spondylotic stenosis may cause compression of
the cauda equina. This kind of lesion
can produce bilateral polyradiculopathy
at several levels simultaneously, at times
also affecting innervation of the urinary
and rectal sphincters.
At the cervical level, bilateral compressive polyradiculopathy may occur
due to diffuse spondylosis, perhaps
associated with congenital narrowing
of the intraspinal canal or hypertrophy
of the ligamentum flavum. This condition is often associated with cervical
myelopathy. Occasionally the occurrence of acute or subacute myelopathy
and motor axon loss in root distributions may not be due to direct compression, but rather to venous congestion in the spinal cord secondary to the
compression, leading to ischemia and
infarction of long tracts and anterior
horn cells. The effects of venous congestion span multiple segmental levels, explaining how a focal compressive lesion at one level of the cervical
spinal cord can produce anterior horn
cell loss at a number of levels distal to
the compression (Stark et al, 1981).
Other causes of polyradiculopathy. The polyradiculopathy associated with diabetes can be among the
most disabling of all the neuropathic
complications of that condition. Although almost always confined to the
thoracic, lumbar, and sacral segments,
in severe cases cervical myotomes are
also affected (Dyck et al, 1999; Riley
and Shields, 1984). Diabetic polyradiculopathy is usually associated with
underlying diabetic polyneuropathy
Continuum: Lifelong Learning Neurol 2008;14(3)
KEY POINTS:
Case 7-2
About 4 weeks after total abdominal hysterectomy, a 58-year-old woman
developed back discomfort and pain in the right anterior thigh that
progressed in severity over a 2-week period of time. The patient was a
diet-controlled diabetic, but in the immediate postoperative period
glucose control deteriorated and insulin therapy was initiated. The pain
was burning and felt as though it was just under the surface of the skin.
Position changes did not affect the pain, and it was severe in bed at night.
Over the same period, the right knee began to give out and several falls
occurred. Over several weeks the leg failed to hold her up without
support of a walker. Over the subsequent 2 weeks, she reported a
progressive tendency to catch her foot and toes on rugs, and she noted
that she could not lift her foot to clear a curb.
The examination showed strength graded 3/5 in right knee extension,
4/5 in hip flexion, knee flexion, and foot dorsiflexion. Toe extension was
graded 4/5, and toe flexion and foot plantar flexion were nearly normal.
Sensation was blunted in the stocking distribution to light touch and pin
bilaterally, and more marked sensory loss was noted over the right
anterior thigh. Muscle stretch reflexes were graded 1 in the arms, 1 at the
left knee, and absent at the right knee and both ankles.
MRI studies of the lumbar spine demonstrated multilevel spondylosis
with mild canal stenosis at L3-L5. MRI studies of the pelvis showed
postoperative changes without discernible hematoma.
NCS showed absence of the sensory responses at both feet. Peroneal
and tibial motor responses recording over foot muscles were within
normal limits, but the right femoral motor response showed more than a
50% reduction of the amplitude compared with the opposite side. Needle
EMG showed prominent fibrillation potentials in the right quadriceps
muscles, the iliacus, adductor longus, tibialis anterior muscle, and extensor
hallucis longus. On the left, mild fibrillation potentials were identified in
the quadriceps muscles only. Laboratory studies identified a fasting
glucose of 155 mg/dL and the hemoglobin A1c level was 8.0.
Comment. A diagnosis of diabetic lumbar polyradiculoneuropathy was
made. Aggressive pain management was instituted, and diabetic control
was improved. Over the course of 6 months, improvement occurred in
right leg function with physical therapy, and the patient could ambulate
with a cane.
Some hereditary
disorders
produce a
picture of
polyradiculoneuropathy.
When a
polyradiculopathy
pattern is
associated with
corticospinal
tract deficits, the
differential
diagnosis
expands to a
consideration of
motor neuron
disease of the
ALS type,
cervical and/or
thoracic
polyradiculopathies, and
myelopathies.
151
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