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Samantha SC Kon*1,
Jane L Canavan1 and
William DC Man1,2
Respiratory Biomedical Research Unit,
Royal Brompton and Harefield NHS
Foundation Trust and Imperial College,
Hill End Road, Harefield, UB9 6JH,
London, UK
2
Harefield Pulmonary Rehabilitation
Unit, Harefield Hospital, Harefield, UK
*Author for correspondence:
Tel.: +44 189 582 8851
Fax: +44 189 582 8851
s.kon@rbht.nhs.uk
Acute exacerbations are major events in the natural history of chronic obstructive pulmonary
disease (COPD) and are associated with increased morbidity and mortality. Although pulmonary
rehabilitation increases exercise capacity, reduces dyspnea and improves health-related quality
of life, the effects on risk of future exacerbations (and by extension, healthcare utilization)
are less well documented. Furthermore, there has been a growing evidence base to support
provision of pulmonary rehabilitation in the acute phase of COPD, for example, shortly after
hospitalization for an acute exacerbation. This article reviews the role of pulmonary rehabilitation
in the prevention and treatment of acute exacerbations of COPD.
Keywords: acute exacerbation COPD exercise health status hospitalization physical activity
pulmonary rehabilitation skeletal muscle
Learning objectives
Upon completion of this activity, participants will be able to:
Assess the epidemiology and prognosis of acute exacerbations of COPD
Analyze the overall effects of PR on COPD
Distinguish how PR affects the rate of hospital readmission after an acute exacerbation of COPD
Evaluate the results of research into the efficacy and safety of PR after an acute exacerbation
ofCOPD
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10.1586/ERS.12.47
ISSN 1747-6348
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Editor
Elisa Manzotti
Publisher, Future Science Group, London, UK
Disclosure: Elisa Manzotti has disclosed no relevant financial relationships.
CME Author
Charles P. Vega, MD
Health Sciences Clinical Professor; Residency Director, Department of Family Medicine, University of California, Irvine
Disclosure: Charles P. Vega, MD, has disclosed no relevant financial relationships.
Authors and Credentials
Samantha SC Kon, BSc, MRCP
Respiratory Biomedical Research Unit, Royal Brompton & Harefield NHS Foundation Trust and Imperial College, London, UK
Disclosure: Samantha SC Kon, BSc, MRCP, is supported by the Medical Research Council (UK). This work was supported by the NIHR Respiratory
Biomedical Research Unit, Royal Brompton and Harefield NHS Foundation Trust and Imperial College.
Jane L Canavan, PhD
Respiratory Biomedical Research Unit, Royal Brompton & Harefield NHS Foundation Trust and Imperial College, London, UK
Disclosure: Jane L Canavan, PhD, is supported by the Medical Research Council (UK). This work was supported by the NIHR Respiratory Biomedical
Research Unit, Royal Brompton and Harefield NHS Foundation Trust and Imperial College.
William DC Man, MRCP, PhD
Respiratory Biomedical Research Unit, Royal Brompton and Harefield NHS Foundation Trust and Imperial College, London, United Kingdom;
Harefield Pulmonary Rehabilitation Unit, Harefield Hospital, Harefield, UK
Disclosure: William DC Man, MRCP, PhD, is supported by a National Institute for Health Research Clinician Scientist Award and a Medical
Research Council New Investigator Award. This work was supported by the NIHR Respiratory Biomedical Research Unit, Royal Brompton and
Harefield NHS Foundation Trust and Imperial College.
A reduction in forced expiratory volume in 1 s (FEV1) is the hallmark of COPD, and increased rate of decline in FEV1 is widely
used as a marker of disease progression. Donaldson etal. studied
109patients over a 4-year period. The median exacerbation rate was
2.92 per year. Frequent exacerbators (defined as >2.92 exacerbations
Expert Rev. Respir. Med. 6(5), (2012)
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Over the past decade, there has been increasing interest and supportive evidence for providing PR in the acute setting, either
during or shortly after hospitalization for an AECOPD. Given
that exacerbations appear to cluster temporally [38] , the immediate
posthospitalization period is a high-risk time for a new exacerbation, and a third of all patients are readmitted within 90 days
of discharge [4] . Understandably, hospital readmission is a more
prominent outcome measure in acute setting trials in comparison
with studies of stable patients.
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A recent Cochrane meta-analysis examined data from five small
randomized controlled trials (of which three only specified hospital readmission as a secondary outcome) and concluded that there
was a significant reduction in hospital admissions with PR follow
ing an AECOPD [39] , with an overall odds ratio of 0.22 (95%CI:
0.080.58) and a number needed to treat of four. However, it is
important to point out significant differences existed between
the studies in terms of intervention (inpatient followed by homebased PR [40] , inpatient followed by outpatient PR [41] , outpatient
PR only [9,19] and home-based PR only [42]), and the short duration of follow-up. Two studies from the Cochrane meta-analysis
specified healthcare utilization as the primary outcome measure.
Eaton etal. randomized patients admitted to hospital with an
exacerbation of COPD to early inpatientoutpatient PR or usual
care (UC) [41] . The study was powered to detect a reduction in
90-day readmission rate from 57 to 35%, requiring 80 patients
in each study group [19] . However, despite screening 397 patients,
only 97 patients consented to the study. Thirty nine patients in
the intervention arm completed the study but only 40% showed
good adherence to treatment (an a priori definition of at least
75% of outpatient attendances) despite the free transport being
provided door-to-door. Although there were no statistically significant between-group differences, the results showed a general trend toward reduced healthcare utilization with PR. The
intervention group had a 23% risk of hospital readmission at
90 days (16% risk in adherers only) compared with 32% for the
UC group. Similarly, there was a trend toward reduced hospital
bed days: 1.7 per patient in the PR group compared with 4.2per
patient in the UC group. Seymour and colleagues examined the
effects of early outpatient PR only following hospitalization for
an AECOPD compared with UC [9] . This study was powered to
detect a 50% reduction in the 90-day hospital readmission rate
observed in a previous study from the same group [19] . The proportion of patients experiencing at least one hospital admission
for a COPD exacerbation over 3 months was significantly lower
in the PR group than in the UC group (7 vs 33%) [9] . Although
there was no difference in the number of patients attending
emergency departments (without being admitted), the number
of subjects experiencing at least one emergency hospital attendance of any type was lower in the intervention group than in the
UC group (27 vs 57%) [9] . Furthermore, the median time to any
event was significantly shorter with UC compared with PR (29
vs 52 days) [9] . A particular point to highlight in this study is that
only 60patients were randomized despite a recruitment period of
almost 3 years across three hospitals.
One randomized controlled trial (published after the Cochrane
review) is of interest as it evaluated whether early outpatient PR
could reduce acute healthcare utilization in COPD patients over
a 12-month period compared with UC [43] . In support of the previously described studies, Ko etal. demonstrated a trend toward
reduced hospital readmissions in the PR group over the first
3months, but this effect was lost with time with no significant
difference between the two groups at 12 months [43] . A question
that arises from these data is whether providing PR when the
patient has become stable may have a longer-term effect than early
Expert Rev. Respir. Med. 6(5), (2012)
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PR. Only one study has tried to answer this question. Puhan and
colleagues randomized COPD patients with a recent exacerbation
(not all requiring hospitalization) to either early (within 2 weeks)
or late PR (6 months after randomization and in a stable state)
[44] . Over an 18-month follow-up period, there was no significant
difference in exacerbation rate (early PR had 2.61 AECOPDs
compared with 2.77 in patients with late PR) [44] . However, out
of a target sample size of 270 patients, the investigators were
only able to recruit a total of 36 patients; hence, the study was
underpowered to detect a significant change.
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Key issues
Acute exacerbations are common and are associated with significant increased morbidity and mortality in patients with chronic
obstructive pulmonary disease (COPD).
Acute exacerbations of COPD are one of the most common causes of emergency hospital admission and represent a high economic
burden to health services and society.
Exacerbations of COPD have been associated with an acute deterioration in health-related quality of life (QoL), forced expiratory
volume in 1 s, physical performance and skeletal muscle dysfunction.
Randomized controlled trials and meta-analyses support the benefits of pulmonary rehabilitation in increasing exercise capacity,
reducing dyspnea and improving health-related QoL.
There is currently a paucity of data on the effects of pulmonary rehabilitation on exacerbation rate, hospital admissions and healthcare
resource usage.
There is now emerging evidence to support the provision of pulmonary rehabilitation in the acute phase of COPD.
A recent Cochrane meta-analysis concluded that there was a significant reduction in odds of hospital admissions and death with
pulmonary rehabilitation following acute exacerbations as well as demonstrating consistent improvements in QoL and exercise capacity.
Evidence suggests that pulmonary rehabilitation is an effective intervention for COPD patients both in the stable and acute setting.
References
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To obtain credit, you should first read the journal article. After
reading the article, you should be able to answer the following,
related, multiple-choice questions. To complete the questions
(with a minimum 70% passing score) and earn continuing medical education (CME) credit, please go to www.medscape.org/
journal/expertrespiratory. Credit cannot be obtained for tests
completed on paper, although you may use the worksheet below
to keep a record of your answers. You must be a registered user on
Medscape.org. If you are not registered on Medscape.org, please
click on the New Users: Free Registration link on the left hand
side of the website to register. Only one answer is correct for each
question. Once you successfully answer all post-test questions
you will be able to view and/or print your certificate. For questions regarding the content of this activity, contact the accredited
provider, CME@medscape.net. For technical assistance, contact
CME@webmd.net. American Medical Associations Physicians
Recognition Award (AMA PRA) credits are accepted in the
US as evidence of participation in CME activities. For further
information on this award, please refer to http://www.ama-assn.
org/ama/pub/category/2922.html. The AMA has determined
1.
You are admitting a 60-year-old man with a long history of smoking and severe chronic obstructive pulmonary
disease (COPD). What should you consider regarding the epidemiology and prognosis of acute exacerbations of
COPD (AECOPD)?
A
B
C
D
2. You consider initiating pulmonary rehabilitation (PR) for this patient during his hospitalization. What should you
consider regarding research of PR for COPD?
A PR is not as effective as holistic therapy such as meditation in improving exercise capacity and health status
B PR has been demonstrated to reduce the risk of hospitalization among patients with stable COPD
C Randomized trials of PR are more supportive of it effects in reducing hospitalization compared with observational
studies
A
B
C
D
4. In prescribing a PR regimen for this patient, what should you keep in mind?
A
B
C
D
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