ym Table of Contents PURPOSE FOR THIS FINANCIAL SERVICES GUIDE ‘THIS GUIDE CONTAINS IMPORTANT INFORMATION ABOUT: ‘ABOUT 0.C.M ONLINE CAPITAL MARKETS PTY LTD. \WHIO IS RESPONSIBLE FOR THE FINANCIAL SERVICES PROVIDED? FINANCIAL SERVICES AND FINANCIAL PRODUCTS 2 omHER DOCUMENTS STATEMENT OF ADVICE WHO We ACT FOR THE NATURE OF THE ADVICE HOW YOU CAN GIVE US INSTRUCTIONS 11. HOW TRANSACTIONS ARE CONFIRMED TO YOU peheee % 12, HOW YOUR PERSONAL INFORMATION IS DEALT WITH 13, HOW WE ARE REMUNERATED FOR THE SERVICS WE PROVIDE 14, HOW OUR EMPLOYEES ARE REMUNERATED 15, OUT ASSOCIATIONS & RELATIONSHIPS WITH OTHERS. 46. OUTINSURANCE ARRANGEMENTS 47, COMPLAINTS rae eee eeym Table of Contents PURPOSE FOR THIS FINANCIAL SERVICES GUIDE ‘THIS GUIDE CONTAINS IMPORTANT INFORMATION ABOUT: ‘ABOUT 0.C.M ONLINE CAPITAL MARKETS PTY LTD. \WHIO IS RESPONSIBLE FOR THE FINANCIAL SERVICES PROVIDED? FINANCIAL SERVICES AND FINANCIAL PRODUCTS 2 omHER DOCUMENTS STATEMENT OF ADVICE WHO We ACT FOR THE NATURE OF THE ADVICE HOW YOU CAN GIVE US INSTRUCTIONS 11. HOW TRANSACTIONS ARE CONFIRMED TO YOU peheee % 12, HOW YOUR PERSONAL INFORMATION IS DEALT WITH 13, HOW WE ARE REMUNERATED FOR THE SERVICS WE PROVIDE 14, HOW OUR EMPLOYEES ARE REMUNERATED 15, OUT ASSOCIATIONS & RELATIONSHIPS WITH OTHERS. 46. OUTINSURANCE ARRANGEMENTS 47, COMPLAINTS rae eee eeFINANCIAL SERVICES GUIDE ‘The purpose ofthe Financia! Sarvevs Gulda CFG" leo pronto ou win ky incrmation about, and he fnansalconfcus omer ky OGM Oni Capt Morkets Pty Limited The Cornpary’ to help you making an informed decision abcurwhetherfous= our sentces Further detail ahout our sences andthe pracucts we of is alu avaliable on our website al vwwafotex.com fhe watsite domsin} ‘Wine we use meron yeu" or“clen") we meen YOU, a6 he USBY ator ered, This FS6 maybe vewed online on The Company's website domain. Youshould ensure thalyou duveload ans read ihe enie FS. Apaperco3y ofthe F38 is slo avalablo, foo ofcharao to any corson in Auer, on roquoe 2, THIS GUIDE CONTAINS PAPORTANT INFORMATION ABOUT: + whose are +e senices ans products we ofr, + beremuneration and ther bene!ls that ay be pall us, our employees ar oters, + anyascoviaons or rolavonshis wo may hava wit franctal product zsuat; + ouririemal ana edema aispie rescirion praceaures an hava can acess hem MoUneve a coment gamn31 US; + ourcemsensaton anargements; ans + howyou can contactus. ‘The nfonstion cortaines this FBG = general incrmaton anf nd has heen presarecwtnouttakng ino sccountine Cilent'soxjectyes, nano) siustion breeds. We provider warranty egatdng the suabily fo the ilent of ary ofthe senies cescrbed inth's FSC, 2. ABOUTTHE company ‘The Companyitades as"isorer hich Is a registred tadematk ansin spect whic he Cusinass name vfs" egisteted in Westen Australia. The Compt an Australian incorporated corpary which Was raistred in 2003, The Companys Waly avmed subsidy of OLM Holdings Limited of Cyprus POLEMD, GLC ea gato owned eomeany wich Ie aevanad iy Cyorot law, rapeiraton number HE227661.As euch, ls parior tha OLEM Group ‘nen nos established onine develozrent, marsetng, consufng ard apertions tthe Tela of detWate tad ng. ‘The Company intends to operate using the name Mfrex onlin usta and indoing so will ater advanced, buteasytouse, tadingtoals slong with ow stoount minimums ans oaneo educational recouress rx bv amor the business narra UsodthoughouLihe OLEM Group aourd ihe worl ortho ousien or nancial senices ta rel les ‘The Company profs you wih vaious irading series, inclsing a Highly effcien, propery controlled tating envtonment'ss well = suppor features and ‘for sw edstanal esourus enabling CHnt>to Vado in yatlous Manel product (OCM Online Capital Markets Py Ltd ACN 140 899.476 Lovel2 19-21 Huntor St. Sydney NSW 2000 AustraliaOREX. ma FINANCIAL SERVICES GUIDE ‘Our mission sto provide our cons wt: + leading edge technology + ast evecun, and + o1wmplany eusiomar sane, ‘The Company sno estatlish 2 constantslatonshp ith her clers, based on professionalism, intgiy ans mutl cooperation “The Company is rogulatod by to Australian Soeurios ansirwostmonts Commission CASICD. 4. WHOLE RESPONSIBLE FOR THE FINANCIAL SERVICES PRONIDED? ‘The Company is resaonsibo rho tnancal sonees proved, eluate dettauton oihis FSG. Tio Company Holds an auckaan Financial Sonos Licence CAFS Ltence" Issued iy ASIC FS Linenee 343628), (OLCM for snethe: com vl rove The Company th he use ots automated electronic trading platform hich The Company wilin turn make sva'ale whens 5 FINANCIAL SERMICES AND FRANCIAL PRODUCTS ‘Wo ata authoricos byour AS Liconso fo crv ho Wllowira tnaneal sarees to rata and wholesale clon: Provide nancial proquct akace with resect to denvatives and foregn exchange contracts; Dealin derivatives and foreign exchange contracts; and Make 2 market n derivatives an foreign exchange contracts, 5 OTHER DocUMENTS: ‘You mustcarsulyvesdthis F30 zs wall as cur Product Disclosure Ststernert PO}, andthe ClertAgeemert A copy ofthe PDS and he Client Agreement, hich sels cuttheconiracuaelatonshp between The Company and te Clant, can be downloaded famthe Company website domain. Yau mustconfim via bo oni apalcaton that youhzve oad iS FSG, and iho FDS, and Watyouaccopt ho terme and concions setoutin ha CH Aareornont vero you Fan trade win us and enter irfoansactons. These dceumerts contain maortantintomion aboLtine tnencial serves cho prasucts we oer, nlud ng norm tion akutihe associates risks and costs and details octher fees and charges veoh may acpiy ‘The Client Agrecment sels outthe basis ofcur ongdingelatonship with ou ireluding the basis upon which transactions il ake place and fe ablgations of ot The Cornpary andine clon (OGM Online Capital Markets Pty Lid ACN 140 699 476 Level? 19-21 Hunter St. Sycney NSM reFINANCIAL SERVICES GUIDE ‘The FOShze busngroparod by Uend contains vormation sbouttho parila rancial products we ofr, clung lanicanticke-and stale ofeoe and ‘harges which gach. The PDS vallase'styou inrnaking an informed decision azote rreducts ofered ey The Corner. 7, STATEMENT OF ADVICE Ingenta, we vt not pcvde ou perconslseice tats, doe atakes Ino acecuntare mete cyaurableetes, ante miaton sna needs oF hice whieh could reasonably ie ragaried as having con sa, Hewtever lied cicurnstanees we may provide personal sthice In such icumstences, we ‘il iv you (and you may ques) a Siatement of Adice (So8" ora Statement Atlional Advice (S0mA) ora Record ofAdice (Rae) ‘vnereneteanal aves Is En, the SOMEOAA sodced i conaInthe ages he oasis on ven Ts BEN ane eter InImation sueh as aurTees ancary ssceiaone we nave wh ania product issuers or anerpaties which may nave mfuenced the ade ‘You wi noi roso¥o 3 S08 or EumA whore wavs you urhorporconal sco (ato the inal percoral adc) andyour olgant poteonalcieumetances aronct ‘gninearty arerent ta your relevant personal ersumstances Wt our pols SaA or EDRA Im such cases the deals suehfersanal ae= vA ke Cael ranted iv POA. We will maintain recs of ary Rar at east 7 years, Should yu roqulo a copy of ny SuASMFOA hon glaace cont ust questa vor. Oureonlst dale ate cot outInetauso 18 of Ne FS. 8 WHOWEKCTFOR “The Company ats as pnvlsl and no 36 your apont or broko hon wo sesh your ncruclone and awcute torr, wo aw the path to tho oer sido ofthe ‘ransacton and he pany wn nam ou are enna sareact © THE NATURE OF THE ADVICE Ingenetal, Te Commas vl on ztoiae general eaice regarary Manca! prasucsthatyaL can acqUre MoU US This Ivtmation ar acwe= Wl nttake ino eansidaratan your patcularobjecives, nancial siuation arnaads. These iste shouldbe considered oy you before maliny ary nvestment ee sion on ‘he basis of any information or genera advice that we provide toyou Under me ln goveringrnaneal sentees,zeneta| aves has. dened resning when me'be anerento wnat you unerstonsor expect general ace 0 mean. inthe canta of he prauision of iencia senices, gener aehice can inside infmstion ot a7 oginion abautthe final products and he markets cut jgental advice das not include any creck or imp es recommendation tat he francal products refered toate aparepratst your particular objectives, tna tials tustlon orn. ‘We reccmmiend tatyoutake al eascnstle steps to fly urderstand he possible ouiccmesofades and sategis in elation to using the Comasny Tad ing larry yu ener into Transactions. Coen hee ne eee en Me eyFOREX. ™ FINANCIAL SERVICES GUIDE 10, HOWIYOU CaN GWEUS INSTRUCTIONS ‘Yu ean instil us inthe fol ming ways loctonicaly ough ur rorrot unin Tada lator to which you wi crag accase, or Byelopnone Ime Teang Plator 1 unevalaQle ‘The Company eserves the igrt nat accept sttucions i any ofthe ways descised shovewhare we cennctvrythe idan ofthe Chant 11, HOW/TRANGACTIONS ARE CONFIRMED TO VOU ‘The Company mantsin secure ecorsofalllentorcers and trades executes. The Company wlprovise youth doe umertaionts confi th bans ions ouhave execud, We wil provide eleckaric access to all Uae confimatonsto you aulomatsly athe Trading Plater. You can atcess yout account reall a Th Corisanyroprecanatho at nytima ts vow andlor obs dotalscfyourtianesetions, account balances and open posion. ‘You must eview any contmaton or satementio ensure ds aceutacyansyou must epatt sty dsctepancies sus scan as reazon=bly racial Confirmations ste deemed ‘You ean nett usin the rola ware Elechericaly though eur internet online Trading Platonm to which youuilbe cared access; or Bylelophone ifthe Trading Plato is unavable ‘The Company san th ii not accent nstuctane in any tho ways dovcrlod shove wharo ws cannot vari the idan orto Cont 11, HOWTRANGACTIONS ARE CONFIRMED TO VOU “The Compan il malnin sesursto records ofall Clontorcors ans ase exoeutod. The Comeany w/lfroWdo youth oe mantstlonto conf the Fanese ‘ons youve e¥eevtes, We vil stodge seca azcess 1 alrede confimmtarsta you autoratealy matte Trading Patra, You ean Sesessyauraccaurt reall a Tha Company representave a enytme to vewenclor cain deals ofyourtrensacions, account balantes and onen pesons ‘You must iow any cont aon or statomantio onsuro is aceuraeyansyou mustropart amy dlstropancios to us soon ae easonably paca, Confrmations be ceemes to #= canslsve ansbind ng on You Tat ob\eeed ser HAIN One Business D5y ofthe Fansaeton being enseres Ira 12, HOV/YOUR FERECKAL NFORMATION Ig DEALT WATE, ‘We recounise the mporance of ensurrgthat you hsve conrdence Inthe way Handle Your nersona| information an tat tis kextprhate. We rave craze ures which include he secure storage of you persanalictarmatin. &cepyctaurPrezey Polis yslsle on our website cr bycomtacng us nd requesting copy ‘The Company recognises rat Ruses naweage wren Ihss abelt ts Cllrs a vay hats ket aovence As cn tests (OGM Online Capital Markets Pty Lid ACN 140 699 476 Level? 19-21 Hunter St. Sycney NSM reFOREX. M™ FINANCIAL SERVICES GUIDE Howovor nate the natu four business 363 markot maker in nara produets, and The Comianyhas policlvs anc procedures Gosirod io minimise any situa! o potential conics between ts own nests, and thse ofits Clients ‘You ate ontod wo aecoes your sorsonalnfrnaton tha To Comgany Fol. You aso Nave the ht coract or ask uso corset Information aboutyou that Inaccurate, ncorplee or auto ate, In cordance with th énieMoney Laundering and Counts-Terrtis det 2006, The Company has an obligation to collec intrmatin abou, and veri the ldony ofits Clon. This nformaton te rorerrod to as Know Your Clon iran ork Information. Tro Company wil carryout ts Customer Kontation and vrrection crocedutes th accordare= wit tre An-Money Laundetiisand Counter Tents At 2008 andthe Paty Ack 1988 13, HOWE ARE REMUNERSTED FOR THE SERVICES WEPROVIDE ‘Soreat Prices and rates quoted by The Comaany in respect of he nail products ofered wil Include @ spread in favour ofThe Compars. Th Company acis 26 = ‘markot makor an generals i income fom ihe spreads which ara uribeddesin ta raivs andzlews cuctod. Tha grea isthe deronco bodws0n Ho ee ortstes quotes ky The Cornsary an te sae or purchase pice as he case may be) in respectortne parteular Nanci] zrodue, ats he areas te tiererce between the ste ques by us end te ste t ich we buy selhefinanisl p1oduts crm cur Certs Ths spread is factored intote pices a ates quoted to lent and are not adlonal charges tothe Client Imactive Accounts Iter ie no basing actly ora patio of one year ona Client account The Company may charg 3 ke fee of 0 per yearfo you formalrtanthe account If ‘oe are neuclnt und in ho aecountforthis curacey, The Company racers the righto chargo aloworauminsitate oo ancora cise He account Interest Clorifunds ro gayabio nla Te Compary’s Clot ust account whieh I a coarouatog rust account old, usod and wih saw in accorear wit Bo Coro: ‘aone Actand‘he Cilent agreement. Al intetes! nat may accrue ante Cilert ust aceaun Is etalned ey The Company rises kenent dali swap charge may appro each francis intent oven positon at he losing ofthe Compr strading day as regard rat fhancielinsbument ‘uct owap sat ie aclcabl, kl oer codied or coblosby ha Clank’ account, dosoncing urbe ture oft coeitan Clon olds. No Commission “The Company doas not satya fobs or commision suet ac brokerage tots clots Ce eee eee ne Teer ea een Ce EeFOREX. M™ FINANCIAL SERVICES GUIDE Hoduing countorpartios Hfany commission received iom a hedging courtereary thse payable bythethedsing countersatty svctio us andi not an ational chage to he lien ‘ny such commissin from hedging counterparties maybe based on volumes of business ransacted wih the hedjng counttpar, Further imormanon Client's may request pariculars of ou remuneration incucing comission or other ben fis prove the requests made wibin a reasonable tine fer bhe Corte akon this FSS ansbetore are francil sone Montifadin thle FSS ar prodded otha Clon charges ‘The Company sane the ite reow its shatags hero 2 Senico|s ouside stan ars Tradhng Plann funtion ly 14, HOWOUR EMPLOYEES ARE REMUNERATED ur omplayeus ara pal ty way ofsalar and may algo rocabe dsertlnary tonueas linkod to portrmance ur employees may alo suai for ron-manstry berets they mestpefumance targets, Incentves include non-monetary awards suchas spots tees and alendance a conferences. The hps ofthese berets wil vay deperiing on patular circumstances, such asthe amcloyee's poston and be partular once prod, We rnaltain 3 oaleor ofr Hones that our opr esortathos ocohe 15, QURAS2008TIONS & RELATIONSHIPS WTH OTHERS ‘Wo do not hav ary oltlonstip or assouiatons wii fmaneal proguctsouers which might mnuones us I proving you wlth aurfhanelal sentege. The Cor any ee Issuer are naneia oauers towers 10, OURINSURANCE ARRANGEMENTS ‘The Company nas professional ner nty CPT) insurance arangemerts pla as requred under section 8128 ofthe Corporations Act Ourirsurance takes into atcountthe nature anevolume afour business, the number of Clents askin of Cents we have, our epresentetives andthe masini potental stent of our ibility ur Pl insuranes a's coves sans rn olaon fo he conduit ofasresantstves and omlooss velo no longsr Worktor Uskueo sid atthe Umno othe relevantconauct 1 COMPLAINTS ‘Wo want know about any prem or conser ou ray reno i cur adic or Senicos Go wo can alo slope fo resoNe tho Issuv. Nyhve nna and feral slap resolutonoracedures to resolve eamplaits tom Cents, Acosy othese procecures maybe osaines bycontacirg us end requesting a copy ee eee ra coreyFOREX. M™ FINANCIAL SERVICES GUIDE Hoduina countorpartios Hfany commissions received fiom a hedging courtereaty thse payable bythethedsin countersatty svctio us andi not an aiional chaage toe lien ‘ny such commissin rom hedging courlerpates maybe based on volumes of business ransacted wih the hedaing countrpar, Further imormanon Client's may request paticulars of ou remuneration (incucing comission or other ben fis provi the requests made wibin a reasonable tine fre Corte aye his FS ansbetore ary francil sone Montane FSS ar prodded otha ont charges “The Company sane the ite rvow its shatage Wheto 2 Senco OUsids He stan ars Tradhng Plan funtion ly 14. HOW/OUR EMPLOYEES ARE REMUNERATED ur omplayeos ara pald ty way ofsalar and may algo roca dserctlnary tones lnkod to porormance ur employees may alo suai for non-monetary berets they mestpeoumance targets, Incentives include non-monetary awards uch as spots tees and attendance alconferences. The hpe ofthese berets wil vay depending on patular circumstances, such asthe ameloyee's poston and te parteular once profod, We rnaltain 3 oaleor of sry Hones tht our opr esortatyo= ocuhe 15, QURASS0C.8TIONS & RELATIONSHIPS WTH OTHERS ‘Wo wo not hav ary roltlonsrips or assovatons wii faneal praguctsouors eich ight mnuones Us I proving you wlth aurfhanelal sontegs. The Cor pany ee Issuer are tnaneta oauers tomers 10, OURINSURANCE ARRANGEMENTS ‘The Company nas professional ner nty CFF) insurance arangemerts plate as requred.under section $128 ofthe Corporations Act OurPirsurance takes into atcountthe nature ancvolume afour business, the number of Clents ans kn of Cents we have, our epresentsives andthe masini potential sient of our ibility ur Plinsuranes aso coves sans olaon fo he conduit ofr: resantstes and omplooss wrlo no longer Worktor UskuLeo oid ath Umno othe relevantconauct 1, COMPLAINTS ‘We went now aca any praslems or conserns you fray reve st cUF sce Cr SEnIces G0\We can ake steps‘ fesaNe the Issue. Whe niInaland Dene Te ee eeeFOREX. ™ FINANCIAL SERVICES GUIDE ‘oral sisputorasuluon pocoduros to rosoly compas ton Clos. cody ofthese procecurus mybs osainad by contac us and requesting a ey. Inia, al complains wil be hanslesandimesigstirernaly ould yousil feel slssatisted wih the ovdeome, you havethe sili escalate your com er i anexeral body for aresoluton Iyouteve 9 comslaintsbout ne mrancial seniess prowced to ou, please take te rolowna steps: 1. Contac The Company infum us about your comin. You may do this by telephone in person, reese, eral oer. wil investigate your corps prom, Wo ly ta solv your emmpant aulky an a 2, you ate desatsteswtr he otcome of eur nwestigsion, youhave the nights complainto he Aushalian Financial Drabudsman Sence Lines (FOS who may he consciton 1200 780 208 orin wring st 9F.0. 83, Melbouine WC S001 ‘The Company ss memset oTins eomplains rescision scheme ane aut memeetsnipnurberis [14805]. In arse ra eommlaina%e consineres ty FOE, ‘here are some cneumetances that neds tae place pease steno hei webster farther information at pos og aleenbicnome page jsp 2, Youcan conlse.ASIC in Austaia on 1200 300 620, This ie Freecal Infoline, This is ancthe aller that you may use fo make a complaint and bain rromston bout your tts. 18, OUR CONTACT OETALS ‘You an contact us Be following moan: Telephone Callus on +07 290272907 Mat ‘Witte us at OCM Online Copal Makets Lis Level 219.24 Hurter St Sydney, nev, 2000 usta Fae ena us auto +87 290 372957 Email ‘0nd us an emaltae=-augroroxcom Im person Vistouroffces Level 212-21 Hunier Si. Syney, NEVy, 2000 Ausra ‘Vist our went at wumeatorex.com Ce eae es gee Ee eer eee mn ee Eee ay