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"This is no longer the city I once knew". Evictions, the urban poor and the right
to the city in millennial Delhi
Gautam Bhan
Environment and Urbanization 2009; 21; 127
DOI: 10.1177/0956247809103009
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GAUTAM BHAN
ABSTRACT Millennial Delhi is changing rapidly. Between 1990 and 2003, 51,461
houses were demolished in Delhi under slum clearance schemes. Between 2004
and 2007 alone, however, at least 45,000 homes were demolished, and since the
beginning of 2007, eviction notices have been served on at least three other large
settlements. Fewer than 25 per cent of the households evicted in this latter time
period have received any alternative resettlement sites. These evictions represent a
shift not just in degree but also in kind. They were not ordered by the citys planning
agency, its municipal bodies or by the city government. Instead, each was the result
of a judicial ruling. What has this emergence of the judiciary into urban planning
and government meant for the urban poor? This paper analyzes the dictums of
verdicts on evictions in the Delhi High Court and the Supreme Court of India
from 1985 to 2006. Using these judgments, it explores the misrecognition of the
poor that became dramatically apparent in the early 1990s and that underlies and
justifies evictions. This shift is then located in the larger political, economic and
aesthetic transformations that are re-configuring the politics of public interest in
Indian cities.
KEYWORDS evictions / Delhi / India / judiciary / public interest / slums / urban
poverty
I. INTRODUCTION
Scrap dealer Ashok says this is business as usual for politicians before
elections:
Wait and watch, I will vote here again in the next general elections,
five years later. (Frontline Magazine, 12 January 2004)
Ashok was wrong. In January 2003, the Ministry of Tourism of the government of India announced its plan to redevelop a 100-acre strip of publicly
owned land on the banks of the Yamuna River into a riverside promenade
meant to be a major new tourist attraction. At the time, the riverbank
was home to a string of settlements (colloquially and collectively called
Pushta)(1) that housed around 35,000 families more than 150,000 people.
Ashok was one of the residents. Researchers and activists(2) confirm that
the majority of residents were daily wage workers construction workers,
Environment & Urbanization Copyright 2009 International Institute for Environment and Development (IIED).
Vol 21(1): 127142. DOI: 10.1177/0956247809103009
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TA B L E 1
Types of habitation in the National Capital Territory of Delhi
Type of settlement
Estimated
population in 2000
(000,000s)
Percentage of
total population
JJ clusters(a)
Slum-designated areas
Unauthorized colonies
JJ resettlement colonies
Rural villages
Regularizedunauthorized colonies
Urban villages
Planned colonies
Total
20.72
26.64
7.40
17.76
7.40
17.76
8.88
33.08
139.64
14.8
19.1
5.3
12.7
5.3
12.7
6.4
23.7
100.0
NOTE: It is important to note that these statistics only represent those who
were counted. Many of the citys most vulnerable poor live in makeshift shacks
or simply sleep on the street and are mobile on almost a daily or weekly basis.
It is safe to assume significant under-reporting of the numbers of the citys
poor in this data. It is nonetheless used because such under-reporting would
only strengthen the point that is being made.
(a)
JJ stands for the Hindi words jhuggi jhopdi, a colloquial term for the shacks of
the poor.
SOURCE: Government of Delhi (2004), Economic Survey of Delhi 20022003,
Government of Delhi, New Delhi.
(14.8 per cent). A significant 5.3 per cent of the city lives in unauthorized
colonies, which are distinguished from JJ clusters not because one is more
legal than the other, but because JJ clusters represent poor settlements,
while unauthorized colonies tend to be non-poor settlements.(11)
The other categories represent settlements that were illegal on
inception but that have since been regularized. In the 1970s and 1980s,
compensation and resettlement were common practice even for areas not
notified under the Slum Areas Act. When JJ clusters were demolished, their
residents were resettled into new and legal, albeit peripheral, resettlement
colonies called JJ resettlement colonies (12.7 per cent). This is precisely
what Ashok hoped for should he be evicted: a post-facto regularization.
When non-poor settlements were regularized, it was almost always in situ,
and these were termed regularizedunauthorized colonies (12.7 per
cent). Thus, even within the statistics, a difference between the illegality
of the non-poor and the illegality of the poor was maintained.
I cite these facts to illustrate a simple point: like most Indian megacities, the planned city of Delhi is only a small part of the city as a whole,
and historically it has always been so. At its most benign, this means
that the peripheral construction and the wait and watch game of postfacto regularization has, in fact, been the means by which much of the
urban space of the city has been organized. Building his house on public
land, our scrap dealer Ashok rightly expected to get, were he to survive
in the settlement long enough, either a tenured resettlement site or the
post-facto regularization of his self-constructed house. A mix of claims
based on rights, needs and perceived entitlements from the state ensured
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12. See reference 8; also
Chatterjee, Partha (2003),
The Politics of the Governed,
Columbia University Press, New
York, 173 pages.
13. Holston, James (2008)
Insurgent Citizenship, Princeton
University Press, Princeton,
page 256.
this expectation, public opinion endorsed it and the courts protected it.(12)
Ashok had, in other words, a certain set of expectations of the state based
on what James Holston has called a hybrid mix of special treatment
rights, text-based rights and contributor rights.(13) The first followed from his
poverty, or need; the second from his legal citizenship; and the third from
his contribution to and work within the city. The increasing frequency,
ethical acceptability and apparent inevitability of evictions without
resettlement in millennial Delhi mark the rupture of precisely this set of
claims that defined the right of the poor to the city.
The expectations that Ashok has of the state are important. Informality,
Roy reminds us, is not just that which is outside the planned/formal, as
some kind of neatly bound residual order that lies beyond the state and
formal planning. The informal, in fact, is produced by the state itself.
It represents a deliberate suspension of formal norms, and it is the state
(and in the case of Delhi, other forms of authority like the courts) that has
the power to determine when to enact this suspension, to determine what is
informal and what is not, and to determine what forms of informality will thrive
and what will not.(14) How have those in power in Delhi exercised this
discretionary power: by what logic, to what ends and in whose interest?
It is here that we turn to the courts.
In India, regional high courts and the Supreme Court of India are perceived as institutions that protect the rights of ordinary citizens from an
executive that inspires a far lower degree of trust in the public and that
is often accused of being corrupt, politically motivated and, importantly,
deeply inefficient.(15) In the late 1970s and early 1980s, a series of judicial
innovations further cemented the courts positioning of itself as a site for
justice for the poor and marginalized. In a landmark case, S P Gupta vs.
Union of India (1985), Justice Bhagwati eased the rules of locus standi, i.e.
the rules that governed who could appear before a court, specifically for
the regional high courts and the Supreme Court of India. He did so to
enable those in a socially and economically disadvantaged position who
were unable to approach the court for relief to access justice through
the highest courts of the land. Requirements for the filing process were
eased to the point that it was commonly said that the court treated
even a simple letter as a litigation(16) and took upon itself the burden
of gathering information and evidence. The era of the public interest
litigation, or PIL, was born.
PILs opened up the door to ordinary citizens to approach the
highest courts of the land in matters of public interest either to espouse
the cause of the poor and oppressed (representative standing) or to (seek)
enforce(ment) (of) performance of public duties (citizen standing).(17)
While the PIL revolution is pervasive across urban India, nowhere has
its impact been more pronounced than in Delhi. PIL decisions emerging
from the courts have been responsible for most of the major changes to
the citys urban systems in the past decade. To mention a few:
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for rulings by all lower courts
in the country and are thus
relevant even to our analysis
of Delhi.
26. A recent report by the
National Planning Commission
found that 90 per cent of the
shortfall in public housing
units to be built under the
Delhi master plan was in
low-income housing targets.
See also Association of Urban
Management and Development
Authorities (2003), Land Policy
for Development in the National
Capital Territory of Delhi, Delhi
Development Authority, New
Delhi.
27. Shantistar Builders vs.
Naryan Khimalal Totome and
others (1990).
28. Chameli Singh vs. State of
Uttar Pradesh (1996).
29. Ahmedabad Municipal
Corporation, Appellant vs.
Nawab Khan Gulab Khan and
Others (1997).
30. It is clear that the reasons
underlying this shift are at
the heart of the change
in urban politics that I am
describing. The focus in this
paper is to outline the shift
itself. At present, I do not have
sufficient data to be able to
offer an adequate explanation
of the underlying causes,
although I hope to address
precisely this question as my
research continues. Possible
answers include the views of a
particular generation of judges,
or the influence of a changing
economic and political climate
on judicial decisions. All of
these urgently require focused
and analytical inquiry.
must be provided before evictions can take place. The judges further
hoped that the government will continue to evince the same dynamic
interest in the welfare of pavement dwellers and slum dwellers.
In 1989, the Supreme Court went a step further and stated that
reasonable residence is an indispensable necessity for human development
and the fulfillment of the right to life.(27) In another case, the court held
that the right to life guaranteed in any civilized society implies the right
to food, water, decent environment, education, medical care and shelter.(28) It
went even further a year later and ruled: Article 19(1)(e) (of the Indian
Constitution) accords right to residence and settlement in any part of India
as a fundamental right. Article 25(1) of the Universal Declaration of Human
Rights declares that everyone has the right to a standard of living adequate for
the health and well-being of himself and his family; it includes food, clothing,
housing, medical care and necessary social services.(29)
Then the tone changed, both suddenly and dramatically.(30) In
Almitra Patel vs. the Union of India (2000), the court opined that Delhi
should be the showpiece of the country yet no effective initiative of any
kind has been taken for cleaning up the city. Rather than see them as
the last resort for shelter, slums the court said, were large areas of
public land, usurped for private use free of cost. The slum dweller was named
an encroacher and the resettlement that had hitherto been mandatory
became, suddenly, a matter of injustice, rewarding an encroacher on
public land with an alternative free site is like giving a reward to a pickpocket
for stealing.
During the 2000s, the courts continued to refuse to hold the government responsible for its failure to provide low-income housing and to
erode the right to resettlement. When they did acknowledge state failure,
they no longer interpreted it to mean that resettlement was therefore
due. In Okhla Factory Owners vs. GNATCD (2002), even as the court said
that it was the duty of the government to provide shelter for the underprivileged, it simultaneously argued that the failure to do so does not
mean that the state should take up an arbitrary system of providing
alternative sites and land to encroachers on public land.
The very citizenship of the urban poor began to be called into question.
In Dhar vs. Government of Delhi (2002), the court differentiated between
the justice deserved by slum dwellers who are unscrupulous citizens
and the honest citizens who have to pay for land or a flat. In Hem Raj
vs. Commissioner of Police (1999), the rights of unscrupulous citizens
were summarily dismissed: When you are occupying illegal land, you have
no legal right, what of talk of fundamental right, to stay there a minute longer.
This was done in the name of order: If encroachments on public land are to
be allowed, there will be anarchy.
In its latest order for demolitions in 2006, the Delhi High Court refused
to stop demolitions even though most households in the settlement had
no alternative resettlement sites. No more delays were permissible, the
judges argued, because the land has uses that cannot be denied, and
the more settlements are removed, the more they come. Using language
that was suggestive of epidemics and pathology, the judges argued that
their numbers were growing and growing and that steps must be
taken to deal with the problem. When asked where the poor were
meant to reside in the city if not in informal settlements, the judge said:
If they cannot afford to live in Delhi, let them not come to Delhi.
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Pushta wasnt hidden from either public view or the state. A community of nearly 150,000 people with public services and an expansive
built environment cannot, by any stretch of the imagination, be covert.
It is not that the illegality of the settlement suddenly became apparent
but, rather, that the terms by which it and those who lived within it
were represented and recognized changed. Why did this shift occur?
What explains the changing language of the courts? We now turn to the
first of the components of the shift in urban politics that I argue explains
the changing political circumstances of Delhi post-1991, namely altered
understandings of (in)equality, urban government and citizenship.
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TA B L E 2
Changes in access to the Public Distribution System
Percentage of people in Delhi buying essentials
from the Public Distribution System
Rice
Wheat
Sugar
Kerosene oil
19992000
20042005
32.8
25.4
15.2
46.9
3.5
2.7
3.6
29.0
Wage/salaried
Self-employed
19992000
20042005
58.9
33.5
52.7
40.4
SOURCE: Government of India (2006), Employment and Unemployment Situation among Social Groups in India,
61st Round, Department of Statistics, New Delhi.
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bureaucratic and inefficient state. For the poor, it is the placing of a new
burden of responsibility upon them, but with little or no change in their
capacity to bear it.
As Caldeira has argued in the case of Brazil, inequality must no longer
be hidden, justified or apologized for, nor can it be excused as a transitional
phase in the longer story of the nationalist ideal of equality and dignity
for all.(39) As we accept self-responsibilization, the responsibility of ensuring housing and access to services becomes not the responsibility of
the state or the elite but of the poor themselves, and the only pathway to
it is through the market. Able to gate their communities, privatize their
services and imagine themselves as global citizens and consumers, the elite
no longer feel obliged to belong to the same imagined city as the poor.
Inequality is, therefore, naturalized as an inevitable part of any (market)
society. It is no longer understood as a problem of what the poor lack but
instead, one of what they have been unable to do. The possible conceptions
of a solution are based on the management of the poor either by their
own participation in the market (microfinance, self-help) or through the
voluntary associations of civil society (NGOs). In this conception of government, the role of the state therefore changes from being the bearer of
the nationalist development engine to being the enabler of growth.
The logics of growth, within the court, are intertwined with the mechanisms of law, order and master planning, to become received realities
for policy makers, the media and judges alike. Within this logic, Pushta
residents do indeed keep the land from other uses that cannot be denied,
for the lands value as a site for housing for the poor is not equal to its
value as part of the city as a growth machine. The moral citizen becomes
re-defined in terms of a particular kind of economic productivity. Therefore, in the courts, honest citizens become those who pay for a flat,
as judges use what Ong calls ...an economic logic in defining, evaluating
and protecting certain categories of subjects and not others.(40) Chatterjee has
described this as the dominance of corporate capital, a formulation he
relates to his earlier conception of civil society.(41) He argues that corporate
capital, representing the interests of the middle and elite classes within
the formal economy, today holds a moralpolitical hegemony the
capitalist class has acquired a position to set the terms to which other political
formations can only respond.(42) Within and outside the courts, the use of
PILs by middle-class associations to seek eviction of the urban poor represents what Chatterjee calls corporate capitals increasing intolerance
towards the informal. Conversely, it is the moralpolitical hegemony of
the idea of growth that allows this intolerance to be considered both just
and ethical.
This hegemony is not just created by the market alone, however. It
is reinforced by a more broadly changing conception of citizenship and
altered representations of the figure of the poor. It is to these discursive
and aesthetic changes that I now turn.
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For the urban poor in India, the right to the city, not the right to property
or the rights attained as property owners, has been the basis of a claim to
urban residency and citizenship. This right has always strongly derived
from national citizenship and been legitimized by recognition of the
working migrant poor as (humble) workers, providers of services,
(vulnerable) citizens of the state and subjects of the national development
ideal. It is this recognition that has been steadily eroded in the first decade
of the new millennium.
The erosion of the claim of the poor to be legitimate urban citizens,
and the simultaneous erasure of their presence in the city, is made possible
in a democratic society through a changing urban political landscape, one
characterized by a shift in the representation of the poor in a context of
changing expectations of government and an increasing aestheticization
of poverty and urban space. This shift is based on representations of the
poor as economically unviable, environmentally harmful and criminal, as
they are recreated as a homogenous category inseparable from the built
environments of the illegal slums that they inhabit. It is made possible
by invoking a particular set of values hygiene, environment, progress and
growth-centric government, market participation, planning and order,
aesthetics, notions of a world class city and leisure. These are the values
that non-poor associations have brought to the courts in repeated PILs. As
Rajamani argues, Justice Bhagwatis innovative mechanism to articulate
the interests of the marginalized has become not the end point of citizen
mobilization but, rather, points of entry for those with a distinct view based on
particular sensibilities.(51) It is these sensibilities that increasingly define
the right to the city and urban citizenship in contemporary Indian cities,
and they are, I suggest, representative of a new ideal citizen-subject in the
making: an aspirational middle-class consumer citizen, ideally primed to
live in a world class city.
The specific manifestations of these trends in particular cities must
be seen in their intersections with a citys particular local dynamics. In
Delhi, the emergence of the courts as particular and influential spaces of
government, and an impending date with the Commonwealth Games are
two city-specific mechanisms through which broader urban trends take
form. The former explains why electoral strategies based on pressuring
locally elected leaders are increasingly less effective in Delhi, and shifts the
focus from the ballot box, municipal offices and parliament to the courtroom. A shifting urban politics both shapes and is shaped by the courts.
Much more research needs to be done to understand the full impact
of the emergence of the courts as primary sites of urban planning and
government. The Commonwealth Games indicate a new site of struggle:
the need to challenge the circulation and consumption of particular
images of the poor spurred by the Games and world class city media
campaigns that act as the foundation on which their marginalization can
be framed as ethical. The poor and their advocates must find appropriate
articulations legal, political and cultural that will adequately respond
to these changing logics of exclusion and be seen as legitimate in the
new sites of struggle. Any inclusive politics must begin here, though undoubtedly numerous challenges remain. Furthermore, to be successful,
these articulations must respond both to local specificities as well as larger
urban trends. It is only then that resistance will not just be impassioned
but also effective.
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