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The use of finite elements for simulation of rotor systems has received considerable
attention within the last few years. The published works have included the study of the
effects of rotatory inertia, gyroscopic moments, axial load, and internal damping; but
have not included shear deformation or axial torque effects. This paper generalizes
the previous works by utilizing Timoshenko beam theory for establishing the shape
functions and thereby including transverse shear effects. Internal damping is not
included but the extension is straightforward. Comparison is made of the finite element
analysis with classical closed form Timoshenko beam theory analysis for nonrotating
and rotating shafts.
Introduction
Since 1970, several researchers in the general area of rotor dynamic analysis have studied the use of the finite element method
X ; *
for modeling rotor systems. To the author's knowledge the first
works in the area were by Ruhl [1] in 1970 and by Ruhl and
Booker [2] in 1972. Ruhl's finite element included translational
inertia and bending stiffness but neglected rotatory inertia,
gyroscopic moments, shear deformation, axial load, axial torque
and internal damping. At about the same time Thorkildsen [3]
developed a finite element which was more general than Ruhl's
in that it also included rotatory inertia and gyroscopic moments.
In 1974, Polk [4] presented a study on natural whirl speed and
critical speed analysis using a Rayleigh beam finite element. In
an addenda to Polk's paper, he presented the development of a
Timoshenko beam finite element but did not present any numerical results. Diana, et al. [5] in 1975 published the results of a
finite element analysis of a rotating shaft. Their element was
Fig. 1 Typical element and coordinate systems
similar to Ruhl's. Also in 1975, Dimaragonas [6] presented the
general development of an element with all the above mentioned
The purpose of this paper is to more accurately document the
effects except shear deformation, axial load, and axial torque.
work of Polk and to present the results of numerical studies to
In 1976, Gasch [7] published a paper quite similar to that of determine the accuracy of the Timoshenko beam finite rotating
Dimaragonas, but also included the effect of distributed eccentric- shaft element. The finite element analyses are compared with
ity. Nelson and McVaugh [8] presented a study in 1976 which classical closed form solution of continuous systems as presented
utilized a Rayleigh Beam rotating shaft element similar to that by Dym and Shames [10] and by Eshleman and Eubanks [11]
of Polk. In addition the element equations were developed in in their study of the critical speeds of a continuous rotor.
both a fixed and rotating frame Of reference. This paper was generalized in 1977 by Zorzi and Nelson [9] by the inclusion of
internal viscous and hysteretic damping such as was presented
earlier by Dimaragonas and by Gasch. This work was also presented in both a fixed and rotating reference frame.
ment. The cross-section of the element is circular and is considered to be uniform for this study.
A typical cross-section of the element, located at a distance s
from the left end point, translates and rotates during the general
motion of the element. The translation of the cross-section
centerline neglecting axial motion is given by the two displacements (V, W) which consist of a contribution (Vp, Wp) due to
bending and a contribution (V, W) due to shear deformation.
The rotation of the cross-section is described by the rotation
angles (B = dWp/ds, T = dVp/ds) which are associated
with the bending deformation of the element.
The translation of a typical point internal to the element is
approximated by the relation
fa"
V(s,T) j _ |~ ^, o o fa fa o o
W(s,T) j L o fa-fa o o fa fa o .
- [*<)] {(}
tions are related to the bending and shear deformation respectively for the Timoshenko Beam.
The derivation of the shape functions is provided in detail in
reference [13] and due to the length of the development is not
repeated here. The functions are listed in the appendix.
Element Equations
The element equations can be determined by use of the extended Hamilton's Principle, which states that the true path
renders the definite integral
q{t)
(1)
(T - V + W)dt
(3)
I fa
T = 2
2
Jo
\w )
\w }
P
r
R
s
axial load
radius of element cross-section
:
slenderness ratio, r/2L
axial distance along element
centerline displacements in ( F , Z) direc<y,w)
tions
bending contribution to (V, W)
shear contribution to (V4 W)
(.V,, W.)
matrix of translation displacement functions
matrix of rotation displacement functions
displacement vectors relative to (Y, Z) and
(y, z) references respectively
cosine and sine components respectively of
(p, Pot)
distibuted unbalance force in V direction
cosine and sine components respectively of
(Pwc, p . . )
distributed unbalance force in W direction
cosine and sine element unbalance force
{.}, \Q.\
vectors associated with {q}
element unbalance force vector associated
\P)
with {p}
[R]
rotation matrix
[M]
element translational and rotatory mass
matrices respectively
element gyroscopic matrix
[G]
element stiffness matrix
[K]
[A]
element axial load incremental stiffness
matrix
[M]
- transformed element mass matrix
:
ti)Av)
if.'"
ITBds
(5)
If
+ If
ds
We"
kAG
Wp"
(IV
W,'
|W I
[H]-[H)T
= [G] + $[(?], + $ 2 [ G ] 2
ds
(6)
The only variational work included in this study for the element
is due to the distributed unbalance force. The variational work
expression is
"-r(rJ(d-H':H
ds
(7)
with the detailed form of the force components listed in the appendix. The substitution of relations (1, 2) in the energy expressions (5, 6) and in the variational work expression (7); and the
evaluation of the indicated integrals yields the following form for
eqs. (5, 6, 7) respectively.
T
2
T = - M '([M] + {N})U\-4>U} [H}{q\ + ~ h<i>
HlK\-[A\){q\
V =
(12d)
(12e)
+ 2 J0
[0]
W
HV
(8)
(9)
KM =
(13b)
Equation (11) relates the element motion to fixed frame coordinates and all of the matrices are symmetric with the exception of
the skew symmetric gyroscopic matrix, [G] . Each of the coefficient
matrices and the lateral force vectors include the effect of shear
deformation. If shear deformation effects are ignored, the parameter $ is zero and ony terms with a zero subscript remain. The
equation of motion then reduces to the equation presented by
Nelson and McVaugh [8].
When analyzing systems with isotropic supports for natural
frequencies of whirl or unbalance response, it is convenient to
utilize a rotating reference system. Such a reference is shown in
Fig. 1 and the equation of transformation between fixed and
rotating frame coordinates is
cos a)/
Pi
cos cot sin cot
V*
sin col
p>
cos cot
pi
sin cot
78
+ [N]){q]
<j>[G]{q\ + ([K]-[A])
{q\
(11)
(12a)
[A']2
pi
sin cot
ps
cos cot
{?} = [B] M
(14)
( [Kl-[A)-u*
(15)
(10)
cos cot
(126)
(12c)
The matrix [M] which appears in these rotating reference equations is a skew symmetric matrix and X is the ratio of the rotor
spin speed Q and the rotating reference co. The element unbalance force vector {P} = {Pj + $>{P}i with {P} = {Qc}0
and (P}i = [Q.}i.
The equation of motion of a rotor composed of an assemblage of
finite elements may be either formulated in terms of fixed reference coordinates by using equation (11) or in terms of fixed
reference coordinates by using equation (15). The primary
3.1
Bernoul1i-Euler
Finite Element
Eshleman-Eubanks (eqs.41,42)
ffi *.tf A
9
Bernoul1i-tuler
Rayleigh
Timoshenko
Shear Effect
Finite Element
(5 Elements)
Eshleman-Eubanks (eq.15)
B = Backward Whirl
F = Forward Whi r l
Bernoul1i-Euler
Rayleigh
Timoshenko
Shear Effect
.02
.04
.06
Slenderness Ratio,
.08
R.
.10
t
0
Fig. 3
sons
Closed Form
Solutions
.02
.04
.06
Slenderness Ratio, R
.08
uniform
.10
First n a t u r a l f r e q u e n c y of a s i m p l y supported b e a m : c o m p a r i -
2TT
6.2
5.5
b.3
8ernoulli-Euler
A
Finite Element
Eshleman-Eubanks (eqs.41,12)
Eshleman-Eubanks (en.15)
j,
3
-
Bernoul 1 i-Euler
Rayleigh
Timoshenko
Shear Cffact
BernouIIi'-Euler'
Rayleigh
Timoshenko
Shear Effect
E = Forward Whirl
ackward Whir
0.04
0.06
0.0B
Slenderness Ratio, R
i
0
.02
.04
.06
Slenderness Ratio,
.08
.10
motion reduces to
purpose of the remainder of this paper is to investigate the influences of rotatory inertia, gyroscopic moment, and transverse
shear on the natural whirl speeds of a rotor system. Thus, it is
convenient to utilize the rotating reference coordinates and to
also impose undamped isotropic supports. In this case, we seek
a nontrivial solution for a specified spin/whirl ratio (X) in {p}
space with {p} equal to a constant. The element equation of
(16)
(17)
In the above equation, the matrices [K], [A], [M], and [JV] are
all symmetric and all have the property that the (x, y) and
(x, z) planar motions are uncoupled. It is possible, therefore, to
simplify the case of a two plane rotor dynamics problem into a
planar one. The result is
of a nonrotating
simply
supported
Rotatory inertia
Shear deformation
effect only
effect only
effects combined
* =0
(Rayleiqh Beam)
p(s)
(Timoshenko Beam)
p(s)
Pi
P(5)
P 2
P(?)
P3
.02
3.1387 j
3.1385
3.1346 ;
3.1342
3.1316
3.1313
i 3.1312
1st
.04
3.1295 j
3.1293
3.1136 '
3.1125
3.1023
3.1017
3.1012
Mode
.06
3.1145 j
3.1143
3.0801 ,'
3.0780
3.0571
3.0561
.08
3.0940 j
3.0939
3.0361 I
3.0327
3.0005
2.9989
! 3.0551
1
j 2.9g71
2.9838 1
2.9790
2.9364
2.9343
! 2.9311
.02
3.0687 !
1
6.2638 !
3.0685
6.2586
6.2371
6.2250
6.2143
6.2074
; 6.2024
.04
6.1928
6.1877
6.0949
6.0653
6.0222
' 6.0079
| 5.9943
.06
6.0829 i
6.0779
5.8893
5.8387
5.7705
5.7482
j 5.7190
.08
5.9440
5.9391
5.6510
5.5811
5.5043
5.4752
; 5.3995
.10
5.7864
5.7817
5.4038
5.3188
5.2470
5.2126
4.9737
.10
2nd
Mode
T a b l e 2 P r i m a r y critical
Timoshenko beam
speeds
of
a simply
supported
X =
p(s)
p(s)
0.02
3.1392
3.1376
1st
0.04
3.1278
Mode
0.06
rotating
X =
p( 7 )
-1
P..
p(.)
p(s)
p( 7 )
P5
3.1374
3.1373
3.1270
3.1256
3.1253
3.1251
3.1251
3.1246
3.1245
3.0827
3.0802
3.0796
3.0780
3.1085
3.1038
3.1027
3.1037
3.0174
3.0135
3.0125
3.0067
0.08
3.0806
3.0734
3.0715
3.0757
2.9398
2.9342
2.9328
2.9193
0.10
3.0441
3.0338
3.0311
3.0416
2.8566
2.8493
2.8475
2.8234
0.02
6.3024
6.2604
6.2532
6.2489
6.2103
6.1699
6.1631
6.1560
0.04
6.2421
6.1717
6.1551
6.1515
5.9458
5.8878
5.8748
5.8387
0.06
6.1268
6.0171
5.9873
6.0045
5.6333
5.5575
5.5380
5.4493
0.08
5.9537
5.8052
5.7623
5.8250
5.3313
5.2396
5.2146
5.0670
0.10
5.7370
5.5596
5.5069
5.6287
5.0573
4,9530
4.9238
4.7231
2nd
Mode
System Equations
A typical rotor system is illustrated in Fig. 2 and consists of
uniform finite elements, rigid discs, and isotropic undamped
supports. The various system components are assembled using
classical assembly procedures and the system equations are of
the form
[K], {A} = ([M], + ( l - 2 \ ) [ i V ] s ) {A}
(19)
where the size of the matrices are (2n, X 2n s ) with n, equal to the
number of rotor stations. The solution of eq. (19) yields the
natural frequencies of whirl; ur,r = 1, 2, . . ., 2n,; for a specified
spin/whirl ratio, X, and the natural whirl modes {A} r .
number of finite elements used in the system model. This information is also listed in the tables and graphs below. The
following notation is used in the tables: pi,2,3 represents the
values of p from equations 7.70, 7.71, 7.75 respectively of reference [10], p4,5 represents the values of p from equations 41, 42
respectively of reference [11], and p<"> represents the value of p
using n finite elements.
References
1 Ruhl, R. L., "Dynamics of Distributed Parameter Rotor
Systems: Transfer Matrix and Finite Element Techniques,"
P h D dissertation, Cornell University, 1970.
2 Ruhl, R. L., and Booker, J. F., "A Finite Element Model
for Distributed Parameter Turborotor Systems," ASME,
Journal of Engineering for Industry, Feb. 1972, pp. 128-132.
3 Thorkildsen, T., "Solution of a Distributed Mass and Unbalanced Rotor System Using a Consistent Mass Matrix Approach," M S E Engineering Report, Arizona State University,
June, 1972.
4 Polk, S. R., "Finite Element Formulation and Solution of
Flexible Rotor-Rigid Disc Systems for Natural Frequencies and
Critical Whirl Speeds," M S E Engineering Report, Arizona State
University, May 1974.
5 Diana, G., Massa, E., and Pizzigoni, "A Finite Element
Method for Computing Oil Whirl Instability of a Rotating Shaft
Supported by Elastic Bearings," 7. Mech. E., 1975, pp. 659-663.
6 Dimaragonas, A. D., "A General Method for Stability
Analysis of Rotating Shafts," Ingenieur - Archive 44, H. 1, 1975,
pp. 9-20.
7 Gasch, R., "Vibration of Large Turbo-Rotors in FluidFilm Bearings on an Elastic Foundation," J. of Sound and Vibration, 47(i), 1976, pp. 53-73.
8 Nelson, H. D., and McVaugh, J. M., "The Dynamics of
Rotor-Bearing Systems Using Finite Elements," ASME, Journal
of Engineering for Industry, Vol. 98, No. 2, May 1976, pp. 5 9 3 600.
9 Zorzi, E. S., and Nelson, H. D., "Finite Element Simulation of Rotor-Bearing Systems with Internal Damping," ASME,
Journal of Engineering for Power, Vol. 99, Series A, No. 1, Jan.
1977, pp. 71-76.
10 Dym, C. L., and Shames, I. H., Solid Mechanics - A
Variational Approach, McGraw-Hill, 1973.
11 Eshleman, R. L., and Eubanks, R. A., "On the Critical
Speeds of a Continuous Rotor," ASME, Journal of Engineering
for Industry, Vol. 91, (4B), Nov., 1969, pp. 1180-1188.
12 Ziegler, H., Principles of Structural Stability, Blaisdell
Publishing Co., 1968.
13 Nelson, H. D., "A Finite Rotating Shaft Element Using
Timoshenko Beam Theory," Engineering Research Center Report ERC-R-77023, Arizona State University, Sept. 1977, p. 61.
APPENDIX
Shape Functions and Element Matrices
Shape Functions
fr{s)
v =
.]___
lotr{s)
^r(a)])r
lt 2,
3, 4
s
I
ai = 1 - 3l/2 + 2J;3
/3i = 1 - v
a 2 = l{v - 2c 2 + v>)
j3 2 = - (v - )
a 3 = Zv'i 2v3
fa = v
0,4
<f>r(s)
I
2
I
(
~"
1
1+ *
"2)
[er(s) +
(- + c2)
$8r(s)]
e, = - (6y - 6v)
Si = 0
e2 = 1 - iv + 3v
SI = 1
(vii)
+ *W*
Wh
ml
420(1 + * ) *
156
22/
22/
iP
54
13/
54
13/
156
13/
3/2
22/
22/
4/2
13/
ske N
sym
-3/
0
-i
[M]l
294
38.5/
skew
sym
ml
38.5/
7/2
420(l + $)2
126
31.5/
126
31.5/
294
31.5/
(1
7/2
38.5/
31 .51
7/2
38.5/
7/2
[M.\i
140
17.5/
skew
sym
ml
17.5/
3.5/2
420(l + $)2
70
17.5/
70
17.5/
17.5/
3.5Z2
17.5/
17.5/
\i .5/2
17 . 5 /
-3.5/2
140
[Af], =
ml
420(1 + $)2
140
0
140
-17.5/
3.5/2
17.5/
70
70
-17.5/
140
17.5/
-3.5/2
17.5/
3.5/2
-3.5P
-17.5/
-17.5/
(Hi)
sym
3.5/2
15.7/
140
3.5/2
36
0
0
mr
[N].
120/(1 + * ) 2
sym
36
4/2
-3/
3/
4/2
-36
-3/
0
36
-/2
3/
-/2
-3/
-36
3/
-3/
0
3/
36
4/2
mr
[N]i = 120/(l + co)2
15/
sym
5/2
-15/
15/
-15/
5/2
15/
-15/
-5P
-15/
S/2
-5/2
15/
5/2
[JV]i =
(w)
mr2
120/(l+$)2
sym
10/2
10/2
5/2
10/2
5/2
10/2
Gyroscopic Matrix
[G] = [H] - [H]T
= [G]0 + $ [ G ] 1 + $2[G] 2
0
36
skew
-3?
-31
2mr 2
120/
[0].
sym
4P
36
-Zl
-36
-3/
36
-3?
Zl
-3;
-I*
3/
4/a
0
0
sym
skew
lbl
lbl
bP
~ 120T
lbl
15/
lbl
bP
-15/
151
-bP
-15/
2mr
[Oli
^1
J-Jj -
sym
2mrJ
10Z
120/
-bP
bP
10/2
skew
[A]. =
30/(l + *)2
sym
36
4/
-3/
4/<>
-36
-3/
-36
3/
36
-3/
-P
3/
4/>
3/
-3/
-P
36
60
Mli -
30/(l + $)2
60
bP
60
60
60
bP
-5Z
-60
sym
5/
-bP
30
U]t =
(vi)
30K1 + * ) 2
30
-30
30
30
2..5Z*
sym
2.5Z>
-30
-2.5P
2.5Z
-2.W
2.5Z
{Qc\o+
{Qc\l
= VL(1 v) + I]RV
f(s) = fz,(l - v) + f B v,
the components of the unbalance force vector are:
27)
2?)
+ U[
6
3
W
fJ 2 -
To * - ii5 '"
24
5i? +
\Q,\,
(Q)o = m$2
= mQ><
""24
r/d
20 " '
20 !*>
24
- -
VLP + - V
30 '
20 '
'20
f t
'
~ 20
20 '
j<34 = " ^
"20 ' *
"20
f i
'
2i'2
24
~~ 20
f i
'
24
HlflV
24
W
3 0 ^ + 2 0 ^
ruP
20 '
rid
3
W2
24
24
6
VRP
24
24
+ U
3
ft
6/
30 '
30 '
3
rid
20 "
24
24
'
UP
24
+ U3
U[2
1
11 si
6
24
5[
3
W2
24
W2
24
(vii)
+ *W*
Wh
ml
420(1 + * ) *
156
22/
22/
iP
54
13/
54
13/
156
13/
3/2
22/
22/
4/2
13/
ske N
sym
-3/
0
-i
[M]l
294
38.5/
skew
sym
ml
38.5/
7/2
420(l + $)2
126
31.5/
126
31.5/
294
31.5/
(1
7/2
38.5/
31 .51
7/2
38.5/
7/2
[M.\i
140
17.5/
skew
sym
ml
17.5/
3.5/2
420(l + $)2
70
17.5/
70
17.5/
17.5/
3.5Z2
17.5/
17.5/
\i .5/2
17 . 5 /
-3.5/2
140