Académique Documents
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The Neuroscientist
Volume 15 Number 1
February 2009 36-46
2009 Sage Publications
10.1177/1073858408322674
http://nro.sagepub.com
hosted at
http://online.sagepub.com
Humans are one of the unique species that utilize bipedal gait to
ambulate in our environment. Despite this fact, coordination of the
arms with the legs and the rest of body is essential for many daily
activities. As such, whole-body responses have emerged as the preferred strategy following perturbations to balance during both standing and walking. Complex neural circuitry may allow for this
coordination through the use of propriospinal pathways linking lumbar and cervical pattern generators in the spinal cord, with supraspinal centers altering this control depending on the context of the
situation. Based on these findings, we argue that whole-body reactions may be exploited for rehabilitation purposes. Preliminary
results have indicated training programs designed to elicit wholebody responses are effective in reducing falls and improving functional mobility in older adults with and without neurological
impairment.
Keywords: locomotion; interlimb coordination; perturbation; wholebody reactions; rehabilitation
potential neural mechanisms behind this whole-body coordination will be discussed. This section is not meant as a thorough review of the neural mechanisms and the reader is
referred to recent reviews on this topic (Dietz 2002; Zehr and
Duysens 2004). Finally, how this knowledge can facilitate
rehabilitation of individuals with locomotor deficits due to
neuromuscular impairment and improve on fall prevention
techniques for older adults will be illustrated.
Whole-Body Responses
Recent research has begun to elucidate the reactions to perturbations to balance during locomotion including slips
(Bhatt and others 2006; Marigold and Patla 2002; Marigold
and others 2003; Oates and others 2005; Tang and others
1998; You and others 2001), trips (Eng and others 1994;
Pijnappels and others 2004, 2005a, 2005b; Roos and others
2008; Schillings and others 2000), and from other challenging terrain (MacLellan and Patla 2006; Marigold and Patla
2005, 2008; Menz and others 2003; Thies and others 2005).
Common to these reactions appears to be the rapid and functional whole-body responses geared to ensure dynamic stability is preserved. The following section describes the nature of
these responses.
There is a considerable body of research that has focused
on the bilateral coordination of the lower limbs in responding to
a perturbation. For example, Berger and others (1984) demonstrated that stumbles induced by accelerating or decelerating a
treadmill belt resulted in short-latency (70 msec) bilateral
responses in muscles at the ankle joints. Tang and others (1998)
reported similar responses with stumbles induced by a simulated
slip of the walking surface demonstrating that corrective
responses to balance disturbances involved bilateral responses in
muscles throughout the legs. Bilateral responses throughout the
leg musculature have also been shown when unexpectedly stepping to a lower support surface (see Fig. 1): Individuals react
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with ankle plantar flexion and knee extension of the lead limb
and knee flexion of the trailing limb (van der Linden and others
2007). As shown in this figure, muscle activity in the ipsilateral
medial gastrocnemius (MGi) muscle and contralateral tibialis
anterior (TAc) and biceps femoris (BFc) muscles were activated
prior to actual heel contact in the unexpected down (UD) condition, where the support surface was 5 cm lower than expected.
This muscle synergy in the bilateral lower limbs was responsible
for the changes in ankle and knee angles mentioned above.
However, responses to balance disturbances are not restricted to
the lower limbs during locomotion. Rather, whole-body responses
are frequently observed. Indeed, Tang and others (1998) reported
responses in muscles of the torso associated with the responses
observed in the leg muscles.
Arguably, the most compelling evidence that responses
involve the whole body is the fact that the arms are elicited in
37
38
Figure 2. Whole-body responses evoked by a slippery surface during walking (A). Vertical displacement of a position marker on the unperturbed ankle (B), right arm (D), and left arm (F) showing a lowering response of the unperturbed lower limb and a bilateral elevation of the
arms. Bold red lines represents slip trial and the dashed blue and gray shaded region represents mean and two standard deviations of the control walking trials. The large muscle response generated in the right (C) and left deltoid (E) to elicit the arm elevation reactions following a slip
trial (bold red lines represents slip trial and blue lines represent the mean control walking trials) are also shown. Time zero represents foot
contact on the slippery surface. Modified from Marigold and others (2003); used with permission.
responses in the legs are dramatically suppressed or even abolished (Misiaszek and Krauss 2004), despite that corrective
responses in the legs would presumably have been a reasonable
choice. Thus, the actions of the arms in this context replaced
the corrective actions of the legs, presumably to allow the legs
to carry on the task of locomotion unhindered. Similarly,
Rietdyk and Patla (1998) have demonstrated that the recovery
response is modulated based on the amount of support available while being tripped. Muscle activity is altered depending
on whether the individual is tripped while holding a rail during
locomotion or not. Furthermore, knowledge of an upcoming
slippery surface can lead to drastic reductions in muscle activity, elimination of an arm reaction, decreases in lower limb
loading, and stepping with a flatter foot onto the unstable surface (Heiden and others 2006; Marigold and Patla 2002).
These findings indicate that cognitive factors can play a large
role in shaping the response following a perturbation. This also
suggests that strategies for fall prevention techniques may
exploit this cognitive influence by training individuals through
education (Bhatt and Pai 2008).
39
40
Figure 5. Cutaneous reflexes evoked with electrical stimulation of the right tibial nerve are present in the left triceps brachii (Tric L) during
walking (A), but absent during standing (B) or sitting (C). The thick traces depict the average electromyographic responses to electrical
stimulation of the right tibial nerve (10 r 1 msec rectangular pulses at 200 Hz) and the thin traces depict control recordings with no stimulation. During the standing condition, the arm was swinging, mimicking the arm swing of walking. While sitting, subjects were writing so as to
engage the muscle. Traces in the right tibialis anterior (TA) indicate the effectiveness of the stimulation in eliciting a reflex in that muscle in
all three conditions. From Dietz and others (2001); used with permission from Blackwell Publishing.
that is qualitatively similar in all three tasks (walking, standing with arm swing, sitting and writing). In contrast, the
evoked response observed in the contralateral triceps brachii
is only observed when subjects were walking. Dietz (2002)
suggests that a flexible neuronal coupling between upper and
lower limbs exists and that the task of locomotion gates this
coupling such that functionally meaningful connections are
available during walking that are not present during other
tasks. Furthermore, Haridas and others (2006) demonstrated
that interlimb reflexes in the arms are modulated with changing levels of postural threat during walking, suggesting that
interlimb reflexes serve a functional link between the arms
and the legs with implications for maintaining stability. Upper
and lower limb coordination may also be part of an anticipatory strategy for a precision locomotor task such as obstacle
avoidance (Michel and others 2008). Cutaneous reflexes
evoked in arm muscles following tibial nerve stimulation were
shown to be enhanced prior to stepping over an obstacle compared with normal steps, and the rate of adaptation of contralateral arm flexor muscle reflex amplitude mimicked that of foot
clearance adaptation to repeated obstacle crossings.
These observed neural connections between the upper
and lower limbs may be exploited for neurorehabilitation of
individuals with spinal cord injury and/or stroke. For example,
cutaneous electrical stimulation can enhance arm and leg
coupling as suggested by Zehr and others (2007). Whereas
combined repetitive task-specific training with electrical
stimulation of the hand improves upper limb function in persons with chronic incomplete tetraplegia (Beekhuizen and
Field-Fote 2008), to promote recovery of upper and lower
limb coordination, repetitive whole-body training combined
with electrical stimulation of the foot (or hand), which could
access interlimb neural circuitry, may also improve upper
limb (or lower limb) function.
During locomotion, both the legs and the arms move
rhythmically in a diagonally coordinated manner. The arms
do not simply swing passively. Rather, it is argued that the
rhythmic motion of the arms requires active control that is
likely to involve a spinal central pattern generator (CPG)
such as has been long argued to be involved in the rhythmic
control of leg movements during locomotion (Wannier and
others 2001; Zehr and Duysens 2004). Propriospinal connections between the CPG networks for the arms and legs are
argued to be critical to ensuring the timing of the activity in
the two oscillators is coordinated (Dietz 2002; Zehr and
Duysens 2004). Recently, Misiaszek (2006) argued that the
rhythmic activity of the CPG for locomotion would be a convenient means by which balance reactions could be gated
over the step cycle to meet the changing functional needs of
the unique biomechanical states of the body during walking.
If so, then the communication between the upper limb and
lower limb oscillators presumably would also be important for
the appropriate scaling or weighting of the responses evoked
in both pairs of limbs following a balance disturbance.
That the whole-body responses described in the previous
section and the cutaneously evoked reflexes described above are
modulated in a context-dependent manner suggests some contribution from supraspinal (and possibly cortical) sources acting
on the lumbar and/or cervical CPGs, or the neuronal linkages
between them. Misiaszek (2006) suggested that descending
influences associated with changing environmental and task
constraints altered the weighting of the components of the
41
corrective responses. In this way, certain rules that must be followed during the task of locomotion can be integrated with the
available options for corrections. Evidence for such a role of
reweighting specific spinal circuitries by descending influences
has been demonstrated by Nielsen and colleagues (Christensen
and others 2001; Nielsen and others 1997; Petersen and others
1998) by using transcranial magnetic stimulation (TMS). First,
Nielsen and others (1997) demonstrated that during tonic voluntary contractions in a seated position, the discharge probability of tibialis anterior motor units and H-reflex amplitude
following combined electrical sural and TMS was larger than
each of the two stimuli applied separately. Second, Petersen and
others (1998) found that TMS timed to arrive during the M3
component of an ankle dorsiflexor stretch while seated resulted
in a greater reflex response of this component, which was not
observed for the M1 and M2 reflex components. Finally, during
the swing phase of walking, TMS timed to arrive during the M3
component of an ankle dorsiflexor stretch results in a greater
reflex response of this component (Christensen and others
2001). Pijnappels and others (1998) have also demonstrated
TMS facilitation of biceps femoris and tibialis anterior cutaneous reflexes evoked by electrical stimulation of the sural nerve
during the swing phase of walking. Although there is also evidence for descending influences during stance phase, it is
much weaker (Christensen and others 2001; Pijnappels and
others 1998). These influences of TMS on specific spinal circuitry provide the evidence to suggest that descending inputs
from at least the motor cortex form the basis by which reweighting or rescaling of corrective responses can occur when the task
or environmental constraints are changed, such as when the
arms are not available either because they are engaged in
another task or are limited by injury (Misiaszek and Krauss
2005). Presumably, descending commands will also determine
the specific responses available, such as the interlimb reflex
observed by Dietz and others (2001) during walking not
observed during sitting.
The implication for neurorehabilitation of a descending
influence on interlimb coordination is that by altering cortical
excitability by noninvasive techniques, it may be possible to
facilitate the recovery of the neural circuitry involved in upper
and lower limb coordination. Cortical excitability may be
altered over a short duration by transcranial direct current
stimulation (tDCS) or repetitive transcranial magnetic stimulation (rTMS) and has been argued to be an important means of
improving function following stroke (Talelli and Rothwell
2006). For instance, anodal tDCS (which increases cortical
excitability) over the arm area of the motor cortex can improve
motor function after stroke when combined with motor rehabilitation (Hummel and others 2005). Furthermore, anodal
tDCS over the leg area of the motor cortex is known to increase
excitability of the corticospinal tract projections to the tibialis
anterior muscle (Jeffrey and others 2007). Thus, whole-body
training following a bout of tDCS or rTMS to the appropriate
cortical area (e.g., primary motor cortex) may be an effective
means of improving motor function. This can be combined with
sensory stimulation via cutaneous electrical stimulation to the
hand and/or foot as discussed above.
It is tempting to speculate that the neuronal linkage
between the upper and lower limbs through propriospinal
pathways (with influence from supraspinal centers) evolved
from quadrupedal locomotion to control whole-body responses
essential for maintaining dynamic stability. In fact, Georgopoulos
42
43
Figure 6. Simplified schematic of the neural control of whole-body coordination. Common daily activities (e.g., carrying an object while walking,
pushing a stroller) and perturbations (e.g., slipping on ice, tripping) that utilize whole-body coordination are shown. Red arrows illustrate suggested
neural connections between upper and lower limb central pattern generators (CPG). Blue arrows indicate the influence of supraspinal centers on
spinal CPGs and whole-body coordination. Green arrows demonstrate spinal CPG output to upper and lower limb musculature and afferent feedback to the spinal cord. Note that the schematic should not imply that afferent feedback is derived from only muscle mechanoreceptors of the limbs.
Other sources, including cutaneous, vestibular, and visual have not been detailed for simplicity.
44
Conclusions
Whole-body responses are utilized for recovering from perturbations during locomotion to maintain dynamic stability.
These responses manifest themselves as coordinated lower
limb and arm reactions as well as stabilizing muscular activity
at the torso. This interlimb coordination may be controlled
through a combination of propriospinal pathways linking
cervical and lumbar central pattern generators and supraspinal input that facilitates context-dependent responses. This is
summarized schematically in Figure 6. As illustrated in this
figure and discussed throughout this review, many daily
activities and situations require whole-body coordination.
The importance of the coordination of the arms and legs is
reflected in the modifications evoked when one of these segments is restricted (i.e., arms constrained) and by the fact
that the arms contribute to the response following a perturbation to the waist or feet during both walking and standing.
If whole-body responses are important for maintaining
dynamic stability, then fall prevention techniques and neurorehabilitation of people with locomotor deficits (e.g., stroke
and spinal cord injury) should include whole-body coordination. Agility training, Tai Chi, and the use of multisurface
terrain may all be effective in this endeavor as they each elicit
these whole-body stabilizing reactions. These techniques may
then facilitate changes in neural structures leading to meaningful improvements in motor function.
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