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Many undergraduates embarking on a course or module in science fiction have little or no previous knowledge of the genre. Those who have
been casual or even habitual readers of the form usually lack historical
or theoretical perspectives and often benefit from a historically ordered
approach. Chronologically arranged courses provide a structure within
which students can more easily locate specific authors and their work,
historical events, and the major phases in sfs formal, literary, thematic
and conceptual characteristics. Accordingly, this chapter sets out a brief
history of the genre which distinguishes a number of areas of potential
interest and focus for selection, especially for those tutors or instructors planning courses restricted typically to one semester and intent
on providing students with a broad understanding of the subject. In so
doing, it identifies a range of relevant authors and texts appropriate for
inclusion in both historically-oriented programmes of study and more
focused analyses of specific authors, themes or forms.
However, it must be noted that to write a history of science fiction is
to attempt to describe the course of something that remains vague and
ever shifting. If there is no clear agreement on how to define science
fiction how can there be any agreement on where it starts and how it
develops? Indeed, most so-called histories of science fiction are little
more than genealogies that start with something arbitrary and notquite genre proto-science fiction is a popular term and proceed by
a series of biblical begats: Wells begat Stapledon who begat Clarke who
begat Baxter.
For the purposes of this history, therefore, I intend to be as loose and
eclectic in my definition of the genre as possible. I will take sf as a form
of the literary fantastic employing any of a wide variety of commonly
recognized themes, techniques, tropes and approaches that have tended
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to braid together over time into something to which we now give the
name science fiction.1 Some of those themes and tropes can be found in
the novels and narrative poems of the Hellenistic period, most notably
the voyage to the Moon recounted by Lucian of Samosata in his True
History (2nd century CE). But although some of the early pioneers of sf
were familiar with Lucians work, it would be wrong to characterize this
as anything other than a false start in the history of the genre.
The history of science fiction really begins with the Renaissance, or
more specifically with the exploration of the New World and the coincident spread of humanist learning through Europe at the beginning of the
sixteenth century. Out of this emerged Utopia by Thomas More (1516),
which set against the medieval wish-fulfilment fantasia of Cockaigne (or
Cokaygne) the notion that man might fashion through rational endeavour his own better world. Utopian ideas were widely and quickly taken
up, appearing for instance in I Mondi by Anton Francesco Doni (1552)
and more famously The City of the Sun by Thomas Campanella (1623).
One other outgrowth of humanism and the emphasis on education
that followed the Reformation, particularly in Protestant lands, was the
development of science based on observation and experiment. The most
significant consequences of this were the Copernican revolution, which
displaced the Earth from its position at the centre of the universe, and
Galileos observations of other planets, which gave them a landscape
not dissimilar to that of Earth. Such ideas were not always welcome:
Giordano Bruno was burned at the stake in Rome in 1600 for proposing
an infinite universe in which there might be worlds inhabited by races
never visited by Christ. Nevertheless, these ideas did begin to creep into
the fiction of the day.
In 1620, just ten years after the publication of Galileos map of the
moon, Ben Jonson wrote a masque for the court of James I called Newes
from the New World Discovered in the Moone, which fancifully imagined
moon people riding in clouds. It was perhaps the first British work to
imagine beings inhabiting a landscape on the moon. The astronomer
Johannes Kepler took this notion further in his posthumously-published
Somnium (1634), which recounted a dream journey to a moon described
according to the best scientific knowledge of the time. Another posthumous work, The Man in the Moone (1638) by Francis Godwin, is a
picaresque adventure in which the antihero, Domingo Gonsales, visits
the moon in a carriage towed by gansas (geese). Incorporating the first
description of a technological conveyance to another world, the text
(which included a number of other then-radical scientific ideas ranging from the Copernican system to weightlessness between worlds) was
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Despite the fact that its emergent secularism would eventually have a
profound effect on the character of science fiction, the Enlightenment
produced little groundbreaking work in the history of the genre. But as
the eighteenth century progressed the political ferment of the American
and French revolutions and the philosophical ferment represented by
the works of Immanuel Kant and by Edmund Burkes notion of the
sublime led to renewed questioning of humanitys position in the world
and, as it had been in the mid-seventeenth century, this was fertile
ground for science fiction.
The romantic notion of the sublime found perhaps its most extravagant literary expression in the Gothic, that fantastical mode beginning
with works such as The Castle of Otranto by Horace Walpole (1764)
which paid elaborate attention to wild landscapes, raging storms and
ruined towers. But it was the Gothic mode that Mary Shelley used for
what Brian Aldiss, and a number of later commentators, identified
as the first true science fiction novel, Frankenstein (1818).2 Grafting
contemporary scientific ideas, notably galvanism or animal electricity,
onto an archetypal Gothic landscape, Shelleys tale of man creating life
was an immediate success. By 1823 it had been adapted for the stage
(the first of a wealth of dramatic adaptations); it entered the popular
imagination so thoroughly that even today genetically modified food is
commonly referred to as Frankenstein food; and it inspired an endless
stream of science fictions that explored in innumerable ways (robots,
cyborgs, genetic modification, cloning) the possibilities of artificial
life. Mary Shelley heavily revised the text for the third edition of 1831,
removing, amongst other things, a suggestion of incest.3 She continued
to write in the Gothic mode, producing, in The Last Man (1826), a vision
of humankind destroyed by plague which proved almost as influential
as Frankenstein in the history of science fiction. It inspired such works
as After London by Richard Jeffries (1885) and Deluge by S. Fowler Wright
(1927), and through them the whole subgenre of the British catastrophe
novel.
The Gothic mode also heavily influenced Edgar Allan Poe, who had a
significant impact on the history of sf through works including the hollow earth novel, The Narrative of Arthur Gordon Pym of Nantucket (1838).
A far greater influence on early American science fiction, however, and
one less in thrall to the Gothic, was probably Rappaccinis Daughter
by Nathaniel Hawthorne (1846) which established a number of themes,
particularly the malevolence of the experimenter and the ambiguousness of the distinction between the real and the fictional, that would
re-emerge repeatedly in subsequent fiction. But even as the nineteenth
century progressed and the Gothic began to lose its influence, its
traces could still be found in relatively late works such as Robert Louis
Stevensons Strange Case of Dr Jekyll and Mr Hyde (1886), which recast
Frankenstein as a tale of personal transformation in the new wild places
of the modern city.
The nineteenth century was a time of technological progress in an
increasingly urbanized society, and writers began to delight in the wondrous new devices such continued progress might bring. In Russia there
were futuristic utopias like Plausible Fantasies by F.V. Bulgarin (1824)
and The Year 4338 by V.F. Odoevsky (1840). In America, excitement at
technological possibilities inspired a string of amazing stories, generally
published as dime novels, built around an inventor-hero. These have
been christened Edisonades in honour of Thomas Edison, though the
novel generally considered the first of the type, The Huge Hunter, or the
Steam Man of the Prairies by Edward S. Ellis (1868), pre-dated Edisons
fame by a decade. (Not coincidentally, Edison actually appeared as the
hero of Edisons Conquest of Mars by Garrett P. Serviss, 1898 a sequel
of sorts to H.G. Wellss The War of the Worlds, 1898.) Such Edisonades
would feed directly into the scientifictions4 that, early in the twentieth century, Hugo Gernsback would begin publishing in his popular
magazines (for example, Modern Electronics, 190813, which serialized
his own novel Ralph 124C 41 in 1911, and The Electrical Experimenter,
191320) as a way of promoting science. Meanwhile in France technological progress found its most successful fictional expression in the
works of Jules Verne who, in novel after novel, would present spectacular devices such as submarines (Twenty Thousand Leagues Under the
Sea, 1869), airships (Robur the Conqueror, 1886) and spaceships (From the
Earth to the Moon, 1865).
But if the mid- to late nineteenth century was a time that celebrated
the scientific contribution to industrial (and therefore military and
political) might, as it did for instance at Londons Great Exhibition
of 1851, it was also a time when science was beginning to undermine
many old certainties. Geologists were pushing back the age of the Earth,
physicists were breaking down the very structure of reality, and in 1859
Charles Darwin published On the Origin of Species, which profoundly
affected the complacency of an age that saw English civilization as the
peak of historical development. Although Darwins ideas, then as now,
generated huge controversy, particularly from religious ideologues,
they soon began to have an effect on the literature of the day, beginning almost immediately in novels such as The Water Babies by Charles
Kingsley (186263). In sf, their best and most important advocate was
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H.G. Wells, who had studied with T.H. Huxley, popularly known as
Darwins bulldog, and who continued to promote evolution by natural
selection throughout his long career.
Wellss contribution to science fiction is difficult to overstate. Though
there had been earlier time travel stories (A Connecticut Yankee in King
Arthurs Court by Mark Twain, 1889, for example), The Time Machine
(1895) was the first work to propose a device for travelling through
time, turning time itself into a dimension that could be negotiated. A
measure of its importance can perhaps be gauged from the number of
works that have positioned themselves as sequels to The Time Machine,
including The Space Machine by Christopher Priest (1976), The Time Ships
by Stephen Baxter (1995) and A Scientific Romance by Ronald Wright
(1998). In another innovation Wells took the paranoid stories of German
invasion that had become popular in the wake of German reunification
and the Franco-Prussian War, such as George T. Chesneys The Battle
of Dorking (1871), and turned them into the first significant novel of
alien invasion (The War of the Worlds, 1898). In his first six years as a
novelist, Wells also produced two variants on the Frankenstein model,
The Island of Dr Moreau (1896) and The Invisible Man (1897), the first of
his futuristic utopias, The Sleeper Awakes (1898), and a journey to the
moon, The First Men in the Moon (1901). Together, these six novels would
provide a vocabulary of images and devices that would set the tone for
Anglophone science fiction thereafter. Though Wells would continue to
write occasional science fictions throughout the rest of his career, nothing that followed would have quite the impact of these early works.
The First World War marked a change in the course of science fiction.
In Europe, after the devastation of four years of fighting, economic collapse exacerbated by the unequal terms at Versailles, and the division of
the continent into two powerful dictatorial camps (Communist in Soviet
Russia, Fascist in Italy, Germany and, after the Civil War, Spain), a bleak
mood fed into the fiction of the day. Following the Soviet Revolution
the utopian aspect of Russian sf had become dystopian, most significantly with We by Yevgeny Zamiatin (or Zamyatin) (1920). Smuggled to
the West, this novel was reviewed by George Orwell who would then use
it as the structural and thematic model for the most famous dystopia of
the twentieth century, Nineteen Eighty-Four (1949). Meanwhile the rise
of the Nazi Party in Germany provoked a number of dreadful visions
of the future, the most important of which was probably Swastika Night
by Katherine Burdekin (1937). After the war this mode would transform
effortlessly into a string of alternative histories imagining German
victory, including The Sound of his Horn by Sarban (1952), The Fall of
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The New Wave writers who made most impact were those who
emerged from the movement rather than those who simply adapted to
it. These included Samuel R. Delany, who brought poetic sensibilities
and the experience of being a black homosexual to novels that had a
powerful effect on the field, including Nova (1968) which grafted images
of the Grail Quest onto a space opera format, and Dhalgren (1975) which
took his literary experimentation even further in an account of a city
cut off from the world by an unknown disaster.
In many ways, however, the most important work to emerge from
American sf at this time was by writers who built on the freedoms
initiated by the New Wave without really being a part of it. Ursula K.
Le Guin, in The Left Hand of Darkness (1969), forced her audience to
consider gender differences in a way that science fiction had never contemplated before. In The Dispossessed (1974), she interrogated notions
of utopia in an equally uncompromising fashion. Joanna Russs The
Female Man (1975) examined attitudes to sex and the role of women in
four parallel worlds. And, in a series of extraordinary stories of which
the most notable is probably The Women Men Dont See (1973), James
Tiptree Jr (Alice Sheldon) completely overturned science fictions default
masculine perceptions of gender roles. The feminist science fiction that
flowed from these origins to exploit sfs potential for social, sexual and
political estrangement, has had a lasting effect on the genre, encouraging more and more women to write sf and ensuring that writers as
varied as Josephine Saxton (Queen of the States, 1986), Karen Joy Fowler
(Sarah Canary, 1991), Sheri Tepper (Gibbons Decline and Fall, 1996) and
Kelly Link (Stranger Things Happen, 2001) remain powerful and highly
regarded voices in contemporary sf.
Throughout the 1960s and 1970s traditional hard sf and even, to an
extent, space opera continued to play a significant part in American
science fiction, particularly through writers like Gregory Benford (In
the Ocean of Night, 1976; Timescape, 1980), David Brin (Sundiver, 1980)
and John Varley (The Ophiuchi Hotline, 1977), and through the combination of military sf and romance typified by Lois McMaster Bujold
(The Warriors Apprentice, 1986). The popularity of this mode of sf was
boosted during the 1970s by the continuing support for Star Trek even
after it had been cancelled in 1969, and then again by the massive success of Star Wars in 1977. It continues to be the basis for much science
fiction on film and television, especially when spectacle is privileged
over content.
At first, the new form of sf that emerged in the early 1980s seemed
like a continuation of hard sf, featuring as it did vivid portrayals of the
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Notes
1. For a more thorough development of this approach to science fiction, see Paul
Kincaid, On the Origins of Genre, Extrapolation, 44:4 (2003): 40919.
2. Defining science fiction as being characteristically cast in the Gothic or postGothic mode, Aldiss argued that science fiction was born in the heart and
crucible of the English Romantic movement in exile in Switzerland, when
the wife of the poet Percy Bysshe Shelley wrote Frankenstein: or, The Modern
Prometheus (see Aldiss, Billion Year Spree [London: Weidenfeld and Nicolson,
1973] 3). Many later commentators have accepted this proposed origin of
science fiction.