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Aristotle and the Origins of Natural Rights

Author(s): Fred D. Miller Jr.


Source: The Review of Metaphysics, Vol. 49, No. 4 (Jun., 1996), pp. 873-907
Published by: Philosophy Education Society Inc.
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AND THEORIGINSOF NATURALRIGHTS


ARISTOTLE
FRED D. MILLER, Jr.

In

Nature,
three main

and Rights
in Aristotle's
Justice,
to Aristotle:
that a metaphysical
theses

of the foundations

part
tice

is central

of political

to practical

philosophy;
and that

politics;

I attributed

Politics,

is
theory of nature
the virtue of jus
a fully just constitution
that

will

the rights of citizens.


The third thesis
and protect
is espe
respect
a widely
it challenges
because
shared view
that
cially controversial
is a modern
the concept
of rights
which
is
discovery
(or innovation)
alien to the thought
of Aristotle
and of classical
writers
and
altogether
this currently
established
view
is itself
However,
generally.
recent development.
in the nineteenth
Commentators
comparatively
thinkers

and much

century
Aristotle's
observed,
he
which

of the

based

ars were

and

correct,
politics which

totle's

he

right which

ought

in a society
earlier schol

to enjoy
that these

I argued
equality."1
a philosophical
I offered
reconstruction
a theory of justice and individual
included
over

The

disagreement
form unavoidably

some

twentieth

translated
and explicated
century
in terms of "rights."
Politics
For example,
Ernest
Barker
as bound
to do the duty
to
"Plato thinks of the individual
is called as an organ of the State: Aristotle
thinks of the indi

as deserving
the
on (proportionate)

vidual

whether

Aristotle

involves

recognized
over what

of Aris
rights.
in

rights

disagreement
rights are,
is no con
is still highly
contested.
There
how rights are to
"(a) right" is to be defined,
or
how
is
to
be theoretically
in par
be applied
grounded,
rights theory
a good reason
to dismiss
ticular circumstances.
This is not, however,
and

the theory of rights


sensus
how
concerning

the

issue

modern

of whether
rights

itself

are

in Aristotle:
for Aristotle,
rights
is concerned
about the moral
and legal

there

theorists,

like
status

to: Social Philosophy


and Policy
Correspondence
Center,
Bowling
Green State University,
Bowling Green, Ohio 43403-0188.
Ernest
Barker, The Political
Thought
of Plato and Aristotle
(London:
in chapter 4 of Fred
Methuen
and Company,
1906), 235. I cite other examples
D. Miller, Jr., Nature,
and Rights
in Aristotle's
Politics
Justice,
(hereafter
Oxford
University
Press, 1995).
NJR) (Oxford:
The Review

of Metaphysics

49

(June

1996):

873-907.

Copyright

1996

Metaphysics

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by The Review

of

874

FREDD. MILLER, Jr.

of the

within

individual

the community,
and he expresses
this in terms
issue is worthy
of study not only because
it
of Aristotle's
of justice
conceptions
understanding

of claims

of justice.
lead to a deeper

can

The

and the common

good,
foundations

itmay

but also because

light on the
a theory of po

shed valuable

of human

since he offers
rights,
on
a
litical justice which
theory of human nature.
metaphysical
I shall discuss
here
the principal
issues
the place
of
concerning
are
in Aristotles
which
raised by the preceding
politics
essays.2
rights
to make
I seeks
clear the features which
Section
Aristotle's
theory of
theoretical

is based

shares
justice
(and does not
the relation
tion II considers

share) with modern


rights
of rights to the concepts

theories.

Sec

of justice
and
III concerns
the politi

in Aristotles
Section
theory.
(or desert)
of rights in Aristotle's
and whether
this makes
cal dimension
thought,
to play a serious
and precarious"
role in his polit
them too "derivative
in
IV addresses
ical theory.
Section
Aristotle's
pro
problems
viewing

merit

"best

posed
cusses

the

theorists

as a regime
of rights.
section
Finally,
on which
Aristotle
and modern

constitution"
fundamental

issue

the place

disagree:

in the exercise

of liberty

of individual

V dis
rights
rights.

forms.
for exam
of rights take varied
Consider,
accounts
have a right
of what
it is that individuals
ple, the opposing
to. Libertarians
have only the right to nega
maintain
that individuals
Modern

tive

liberty,

In contrast,
to welfare,

theories

from
is, to freedom
contend
social democrats
that

the

initiation

that all

of force

individuals

by others.
are entitled

use
that the government
coercion
require
or
some
to
in
to
services
others.
order
persons
provide
goods
against
as a rights
as to who should be counted
There are also disagreements
holder.

which

Many

may

persons

(including

those

in various

religious

groups)

2The
of Metaphys
following articles appear in this issue of The Review
"Aristotle on Human Nature and Political Virtue," pp. 731
ics: Julia Annas,
"Justice and Rights in Aristotle's
Politics," pp. 859-872;
753; John M. Cooper,
Richard Kraut, "Are There Any Natural Rights in Aristotle?" pp. 755-774; Rod
of Freedom,"
erick T. Long, "Aristotle's Conception
pp. 775-802; A. S. Mc
Grade, "Aristotle's Place in the History of Natural Rights," pp. 803-829; and
I cite these es
Malcolm
pp. 831-858.
Schofield,
"Sharing in the Constitution,"
this is not
says in parentheses
by page number, and by author's name where
obvious.

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THEORIGINSOF NATURALRIGHTS
hold that all living persons

875

(including unborn babies) have the right to

be violated
while many
others deny that
life, which would
by abortion,
have any rights.
human
fetuses
this din of discordant
Through
rights
a
a
concordant
theme
be
discernible:
is a
may
claims,
however,
right
a member
which
claim
has against
the
of justice
of a community
other members
vidual

rights
has moral

munity
This
open.

rights

every

of justice
indi
supports
individual within
the com

to protection.
leaves
obviously

is the

what

example,
claims
derivable

merely
Are all rights merely
ble?
there
Further,

relation

between

many

questions
and
justice
rights:
or are
of justice,

a deeper
theory
moral
Are
concepts?
rights based
or are they in some sense objectively
grounded?
or are some rights indefeasi
prima facie
claims,
from

irreducible

are

the disputes
object of a rights

what

is the ultimate

basic

right, and, if so, does


or a right to welfare?

omy,

theory

and

standing
formulation

fundamental,
on convention,

rights

and a claim

abstract

For

are

of the community.
if it entails
that each

it consist
And who

to above:
of application
alluded
to
claim: is the right
life the most
a
in
fundamentally
right to auton
belongs

to the rights

community

of rights holders? Although it is (almost universally) agreed today that


all living human
beings
or "brain-dead"
unborn
would

possess
human

Some

theorists

confer

tions,
These

tribes, and families,


and other questions

beings,
"collective"

or on artificial
are

the
and

contemporary
rights
theorists,
serve to distinguish
the rights theories
John
individual
ual

rights

He

Cooper

has a direct
rights which
have an important
place
to a distinctively
modern

points
is first
fully

fairly

explicit

things.
perfectly

rights
entities

as corporations.
intense
debate
among
such

of
subject
the disparate
which
issue

are

answers

to

them

in contention

today.
the nature
of

concerning

on my thesis
bearing
in Aristotle's
political
line of thought which

that

individ

philosophy.
he remarks

it is already
arguably,
moral
and mere
persons

can
"an ancient
thinker
like Aristotle
Cooper
(p. 863) argues,
as such, vol
well find important
value
in individual
persons,
and on their own understandings
and choice,
in the
engaging

locate

that make

the preeminent

ing, through cooperation


ual

over
controversy
and
animals,
plants.
on groups
such as na

is still

nonhuman

by Hegel?although,
distinction
between

expressed
in Kant's

untarily,
good activities
can

a fundamental

raises

there

rights,

so conceived.

goods
as an important

good

a good one; and he


life of a community
as such achiev
in individuals
value
political
the

in the public life of the society, their individr

However,
the exercise

he does

not

of one's

individual

and

cannot
will

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envisage
simply

in

876

FREDD. MILLER, JR.

own subjectivity,
one
out for oneself,
in one's
what
working
things
will find good, and then doing or enjoying
This is
them, as so selected.
what Hegel
calls the 'principle of subjective
freedom'?the
idea that in
in each of
of infinite worth
this power we have something
possessing
us

If a theory

of

individual

indeed presup
rights does
of
then
there would
subjective
freedom,"
"principle
to
it
to support
that
is anachronistic
the thesis
argument

individually."
the Hegelian
pose
be a strong
the
ascribe

language

However,

of rights

to Aristotle.

Cooper
(p. 865)
One can agree

himself

suggests

that modern,
in the way
that Hegel

this

a way

of addressing
of
theories
"full-fledged
and that the
suggested

difficulty.
rights" arose historically
in many
of rights have a central
ories
contemporary
place
political
of the importance
because
theories
upon the "principle
widely
placed
We might
that this his
freedom."
of subjective
reject the implication
tory is "part of the very concept
lians we can see the usefulness
political
noting
Cooper

of an
theory
that he did not

thinker

ancient

recognize
"On this basis,

continues,
but also justified,

titled,
and interpreting
Now

itself
of this

in using

of a right."

Yet, as post-Hege
the
"rights" in explicating
like Aristotle,
while
carefully

term

subjective
then, we
the

freedom
can claim

language

as a core

value.

not only to be en
in translating

of rights

Aristotle."

regarding
Aristotle

Cooper's
as talking

question
of rights

of whether

"it is legitimate
or natural
rights

to

in
of justice,
so
not
while
of
prin
Hegel's
endorsing
particular,
legal rights too,
answer
in
In
the
affirmative.
I
of
of
course,
would,
subjectivity,"
ciple
commentators
have
that recent
the first place, Cooper may be correct
describe

and

like Aristotle
be
thinkers
of "rights" to earlier
imputation
is
of
If
this
the
the
have
embraced
analysis
rights.
Hegelian
they
are simply mistaken,
it is
because
these commentators
case, however,
of
sub
not the case that all theories
of rights assume Hegel's
principle
resisted

the

cause

such as the
justify
rights on other grounds,
or
of flourishing
in a neo
value
the ultimate
of human
life,
sanctity
sense.
to such theories,
the specific
Aristotelian
right to
According
that such a right is indispens
is justified
liberty
only on the grounds
or
for the
that it is necessary
of human
able for the protection
life,
jectivity.

achievement

Other

theories

of flourishing.

(I shall

say more

about

this

in section

V.)

What is distinctive about a theory of rights as such is that it prohibits


to ad
as unjust
in order
of individuals
and their ends
the sacrifice
or of groups
vance
of individuals.
individuals
of other
the interests
a theory of rights is opposed
to a normative
theory
Thus, for example,

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THEORIGINSOF NATURALRIGHTS 877


as act utilitarianism,
in order
interests

such

which

sanctions

the sacrifice

of the

individ

to promote,
"the greatest
roughly
speaking,
the
for
number."
greatest
good
a theory of rights
Aristotle's
theory of political
justice
supports
an
he understands
sense.
because
in
individualistic
That is,
justice
when
Aristotle
the common
equates
political
justice with
advantage
ual's

he understands
"common"
in an indi
ou^i(|)8qov),3
(xoivrj)
sense.
I am using
the term "individualistic"
in a special
sense here,
in which
to "holistic."4
it is opposed
On the holistic
view
so
is
with
the
overall
that
it
the
sanctions
justice
equated
advantage,
as
a
sacrifice
to
of individual
in order
citizens
make
the polis
whole

(t? xoivfi
vidualistic

some citizens
the majority)
off, or the benefitting
(for example,
at the expense
of others
on
the minority).
In contrast,
(for example,
the individualistic
common
must
the
the
view,
fully just polis
promote

better

of its members,
in the sense of the mutual
rather
advantage
advantage
than at the overall
must
That
aim
at
it
virtue
the
and
is,
advantage.
a
of each and every citizen,
not at
collective
happiness
goal attained
as
a
or
the
not
some mem
in
whole
but
its
which
by
polis
by
members,
to the exclusion

bers

partake
ism reflects

ard

Zeller

Aristotle

from

Plato:

demands

that

the whole

interests

of the

with

Plato

satisfaction
garded."5
extreme
purely
which
morally

of others.

a deep metaphysical
this as the
perceived
"In politics
is the Universal,
with
individuals:

of all

the

individual

individualism,
self-confined

which
and

that
activity,

fundamental
as

Aristotle

of divergence
of
central
point
Individual.
The former
the

its ends without


that

latter

it should

that have

to make

a further

regard to the
be reared upon the

a true

title

distinction

to be

example,

the good of the individual


and moderate
individualism,
includes
good
other-regarding
acts

of

courage,

3See Politics

re

between

that

self-regarding,
the individual
for

the

realise

holds

individual
political
to the individual.
Edu

point
in metaphysics

interests

it is necessary

However,

recognizes
virtuous

should

Aristotle's

commitment

is

generosity,

3.12.1282b 16-18; cf. Nicomachean


Ethics
(hereafter NE)
8.9.1160al3-14.
5.1.1129bl4-19,
41 am using "individualistic"
in a narrow sense to characterize
a theory
of justice.
In applying
it to Aristotle
I do not mean
to imply that Aristotle
thinks that the good varies from individual to individual, that the good is de
fined by subjective
choice or desire,
that individuals
should be free to do
whatever
they wish, and so forth.
5Eduard Zeller, Aristotle
and the Earlier
trans. B. F. C.
Peripatetics,
Costelloe and J. H. Muirhead
(London: Longmans, Green, and Co., 1897), 2:224-6.

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878

FRED D. MILLER, Jr.

of each

I argue

and justice.

friendship,
individualist

theory

and

of justice

individual.6

every

that Aristotle
which

to a moderate

subscribes

is concerned

with

It is in this crucial

sense

the happiness
I contend

that

entails a theory of rights.


theory of justice
Aristotle's
does differ deeply
from
Nonetheless,
theory of justice
he lacks a concept
modern
because
theories?not
of rights, but be
a political
cause he presupposes
and theoretical
context
at
radically
that Aristotle's

variance
city-state
community

with

the modern.
Most
is the role of the polis
important
on Aristotle's
in his political
The
is
account
polis
thought.
out of more
which
forms
develops
naturally
primitive
that

association,

is, households
the
"attaining

and
"complete"
the good
life.7 The
state?an
association

polis

does

or
a
of

as
and villages,
and it is distinguished
limit of self-sufficiency"
and aiming
at
not correspond
to the modern
political

a monopoly
over the legitimized
use
possessing
a
one
com
definite
of force within
area?which
is only
geographical
of
modern
Rather
the
is
for
Aristotle
the most
society.
ponent
polis
as
as
well
the most
Aris
authoritative,
Hence,
inclusive,
community.8
of the political
is a fused
attributes
concept,
polis
combining
now generally
to civil society
state with
ascribed
features
(including
and
other
forms
of
economic,
association).
religious,
totle's

Aristotle
and

that

jtoXxtixov

argues that a polis

a human
?

is by
being
These
doctrines

ov).9
to which
ogy, according
to natural
rected
ends,

itself exists by nature (eoTi fyvoe?)


nature
assume

living organisms
like the proverbial

a political
Aristotle's

animal
natural

(fyvoei
teleol

are

di
entities
self-moving
acorn which
into an
grows

for this in detail in chapter 6 of NJR and can only


61present the evidence
here. Aristotle's
refer briefly to a few important passages
critique of Plato's
a critique of the communistic
in Politics
2 not only contains
Republic
of property and child-rearing,
with an explicit
but also concludes
schemes
"the polis as
critique of Plato's (alleged) claim that the lawgiver should make
a whole" happy without
to
of
the
its
individual
members
happiness
regard
connects
the
In Politics
3.6.1278b21-4
Aristotle
explicitly
(5.1264M5-24).
common advantage
(to xoivrj oi^(j)8Qov) with the noble life falling to each
as that order under
"the best constitution"
(?xccoTO)) individual. He describes
act in the best way and live
which
anyone whatsoever
might
(ogtioouv)
evidence
is provided by his arguments
Additional
blessedly"
(7.2.1324a23-5).
to property
and
should have access
that all citizens of the best constitution
education
(see section II below).
1.2.1252b27-30.
'See Politics
1.1.1252a4-6.
sSee Politics
1.2.1253al-3.
9See Politics

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879

THEORIGINSOF NATURAL
RIGHTS
oak

tree.

Analogously,

every polis exists by nature, since the first communities


ture]. For it is their end (T8^o?) and nature is an end.
what each thing is when
its coming to be is completed
each thing, for example, of a human being, a horse, or a

also [are by na
For we say that
is the nature of
household.10

more

that the polis


is prior by
Aristotle
contends
radically,
sense
are
in the
nature
to the individual
human beings
that individuals
not self-sufficient
when
from the polis.
That is, they
they are separated
can perform
or achieve
their natural
their function,
end, fully only
Even

human
they are citizens of a polis.11 Hence,
to a self-sufficient
condition
only if they belong

when

Although

the polis is by nature a collective

exist

beings
political

in a natural

community.

entity (jtAijBo? ti t?]v

in the strict
and thus not a substance
2.2.1261al8),
(jy?oiv; Politics
a
sense
a
it
human
is
natural
extension
of
substances
(as
being
is),
can be in a natural
is analogous
to them.
As an organism
and
(healthy)

or unnatural

(diseased)

ral (just) or unnatural


natural

(just)
constitution.
(jy?oiv), whereas

fyVOlv).12
This

(unjust) condition.
or not

condition
A

condition,

correct
a deviant

depends
constitution
constitution

the polis

Whether
on whether

is according
is contrary

can be

in a natu

the polis
it has

is in a

a correct

to nature

(xaT?

to nature

(na??

to explain Aristotle's
dis
helps
of rights.
he af
First, because
agreement
on the polis, he would
firms
of the individual
the radical dependence
not accept
notion
of a prepolitical
"state of nature."13 Accord
Locke's
a panoply
to
of rights to life,
Lockean
individuals
possess
theory,
ing
liberty,

naturalism
theory of political
with most modern
theories

and property

in the state

of nature,

but

they voluntarily

enter

are the
All translations
10Politics 1.2.1252b30-4
(author's translation).
author's unless otherwise
indicated.
the role of nature in Aristo
Regarding
I am in substantial
tle's ethics and politics,
agreement with Annas, pp. 731-6.
see Miller, NJR,
For further discussion
of Aristotle's
political
naturalism,
chap. 2, and-,
"Naturalism," in The Cambridge History
of Ancient Politi
cal Thought,
ed. Malcolm
Schofield
and C. J. Rowe (Cambridge: Cambridge
of interpretations
of Aris
A useful overview
University
Press, forthcoming).
is Allan Gotthelf,
in Final Causal
totelian teleology
"Aristotle's Teleology,"
and Human
ed. R. F. Hassing
D.C.: The
ity in Nature
Affairs,
(Washington,
Catholic University
of America Press, forthcoming).
nCf. Politics
1.2.1253al8-29.
12Cf.Politics
3.17.1287b37-41.
13
to Locke, in the state of nature all mankind
"one
According
comprise
See Second Treatise
under the law of nature.
community"
9.218, cited by
Long, p. 784 n. 37.

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FREDD. MILLER, Jr.

880
state

the political

rights more
effectively,
On this view
the legiti
it respects
the antecedently

to safeguard
these
collective
enforcement.

in order

their
by authorizing
of
macy
government

on whether
depends
or
If the government
defined
individual
natural
fails to protect
rights.
most
individuals
violates
their rights,
retain rights
it,
impor
against
its commands,
rebel against
it, and replace
tantly the right to disobey
in contrast,
it with another.
For Aristotle,
political
rights could not be
from

derived

can

sense

the polis

natural
because
in the full
justice
preexisting
rights
in
be
found
the
Individuals
have
only
polis.
rights within
other
the rulers, but there is no
individuals,
against
including
of rights against
the polis
in Aristotle.14
Nor would
Aristo

suggestion
tle have promulgated
such
rights of man

a list of
as are

"self-evident"

truths

in the American

invoked

concerning
Declaration

human
of In

dependence.15
Aristotle

Nonetheless,
community
historical

par
seed

grew

rights

did

excellence?the
out

in the

of which

late medieval

the political
recognize
rights within
was
Greek
this
the
city-state?and
the more
familiar
theories
of natural
and

early modern

eras.

II

No

a precise
to
counterpart
noun
substantival
"(a) right," and some view this
reason
for concluding
that Aristotle
and other ancient
not have had a concept
of rights.16
It does not follow,

single word
the modern
English
as a decisive
Greeks

could

in classical

Greek

was

14
This

a notion of
is not to rule out the possibility
of reconstructing
remarks. For exam
from some of Aristotle's
"rights against the government"
ple, he seems to imply that there could be a "right of revolution" when he
says, "Those who excel in virtue would
engage in faction most justly of all,
but they do this the least; for these alone have the best reason to be unequal
He also
Politics
5.1.1301a39-bl.
[that is, superior] without
qualification";
see
strive against
the rulers justly or unjustly;
may
says that dissidents
2.1302a28-9,bl2-14.
15Here I agree with Schofield,
p. 833. Cf. Miller, NJR, 91.
16
See, most notably, Alasdair Maclntyre,
After Virtue (Notre Dame: Uni
in any ancient
versity of Notre Dame Press, 1981), 67: "There is no expression
our
or medieval
translated
'a
expression
by
right' until the
language correctly
in He
lacks any means
close of the Middle Ages: the concept
of expression
or medieval,
before about 1400, let
classical
brew, Greek, Latin, or Arabic,
alone in Old English, or in Japanese as late as the mid-nineteenth
century."

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THEORIGINSOF NATURALRIGHTS
as Bernard

For,

resources
the linguistic
to make
rights
and Bernard Williams
point out in a dif
the German
word
cannot
be
Schadenfreude

lacked

that Aristotle

however,
claims.

881

ferent

Knox

context,
although
into a single English
translated

its meaning

word,

to English
to infer from

is familiar

that it is implausible
They argue, by analogy,
to "self,"
lacks
that Homer's
vocabulary
precise
counterparts
or "consciousness,"
that he could not have had these
ideas.

speakers.
the fact

"mind,"
On the contrary, Williams
ferences
between
Homer
in terms

of which

the same
Nature,
istotle's

"beneath
the terms that mark
dif
contends,
net of concepts
lies a complex
and ourselves
are
actions
and this net was
particular
explained,
as

for Homer
Justice,
Greek

the same work


When

it is for us."17

Along

similar

and Rights
in Aristotle's
Politics,
an ample
of
locutions
supply
as modern
"rights" locutions.
has

I began

study of these
and the different

locutions

Iwas

lines

I argued
in
4, that Ar

chapter
to do substantially

by the par
senses
of "rights" which were
allel between
them
dis
W.
H.
and
the
theorist
Hohfeld.18
by
analysed
Briefly
tinguished
legal
one person X might
four senses
in which
stated, Hohfeld
distinguished
Y: first, X has a right in the sense
have a "right" against
another
person
my

struck

case F has a correlative


to A against Y, in which
duty to X to
a
a
to
creditor's
claim
of
repayment
(for example,
debt); second,
to do A against
X has a right in the sense of a liberty or privilege
F, in
of a claim

do A

which

no duty to Y to forbear
from doing A (for example,
his own property);
liberty to consume
third, X has a right
or power
case Y
of an authority
to A against
Y, in which

case X has

an owner's
in the sense

has a correlative

a police
officer's
doing A (for example,
a
sense of
in
and
X
has
the
fourth,
someone);
right
case X has no liability
F's doing A, in which
to
against
a
witness's
self-incrimina
(for example,
immunity
against
liability

to X's

to arrest

authority
an immunity

doing A
tion). These

F's

correspond

to distinct

locutions

in Aristotle:

Shame and Necessity


17Bernard Williams,
of Cali
(Berkeley: University
fornia Press, 1993), 34; cf. Bernard Knox, The Oldest Dead White European
Males
(New York: W. W. Norton,
1993), 43-4.
as Applied
in Judicial
18Hohfeld, Fundamental
Legal Conceptions
Haven:
Yale
Hohfeld's
University
Press, 1923).
Reasoning
(New
analysis has
as well as legal the
been adopted widely by moral and political philosophers
orists in the twentieth century.

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882

FRED D. MILLER, Jr.


Hohfeld

Aristotle

claim

t? ?ixaiov

liberty, privilege

e^ouoia

authority,

power

xuqio?

immunity

ocxuqo?,

In support
of this interpretation
translators
and commentators
had
of

"entitlements,"
authors which

"rights,"
other Greek
lators

and
had

and

come
totle's

lexicographers.
the objection
that
Greek.

there

I noted

instances

rendered

these

the

like, along
taken this way

cumulative
is no

in which
locutions

single

evidence
word

for

earlier
in terms

occurrences

with

been

This

a?eia

in

trans
by modern
to over
suffices
"(a) right"

in Aris

sense
A right in its most
an in
is a claim of justice which
general
has against
other members
of a community.
This notion
is
Ta ?ixaia),
in Aristotle's
Greek
the
expressed
by t? ?ixaiov
(plural,
substantive
neuter
formed
from
the
definite
article
and
phrase
adjec

dividual

tive,

literally,

"the

just

<thing>."

In

the

context

(a|i(|)iG?r|Tr|Gic) just things are the things which

of

another
says that justice
justly against
party. When Aristotle
tue through which
individuals
"have their own things,"19 he
agreement

with

Simonides

that justice

consists

disputation

one party claims

in each

is the vir
is in close

person

having

what is owed to him.20 John Cooper (pp. 868-72) and Malcolm Schofield
can sometimes
both agree that to ?ixaiov
and its cognates
(pp. 843-8)
as "the right" or "a right," although
be translated
reserva
they express
tions about
the significance
of this fact, and they take issue with my
of
passages.
analyses
particular
Cooper
(p. 868) states that "one ought to
in translation
the more
literal term
preserve
no claim right is being
not necessarily
because
that is not all
sages by the term, but because
or may
I agree
that the
be, expressing."
and "just" should
?ixaiov
be preserved
and
used

the

"claim

cumbersome

right."

I also

phrase
"just-claim
that
t? ?ixaiov
agree

'just' or some derivative,


in these pas
indicated
that, as used there,
connection
between
that

it is,
to

is precisely
I
why
than merely
right" rather
ex
and its cognates
may

wRhetoric
1.9.1366b9-10.
1.331c3-4.
20Cf. Republic

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THEORIGINSOF NATURALRIGHTS
press
ample,

more

883

"a right" in a passage


such as 4.4.1291a39-40;
for ex
a
as
a
"the just" may also refer to
citizen's
duty such
duty to
concern
service.
main
in
Jus
my
military
However,
Nature,
than

perform
was
to refute the claim that Ar
in Aristotle's
Politics
tice, and Rights
istotle was oblivious
to rights, and I consequently
the con
emphasized
was
in which
texts
to assert
t? ?ixaiov
used
the just claims
of

even
of the community.
if Coo
against members
Hence,
that claim rights are not all that is being
in
per is correct
expressed
these passages,
it is sufficient
for my argument
if they are a significant
is asserted.
part of what
individuals

Cooper
v as
?ixai
lowed W.

(pp. 869-70)

"just-claim
L. Newman,

objects

in particular
to my translation
at Politics
3.1.1275a8-10.
Here

rights"
who
translates:

"nor are

those

of i?v
I fol

citizens

who,
[as
in political
of undergo
usually
do,] share
rights to the extent
is that metics
Aristotle's
ing trial and suing."21
point
(or resident
often have the right to represent
in lawcourts
themselves
either
alients)

metoeci

to bring suit or to defend


to remark
that in some

themselves
polises

these

do not

fully?that
is, they
things
themselves
in the lawcourts?but
tive

(jtQOOTaTri?).
is nothing
"forced"

Given

have

the

must

that this

or "noxiously

suits. For Aristotle


goes
against
the resident
aliens
do not partake
be assigned
own
is Aristotle's

theory-driven"

about

right
a legal

to speak

on
of
for

representa
there
explanation,
this explanation.22

21
W. L. Newman,
The Politics
of Aristotle
(Oxford: Clarendon
Press,
translation:
"Nor is a
1902; reprint, Salent: Ayer, 1986), 3:133. Cf. Robinson's
man a citizen because he shares in the rights of a citizen so far as to sue and
be sued, since a commercial
treaty may confer that right"; Richard Robinson,
Politics Books 3 and 4 (Oxford: Clarendon
trans., Aristotle's
Press,
1962).
Several other translators give the passage
similar treatment; see Miller, NJR,
99 n. 31 for references.
22
Cooper (p. 869 n. 25) also disputes my construal of the continuing pas
1275al0-ll:
"for this (to?to)
to those who have a commu
also belongs
sage
nity as a result of treaties, for these [rights] (Taiha) also belong to these per
sons (toutoi?)."
in the second clause refers back
Cooper argues that toutoi?
to "those who have a community
as a result of treaties" in the first clause.
This may be right, but I did not take toutoi?
this way because
"this" (touto)
in the first clause clearly refers to the partaking of Ta ?ixaia
(which is the an
so that on this construal
tecedent of "these" [Ta?Ta] in the second clause),
the second clause becomes
it is logically equivalent
because
to
redundant,
the first clause.
This may be why W. D. Ross bracketed
the second y?g
clause (which is missing
from the fl1 family of manuscripts)
in his edition of
the Politics
even on Cooper's
(Oxford: Clarendon
Press,
1957). However,
Ta ?ixaia can be translated as "rights" in the second clause, that is,
construal,
"for these [rights] also belong to those who have a community
as a result of
treaties."

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FRED D. MILLER, Jr.

884

that "?ixaiov
and its cog
agrees
qualifiedly
can sometimes
be translated
'(a) right'" (p. 833), and that "in a
concerns
treatment
of political
it is true that Aristotle's
justice

Malcolm
nates
sense

Schofield

because
from an account
of
community'"
one
can
a
account
derive
objective
right (that is, justice)
corresponding
it significant
of subjective
he
finds
However,
right
that,
(pp. 843-4).
whereas
Latin construes
ius and iustitia
with possessives,
"although
'rights within

Greek
lations

could

the political

have

done

so (for example,
to be found

are rare, and are not

to k\ibv ?ixaiov)
such formu
in the pages Plato and Aristo

to discussion
of justice"
This remark
is generally
(p. 845).
occur.
not
such
do
For exam
because
true, but
decisive,
expressions
Demosthenes
contemporary,
ple, a legal brief by Aristotle's
(384-322
with
the plural form of Ta ?ixaia
the possessive
B.c.), contains
(24.3).
tle devote

to curry favor pri


to the jury that it is "easier
protests
certain
than to stand up in defense
of your
persons
[that
the
?ixai
Often
the
posses
is,
(tcov U|18T8qcov
citizen's]
rights
v)."23
in Greek,
the definite
sive pronoun
is unnecessary
because
article

The

plaintiff
vately with

of a possessive
when
there is no
takes the place
pronoun
commonly
as to the possessor.24
the subject
of the sentence
is
doubt
Typically
common
of Ta ?ixaia.
Aristotle
follows
the
the possessor
Further,
is just, the winner
of saying
that when
the verdict
Greek
practice
or "gets" the just thing and that when
this happens,
"has," "acquires,"
to say
one has "one's own thing."25 There are also resources
in Greek
"to plead
the
the rights of Y against Z, for example,
that X is pleading
v jcq??
x? ?ixaia
you" (k?yeiv
against
rights of others
?jtsq t?)v ??A
v\ia?)

or

v\x(bv

jtq?? to?? ?Xkov?).26


what
he has a just

ceiving

"to plead

your

rights

others"
against
In such contexts

claim

to, so

that

toi ?ixaia
vt?eq
(k?yeiv
one of the parties
is re
it is not at all surprising

the translation
of J. H. Vince in Demos
23Demosthenes
24.3, following
Harvard University
vol. 3 (1936; reprint, Cambridge:
Press,
1986).
sentence
is accurate because
the preceding
translation
speaks of the
persons as "stealing your property."
objectionable
rev. ed. (Cambridge: Harvard Uni
24See H. W. Smyth, Greek Grammar,
versity Press, 1974), 287 n. 1121.
uses the verbs xvyx?veiv
Aristotle
and exav
25Cf.NE 5.4.1132al9-29.
inMiller, NJR, 98 n. 28.
and other writers use Axxji?aveiv. See the references
15.25. Cf. 15.29 which states that "the laws grant an
26See Demosthenes,
common
share
of
and
private rights (t?ov i?i v ?ixai
v) within the con
equal
as opposed
to "the rights of
to both weak
stitution
and strong persons,"
are defined
Greek
by the
v)" which
[city-states]
(t?jv cEX?rjvix v ?ixai
cities
the
weak.
for
strong

thenes,
Vince's

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THEORIGINSOF NATURALRIGHTS
that other

translators
as

pression
an individual
see why
dentious

"a right"

against
one would

and

commentators

in such

contexts,
other members

resist

such

885
have

often

translated

the ex

a right

is a just claim by
of the community.
It is hard to
since

a rendering,

unless

one

relied

on

ten

about the meaning


of "a right."
assumptions
some
also
of my examples
Schofield
that
do not
objects
(p. 847)
so that the 'rights' inter
have to be interpreted
in the way
I suggest,
not
is
but
because
these ex
pretation
"possible,
probable."
However,
it is more
than not that
probable
legal disputation,
or
is
at
claims
It
any rate, that
just
noteworthy,
rights.27
for Ta ?ixaia
does accept
in the im
"rights" as a translation

involve

amples

involve

they
Schofield
portant

passage

at Politics

3.12.1282b23-30:

For perhaps some would say that the offices ought to be distributed un
to prominence
in any good thing whatever,
equally according
although
in any remaining respects they do not differ at all but happen to be simi
lar. For persons who are different have a different just-claim right and
claim of merit
(to ?ixaiov xai t? xaT va^iav). But if this is true, those
who are prominent with respect to complexion,
size, or any good what
soever will have an excess possession
of political rights (t?ov jtoA.itix?ov
?ixai
v).
for
rights" or at least "just claims"
v (the genitive
v ?ixai
T v jtoXiTix
of Ta TtoXiTix? ?ixaia)
in
here,
the
Sinclair/Saunders
translation
Schofield
quoted by
cluding
(p. 853).28
Let us note the significance
of this locution.
Schofield
(p. 853) remarks
Most

translators

use

"political

27Lycophron's view that law is "a guarantor of men's


rights against one
another"
3.9.1280M1
v) at Politics
(where
(eyyuriTric ?Xkr(koi<; t?ov ?ixai
v as "fair dealings")
translate tcdv ?ixai
should be
p. 15, would
Schofield,
remark that law courts are concerned
with
compared with Demosthene's
"the rights [of citizens]
v;
against each other" (tcov jiq?? ??Ar|?,ou? ?ixai
13.16).
28InNJR,
100 n. 35 I cite a number of translators who use "political
Irwin and Gail Fine translate
rights" or "just claims." More recently, Terence
as "politically just <claim>,"
the expression
in Aristotle:
Selections
(India
napolis: Hackett,
1995). Cooper (pp. 871-2) suggests the more noncommittal
"the just things of politics,"
that is, political offices or functions.
expression,
seems
ar
too
this
indefinite.
it is true that Aristotle's
However,
For, although
the distribution
of re
gument is based on distributive
justice, which concerns
as well as rights, the present context makes
it clear that the parties
sponsibilities
to the dispute are alleging that they have just claims?that
po
is, rights?to
litical office because
they have superior attributes.
Cooper himself concedes
that the context
is one in which
in which different groups
there is a dispute
within
the polis are making
claim to political
office by appeal
to justice
That Aristotle
is primarily concerned with political
(1283al5-17).
rights is
also evident from his example of the minas
inPolitics
3.9 (discussed
below).

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886

FRED D. MILLER, Jr.

uses
it is unusual,
and that Aristotle
it here perhaps
"because
he
wants
for once
to introduce
the notion
of political
However,
rights."
v between
tcov
what
is unusual
is the insertion
of the word
jto?mx
that

and ?ixai

occurs

v, which

because

Aristotle

litical rights, that is, rights to political


the heirs
among
or other rights.

is here

talking

about

po

If the dispute were

office.

to an estate,
in question
the rights
would
be property
Schofield
to
meth
my "interpretative
(p. 847) objects

odology," contending that I should have first attended to key passages


inwhich Aristotle discusses political rights and then interpreted other
texts

first to analyze
my strategy was
However,
its cognates,
I argue,
these are most
where,
in terms of "rights." Then I turned to the special
understood
Ta ico^iTix?
at Politics
that
?ixaia,
is, political
rights

in the

light of them.
Ta
of
and
?ixaia

the uses
plausibly
case
of

3.12.1282b23-30.

Otherwise

tle was

to mean

supposed
in this passage.

even
However,
Hohfeld's
proximate

not have

it would

use

if Aristotle's

clear what

are qualified

which

by rights,

been

of t? ?ixaiov

Aristo

as "political"

is conceded

to ap

remains whether
Aris
right," the question
As remarked
above
in section
rights have any bite.
I, these
as
mu
do have force because
Aristotle
the
understands
justice

totle's

"claim

rights
tual advantage,
that is, as promoting
the good
for each and every
at length in
of the community.
I argue for this interpretation
member
in Aristotle's
and Rights
Justice,
Politics,
chapter
Nature,
6, and I
can only briefly
in
it here with Aristotle's
7
illustrate
Politics
argument
in the best
that every citizen
reasons
should
that "a polis
Qi??o? ti) of it but by viewing
remarks

quently
land, one

that

each

a right to property.
He
a
not
part
happy
by viewing
the citizens."29
He subse
(jtdvTa?)

constitution
be

has

called

all

individual

should

.receive

two

parcels
because
such

of

an
to town and the other
in the country,
to
to
is
fair
and
in
addition
the
I'oov
xai
just (t?
arrangement
?ixaiov),
if the
that
will
consideration
this
promote
unanimity
policy
pragmatic
That Aristotle
is invaded.30
thinks
the best constitution
protects
polis
the

close

interests

which

he

best.31

After

of each
explains
stating

and
the

every
sense

citizen
in which

that his constitution

is clear
his

from
best

is excellent

a later passage
in
constitution
is the
because

w Politics

7.9.1329a23-4.
30See Politics
7.10.1330al5-18.
31See Politics
7.13.1332a32-8.

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all of the

THEORIGINSOF NATURALRIGHTS
are

citizens
zens

could

he

excellent,
be excellent

each

"even

(xa65

be more

the latter would

ing excellent],
follows
from

that

remarks

without

887
if all

exaoTOv)

choiceworthy;
That is, even

each

(xa65 exaoTOv)."32
to promote
sense
the good of the polis
in a holistic
secure
to
it
is
better
the
of
each
and
tage,
happiness

this

is what

giver

best

Aristotle's

should

be concerned

Schofield

and

Kraut,

an

such

constitution

with

does.

the education

both
however,
role in Aristotle's

citi

the
(jtavTa?)
of the citizens

[be
for all (jcovtoc)
if it were
possible
of overall
every

It follows

advan

and
citizen,
that the law

of all of the citizens.


question

whether

rights

as

Schofield
play
important
politics.
argues
in the passage
at Politics
cited
3.12.1282b23-30,
above,
political
or desert
role. The reference
to merit
rights have only a derivative
(to
xot5 a^iav)
means
reveals what Aristotle
Schofield
really
by justice.
that

"In fact such rights are nothing


but a function
of the
contends,
no
deserve.
role
within
the
things people
They play
explanatory
logic
of the hypothesis
Schofield
my
[under consideration]."
acknowledges
or desert
thesis that for Aristotle
the merit
of a person
is the basis for
(p. 854)

rights, but argues


(p. 852) that a right becomes
thereby
idle cog to the machine
of explanation
and analysis."
Schofield
contends
that we should
understand
Aristotle's
po

his

political
"an
simply

Hence,
litical

a share" rather than "having a


"deserving
and office.
Kraut (p. 760-2) also relies on a distinc
right" to citizenship
tion between
and
Schofield
who maintains
deserts,
but, unlike
rights
that rights trivially
from deserts,
follow
Kraut argues
that rights do not
follow

from

duty

deserts

whom

deciding
right
would

in terms

discourse

to be

at all.

of

He

out

points

to a conference,
as a speaker
even
if she
to say that we owe her an

to invite

invited

be wrong
to invite her,

we are
if, for example,
a candidate
does not have a
that

or that she has

is the most

"it
deserving:
that we have a
invitation,
a right to be invited"
(p. 760). This
the relation
about
between
deserts

in intuitions
apparent
divergence
and rights is illuminating.
it supports
my own
Indeed,
or desert
is part, but only part, of Aristotle's
conception

The account of political justice inPolitics


ory of distributive
says

that

justice

"everyone

agrees

inNicomachean
that

^Politics
7.13.1332a35-8.
Politics
refers
3.9.1280al8
refers toNE 5.3.1131al
1-14.

the

to NE

just

Ethics

view

of justice.

3 is based on the the


5.33 There

in distributions

5.3.1131al4-24;

that merit

Politics

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Aristotle

ought

to be

3.12.1282b20

FRED D. MILLER, Jr.

888

is the
does not say that merit
to some merit,
yet everyone
according
some
same thing; advocates
it
advocates
of democracy
is
say
freedom,
of
and others
of oligarchy
say it is wealth,
good birth, and advocates
of
merit
is
To
determine
which
standard
it
is
virtue."34
say
aristocracy
correct,
community
oligarchic

it is necessary
and

conception

a correct

to have

its ultimate

end.

of justice

and

of the political
the mistaken

understanding
first considers

Aristotle

its underlying

of the polis:

view

and came together for the sake of pos


if they formed a community
share in the polis in so far as they shared in prop
they would
sessions,
seem to be strong. For
erty. Thus the argument of the oligarchs would
if one person has contibuted
[only] one mina35 out of a hundred but an
all the rest, it is not just for the first person to get
other has contributed
an equal share with the second.
the amount to be
[This is so whether
or the proceeds
from this.36
distributed
is] the original contribution

For

is clearly
point
to a share of the proceeds
The

that each

partner

proportionate
in Kraut's
who
example

speaker
spective
a contribution
does
cooperate
them has

for mutual

not

have

advantage,

this

just claims
against
as
is correctly
understood
virtue of distributive
the particular

cooperation

justice
of course

entails

justice
If justice

that

do

each

of

in the universal

for mutual
is necessary

advantage,
for such coop

notion
the oligarchs'
rejects
but he
to acquire
and protect
property,
view of the polis as a community
cooperat

to take place.
Aristotle
of the polis as a joint venture
the more
accepts
general
for
mutual
advantage.
ing

right?
The pro
or made

has not participated


of claim. When
individuals

however,
the others.

sense

eration

sort

a just claim?a
to his contribution.
has

The

polis

is, more

specifically,

a community

life. This is, as we say, living happily


and self-sufficient
in a complete
one should suppose
that the political
and nobly. Therefore,
community
is for the sake of noble actions, but not for the sake of [merely] living to
the most to such a community
those who contribute
gether. Therefore,
are equal or greater accord
more
in
those
who
than
the
polis
participate
or
to political
to
but
freedom
virtue, or
unequal
family
according
ing
to wealth but inferior accord
than those who are prominent
according
ing to virtue.37

34A^5.3.1131a25-9.
35Amina was worth about a pound
100 drachmas.
3.9.1280a25-31.
^Politics
s>Politics 3.9.1280b40-1281a8.

(15.2 oz. troy) of silver and equalled

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889

THE ORIGINS OF NATURAL RIGHTS


In discussing
Aristotle

the
that

dispute
the offices

argues
one
"contributes

whether

to

over

the

function

of the community.38
ou|i?aXX8o9ai)
The
that Aristotle
suggestion
merit

or desert39

telian

distributive

(a?ia)
other:

on one

rather

side

than

in Politics

political
rights
distributed
justly

are

of rights

of X

_
~

Merit of Y

The

8QYov

in terms

justice
overlooks

is a kind of equation,
with
justice
of the equation
and claims of right

Merit

3.12,
the basis of

(e?c t?

(or work)"

understands

in terms

on

of

that Aristo

claims
(?ixaiov)

of merit
on the

right of X

The right of Y

More
that the merits
entails
of the partners
precisely,
justice
(X
a
to
and Y) and what
have
claim
be
they
just
proportionately
equal.40
This
is not surprising
since
distributive
is the virtue which
justice
it
to
makes
for individuals
their re
cooperate
possible
by equalizing

tion,
entitled
Justice
theory

that

deviates

one

of the parties
receives
It is noteworthy
that John Rawls

is, when
to.

occurs
Injustice
from the right hand

and benefits.

contributions
spective
distribution
of benefits

that his own


of distributive

theory
justice.

to the same

belongs
He also

observes

more

when
side
or

remarks
tradition
that

the actual
of the equa

less

than he

is

in A Theory
of
as Aristotle's

"the principles

of

cf. 9.1281a4-8.
38See Politics
This presents a problem for
3.12.1283al-3,
Kraut's "analogy with
the crafts" (p. 772): "From the fact that the doctor
should promote
the good of those who are ill, it does not follow that they
have a right to be treated by him." The analogy fails, because,
although Aris
totle compares
the lawgiver and politician
to a craftsman,
there is an impor
tant difference:
are concerned with a community
the lawgiver and politician
whose members
ruler
and
for mutual advantage.
(including
ruled) cooperate
a constitution which protects
it is their task to establish and maintain
Hence,
the rights of the participants.
39The English words
"desert" and "merit" have backward-looking
and
connotations
The example of distributing mi
respectively.
forward-looking
nas on the basis of prior contribution
involves desert.
The example of dis
to
to
flutes
those
best
them
involves
merit.
Because
tributing
play
qualified
the polis is an ongoing community
of overlapping
it is reason
generations,
able that both desert and merit would be involved in Aristotle's
use of ?^ia.
is highly simplified,
40This account
since communities
generally consist
of many members,
with complex
standards of merit or desert, and a wide ar
ray of objects to which the members make claims. The subtlety and power of
account are demonstrated
Aristotle's
in an illuminating
essay by David Keyt,
"Aristotle's Theory of Distributive
in A Companion
to Aristotle's
Justice,"
Politics, ed. David Keyt and Fred D. Miller, Jr. (Oxford: Blackwell,
1991).

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890

FRED D. MILLER, Jr.


. . .
provide
of society

social
sic

justice
institutions

of the benefits

different

employs
these principles

are far more

Rawls

prescribed.
Nonetheless,
on the function
of political
justice.

agrees

(p. 856) says that "(a) right in contemporary English us


"

Schofield

thought
"no modern

to life one must

The underlying

use

theorist

one's

which

one

with

holds

talents

idea behind this conception


under

the conditions

to contrast

be

age would
ordinarily
Kraut remarks
that

'desert'.

that

to benefit

in order

Similarly,
to retain

the community.

of the right to life is that

be undemand
rights must
conceive
them, lies in having
a modern
of others;
right carves
to contrib
from the task of having

possesses
rights, as we

ing. For the value of having


some protection
from the demands
one is relieved
out a zone in which
ute

in articulating
liberal and egalitar

Aristotle

Aristotle

the right

from Aristotle's

methodology
conclusions

and his

those which

here with

of assigning
in the ba
rights and duties
define
the
distribution
they
appropriate
of social cooperation."41
Rawls
of course

and

and burdens

a very

ian than

a way

to the common
to view

tend

mere

regard
claims

theorists
good" (p. 763). It is true that many modern
now
entitlements
and that many
rights as unconditional
to be the proper
need
rather
than desert
basis
for just

against
has the

surfer

imply a nonproductive
as a diligent
This
gardener.
are
some modern
rights theories

the

This
community.
sustenance
to
right

same

lead one

might

encouraging
couraging
holds
that

could

to question
whether
an ever accelerating
proliferation
a sense
of personal
responsibility.

of entitlements
Aristotle

and dis
in contrast

to those who
be accorded
full political
rights should
a full contribution
to the community.
to make
able and disposed
so
should
be
educated
members
tential
properly
contributing

longer
rights

assume

can

they

able
based

such

to

Po
that

are past their prime and no


Those who
rights.
should
have
full political-rights
provision
contribution
any
they can still make.
Generally
enter
is capable
of cooperating
and
being who

exercise

on what

free human
naturally
some
form of community
into
ing
jected

are

to despotic

rule.

are

should

such
However,
linked to the fact

be treated

justly and not


holds
generally

a theory
that right holders

sub
that

are or have

inextricably
rights
to the com
been contributors
contributors)
(or are at least potential
a
a
view
claim.
have
which
Such
may not ac
they
just
munity
against

41John
Press,

Rawls, A
1971), 4, 10-11.

Theory

of Justice

(Cambridge:

Harvard

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University

THEORIGINSOF NATURALRIGHTS
cord with
theory

modern

welfare

liberalism,

but

891
it is surely

as a

admissable

of rights.

Ill
in section

As mentioned
and
would

of political
I, Aristotle's
theory
justice
so that he
his doctrine
of political
naturalism,

rights presupposes
a Lockean
not accept

state

of nature

as a point

of departure

the justification of the political state. With this inmind

for

I stated that

had a theory of natural


rights in the sense of "rights based on
natural
in a pre-polit
justice" but not in the sense of "rights possessed
ical state of nature."42 However,
Richard Kraut (pp. 757-60)
and Roder

Aristotle

that there is a basis for a


argue persuasively
in Aristotle.
use of pas
natural rights
They make
can
communities
says that certain
nonpolitical

ick Long (pp. 780-6)


theory of pre-political
Aristotle
sages where

both

war
that making
in order to enslave
foreign
are
"natural
and
where
he
they
(unless
slaves");
implies
can obtain
even
that justice
to a slave.43 Although
in relation
I took
to show that Aristotle
these passages
forms
of
inde
justice
recognized

be just; where
ers is unjust

he

implies

of the polis,
I did not see this as supporting
natu
pendent
pre-political
as
a
ral rights because
describes
Aristotle
natural
of
justice
part
politi
cal justice
inNicomachean
Ethics
5.7. However,
I am now persuaded
can be used
a ver
to support
by Kraut and Long that these passages
sion of natural
treatment
of natural
rights. Aristotle's
justice as a part
of political
is
consistent
with
the
of
nat
justice
possibility
nonpolitical
ural justice.
Since justice applies wherever
an as
there is community,
sociation
ralness

such
or

as master

justice
free man

naturally
tice and a violation

I still maintain,
forms.

Instead,

can be considered

in terms

of natu

of whether
it occurs
in a polis.
If a
regardless
were
into slavery,
coerced
this would
be an injus
of his natural
to a
rights even if he did not belong
that even in a "state of nature" human
have
beings

This implies
polis.
certain natural
rights,

that political

and slave

as the right not to be enslaved.


that Aristotle
would
notwithstanding,
such

justice and rights could be derived from


when

Aristotle

42Miller, NJR, 90-1.


43These
are discussed
passages

shows

how

the polis

in Miller, NJR,

comes

84-6.

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not

accept

nonpolitical
to be from

FRED D. MILLER, Jr.

892
more

of community,
such as households
and villages,
is to show
that the polis
is their end or nature
because

basic

purpose

forms

his
it is

is more

are.

for the good


life and thus
than they
perfect
a
to
of
is
free
and equal
peculiar
community
justice
at
the good life. Although
the polis arises out of
aiming
are natural,
not
communities
which
this is a necessary,

self-sufficient
For

political
human
beings
more primitive

of the polis.44
Even
if the jus
for the naturalness
condition
sufficient,
were
within
the
basic
communities
tice of the more
preserved
polis,
not guarantee
that the polis
itself was just. The polis must
this would
if it is to be in a natural
the right sort of end and structure
also have
condition.
both natural
contains
justice
political
con
he does not mean
that a political
and conventional
justice,
justice
can be partitioned
exclusive
natural
and con
into mutually
stitution
When

Aristotle

ventional

branches.45

ventional

features.
and

nature,
lawgiver.

that

says

The

conventional

For

arrangement

example,
is natural,

precisely property

same

law may have both natural


and con
in so far as it promotes
human
on the choice
in so far as it depends
of the
be natural

It will

Aristotle
but

would

there may

is distributed

argue that a private-property


in how
be considerable
leeway

to individuals and regulated by the

laws.46

if rights
involve
conventional
factors,
no
in
have
This
is
evident
Aristotle's
then natural
theory.
place
rights
for
view
that
of
the
Aristotle's
in his discussion
requirements
(pp. 764-5)
on circumstances.
Aristotle
will vary depending
approves
citizenship
Kraut

evidently

in Politics
zens,

but he

that

holds

be citi
that both one's parents
requiring
to this rule.
It
that there may be exceptions
a
in the case of the colonists
polis,
starting
to
it may be necessary
due to war or plague

1.2 of the custom


recognizes

cannot
obviously
apply
and if there is a shortage
Because
recruit outsiders.

of the element

of who
should
the question
here,
to a natural
settled
by appeal
tively
on this point,
similar
Kraut
is correct
of the U.S.
The framers
rights theory.
tion

upon

many

conventions

which

could

of contingency
and conven
cannot
be a citizen
be defini

right
issues

to citizenship.
Although
natural
arise for modern

constitution
not

be

also

justified

1.2.1252b30-l.
44See Politics
45SeeiV#5.7.1134bl8-24.
more
this interpretation
461 develop
and defend
toAristotle's
Natural Law and Justice," in^4 Companion

had
a priori

to decide
by ap

fully in "Aristotle
Politics.

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on

THEORIGINSOF NATURALRIGHTS 893


to the natural

peal

However,
pendence.
with
tally consistent

this

for

requirements
body should

consist

of the

The polis will


virtue.
"The polis of our prayers"
each
conventional
complement

the lawgiver
other.
Nature
provides
for evaluating
institutions
and
laws, but he
political
into account
If the lawgiver
variable
circumstances.

a standard
also

take

a constitution

finds
reform
fabric

that the citizen


7.9, arguing
are capable
of the polis who
of
then be in a natural,
fully just condi
is realized when
the natural
and the

inhabitants

tion.

must

Inde

of slavery.)
in Politics
citizenship

full moral

with

of

to be fundamen

supposed
not true, for
this was
(Of course,
Aristotle
discusses
moral
Similarly,

theory.

in the case

example,

in the Declaration

invoked
rights theory
were
the conventions

which

is in an

he should
condition,
try to
not disrupt
he should
the social
a constitu
not offer the citizens

inferior

it where
possible,
although
in the process
and he should

tion beyond
their grasp.
like Solon,
Rather,
are
best constitution
of which
they
capable.47

he

should

offer

them

the

IV

Aristotle's

"best

described

constitution,"

to embody

in Politics

7-8,

is sup

on my

and

justice
political
fully
hence,
interpreta
to protect
and respect
individual
rights. As a result, the lawgiver
aim at the happiness
of each and every citizen,
rather than at the
or at the good
of the greatest
number"
of the
happiness
"greatest

posed
tion,
must

"whole

in a holistic

polis"
that Aristotle's
each

and

exclusion,"
tions must
trasts

sense.

Richard

objects
(pp. 769-72)
aim at the good of
that the constitution
requirement
entails
of non
every citizen
only the very weak
"principle
is a citizen,
that "if someone
institu
then civic
namely,
to promote
be designed
his good to some degree."
He con

this with

"the much

stronger

individual

maximizing
that, "no citizen
well

Kraut

happiness,"
is required
to make
even
if such a sacrifice

being,
of others."
good

However,

Kraut's

of
that is, "the principle
to me, namely
ascribes
a modest
sacrifice
in his own

principle,"
which
he
even

would
"weak"

contribute
principle

to the
greatly
too
is clearly

47Plutarch, Lives, Solon, XV.2. Solon's policy is commended


in the American Federalist
no. 38.
Madison
Papers,

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by James

FREDD. MILLER, Jr.

894
to capture

weak

As we

intention.

Aristotle's

have

seen,

on

he argues
for
that the polis
the
Further,

for citizens
the grounds
property
rights
to
all
its citizens.48
be called happy with
respect
to attain what
is to enable
the citizens
aim of the educational
system

universal
should

is

it is possible
for
choiceworthy
is, the highest
good
some citizens were
to attain.49
A system
in which
"to
equipped
our
not
the
of
would
be
best.
is
"polis
prayers"
(Aristotle's
degree"
for them,

most
them
some

that

are all merely


above average.)
like Lake Wobegon
where
the citizens
seems
On the other hand, Kraut's
impossibly
"strong" principle
a
Ar
dilemma
relies
false
Kraut's
upon
dichotomy.
However,
strong.
a
is
not
of
istotle's
happiness
conception
(as
conception
"maximizing"

not

of one person
the complete
in utilitarianism)
whereby
happiness
out the happiness
The presupposition
of the best
of others.
crowds
are compossibly
re
ends of the citizens
is that the natural
constitution
are
does not bar
the fact that some of the citizens
alizable:
flourishing
from

citizens

other

that

It follows

the political,
realizable

property,
are compossibly
in the best
is still a strong
in this sense
constitution.
requirement
Compossibility
own view
it is hardly
in Aristotle's
and may be hard to satisfy?indeed,
are deep-seated
ever
of interest
conflicts
Where
there
satisfied.
other

and

rights

inhabitants

the

among

the

good
jiIo??),

flourishing.
of the citizens

life,
that

lawgiver
is, devise
the natural

Nonetheless,
ple for Aristotle,
sisting
ends
of

because

must

of

to a

resort

a second-best
ends
he

not

or power.
come
into

the realistic

are scarce.

assumption
Rather, Aristotle

as

that

of

incapable

the

sailing"
(?8UT8QO?
or even worse.50

compossible

understand

wealth
like maximizing
individuals
would
inevitably

maximization

are

of individuals
does

are

them
"second

constitution

in a state

if we make

other

some

or where

in princi
as con

happiness
On such a view
conflict

the means

understands

with

the
each

for
required
the happiness

of the
activity
is, flourishing
8uoai|iiovia,
ac
virtuous
in contemplation
and ethically
consists
soul. Flourishing
so
one
that
individual's
to
the
is
mean,
flourishing
subject
tivity, which
of others.
the self-actualizing
into conflict with
need not come
activity
of

each

individual

that

are

on Aristotle's

Goods

like wealth

or power

goods:
a natural

they are not

to be accumulated

limit,

namely,

the amount

48See Politics
49Cf. Politics

7.9.1329a23-4.
7.14.1333a30.

50See Politics

4.11.1295a25-34;

without
one

needs

external
merely
but
only up to
bounds,
Since
for flourishing.
view

cf. 3.13.1284bl9.

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THEORIGINSOF NATURALRIGHTS

895

is to promote
the flourishing
of the in
the aim of the just constitution
a
can
set
of indi
it
realizable
compossibly
citizens,
prescribe
can serve as a regulative
the best constitution
vidual
Thus
rights.51
and politicians,
who
ideal for lawgivers
should
strive to approximate,

dividual

as best

they

can

ally advantageous
at the good life.52

in their

particular
circumstances,
a
in
self-sufficient
cooperation

it does
Further,
zens of the best polis

not
could

follow

from my

not be expected

of mutu

community

interpretation
to assume

half of the polis, for example, by defending

ideal

the

aiming

that

the

citi

on be

burdens

it if it is attacked by for

or by holding
even if this prevented
them
political
office,
eign enemies
not
from philosophizing.
thinks
that
Aristotle
citizens
have
Indeed,
these rights
in a re
only political
rights but also the duty to exercise
this is consistent
However,
aims at the happiness
of
a
to
that Aristotle
subscribes
moderate

sponsible
way.53
best constitution
sume
tice

and

to a moderate

intellectualist

with

the

thesis

that

the

if we

also

as

the citizens
individualist

view

of happiness.
characteristic

view
On

of jus
this view

includes
the noble
activities
of the citizen,54
happiness
so
such as military
that
Aristotle
not
does
service,
enjoin us to "con
at any cost" and neglect moral
virtue.55 What makes
the best
template

51Cf. Politics
states that "e??ai^ovia
7.3 which
is a sort of action, and
the actions of just and temperate persons
involve many noble things as an
and goes on to argue that flourishing
end" (1325a32-4),
correctly understood
does not require conflict and despotic
rule (1325a34-bl0).
On the natural
limit to acquisition
of external goods such as property, see Politics
1.8, which
I discuss
inNJR, 317-21.
52This
is developed
in chapters 7 and 8 of NJR.
interpretation
53
Aristotle
commits
says that if someone
suicide, he does injustice not
no
one
to himself
suffers
but to the polis,
(because
voluntarily
injustice),
as a citizen; see NE
he is shirking his responsibilities
because
presumably
cf. Plato Phaedo 62bl-8
for the religious version of the argu
5.11.1138a9-14;
ment).

54See Politics
7.3.1325a32-4.
55For a
see David Keyt,
defense of moderate
persuasive
intellectualism,
in Aristotle,"
inEssays
"Intellectualism
in Ancient
Greek Philosophy
ed. J. P.
Anton and A. Preus (Albany: SUNY Press,
Kraut has de
1983), 2:364-87.
fended an interpretation
of Aristotle which
is closer to strict intellectualism
on the Human
in Aristotle
Good (Princeton:
Princeton
University
Press,
and controversial
issues of interpretation,
1989). This involves complicated
which cannot be argued here. The main point is that the moderate
individual
ist interpretation
is correct) permits
to make
the citizens
(which I believe
in the form of virtuous actions,
concessions
personal
including laying down
their lives in defense of the polis.

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896

FREDD. MILLER, Jr.

constitution
plete

is that

best
in each

virtue

and
it

Nonetheless,
"best" constitution

its institutions
every

are designed

com

to promote

citizen.

is evident

to modern

readers

that

Aristotle's

is seriously
flawed.
C. C. W. Taylor
characterizes
as "an exploiting
a
the polis of our prayers
of free
elite,
community
to pursue
riders whose
the good
life is made
ability
possible
by the
to
others
that
and
adds
that
the
of
so-called
pursuit,"
willingness
forgo
com
ideal polis
is "characterized
Some
by systematic
injustice."56
mentators

the flaws

find

of the best

endorsement

it would

so egregious
constitution

that
must

they believe
have been

that Aristotle's
Alter

ironic.57

was

guilty of bad faith in represent


as unqualifiedly
have
just, or else he must
errors
some
in
out
the details.
The
committed
staggering
working
concerns
to us that the polis
the fact that it is obvious
central problem
in Politics
7-8 does not satisfy
the account
of political
described
jus

natively,
ing his

tice

ideal

seem,

Aristotle

constitution

in Politics

3. For

not promote
the common
of a minority
of the inhabitants.

the constitution

does

the advantage
but only
advantage
a minority
in which
it is unjust
in the same way an as oligarchy,
Hence
rule for their own benefit
at the expense
of the
of wealthy
individuals
poor.

offered

an account

In Politics

7.8-9

I have
problem.
two groups:
slaves
bers.

of why
he divides

Aristotle
the

failed

inhabitants

this
into

and adjuncts
members
genuine
(the citizens)
(including
to
the
Political
and metics).
justice applies
only
genuine mem
a
cannot
inferior beings who
The slaves are naturally
comprise

polis because
an abundance
non-Greek
(Europeans)
best polis

of happiness
and choice.58
There
is
they are incapable
most
of the
of such natural
slaves,
evidently
including
a
reason
of
because
have
deficit
barbarian
nations,
they

or of spirit
to war
goes

One of the purposes


(Asiatic).59
those who merit
is to enslave

Moreover, Aristotle has (admittedly bad) arguments


rule

to recognize
of the polis

over

natural

slaves

is just and

advantageous

for which
being

the

slaves.60

inPolitics

for the slaves.

1 that
Met

toAristotle,
56C. C. W. Taylor, "Politics," in The Cambridge
Companion
ed. Jonathan Barnes
University
Press,
1995), 250;
Cambridge
(Cambridge:
cited by Annas, p. 9.
57For
A Study of Aris
and Statesmen:
example, Mary Nichols, Citizens
and Littlefield,
totle's Politics
1992), 145.
(Lanham: Rowman
3.9.1280a31-4.
58See Politics
7.7.1327b23-38.
59See Politics
7.14.1334al-2.
60See Politics

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THEORIGINSOF NATURALRIGHTS

897

have no basis for complaint


because
they are mem
foreigners
and they are presumably
from their
bers of other polises
benefitting
or
in
the ideal polis,
Aris
presence
go elsewhere.
they would
Hence,
ics and

could

totle

have

lis of our prayers


Julia Annas
tains
ural

serious

in a sincere

believed,
is just.
objects,

injustices

inegalitarianism.
the farmer

but misguided

that

way,

the po

that Aristotle's
ideal polis also con
however,
cannot
in terms of his nat
which
be explained
to two main
She points
The first in
problems.

if we are speaking
of whom
Aristotle
says
class,
to our prayers,"
to be slaves.
they ought
ideally or "according
"But,"
assumes
she says (p. 740), "Aristotle
that the slaves
in question will not

volves

be natural
tion on
chance
combine

far from

to func
power
enough
reasoning
as better motivated
if given the
they are envisaged
as
of achieving
to
and
freedom,
having
enough
intelligence
measures
are not taken."
if precautionary
forces and revolt,

slaves;
their own,

the passage
However,
another way.
It does
same nationality,
but
ited sort
lious,
similar
thought

to

cites

she
say

that

it also

so that

they will
they should

or else

lacking

the

non-spirited
the farmers
ought

can be understood

(7.10.1330a25-33)
the farmer-slaves

says

be useful

that
with

be barbarian
slave.
to have

they

not

is evidence

inferior,

servile

be of the

be of the spir
and not rebel

regard to work
serfs with a nature

This
an

not

should

should

(xr\v fyvoiv)
that Aristotle

nature.61

Annas

to Aristotle's
to explain
promise
rightly points
embarrassing
as
a
is
to
to
it
hold
out
better
freedom
all
the
Un
slaves."
"why
prize
Aristotle
in his sur
does not keep
the promise
however,
fortunately,
so
we
are
as
to
that
to
forced
he had
what
conjecture
viving writings,
quite

that can be safely


I think, is that in some
inferred,
some
it
is
in
better
for
unspecified
way
unspecified
to be offered
freedom
to all the slaves.
This passage
by itself, how
in mind.

The most

circumstances

ever, does not show


as naturally
free.62

that Aristotle

regards

the slaves

of the

ideal polis

Annas (pp. 740-53) points out another difficulty involving Aristo


tle's

treatment

workers.

of the class

The word

of ?avauooi,
that is, mechanical
is
pejorative;
and, as Annas
?avauooc

or menial
remarks,

it

61
to be implicitly criticizing
Newman
understands
Aristotle
practices
such as the Spartans who kept Greeks as helots and slaves. Newman's
inter
is supported by the fact that Aristotle
pretation
explicitly criticizes helotry in
Politics
The Politics of Aristotle,
3:393-4.
2.9; see Newman,
62I discuss different approaches
to this passage
inNJR, 242 n. 127.

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898

FRED D. MILLER, Jr.


no

modern
is a rough
precise
counterpart,
although
"vulgar"
Aristotle
of the polis which
is most
says that the citizens
equivalent.
a
or
not
to
live
mercantile
of
way
nobly governed
ought
vulgar
life, be

has

cause

such

a way

vulgar

workers

of

life is low-born

and

for the polis.65


However,
class consists
of free workers.

necessary

the vulgar
states,
out that Aristotle

does

so that he

inferior,
gar workers

and

not

is not

to virtue,63

opposed

and

that

political
they are
rights64 although
in contrast
to the farmers, Annas

not possess

should

she points
Further,
are naturally
workers

that the vulgar


on a natural
difference

argue
relying

between

vul

citizens.

In fact, however,
workers
in his ideal

Aristotle

is vague
does not

about

the

status

of vulgar
should
be

He
say whether
polis.
they
or slave,
com
in contrast
to the case of the farmers.
Newman's
as slaves rather than disenfranchised
treats the vulgar workers
mentary
free

freemen.
between

He

calls

the

citizens

3.4.1277a37

contrast

at 7.4.1326al8-20

and

"a large number


of slaves, metics,
and for
in
the
"It
from
is
evident
what
follows
may
polis:
counts
here among
in
?o?Xoi,
just as he does
?dvauooi
The
latter
characterizes
the
artisan
passage
sqq."66
vulgar
as
a
who
works
with
his
hands
form of slave.
T8xv?tt]?)

which

eigners"
that Aristotle

to Aristotle's

attention

be

(? ?avauooc
a polis
in which
Aristotle
could envisage
the vulgar workers
Further,
were
slaves.
For he says that "in ancient
times in some places
the vul
so
are
was
or
slave
that
many
gar class
[vulgar persons]
foreigner,
notes
most
Newman
that "even at Athens
handi
such even now."67
craftsmen

may

have

been

slaves

or aliens

as late as the time

of Aristo

a large
the Athenian
undoubtedly
tle, though
citizen-body
comprised
textual
evidence
New
number
of ?avauooi."68
the
Hence,
permits
in Aristotle's
ideal polis
that the vulgar workers
man's
interpretation
should
be slaves or foreigners.
What

of the main
are

issue

raised

as to whether
by Annas,
however,
to the citi
to be naturally
inferior
I criticized
Aristo
this crucial
issue.

the vulgar workers


supposed
zens?
She is quite right to press
the allegedly
tle's arguments
concerning

deleterious

effects

63See Politics
64Cf.Politics
65See Politics

cf. 3.5.1278al7-21.
1328b37-40;
cf. 1278a8-ll.
1329al9-21,
4.4.1291al-2.
The
Politics ofAristotle,
3:342, cf 3:374.
66Newman,
*7Politics 3.5.1278a6-8.
3:175.
68Newman, The Politics of Aristotle,

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of vulgar

THEORIGINSOF NATURALRIGHTS

899

remarks
(p. 748), apart from this issue, there is a
labor;69 but, as Annas
are excluded
from the citi
inhabitants
if certain
of injustice
problem
and they
to the citizens,
inferior
zen body when
they are not naturally
a necessary
for the po
service
as a result of performing
are excluded
lis.

Iwas

inferior
should

the vulgar class as


that Aristotle
regards
taking it for granted
The citizens,
to the citizens.
free,
being naturally
by nature
activi
from
their
vulgar
upbringing,
during
refrain,
especially

slavish
their souls vulgar,
these will make
just as doing
How
them
to
make
slavish.70
tends
or
with
slaves
consorting
things
for such a
has no argument
is right that Aristotle
Annas
ever, although
it. Unfortunately,
whether
he believes
remains
the question
view,
ties because

Aristotle

again,
class

in the

says

actually
ideal state.

very
passage

Aristotle

where

8.7.1342al8-25,

One

little about
which

distinguishes

the nature
may

bear

on

two audiences

of the vulgar
this issue is
for music.

on the one hand the free and


there are two sorts of spectator,
of vulgar persons, menial
on the other the crude consisting
educated,
should also be
and
contests
this
of
others
and
sort,
spectacles
workers,
Just as their souls are diverted from
offered to the latter for relaxation.
the natural condition
(jraQeaTQa?i[i8vai tt]? xaT? (?)uaiv e^sco?), so also
and strained and over colored tunes.
are there deviations
of harmonies
But since

Aristotle

be understood

could

in the ideal state

as saying that the crude spectators


takes the pas
souls.71 Annas
defective

have naturally
have unnatural
as
that the crude spectators
indicating
sage differently,
initial endowments.
or mistaken
ends, not that they have unnatural
the text
However,
I agree
while
then,
for failing to show
fallen

and vulgar
into explicit

unjust

treatment

farmers

In conclusion,
reading.
can be seriously
faulted
such as the
in so far as groups

either
supports
evidently
that Aristotle
with Annas
is just
the polis
are concerned,
workers
that

self-contradiction
of

such

groups.72

I do not

consciously
the
However,
by

agree

that he has

sanctioning
fact remains

the
that

8.2.1337b5-21.
69See Miller, NJR, 244-5; also cf. Politics
cf.
7.17.1336a39-41.
70See Politics
2.1337b5-21,
8.6.1341b8-15;
71Cf. Problems
the verb JtaQ8aTQ?(|)0ai is used for a
4.26.879b27, where
is either by
This work
perversion
arising from a natural sexual incapacity.
or an early Peripatetic
author.
Aristotle
72
that
that the text is indecisive but contends
Cooper, p. 9. 12 concedes
can hardly have seriously
intended that there were no native-born
Aristotle
citizen body.
outside of the fully educated
free persons
Cooper maintains
citizens
disenfranchised
second-class
that Aristotle must have recognized
sense falls within the common advantage
in some extended
whose advantage

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FREDD. MILLER, Jr.

900

"the polis of our prayers"


the full embodiment
of political
represents
common
can
in
and
the
which
all
of
the
citizens
compos
justice
good
a high form of flourishing.
their rights and achieve
It
sibly exercise
as a regulative
in more
thus serves
ideal to guide the lawgiver
realistic
and

cases.

challenging

in section
theory of rights does not ac
I, Aristotle's
or liberty the central place
it has in most modern
theo
to endorse
inclined
and other au
ries, so that he is more
paternalistic
or
thoritarian
freedom
Nonetheless,
liberty does have a
regulations.73
As

remarked

cord

freedom

place
Greek

in his

theory.
I use
terms.74

(??-8U6sQo?)
tyrannical
for
priate
catchword
associated

person
rule was
slaves

I must
the corresponding
First,
briefly
explain
as
a
"freedom"
translation
for 8?,8u98Q?a. A free
a slave, and
was
for the Greeks
with
contrasted

equated
but not

of the Athenian
with

self-rule

This
?^ouoia.
verb
related
8^80ti means,
someone
to do something.
a sense

close

despotic

free

rule,

that

is, the rule appro


was
a
"freedom"

Hence,
persons.75
remarks, was
democracy
and, as Aristotle
I use "liberty" to translate
of the citizens.76

or "ability," and the


"possibility"
"it is possible
for
(or open)"
generally,
a
terms
context
In political
and legal
these
criticizes
de
to "liberty." Following
Aristotle
Plato,

noun means,

have

with

generally,

to promote.
the rules are supposed
(Cooper would prefer not to call
Al
"second-class
citizens," but it is hard to regard them otherwise.)
in
his
and
Civic
Animals
"Political
essay,
Friendship"
(cited
though Cooper's
n. 18) is a valuable discussion,
I see no textual evidence
for his solution to the
second-class
citizens partak
recognizes
problem he cites, i.e., that Aristotle
or
is
their
served
of
that
second-hand
by
doing so. Nor
justice
happiness,
ing
about
about Cooper's problem,
do I see any evidence
that Aristotle worried
free native inhabitants of the best polis were happy.
whether
disenfranchised
for this is that Aris
The simplest
explanation
(and inmy view most plausible)
in the
that there were not any free native noncitizens
totle simply assumed
turns to more realistic scenar
It is only when Aristotle
polis "of our prayers."
the question
of how justice can be
4-6 that he addresses
ios in Politics
cf. 4.11.1295a25-34.
achieved with an inferior population;
73See Miller, NJR, 248-51.
is a brief summary of Miller, NJR,
74The rest of this paragraph
101-4,
references.
extensive
which provides
1279a21.
75Cf.Politics
3.6.1278b32-4,
6.2.1317a40-bl7.
76See Politics

which
them

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THE ORIGINS OF NATURAL RIGHTS

901

for identifying
the abil
mocracy
?^ouaia,
?^euBe?ia with unrestricted
one wants,
which
makes
freedom
into
ity to do whatever
degenerate
an
and
the
into
anarchic
condition.77
Aris
license,
polis
Nonetheless,
totle

thinks

that

that

possess
in political
offices.79
I argue that the terms

close

of the just polis are free and equal78 and


the liberty to partake
liberties, most
notably

the citizens

the citizens

of

the

and 8^80ti
?^ouoia
locutions
which
rights

parallels
That is, they indicate
leges" or "liberties."
not prohibited
from performing.
Schofield
can
as
"be interpreted
constitutional
8^80Ti
to thinking

tomed

in such

terms"

(pp. 839).

in certain
Hohfeld

actions

contexts

are

called

"privi
the agent
is
that ?^ouoia
and

which

concedes
rights
However,

accus
by those
as he points
out,

the idea of ?^ouoia is not tied directly to the idea of justice, and that
an ?^ouoia may
exercise
it. But

be of little or no value
these

a Hohfeldian
entails

seem

points

only

A bare

liberty right.
the absence
of a duty

if one

lacks

the wherewithal

to underscore

the parallel
to a claim

in contrast

liberty,
or claim of justice.

It is also

necessary

to
with
right,
to

between
distinguish
merely
having
liberty and having
effective
liberty,
and between
it. Although
individuals
liberty and valuing
having
may
not value a right which
a
have
confirmed
bachelor
they
(for example,
this does not make
it any
may set no great store in the right to marry),
less of a right.
The point

of liberty rights for Aristotle


has to be understood
in
of their place within
his general
of
constitutional
theory
rights.
I have pointed
to the significance
of his final definition
of the
Hence,
in Politics
citizen
3.1:
terms

Who the citizen is is therefore evident from the foregoing.


For we now
or ju
in deliberative
say that he who has the liberty to partake (t^ovoia)
dicial office is a citizen of this polis, and that the polis is the multitude
of
such people which
is sufficient
for self-sufficient
to
without
life,
speak
qualification.80

77Cf.
ibid. This connection
is made
Just as Plato connects the democratic

of democracy
as
by the partisans
principle of free speech (irapp^cria)
Demosthenes
liberty (e^ovoia)
(Republic
8.557b4-6),
(51.19) remarks
citizens partake of a common
"he who
that, because Athenian
constitution,
wishes has the liberty to speak" (too ?oiAofievo)
^?yeiv s^?v).
78See Politics
1.7.1255b20; cf.iV#5.6.1134a26-8.
79See Politics
3.1.1275M8-19.
8012 75b 17-21. As Irwin and Fine remark, "In contexts
such as this 'have
a right' would be appropriate"; Aristotle:
468 n. 14.
Selections,

well.
with

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902

FREDD. MILLER, Jr.


This

is a revision

of his

earlier

statement

"a citizen

that

without

is defined by no other thing than partaking in judgment

qualification

For Aristotle,
office."81
involves
possess
indeed, being a citizen
a
of
wide
to
for
elect
office
hold
range
political
ing
rights:
example,
or to de
for office,
to prosecute
ers, to be eligible
alleged malefactors,
a
fend oneself
in lawsuits.
the
essential
of
citizen
is
However,
right

and

the

liberty

to partake

or judicial

of deliberative

office.

Against this interpretation Schofield (p. 842) suggests that e^ouoia


refers
merely
final definition

to the
may

view,
1275M7-21

ble.

Schofield's
However,
In this chapter
Aristotle

tions

of the citizen

and finds

or omits

actual

participation
offices
"indefinite"

applies

the
On

citizens.

of them wanting
at 1275a22-3
The definition

to be

(that

is, with

to all of

those

implausi
of proposed
defini
because
it includes

each

has

man or juror, and Aristotle


which

that

view.

3.1 seems

of Politics
reading
a series
considers

views.82

noncitizens

and

a potential
Aristotle
is only defining
citi
apparently,
at 1275a22-3
and the earlier definition
best fits his

Schofield's
zen at

for political
"potential"
participation
not in fact be Aristotle's
considered

to

revised
indefinite

cover

citizens

terms)

such

in terms
who

as assembly

then says that the definition


so-called

citizens

of

hold

(oqiojioc)

is "nearly this sort of


even this defini
with

out a difficulty
he then points
thing."83 However,
someone
even
in some polises
be a citizen
if he
may
tion, because
to
does not actually
hold office.
The previous
definition
de
applied
mocracy
However,

but

not

an assembly.
of oligarchy
lacking
of
is
the
citizen
of cor
capable
(?ioqio|io?)84

to certain

"the definition

forms

1275a22-3.
^Politics
82In support of his view that 1275a22-3
gives the "official definition",
Schofield
it, "A citizen is best defined without
qualification
(p. 841) translates
not by any of the other distinctions
but by snaring in ju
[sc. just mentioned],
Schofield's
to nothing
dicial decision
and rule." However,
"best" corresponds
to modify
in the Greek, and he takes ?jtX?oc, "without qualification"
the verb
But cut?xb? probably modifies
?Q??eTai, "is defined."
jioX?tt]c, "citizen," as in
sense
sentence:
"We are seeking the citizen in the unqualified
the preceding
The Politics of Aristotle,
3:135.
(toy oijtX?oc jroA.?TT|v)";cf. Newman,
1275a33-4.
^Politics
"determination"
here
84Schofield
(p. 840) objects that ?ioqiojio? means
so that Aristotle
is correcting
rather than "definition,"
his interpretation
as such.
rather than correcting
the definition
of the definition
However,
means
at
"definition"
because
Aristotle's
1275bl3,
point
?iooio^io? probably
revision of the 1275a33-4 definition
is that his previous
(that is, inserting "in
Immanuel Bonitz's Index Aristote
definite" before "office") will not suffice.
as the
lis (1870; reprint, Berlin: De Guyter,
1961) gives notio ac definitio

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THEORIGINSOF NATURALRIGHTS

903

in such oligarchies
because
the citizen
is one who
is defi
rection,"85
nite (namely,
in term) regarding
his office.
he
offers
final
his
Hence,
in the passage
definition
cited above, beginning
with
the words,
"Who
the citizen
is
evident
therefore
from
the
which
is,
implies
foregoing,"
view of the subject.86
considered
If it is granted
that political
liberties
have a place within
Aristo
tle's theory of political
is it? I have argued
that
important
rights, how
a
in
central
have
less
than
modern
liberal
because
they
place
theories,
an
as
Aristotle
valued
but
external
liberty
only
good rather than as an
that

it is his

essential

constituent

tle might

not

have

of the human
what

that is, rights which


whether

one's

having

T. H.

end.

Irwin

Hence,

calls

agent

has

plausibly

"morally

them

is morally

that Aristo

distinctive

could not be justified ultimately

rights,"

in terms of

all things considered.87


the necessity
of these
"concessions,"
allow for "a right to do wrong"
and that
best,

Roderick
Long questions
and argues
that Aristotle
does
he views
freedom
and liberty as not merely
valuable.
the first
intrinsically
Concerning
attention

I granted

instrumentally

but also

as

calls

issue, Long (pp. 778-9)


for optional
the
rights, where
the right either to do or not do a given act. Long also argues
a virtue
to exercise
that in order
such as generosity
the

to the fact

that Aristotle

allows

sense for ?iooiojxo?


at 1275b 13 and cites several parallels,
the
including
at 3.8.1279b20.
of democracy
?iOQiofxo? (definition)
^Politics
3.1.1275M3.
statement
86Schofield
that the person who
(p. 842) also cites Aristotle's
shares in the positions
of honor is "most especially"
(ji?XiOTa) called a citizen
this is not intended as a definition
of the citizen.
It
However,
(3.5.1278a36).
is noteworthy
that Politics
3.5 follows a discussion
of whether
the good citi
zen and the good human being are one and the same, and the chapter begins
is true, that is, whether
his final definition
the citizen is
by asking whether
one who has the liberty (e^ecrriv) to take part in rule, or disenfranchised
vul
should be counted as citizens (1277b33-5).
gar persons
Although he also de
scribes the latter as "those who do not partake of offices" (oi? \m\ ^i8T8?tiv
this follows trivially from the fact that they do not have the liberty to
??xwv),
take part. Aristotle
different sorts of constitution
and
goes on to distinguish
different kinds of citizen. The vulgar person cannot be a citizen of an aristoc
When
racy where offices (Tifxai) are based on virtue and merit (1278al5-21).
Aristotle
speaks of the person who is "most especially
(jicdi?Ta) called a citi
zen" at 1278a36, he is referring to the best specimen,
the citizen of aristoc
that a human
racy. This use of ^icx?xGTamay be compared with the statement
being is more
(?l?XXov) of a political animal than other animals (1.2.1253a7
of political animal; cf. His
8), although other animals satisfy his definition
1.1.487b33-488all.
tory of Animals
87See
Miller, NJR, 116.

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904

FREDD. MILLER, Jr.

donor must

have

the optional right either


therefore
agents must

to act virtuously
course
of action
totle would

or another.

hold

to make
have

seems

Long
individuals
have

that

a gift or not.88 In order


one
the liberty to follow

correct

in asserting
that Aris
some choices
to make

the right
will
fail to act virtuously.
Even
if
they
on the basis of their promise
Aristotle
to vir
justifies
rights ultimately
tuous life, it does not follow
that one possesses
any given right only if
one is actually
it in a virtuous manner.
an an
This suggests
exercising
even where

it is possible

swer

to Kraut's

violate

a bad

that every

worry

that

(p. 767)

person's
citizen has

that on Aristotle's

by taking his
to the external

rights

view

property.

one would
Aristotle

not
holds

for example,
rights
prop
goods,
he needs
in order
to exercise
virtues
such as generosity
erty, which
and friendship
in a virtuous
manner.
This
that the property
implies
holder has the liberty to choose
to do what he ought to, and he retains
this right even if he acts in a stingy manner.
such rights
Nonetheless,
are far more
in Aristotle's
are
circumscribed
than
in mod
theory
they
ern

liberalism.
common

for

The
use.

and Aristotle

ously,

sufficiently

citizen
He

is expected
to make
his property
available
be educated
to conduct
himself
virtu

should

would

hold
probably
he should be subject

that

if his vicious

to social

flagrant
fines.89 Hence,
it would
be misleading
including
as endorsing
a "right to do wrong"
in the modern
also challenges
my claim
Long (pp. 787-98)
said,
moral

perfection,
tution."90
Long's
full

First,

is

legal sanctions,
to interpret Aristotle
sense.

that Aristotle
regards
of
instrumental
I
value.
good
merely
not be unlimited
should
liberty but
is achieved
to
the
consti
through
conformity

or liberty as an external
"The aim of the individual

freedom

do

behavior

and

justice
claim

which
critique
here, but

contains

valuable

I would

like

that Aristotle

my

treats

to which
I cannot
insights
to respond
to his main
points.
as an external
liberty
(?^ouoia)

on his argument
at NE
that the practice
10.8.1178a23-b7
virtue requires
"external
for example,
generos
equipment":

is based

good
of ethical
ity and

justice
require
property
(xQr\\iaxa),
and
temperance
requires
liberty
(?uva|ii?),
from this that the contemplative
life
gues
more

self-sufficient:

whereas

noble

action

courage
(?^ouoia).
is superior
requires

power
requires
ar
Aristotle
because
many

88Cf. Politics
2.5.1263bl0-15.
89Cf.NE 10.9.1179b31-1180a5.
'?Miller, NJR, 250-1.

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it is

external

THEORIGINSOF NATURALRIGHTS

905

does not need them, at any rate for his activ


"the contemplator
things,
even
so
to
is
and
by them with
ity,
speak hindered
regard to his con
as
that Aristotle
This
indicates
views
liberty
templation."
(?^ouoia)
an external

good.

On

the other

hand,

is correct

Long

to point

out

that

freedom (??,8uG8Q?a)and liberty (?^ouoia) are not identified by Aris


so that

totle,
freedom

mentally
the sake

also

the above
an external

the condition

passage

does

not

show

that Aristotle

on Aristotle's

Freedom,
for one's
of existing
good.

own

sake

view,
rather

regards
is funda
than

for

that it is part of the human


end.
a
so
in
that
it
Nonetheless,
implies
voluntary
condition,
living
or tyrannical
is incompatible
with despotic
Aristotelian
rule.92 Hence,
to
not
is
with
lib
freedom
involves
but
it
be
identified
merely
liberty,93
of another.91

This

implies

freedom

Thus he rejects
the democrats'
identification
of freedom
with
erty.
one wishes,
the liberty to do whatever
and maintains
that living for
not as slavery
the constitution
should
be regarded
but as salvation.94
was
A similar sentiment
II during a visit
John
Paul
by Pope
expressed
to the United

States:

a nation
One hundred thirty years ago, President Lincoln asked whether
in liberty and dedicated
to the proposition
"conceived
that all men are
created equal" could "long endure."
is no
President
Lincoln's question
less a question
for the present
of Americans.
generation
Democracy
a shared commitment
cannot be sustained without
to certain moral
truths about the human person and human community.
The basic ques
tion before a democratic
In
society is, "How ought we to live together?"
can society exclude moral truth and
seeking an answer to this question,
. . . Surely it is important for America
moral reasoning?
that the moral
truths which make freedom possible
should be passed on to each new
of Americans
needs to know that free
generation.
Every generation
not in doing what we like, but in having the
dom?freedom?consists
right to do what we ought.95
This
is closer

as "the right
of freedom
understanding
to Aristotle
than to those contemporary

to do what
rights

we

theories

ought"
which

91See
1.2.982b26.
Metaphysics
92See
Politics
4.10.1295a22-4.
in an attempt to drive
12.12.1075al8-23
93Long (p. 794) cites Metaphysics
a wedge
between
in
and
this context
However,
e^ouoia.
8^8?tiv
?A,eu08Q?a
rather than political
(verb form of z^ovola) means metaphysical
liberty: it is
not open to the free members
to act according
to chance,
of the household
because
have
been
habituated.
presumably
they
morally
94See Politics
5.9.1310a31-6.
95
Homily delivered October
8, 1995 in Oriole Park at Camden Yards in
Baltimore.
Text printed in the New York Times, 9 October
1995, p. B15.

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906

FRED D. MILLER, Jr.

are wedded

to the principles
that the right
function
of rights
is to define

the primary
conduct.
Aristotle's

citizens

to the good and that


neutral
of
spheres

morally
a conception
of the moral
life, and
to lead flourishing
moral
lives.

share

the role of rights is to enable


reservations
Aristotle's

is prior

them
about

liberty,

as well

as about

equality,
the Aristote

for the complicated


between
help to account
relationship
and early modern
lian political
tradition
theory
rights
tailed by A. S. McGrade.
Aristotle
and the medieval
made

to the framework

contributions

within

important
which
modern

came

theorists

to

think

which

is de

Aristotelians

for political
in terms
of

thought
"natural

taking root before Wil


rights." The idea of natural
rights was arguably
as early as the twelfth
liam of Ockham
it is also
century,96
although
true that orthodox
Aristotelians
resisted
the more
libertarian
and egal
of the new
of natural
itarian tendencies
theories
Especially
rights.
non-Aristotelian

was

which

critics

of slavery premised
the critique
upon the natural
is already
in Aquinas
of all human
evident
and
beings, which
equality
in later Aristotelians
is explicit
like Francisco
de Vitoria
and Barto
lom? Las Casas.
On the other hand Aristotle
the principle
provided

equal

modern
human
Ockham

wielded
should

beings
is a widely

ural rights tradition.

be

against
treated

recognized

all

forms

equally.
seminal
figure

of

slavery:

naturally

in the modern

nat

He defined the notion of the right of use (ius

one ought
as "a licit power
of using an external
utendi)
thing of which
own
fault and
not to be deprived
one's will, without
one's
against
one
can call
one
if
has
without
reasonable
and
been deprived,
cause,
a right
Jean Gerson
defined
the depriver
into court." More
generally,
as

"an immediate

dance

with

faculty
a dictate
of

or power
right

to someone
pertaining
Historians
have
reason."97

in accor
been

im

in these definitions,
upon power
(potestas)
by the emphasis
pressed
idea of "subjective
and how this forms the basis for the modern
right."

This is not merely


rights

are

in some

the idea that rights belong to subjects, but also that


way

expressions

of their

free wills.

Hence,

ius be

96In addition to the work of Brian Tierney cited by A. S. McGrade,


p. 808
n. 10, see McGrade's
own essay, "Rights, Natural Rights, and the Philosophy
ed. Nor
of Law," in The Cambridge
of Later Medieval
Philosophy,
History
man Kretzmann,
Kenny, and Jan Pinborg
Anthony
(Cambridge:
Cambridge
Press, 1982).
University
97Cf. McGrade
dierum,
citing Ockham, Opus nonaginta
(pp. 818-20),
animae,
chap. 3.
chap. 2, and Gerson, De vita spirituali

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THEORIGINSOF NATURALRIGHTS
comes

in modern
linked to libertas
closely
a decisively
modern
McGrade
turn,

this was
in which

Aristotle

arguably

subjective
ably

prepared
a doctrine

promotes

of objective

argu
right, which
nature
of human

understanding
of a range of natural
and developed
powers
and other rights theorists
continued
Ockham

consisting
Moreover,
istotelian

rights

theory.98

Although
(pp. 820-1) points out ways
for it. The doctrine
of
the way

right presupposed
out of an Aristotelian
developed

superior

907

or abilities.
to invoke

Ar

for example,
that the just government
principles,
political
the advantage
of the ruled and that rule over free persons
is
con
to rule over slaves
Even
the
modern
p. 822).
(McGrade,

on
is congenial
to Aristotle's
emphasis
rights as powers
or potentiality
as a central notion
in every branch
of knowl
of a right as a licit power
and it is not surprising
that a concept
on Aristotle
have appealed
to political
theorists
schooled
(cf.

ception
dunamis
edge,
would

of

pp. 826-7).
McGrade,
I have argued
that Aristotle
as "natural rights" theory,
known
lels between

his political
to focus on political

tend

came
to be
is a progenitor
of what
to paral
and I have called attention
and modern
theories.
Some scholars

theory
discourse

rather than political


and
thought
to argue that political
is intelligible
vocabulary
only in terms of "rheto
a
to
rics" and "language
concrete
context.
political
belonging
games"
a
as
tend
to emphasize
result
discontinuities
between
different
They
epochs.
is wary

This

of retranslation

understanding
ences
between
able

is evidently
of ancient

attitude

to look

shared
terms

Aristotle's

ideas.

ancient

and modern

for continuity
In this spirit

philosophy.
idence
for nascent

rights

by Schofield
into modern

Undeniably

there

(p. 856-7), who


as a strategy
for
are

differ
deep
reason
it is

but
political
views,
as change
in the history
of political
ev
that there is the compelling
argued

as well
I have

in Aristotle.

This

serves

to

illuminate

the

in which

he applies
the principle
of justice
in his constitution
and
to
understand
how
modern
natural
theories?so
helps
rights
in detail from his political
an important
different
theory?became
part

way

also

of his

us

intellectual

legacy.99

Bowling

Green State University

98Brian Tierney has shown that ius is tied to potestas


and libertas as
as
the
twelfth
See
his
of
Natural
early
century.
"Origin
Rights Language: Texts
and Contexts,
10 (1989): 615-46.
1150-1250," History
of Political
Thought
991 am grateful to Liberty Fund and to all of the conference
participants
for many valuable
insights.

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