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DOI 10.1007/s00226-016-0833-1
ORIGINAL
Abstract Color changes of four softwood and seven hardwood species during
hygrothermal treatment were compared among species and kinetically evaluated.
Treatment temperature ranged from 70 to 120 C, and the durations were 5150 h.
Generally, the L (lightness) decreased and the total color differences DEab
increased irrespective of the treatment temperature. a and b (redness and yellowness) values varied spuriously based on the wood species. Kinetic analysis
using the timetemperature superposition principle, which uses the whole data set,
was successfully applied to the color changes. The apparent activation energies of
the color changes calculated from DEab
were 24.340.8 kJ/mol for softwood and
32.361.3 kJ/mol for hardwood. The average apparent activation energy for
hardwood was higher than for softwood. These values were lower than those
calculated from other material properties. The obtained results will contribute to
assess the color changes during the early stage of kiln drying and hygrothermal
modification of wood.
Gifu Prefectural Research Institute for Human Life Technology, 1554 Yamadamachi,
Takayama 506-0058, Japan
Forestry and Forest Products Research Institute, 1 Matsunosato, Tsukuba 305-8687, Japan
Graduate School of Education, Gifu University, 1-1 Yanagido, Gifu 501-1193, Japan
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Introduction
Thermal treatment of wood has been widely studied for various purposes. The
chemical and physical changes that occur in wood during thermal treatment improve
the wood properties such as the dimensional stability, decay resistance, and esthetic
properties, while simultaneously inducing degradation of wood. The beneficial
changes have been studied as thermal modification and the detrimental effects as
thermal degradation. Because thermal modification processes unavoidably induce
degradation of wood, the treatment conditions must be optimized to achieve a
delicate balance to enhance the positive effects while mitigating the negative
effects. Thus, comprehensive study of the treatment process is required to
understand, develop, and universalize the thermal treatment technique.
Heating wood under wet condition is termed hygrothermal or hydrothermal
treatments. Though thermal modification generally refers to heat treatment over
150 C (Navi and Sandberg 2012), hygrothermal treatment of wet wood below the
boiling point of water could also be considered as a kind of thermal modification
because it exerts a pre-drying effect on logs and timbers and reduces the residual
growth stress inside logs and timbers (Kubler 1987; Okuyama et al. 1988).
Previously, the effects of hygrothermal treatment on green logs of sugi
(Cryptomeria japonica) wood and the effect of heating on reducing the residual
growth stress were evaluated using a kiln (Okuyama et al. 1988, 1990); although the
inside temperature of logs did not exceed 100 C during the treatment due to water
evaporation, the simultaneous degradation of wood properties and chemical
components was also investigated. The results showed that there was a cross-point
for reducing the residual stress and increasing defects such as surface checks and
inverse crooking and the chemical degradation. The optimal treatment conditions
were successfully determined, whereby maintaining the log surface at more than
80 C for approximately 3540 h was considered ideal. For shorter treatment times,
the positive effects of the treatment were not maximized, while longer treatment
caused unacceptable degradation of the logs. However, the drawbacks of these
studies were the wide variation of the temperature in the kiln and the lack of
versatility because only one wood species was used. Hence, comprehensive and
fundamental investigation is still required for application of the thermal treatment
technique to other wood species, to determine the optimal treatment conditions, and
to understand the mechanism of modification and degradation.
The kinetic approach employing the timetemperature superposition (TTSP)
method is a powerful tool for comprehensive investigation of reaction characteristics based on the activation energy required to induce changes in the material
properties as well as for prediction of the changes at any temperature and time
within the experimental ranges. This approach has been used for years to investigate
and predict the degradation of polymers. Matsuo et al. (2010, 2011, 2012, 2014)
successfully analyzed the color changes during dry thermal treatment of wood and
cellulose filter paper as a major component of wood using a kinetic approach based
on the TTSP method. Xu et al. (2016) also analyzed the discoloration of wood
plastic composites during hygrothermal treatment using a similar approach. Goli
123
et al. (2014) elucidated the effect of the rate of air exchange on weight reduction
during thermal treatment of poplar wood using the TTSP method. They evaluated
the timetemperature equivalency of the reaction before starting the kinetic
analysis; this check was important to confirm the applicability of the approach and
avoid improper interpretation of the TTSP data. These studies demonstrated the
convenience and applicability of this type of kinetic approach for investigating
complex materials such as wood and wood composites.
Herein, the hygrothermal treatment of various wood species over a wide range of
treatment temperatures and durations was evaluated to understand the reaction
characteristics by using a kinetic approach employing the TTSP method. The data
from this study can be applied to predict the changes in the properties of wood
during thermal modification as well as in the early stage of kiln drying of green
wood containing a significant amount of internal moisture. In contrast to prior
studies, (1) the present study analyzes various wood species of both softwood and
hardwood, (2) the treatment conditions such as temperature, duration, and specimen
preparation are carefully controlled, and (3) the color parameters are analyzed; these
color properties can be measured in a nondestructive manner, are of esthetic
importance, and could serve as an index of the changes in other material properties.
123
Parts
Sugi
Sapwood
0.34
Hiba
Sapwood
0.41
Karamatsu
Heartwood
0.42
Sapwood
0.58
Heartwood
0.53
Sapwood
0.48
Japanese name
Softwood
Beimatsu
Hardwood
Buna
Sapwood
0.59
Hannoki
Sapwood
0.49
Mizume
Sapwood
0.69
Kakinoki
0.60
Yachidamo
Sapwood
0.53
Konara
Sapwood
0.75
Keyaki
Sapwood
0.74
Part of kakinoki wood was unclear. Judging from the light-colored untreated wood, the sample was
taken from the sapwood or the heartwood where sapwood/heartwood boundary was unclear
123
70
10
20
50
100
150
80
10
20
50
100
150
90
10
20
50
100
150
100
10
20
50
100
150
110
10
20
50
100
150
120
10
20
50
100
150
Color measurement
The treated wood powders were packed in sample dishes using a glass block. The
color of the samples was measured with a spectrophotometer (SHIMADZU
CORPORATION, UV-2200) using a D65 light source and observed at an angle of
2. The CIELAB color parameters (L , a , and b , respectively, indicating lightness,
red in plus values/green in minus values, yellow in plus values/blue in minus values)
were used to express the color change. The total color differences DEab
were
calculated using the following formula (JIS Z 8730 2009; JIS Z 8781-4 2013):
q
L L0 2 a a0 2 b b0 2
1
DEab
where L is the lightness and a and b are the color coordinates; L0 ; a0 ; and b0 are
the corresponding reference values from the untreated specimens. Triplicate measurements were performed for each sample, and the average values were calculated.
Kinetic analysis of color changes
Kinetic analysis was performed to evaluate the color changes occurring during
hygrothermal treatment. It is universally accepted that the rate of a chemical
reaction can be described by the Arrhenius equation:
Ea
k A exp
2
RT
where k is the rate constant of the chemical reaction, A is the frequency factor, Ea is
the apparent activation energy, R is the gas constant, and T is the absolute temperature of the reaction. The apparent activation energy is obtained from the slope
of the Arrhenius plot, which is the logarithm of the determined time versus the
reciprocal of the treatment temperature (Zou et al. 1996). Regression analysis of the
Arrhenius plot allows for determining the reaction rate at any temperature.
The k values can be determined from reaction formulae that include k and can be
used to model the changes in the chemical components or material properties. The
k values can also be determined as the half-value period of the changes. These two
methods are commonly used to determine k. However, the realistic changes of
complex materials such as wood or wood composites often do not fit well to the
reaction formulae; only one processed data point is generally used from the data set
for each temperature curve, eliminating most of the experimental points from the
analysis. These drawbacks sometimes make it difficult to accurately calculate Ea. To
analyze the changes in color during hygrothermal treatment using all of the data, the
Arrhenius approach was adopted employing the timetemperature superposition
principle (TTSP) for the kinetic analysis (Ding and Wang 2007; Gillen and Clough
1989; Gillen and Celina 2001; Wise et al. 1995). The curves of the measured color
parameter versus logarithmic treatment time at different temperatures can be
superposed by implementing proper scale changes on the log time axis. The shift
123
distance along the logarithmic time axis is called the timetemperature shift factor,
aT, and is given by:
aT tT =tref
where tref is the treatment time at a reference temperature Tref, and tT is the time
required to achieve the same response at the test temperature T. Combining (2) and
(3) gives:
Ea 1
1
aT exp
4
R T Tref
where T and Tref are absolute temperatures. Ea can also be determined from a plot of
ln(aT) versus 1/T.
A temperature of 120 C was selected as Tref because the changes at this
temperature were sufficiently pronounced to estimate the fitting of data to the
regression curve. The measured color properties at treatment temperatures lower
than 120 C were superposed by applying aT on the time axis, and the constants of
the regression curves were recalculated for the best fit. All parameters were
estimated using a nonlinear iterative curve-fitting method. The coefficient of
determination (R2) and the root-mean-square error (RMSE) were used as the criteria
to assess the fitting of the experimental data to the tested models, where a higher
value of R2 and a lower value of RMSE indicate a better fit of the data to the model.
A logistic function that successfully fits to the change in L and DEab
of hinoki wood
(Matsuo et al. 2010) was used for L and DEab :
f x
a
1 b expcx
where f (x) is the color parameter, x is log(tT/aT), and a, b, and c are constants.
123
12
100
30
40
Color parameter
SW
25
6
50
0
12
0
100
(b) Hiba
20
20
15
35
40
Color parameter
SW
30
6
50
20
30
0
12
0
100
(c) Karamatsu
20
25
40
Color parameter
HW
25
50
0
12
0
100
(d) Karamatsu
20
20
15
30
40
Color parameter
SW
25
50
0
18
0
100
(e) Beimatsu
20
20
15
30
40
Color parameter
HW
25
50
12
6
12
0
100
(f) Beimatsu
20
20
15
30
40
Color parameter
SW
25
6
50
20
20
0
0
15
0
123
(a) Buna
12
100
30
40
Color parameter
SW
25
6
50
0
12
0
100
(b) Hannoki
20
20
15
30
40
Color parameter
SW
25
6
50
15
30
0
12
0
100
(c) Mizume
20
20
40
Color parameter
HW
25
50
0
12
0
100
(d) Kakinoki*
20
20
15
31
Color parameter
40
26
50
0
12
0
100
(e) Yachidamo
20
21
16
30
40
Color parameter
HW
25
50
0
12
0
100
(f) Konara
20
20
15
30
40
Color parameter
SW
25
6
50
0
12
0
100
(g) Keyaki
20
20
15
30
40
Color parameter
SW
25
6
50
20
20
0
0
15
0
123
2009a; Matsuo et al. 2010, 2014; Okuyama et al. 1990), whereas a monotonous
decline of a and b has been reported for keyaki, eucalypt, and pine (Esteves et al.
2008; Matsuo et al. 2014). In previous reports for the treatment of sugi wood
(Okuyama et al. 1990), no significant change of a and b was documented during
the first 40 h of treatment and then increased rapidly between 40 and 45 h. Some of
this inconsistency may be explained by the fact that the treatment time employed in
prior studies was insufficient. Furthermore, the crucial factors responsible for the
complex and differing changes in the chromatic parameters, a and b , of the
various wood species may include differences in the extractives and constituent
monosaccharides of hemicelluloses for the various wood species, and the reactivity
of these species also differed depending on the reaction temperature. The
inconsistency of the changes in the chromatic parameters could be explained
Fig. 4 Intensity map of changes in DEab
of softwood in relation to treatment temperature and duration.
SW sapwood, HW heartwood
123
Fig. 5 Intensity map of changes in DEab
of hardwood in relation to treatment temperature and duration.
SW sapwood, HW heartwood. *Part of kakinoki wood was unclear. Judging from the light-colored
untreated wood, the sample was taken from the sapwood or the heartwood where sapwood/heartwood
boundary was unclear
123
because the literatures cited above include the various treatment temperatures and
the various process times of the treatment. Although it is suggested that the changes
in color were affected by the reactions of the specific extractives and hemicelluloses
(Hon and Mineura 2001), color changes during hygrothermal treatment, especially
the changes in the chromatic parameters, were too complex for elucidation of the
mechanism underlying these changes for each wood species.
Kinetic analysis
Changes of L and DEab
were analyzed because these changes were sufficiently
significant and followed clear enough trends for precise analysis. Although it is
possible to analyze the complex changes of a and b based on the vertical shift of
the curves at each temperature (Matsuo et al. 2014), a and b were not analyzed
herein because their changes were relatively small compared with L and DEab
, and
there was too much variability in the data set to permit correct analysis.
(a)
(b)
(c)
Fig. 6 Procedure of kinetic analysis applying TTSP method: a Changes in DEab
of buna wood as a
function of treatment duration, b superposed data using shift factor aT, and c Arrhenius plot derived from
aT and absolute treatment temperature T
123
123
Larix kaempferi
Pseudotsuga menziesii
Karamatsu
HW
Karamatsu
SW
Beimatsu
HW
Beimatsu
SW
Buna SW
Hannoki SW
Mizume SW
Kakinokic
Yachidamo
SW
Konara SW
Keyaki SW
Hardwood
Hiba SW
Latin name
Sugi SW
Softwood
Japanese
name
32.3
40.2
38.4
61.3
47.3
48.5
34.3
40.8
33.6
27.6
24.3
26.1
37.3
Ea
(kJ/mol)
L
1.88
1.26
0.78
1.63
1.20
0.85
0.69
1.37
1.24
1.64
0.92
0.99
0.86
RMSE for
modela
0.980
0.991
0.995
0.981
0.994
0.995
0.995
0.987
0.983
0.982
0.990
0.983
0.993
R2 for
modela
0.949
0.979
0.998
0.991
0.986
0.974
0.958
0.980
0.965
0.974
0.939
0.858
0.950
R2 for Arrhenius
plotb
32.4
42.8
33.7
60.3
48.0
47.8
35.4
40.3
34.8
26.5
23.8
28.3
36.7
Ea
(kJ/mol)
DEab
1.91
1.44
0.74
1.78
1.21
0.76
0.78
1.37
1.05
1.67
1.00
1.06
0.86
RMSE for
model
0.974
0.991
0.996
0.989
0.995
0.995
0.994
0.989
0.988
0.975
0.982
0.983
0.992
R2 for
model
Table 3 Results of kinetic analysis: [apparent activation energy (Ea), fitting of model to the measured values, and linearity of Arrhenius plots]
0.957
0.986
0.993
0.997
0.984
0.974
0.973
0.989
0.960
0.977
0.937
0.822
0.978
R2 for Arrhenius
plot
21.0 %
23.2 %
Cv of
softwood
Cv of
hardwood
RMSE for
modela
R2 for
modela
R2 for Arrhenius
plotb
23.4 %
20.4 %
42.9*
31.7*
Ea
(kJ/mol)
DEab
RMSE for
model
R2 for
model
R2 for Arrhenius
plot
Part of kakinoki wood was unclear. Judging from the light-colored untreated wood, the sample was taken from the sapwood or the heartwood where sapwood/heartwood
boundary was unclear
Root-mean-square error (RMSE) and determination coefficient (R2) for measured values versus modeled values
* Average values of Ea from L and DEab
(Welchs t test, p \ 0.05) were significantly lower for softwood than for hardwood
43.2*
Avg of
hardwood
Ea
(kJ/mol)
L
31.6*
Latin name
Avg of
softwood
Japanese
name
Table 3 continued
123
123
Conclusion
The effect of thermal treatment of four softwood species and seven hardwood
species on the color changes of wood during hygrothermal treatment at 70120 C
was evaluated. The L values decreased and the DEab
values increased at all
treatment temperatures irrespective of the wood species. The values of a and b
varied based on the wood species. The good linearity of Arrhenius plot and the
comparison between measured values and modeled values indicated the possible
application of Arrhenius equation for the prediction of the changes during
hygrothermal treatment. The apparent activation energy values calculated from
DEab
were 24.340.8 kJ/mol for softwood and 32.361.3 kJ/mol for hardwood. The
average value of the apparent activation energy of hardwood was significantly
higher than that of softwood. These values were remarkably lower than the values
calculated from the color changes during dry thermal treatment and somewhat lower
than the values calculated from other properties such as the mechanical properties
and weight decrease. These results showed that the reactivity of all wood species
investigated was higher in the presence of water than in the absence of water, higher
for softwood than for hardwood, and higher for color changes than for other
properties.
Acknowledgments The authors are grateful to the late Professor Okuyama for his guidance with this
study.
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