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Department of Electronics and Communication Engineering, Bhagat Phool Singh Mahila Vishwavidyalaya, Khanpur Kalan, 131035 Sonepat, Haryana, India
Department of Mechanical Engineering, Government Polytechnic, Jhajjar 124103, Haryana, India
a r t i c l e i n f o
a b s t r a c t
Article history:
Received 11 August 2015
Received in revised form
19 December 2015
Accepted 21 January 2016
Available online 23 February 2016
The growth of solar energy in India has not reached to satisfactory level due to several challenges faced in
its developmental path. To address these challenges, rstly it is imperative to recognize the barriers of
solar energy implementation. Therefore, the present investigation aims to identify and prioritize the
barriers existing in the developmental path of solar power in Indian perspective using AHP (analytical
hierarchy process). Among the identied barriers, Political and Regulatory Barriers is found to be the
most inuential challenge. Further, sensitivity analysis is performed in order to examine the rank stability of challenges faced by solar industry. Recommendations for the eradication of the barriers are also
suggested. The present study has implication for policy planners, practitioners, researchers and academicians associated with solar industry for investigating solar perspective in India. Moreover, it can be
helpful in structuring strategies for the smooth adoption of solar energy in India.
2016 Elsevier Ltd. All rights reserved.
Keywords:
RES (renewable energy sources)
Solar energy
Barriers
AHP (analytical hierarchy process)
Sensitivity analysis
India
1. Introduction
Energy is the integral component for improving quality of life,
economic development and wealth generation of a country. Presently, the challenges faced by the globe include- inaccessibility to
clean and sustainable energy sources, rural electrication and ever
increasing energy demands. 675 million people in Asia alone are
unable to have access to electricity and 1.9 billion people entirely
depend on biomass energy for cooking purposes [1]. India is the 7th
largest country in the world with 6000 villages that occupy 72.2% of
its human resources [2]. The important component for the poverty
alleviation and growth of rural sector is electrifying this sector.
India occupies 6th rank in the world in consumption of energy.
World bank 2010 report stated that the annual growth of electricity
demand of India including rural as well as urban areas is 7.4 percent
[3]. In the present century, the challenging task across the globe is
333
334
335
336
337
338
5. Methodology
When the complexity associated with decisions keep on
increasing, it becomes cumbersome for decision makers to nd an
alternative that maximizes all decision criteria. For determining the
relative importance of selection criteria, AHP is used because it is
based on pair-wise comparisons. The technique is also considered
to be the most accurate when requirement is to reect the relative
339
Table 1
Use of AHP technique in energy industry.
S. No
Researcher's
1.
2.
3.
4.
5.
6.
7.
[59]
[36]
[60]
[32]
[61]
[62]
[58]
IB
TB
PRB
MB
SCBB
FB
HCC
1B1
TB1
PRB1
MB1
SCBB1
FB1
HCC1
IB2
TB2
PRB2
MB2
SCBB2
FB2
HCC2
TB3
PRB3
MB3
SCBB3
FB3
HCC3
IB4
TB4
PRB4
MB4
SCBB4
FB4
HCC4
IB5
TB5
PRB5
MB5
IB6
TB6
PRB6
MB6
IB3
CI (l maxN)/N
(1)
(2)
RI values vary and depend on the order of matrix. Table 2 illustrates the different values of RI for matrices having order (N) one
to ten, which was obtained on the approximation of RI by using a
sample size of 500 [63].
The CR value that is acceptable depends on the order of the
matrix e.g. the value of CR for a 3 3 matrix is 0.05, for a 4 4
matrix it is 0.08 and 0.1 for all the matrices having order 5 [63,64].
Table 2
The possible values of RI (Random Index) [63].
N
10
RI
0.58
0.90
1.12
1.24
1.32
1.41
1.45
1.49
On the basis of the ratings given by the experts during interaction session, judgmental matrices are prepared and nally priorities are obtained using the AHP methodology.
340
Literature
review
AHP framework of ranking barriers in implementing solar energy in India can be structured as a hierarchy that consists of three
phases:
Table 3
Ranking of dimensions of barriers in implementation of solar energy in India.
Barrier dimension category
IB
TB
PRB
MB
SCBB
FB
HCC
Rank
IB
TB
PRB
MB
SCBB
FB
HCC
1
0.333
1
1
0.333
1
1
3
1
3
2
0.333
1
1
1
0.333
1
0.333
0.2
0.333
0.333
1
0.5
3
1
0.333
3
4
3
3
5
3
1
3
4
1
1
3
0.333
0.333
1
3
1
1
3
0.25
0.25
0.333
1
0.1654
0.0951
0.2840
0.0987
0.0398
0.1249
0.1921
3rd
6th
1st
5th
7th
4th
2nd
341
Table 4
Priority weights and rankings of barriers in implementation of solar energy in India.
Dimensions of barriers
Global weights of
dimension
Ranks of
dimensions
Sub-barriers
Local weight of
sub-barriers
IB (Institutional barrier)
0.1654
3rd
0.2802
0.1928
0.04635
0.03189
7th
13th
0.1009
0.0495
0.2518
0.1248
0.01669
0.00819
0.04165
0.02064
25th
34th
9th
19th
0.1107
0.0882
0.01053
0.00839
31st
33rd
0.1977
0.01880
22nd
0.1267
0.01205
29th
0.2820
0.1947
0.1230
0.1779
0.3182
0.1053
0.02682
0.01852
0.03493
0.05052
0.09037
0.02991
15th
23rd
11th
5th
1st
14th
0.0639
0.01815
24th
0.2117
0.1944
0.2207
0.2590
0.0944
0.1234
0.06012
0.01919
0.02178
0.02556
0.00932
0.01218
2nd
21st
18th
16th
32nd
28th
0.1081
0.3907
0.0962
0.1461
0.3640
0.01067
0.01555
0.00383
0.00582
0.01449
30th
26th
36th
35th
27th
0.1797
0.3471
0.3156
0.1576
0.2976
0.2454
0.1760
0.2810
0.02245
0.04335
0.03942
0.01968
0.05717
0.04714
0.03381
0.05398
17th
8th
10th
20th
3rd
6th
12th
4th
TB (Technical barriers)
0.0951
0.2840
6th
1st
MB (Market barriers)
0.0987
5th
0.0398
7th
FB (Finance barriers)
0.1249
4th
0.1921
2nd
342
Table 5
Dimensions' priority values after varying the values of Political and Regulatory dimension.
Dimensions of barriers
IB
TB
PRB
MB
SCBB
FB
HCC
Global priority values after varying the values of political and regulatory barriers dimension
Normal
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0.1654
0.0951
0.2840
0.0987
0.0398
0.1249
0.1921
0.2079
0.1195
0.1000
0.1241
0.0500
0.1570
0.2415
0.1848
0.1063
0.2000
0.1103
0.0445
0.1396
0.2146
0.1617
0.0930
0.3000
0.0965
0.0389
0.1221
0.1878
0.1386
0.0797
0.4000
0.0827
0.0334
0.1047
0.1610
0.1155
0.0664
0.5000
0.0689
0.0278
0.0872
0.1342
0.0924
0.0531
0.6000
0.0551
0.0222
0.0698
0.1073
0.0693
0.0398
0.7000
0.0413
0.0167
0.0523
0.0805
0.0462
0.0266
0.8000
0.0276
0.0111
0.0349
0.0537
0.0231
0.0133
0.9000
0.0138
0.0056
0.0174
0.0268
between the 0.2 and 0.3 values of the PRB factor so it is kept in
between the two and it is shown in bold too.
Based on the results obtained by performing sensitivity analysis,
rankings of the barriers can be found out as illustrated in Table 7.
The graphical representation of values obtained in Table 7 is
depicted in Fig. 4. It depicts overall changes in ranks of the barriers
in the implementation of the solar energy in India.
The inuence of Political and Regulatory Barriers is found to
be dominating over other challenges of the growth of Indian solar
energy. It is deduced that for the elimination of the barriers, PRB
challenges must be addressed rstly.
In summary, several inferences can be drawn on the basis of the
results obtained in this section and these ndings of the results are
presented in the succeeding section.
Table 6
Priority values of barriers after varying Political and Regulatory Barriers dimension.
Barrier S. N.
IB1
IB2
IB3
IB4
IB5
IB6
TB1
TB2
TB3
TB4
TB5
TB6
PRB1
PRB2
PRB3
PRB4
PRB5
PRB6
MB1
MB2
MB3
MB4
MB5
MB6
SCBB1
SCBB2
SCBB3
SCBB4
FB1
FB2
FB3
FB4
HCC1
HCC2
HCC3
HCC4
Barriers' priority values in sensitivity analysis by changing political and regulatory barriers dimension values from 0.1 to 0.9
0.1
0.2
Normal (0.284)
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0.05825
0.04008
0.02098
0.01029
0.05235
0.02595
0.01323
0.01054
0.02363
0.01514
0.03370
0.02327
0.01230
0.01779
0.03182
0.01053
0.00639
0.02117
0.02413
0.02739
0.03214
0.01172
0.01531
0.01342
0.01954
0.00481
0.00731
0.01820
0.02821
0.05449
0.04955
0.02474
0.07187
0.05926
0.04250
0.06786
0.05178
0.03563
0.01865
0.00915
0.04653
0.02306
0.01177
0.00938
0.02102
0.01347
0.02998
0.02070
0.02460
0.03558
0.06364
0.02106
0.01278
0.04234
0.02144
0.02434
0.02857
0.01041
0.01361
0.01192
0.01739
0.00428
0.00650
0.01620
0.02509
0.04846
0.04406
0.02200
0.06386
0.05266
0.03777
0.06030
0.04635
0.03189
0.01669
0.00819
0.04165
0.02064
0.01053
0.00839
0.01880
0.01205
0.02682
0.01852
0.03493
0.05052
0.09037
0.02991
0.01815
0.06012
0.01919
0.02178
0.02556
0.00932
0.01218
0.01067
0.01555
0.00383
0.00582
0.01449
0.02245
0.04335
0.03942
0.01968
0.05717
0.04714
0.03381
0.05398
0.04531
0.03118
0.01632
0.00800
0.04072
0.02018
0.01030
0.00820
0.01839
0.01178
0.02623
0.01811
0.03690
0.05337
0.09546
0.03159
0.01917
0.06351
0.01876
0.02130
0.02499
0.00911
0.01191
0.01043
0.01520
0.00374
0.00568
0.01416
0.02194
0.04238
0.03853
0.01924
0.05589
0.04609
0.03305
0.05277
0.03884
0.02672
0.01398
0.00686
0.03490
0.01730
0.00882
0.00703
0.01576
0.01010
0.02248
0.01552
0.04920
0.07116
0.12728
0.04212
0.02556
0.08468
0.01608
0.01825
0.02142
0.00781
0.01021
0.00894
0.01305
0.00321
0.00488
0.01216
0.01881
0.03634
0.03304
0.01650
0.04791
0.03951
0.02834
0.04524
0.03236
0.02227
0.01165
0.00572
0.02908
0.01441
0.00735
0.00586
0.01313
0.00841
0.01872
0.01293
0.06150
0.08895
0.15910
0.05265
0.03195
0.10585
0.01339
0.01521
0.01785
0.00650
0.00850
0.00745
0.01086
0.00267
0.00406
0.01012
0.01567
0.03027
0.02752
0.01374
0.03994
0.03293
0.02362
0.03771
0.02589
0.01781
0.00932
0.00457
0.02327
0.01153
0.00588
0.00468
0.01050
0.00673
0.01497
0.01034
0.07380
0.10674
0.19092
0.06318
0.03834
0.12702
0.01071
0.01216
0.01427
0.00520
0.00680
0.00596
0.00867
0.00214
0.00324
0.00808
0.01254
0.02423
0.02203
0.01100
0.03193
0.02633
0.01888
0.03015
0.01942
0.01336
0.00699
0.00343
0.01745
0.00865
0.00441
0.00351
0.00787
0.00504
0.01122
0.00775
0.08610
0.12453
0.22274
0.07371
0.04473
0.14819
0.00803
0.00911
0.01070
0.00390
0.00510
0.00446
0.00652
0.00161
0.00244
0.00608
0.00940
0.01815
0.01651
0.00824
0.02396
0.01975
0.01417
0.02262
0.01295
0.00891
0.00466
0.00229
0.01163
0.00577
0.00294
0.00235
0.00526
0.00337
0.00750
0.00518
0.09840
0.14232
0.25456
0.08424
0.05112
0.16936
0.00537
0.00609
0.00715
0.00261
0.00341
0.00298
0.00434
0.00107
0.00162
0.00404
0.00627
0.01211
0.01101
0.00550
0.01598
0.01318
0.00945
0.01509
0.00647
0.00445
0.00233
0.00114
0.00582
0.00288
0.00147
0.00117
0.00263
0.00169
0.00375
0.00259
0.11070
0.16011
0.28638
0.09477
0.05751
0.19053
0.00268
0.00305
0.00357
0.00130
0.00170
0.00149
0.00219
0.00054
0.00082
0.00204
0.00313
0.00604
0.00549
0.00274
0.00798
0.00658
0.00472
0.00753
IB1
IB2
IB3
IB4
IB5
IB6
TB1
TB2
TB3
TB4
TB5
TB6
PRB1
PRB2
PRB3
PRB4
PRB5
PRB6
MB1
MB2
MB3
MB4
MB5
MB6
SCBB1
SCBB2
SCBB3
SCBB4
FB1
FB2
FB3
FB4
HCC1
HCC2
HCC3
HCC4
0.2
Normal (0.284)
0.3
0.4
0.5
0.6
0.7
0.8
0.9
4
9
21
33
6
15
28
31
18
26
10
19
29
24
12
32
35
20
17
14
11
30
25
27
22
36
34
23
13
5
7
16
1
3
8
2
5
11
24
34
7
18
31
33
22
28
13
23
16
12
2
21
29
9
20
17
14
32
27
30
25
36
35
26
15
6
8
19
1
4
10
3
7
13
25
34
9
19
31
33
22
29
15
23
11
5
1
14
24
2
21
18
16
32
28
30
26
36
35
27
17
8
10
20
3
6
12
4
7
14
25
34
9
19
31
33
23
29
15
24
11
4
1
13
21
2
22
18
16
32
28
30
26
36
35
27
17
8
10
20
3
6
12
5
9
14
25
34
11
20
31
33
23
29
16
24
4
3
1
7
15
2
22
19
17
32
28
30
26
36
35
27
18
10
12
21
5
8
13
6
9
14
25
34
11
20
31
33
23
29
16
24
4
3
1
7
15
2
22
19
17
32
28
30
26
36
35
27
18
10
12
21
5
8
13
6
9
14
25
34
11
20
31
33
23
29
16
24
4
3
1
7
15
2
22
19
17
32
28
30
26
36
35
27
18
10
12
21
5
8
13
6
9
14
25
34
11
20
31
33
23
29
16
24
4
3
1
7
15
2
22
19
17
32
28
30
26
36
35
27
18
10
12
21
5
8
13
6
9
14
25
34
11
20
31
33
23
29
16
24
4
3
1
7
15
2
22
19
17
32
28
30
26
36
35
27
18
10
12
21
5
8
13
6
9
14
25
34
11
20
31
33
23
29
16
24
4
3
1
7
15
2
22
19
17
32
28
30
26
36
35
27
18
10
12
21
5
8
13
6
343
have the highest global priority dimensional value and secures rst
position in the hierarchy of barriers of solar energy. Social Cultural
and Behavioral Barriers gains the lowest global priority dimensional value and attains least (seventh) rank. The remaining
dimensional barriers lie between these two barriers with each
having individual global priority dimensional value and ranking. In
a step further the sub-barriers under these dimensional barriers
were also judged through the AHP methodology for knowing their
prominence and ranking.
Among the Institutional Barriers, legislative failures occupies
the rst position and lack of local infrastructure holds the last
position.
The study presented by Ansari et al. (2013) uses ISM-MICMAC
method for analysis of barriers and reported government issues
as independent barriers which give rise to other barriers [31].
Among the Technical Barriers, storage issues is found to be
most inuential by securing rst position and lack of entrepreneurs and innovations shows least inuence.
Reddy et al. (2004) conducted survey among industrial
personnel in Maharashtra state and found technical barriers as the
most prominent barrier in wide spread adoption of SWH in this
state.
Political instability attains rst rank and non-functioning of
agencies at the local level attains last rank among the political
and regulatory barriers.
Luthra et al. (2015) conducted investigation on barriers of
renewable energy adoption in India using AHP method and
observed political commitment as the highest ranked barrier [32].
Under the Market dimensional barrier small market size is
recorded to reach at the top of the hierarchy and partnership
issues reaches to bottom level.
Reddy et al. (2004) conducted survey based study and found
market barriers as 2nd most inuential barrier in wide spread
adoption of SWH in Maharashtra state [27].
Under Social Cultural and Behavioral dimensional barrier lack
of awareness is recorded to reach at the top of the hierarchy
and resistance to new technology reaches to bottom level.
Painuly et al. (2001) presented the wide list of barrier of solar
energy and considered social cultural and behavioral barrier as an
effective barrier [26].
In Finance dimensional Barrier lack of nancing institutions is
ranked rst and lack of nancing literacy is ranked least
(fourth).
Reddy et al. (2004) conducted survey based study and found
nancial barriers as most inuential barrier in wide spread adoption of SWH in Maharashtra state among residential sector [27].
High payback period attains rst rank and cost of balance of
system components attains the last rank under the High Cost of
Capital dimensional barrier.
344
3.
4.
5.
6.
8.
9.
10.
345
Table 8
Implications of the present study.
S. No.
Supporting body
Useful factors
1.
Government organizations
2.
3.
Developers
4.
Society
5.
Academicians
346
IB1
IB2
IB3
IB4
IB5
IB6
Rank
IB1
IB2
IB3
IB4
IB5
IB6
1
0.333
0.5
0.333
1
0.333
3
1
0.5
0.333
1
0.333
2
2
1
0.25
3
3
3
3
4
1
5
3
1
1
0.333
0.2
1
0.333
3
3
0.333
0.333
3
1
0.2802
0.1928
0.1009
0.0495
0.2518
0.1248
1st
3rd
5th
6th
2nd
4th
TB1
TB2
TB3
TB4
TB5
TB6
Rank
TB1
TB2
TB3
TB4
TB5
TB6
1
0.5
1
2
3
2
2
1
1
3
2
3
1
1
1
0.5
1
0.5
0.5
0.333
2
1
4
3
0.333
0.5
1
0.25
1
0.5
0.5
0.333
2
0.333
2
1
0.1107
0.0882
0.1977
0.1267
0.2820
0.1947
5th
6th
2nd
4th
1st
3rd
PRB1
PRB2
PRB3
PRB4
PRB5
PRB6
Rank
PRB1
PRB2
PRB3
PRB4
PRB5
PRB6
1
2
3
0.5
0.333
3
0.5
1
3
0.5
0.333
1
0.333
0.333
1
0.5
0.333
0.5
2
2
2
1
0.333
3
3
3
3
3
1
2
0.333
1
2
0.333
0.5
1
0.1230
0.1779
0.3182
0.1053
0.0639
0.2117
4th
3rd
1st
5th
6th
2nd
MB1
MB2
MB3
MB4
MB5
MB6
Rank
MB1
MB2
MB3
MB4
MB5
MB6
1
1
3
0.5
0.333
0.5
1
1
1
0.5
0.333
0.5
0.333
1
1
0.333
0.5
1
2
2
3
1
1
1
3
3
2
1
1
0.333
2
2
1
1
3
1
0.1944
0.2207
0.2590
0.0944
0.1234
0.1081
3rd
2nd
1st
6th
4th
5th
Ranking of dimension 5: Social, cultural and behavioral barriers in implementation of solar energy in India
Social, cultural and behavioral barriers
SCBB1
SCBB2
SCBB3
SCBB4
Rank
SCBB1
SCBB2
SCBB3
SCBB4
1
0.25
0.333
1
4
1
2
3
3
0.5
1
3
1
0.333
0.333
1
0.3907
0.0962
0.1461
0.3640
1st
4th
3rd
2nd
FB1
FB2
FB3
FB4
Rank
FB1
FB2
FB3
FB4
1
2
3
0.5
0.5
1
1
0.333
0.333
1
1
1
2
3
1
1
0.1797
0.3471
0.3156
0.1576
3rd
1st
2nd
4th
347
Ranking of dimension 7: High cost of capital barriers in implementation of solar energy in India
High cost of capital
HCC1
HCC2
HCC3
HCC4
Rank
HCC1
HCC2
HCC3
HCC4
1
0.5
1
1
2
1
0.5
1
1
2
1
2
1
1
0.5
1
0.2976
0.2454
0.1760
0.2810
1st
3rd
4th
2nd
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