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Helena Gil-Pe~na, PhD1,2, Natalia Meja, MD3,*, and Fernando Santos, MD, PhD1,2
AE1
AG
AIC
ATPase
CA
dRTA
GFR
GH
IGF-1
kAE1
RTA
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Figure 2. Diagnostic approach to metabolic acidosis and RTA. CRF, chronic renal failure.
Types of RTA
RTA is biochemically characterized by persistent, normal AG
metabolic acidosis. Four types of RTA can be distinguished
on the basis of clinical, pathophysiological, and molecular
criteria (Figure 2). Primary RTA results from specific
genetic defects in transporters or enzymes involved in renal
HCO3 reabsorption or H+ secretion. Primary RTA usually
presents in infancy or early childhood. Forms of RTA
secondary to exposure to drugs or toxins or as an aspect of
systemic disease are more common in adults.
Type 1 dRTA is caused by impaired distal tubular acidification. Most pediatric cases are primary. In the secondary
forms, the mechanism responsible for the defective urinary
acidification is usually not well understood, although cases
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April 2014
have been associated with the back-leak of secreted H+
(gradient defect), absence of a distal lumen-negative transepithelial difference (voltage-dependent defect), or reduced
urinary NH4+. Patients with obstructive uropathy and an
inability to maximally acidify the urine because of voltagedependent defects have impaired K+ secretion and develop
hyperkalemic type 1 dRTA.10
Proximal, type 2 RTA results from impaired HCO3 reabsorption in the proximal tubule. It most often occurs as a
component of Fanconi syndrome (ie, cystinosis) or secondary to the use of carbonic anhydrase (CA) inhibitors.11 Isolated primary type 2 RTA is extremely rare.
Type 3 RTA is a hybrid of type 1 and type 2 RTA. Autosomal recessive type 3 RTA occurs in association with osteopetrosis, cerebral calcification, and intellectual disability in
patients mostly from North Africa and the Middle East,
with loss-of-function mutations in the gene encoding CA
II.12 The classification of type 3 RTA was also applied to infants and young children with type 1 dRTA and transiently
impaired proximal reabsorption of HCO3.13
Type 4 RTA is caused mainly by impaired ammoniagenesis
resulting from sustained hyperkalemia produced by drugs or
by either aldosterone deficiency or resistance.14 Type 4 RTA
in patients with chronic interstitial nephropathies (aldosterone resistance) is often associated with renal failure.
MEDICAL PROGRESS
Mutations of H+ATPase Subunits. The majority of primary dRTA cases are caused by an autosomal recessive defect
in H+ATPase. H+ATPase is a highly conserved macromolecule
containing 2 stalk-linked structural domains, V1 and V0. The
V1 domain, located in the cytoplasm, consists of 8 subunits
(A-H) that provide energy by ATP hydrolysis for proton transfer. V0 is formed by 6 subunits with an anchoring position that
likely allows H+ translocation across the cellular membrane15
(Figure 3). Variant a4 of the V0 domain (ATP6V0A4) is the
most abundant a-subunit in the kidney.16 The B1 isoform of
the V1 domain (ATP6V1B1) is expressed in intercalated cells
of the late distal tubule, connecting segment, and cortical
and medullary collecting duct,17 as well as in cells of the
inner ear and the endolymphatic sac.18
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Protein
KO model
Phenotype of KO model
Cl /HCO3 exchanger
K-Cl co-transporter
H-K-ATPases
Yes
Yes
No
Complete dRTA
Retarded growth; progressive deafness; alkaline urine; compensated metabolic acidosis
Normal phenotype
Rh B glycoprotein
Rh C glycoprotein
Na+/H+ exchanger
Forkhead transcription factor 1
Hensin
Yes
Yes
Yes
Yes
KO, knockout.
Experimental Models
Knockout mouse models of dRTA have been developed. Mice
lacking AE1 (slc4a1/) exhibited retarded growth, hemolytic anemia, thrombotic disorder, and a high mortality rate.30
Heterozygous mice had spontaneous hyperchloremic meta694
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excretion, hypercalciuria, and hypocitraturia. Serum calcium
and phosphate levels are usually normal, as is the GFR.
Hereditary autosomal recessive dRTA begins in the first
years of life with failure to thrive, poor feeding, and vomiting.
Autosomal dominant forms usually develop in adolescence
or adulthood, with less severe symptoms. Growth delay has
been attributed to the effects of metabolic acidosis on mineral
balance and growth hormone (GH)/insulin-like growth factor 1 (IGF-1) axis. Diminished GH secretion, low serum IGF1, and low hepatic IGF-1 and GH receptor messenger RNAs,
as well as suppressed gene expression of IGF-1 at the long
bone growth plates, have been identified in animal models
of metabolic acidosis.44 In young acidotic rats, growth retardation was associated with marked shortening of the growth
cartilage and slow chondrocyte turnover.45
Nerve deafness is present in both autosomal recessive
forms of dRTA caused by defective H+ATPase, but not in patients with an AE1 mutation. The age at which hearing
impairment begins ranges from the first months of life to
age 15 years, although most patients experience hearing
impairment before age 12 years.21,46-49 Bilateral enlargement
of the vestibular aqueduct has been reported in some deaf patients with dRTA.50
The combination of hypercalciuria, hypocitraturia, and
high urine pH leads to nephrocalcinosis and/or nephrolithiasis. Nephrocalcinosis can be identified by ultrasonography during the first weeks of life and is irreversible. Severe
interstitial nephropathy secondary to progressive nephrocalcinosis can lead to polyuric chronic renal failure, a rare
complication seen in only 1 of 18 patients with primary
dRTA diagnosed during childhood after 2-18.5 years of
follow-up.51 Renal calculi are not usually detected until
later in life and can be prevented by adequate alkali therapy.
In chronic metabolic acidosis, buffering of retained fixed
acids promotes the release of hydroxyapatite from the skeleton in exchange for H+. This mechanism is commonly
invoked to explain the hypercalciuria seen in patients
with dRTA.
An inverse lineal relationship between plasma HCO3
concentration and urinary calcium excretion has been found
in pediatric patients with dRTA, prompting a suggestion that
the absence of hypercalciuria may indicate good control of
metabolic acidosis in these patients.13 However, primary
dRTA is usually diagnosed in infancy or early childhood,
when urine calcium levels are high, and calciuria is expected
to decrease with age irrespective of the correction of acidosis.
Moreover, some infants with dRTA with confirmed
ATP6V1B1 mutations do not exhibit hypercalciuria at diagnosis.47,52 Low sodium intake and volume contraction may
cause increased calcium reabsorption and thus may be partly
responsible for the lack of hypercalciuria.
Studies in mice also have shown that chronic metabolic
acidosis down-regulates tubular calcium transporters, such
as TRPV5 and calbindin-D28K,53 suggesting that a direct effect of acidosis on renal calcium reabsorption may contribute
to the hypercalciuria seen in patients with dRTA. The loss of
bone mass supports an osseous origin of the increased calRenal Tubular Acidosis
MEDICAL PROGRESS
cium excretion in patients with dRTA. To our knowledge,
there are no published data on bone structure in children
with dRTA, but Thai patients diagnosed with dRTA as adults
had normal bone mineral density at the L2-L4 vertebrae, total
femur, and femoral neck; no acidotic patient had hypercalciuria.54 Hypocitraturia results from the affects of acidosis
on reducing renal citrate excretion. Even small decreases in
tubular pH increase proximal tubular reabsorption of citrate
via the sodium citrate cotransporter, which has been shown
to be up-regulated in the luminal membrane under conditions of acidosis.55 Hypocitraturia facilitates calcium deposition because citrate acts as a chelating agent that increases the
solubility of calcium in urine.
Constipation, muscle weakness, and an inability to concentrate urine, resulting in polyuria and dehydration, can
be attributed in part to hypokalemia. The mechanism of hypokalemia in dRTA is unclear and likely of multifactorial
origin. Intravascular volume contraction activates the
renin-angiotensin-aldosterone axis, promoting potassium
tubular secretion. Intracellular acidity enhances BK MaxiK+ channel activity, whereas alkaline urine prevents normal
inhibition of voltage-gated K+ channel Kv1.3 in intercalated
cells.56,57 Potassium also could be shifted into intracellular
compartments or lost with feces.
Laboratory Diagnosis of dRTA
Sustained metabolic acidosis accompanied by hyperchloremia or normal plasma AG is common to all types of RTA.
In children, normal plasma AG metabolic acidosis is usually
secondary to diarrhea. The diagnosis of RTA requires
demonstration of the renal origin of the acidosis. The
biochemical determinations and tests useful in the diagnosis
of dRTA are summarized in Table II. In acute significant
metabolic acidosis (ie, serum HCO3 <18 mEq/L) with
normal distal tubule function, urine pH should be <5.5 at
all ages. Correct interpretation of pH in a fresh urine
sample requires the simultaneous measurement of urine:
(1) osmolality, because pH is a measurement of H+
concentration and can be inappropriately high in diluted
urine; (2) sodium, because a low sodium concentration
causes a voltage-dependent acidification defect; and (3)
NH4+, because, given that urine pH reflects the
concentration of free H+, low NH4+ concentrations may
coexist with defective H+ secretion and normal minimum
urine pH. Conversely, chronic metabolic acidosis causes a
marked increase in the renal production of NH4+, and
urine pH might not drop to <5.5 because of the buffering
capacity of urinary NH4+. Thus, the assessment of urine
NH4+ instead of urine pH is critical for the diagnosis of a
renal cause of acidosis.
Measurement of NH4+ in urine by traditional methods,
such as the formaldehyde titration method, is cumbersome
and expensive. Urine AG has been proposed as an indirect index of urinary NH4+ excretion in the presence of acidosis.58
dRTA is characterized by a positive urine AG. When urine
pH exceeds 6.5 or when other anions (eg, ketones) are present in the urine, measurement of urinary AG is not a reliable
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Table II. Differential diagnosis of RTA according to biochemical findings in the presence of metabolic acidosis and
response to functional tests
Normal individuals
Type 1 RTA
Serum AG
Serum potassium
3.7-5.2 mEq/L
Urine ammonium
Urine AG
Negative
Urine citrate
Response to functional tests
Fractional excretion of HCO3
Type 2 RTA
Type 4 RTA
High
High
High
Low/normal
Low
High
Low
Normal
Low
Positive
Negative
Positive
Low
Normal
Normal
High
High
Normal
Urine PCO2
Urineblood PCO2
>60-70 mm Hg
>20-30 mm Hg
Low
Low
Normal
Normal
Normal
Normal
Urine pH
<5.3-5.5
High
Normal
Normal
Comments
Cr, creatine.
Serum AG: ([Na+ + K+] [Cl + HCO3]); urine AG: Na+ + K+ Cl. Fractional excretion of bicarbonate: ([urine HCO3 / serum HCO3] [serum Cr 100 / urine Cr]).
indicator of NH4+ elimination. Likewise, the correlation between urinary NH4+ and urinary AG in infants during the
first weeks of life is absent or very weak, although the
increased urinary NH4+ concentration resulting from
acidosis was associated with some decrease in urinary
AG.59 Reliable measurements of urinary NH4+ have been reported using an autoanalyzer, prediluted urine samples, and
the same enzymatic assay used to measure NH4+ in serum.60
This method allows the routine determination of NH4+ in
urine.
The calculation of urine osmolal gap has been proposed to
overcome some of the limitations of the urine AG.61
Urine osmolal gap Measured urine osmolality
2 Na K
urea nitrogen mg=dL=2:8
glucose mg=dL=18:
This method is valuable for bedside screening for gross
changes in urinary NH4+ concentration.62 A urine osmolal
gap <100 mOsm/kg H2O suggests a defect in distal urinary
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acidification. The measurement of PCO2 in alkaline urine reflects the function of the proton pump in conditions that
favor H+ secretion.63 Additional functional tests, such as
phosphate or sulphate load and furosemide administration,64
have been applied to characterize the underlying mechanism
responsible for urinary acidification defects resulting from a
reversible inability to overcome an electric or chemical
gradient or from increased permeability of tubular cell membranes. These studies are not usually needed in children with
primary dRTA. The inability to achieve a minimum urinary
pH after the simultaneous administration of oral furosemide
and fludrocortisone,64 or after a dose of intravenous furosemide (1 mg/kg),14 may be useful for diagnosing primary
dRTA in the clinical setting. This test and the measurement
of urineblood PCO2 after an alkali load or acetazolamide
administration65 also have been proposed as practical tools
for detecting incomplete forms of dRTA in individuals with
renal acidification defects who do not develop spontaneous
metabolic acidosis. The diagnostic workup should include
renal ultrasonography to rule out nephrocalcinosis and/or
lithiasis as well as hydronephrosis, along with measurements
of urinary excretion of calcium and citrate. Audiometry or
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April 2014
auditory evoked potentials are necessary to detect deafness.
Mutational analysis of involved genes should be performed
to identify the underlying molecular defect.
Treatment and Prognosis
The mainstay of dRTA treatment is the chronic administration of alkali to balance net acid production and avoid
disease-related complications. Alkali supplementation as sodium and/or potassium bicarbonate or citrate salts must be
provided to maintain a normal serum HCO3 concentration
of >20 mEq/L in infants and >22 mEq/L in children. Of note,
excessive intake of sodium bicarbonate will expand extracellular volume and decrease proximal tubular reabsorption of
HCO3, thereby increasing the need for alkali. The amount
of alkali required typically decreases with age, from 5-8
mEq/kg/day in infants to 3-4 mEq/kg/day in children and
then to 1-2 mEq/kg/day in adults,13 likely related to the
high retention of alkali in bone during growth. The bitter
taste of the citrate solution and the need for repeated doses
hinder compliance. Palatability can be improved by mixing
the solution with water or juice.
Normalization of serum HCO3 concentration and
growth are good indicators of appropriate treatment.
Abdominal ultrasonography may be performed annually to
monitor nephrocalcinosis and urolithiasis. Early and sustained correction of acidosis reverses growth retardation,
stops nephrocalcinosis progression, and minimizes the risk
of stone formation and GFR deterioration, but does not
modify the course of deafness.
Although our knowledge of dRTA has increased greatly
over the last 3 decades, clinical and basic researchers should
join in the effort to fully define the underlying molecular defects and to better characterize the pathophysiological mechanisms responsible for the manifestations of the disease, along
with the reliable use of biochemical diagnostic indices. n
Submitted for publication Jun 13, 2013; last revision received Sep 10, 2013;
accepted Oct 30, 2013.
Reprint requests: Fernando Santos, MD, PhD, Pediatra. Quinta planta,
Facultad de Medicina, c/ Julian Claveria 6, 33006 Oviedo, Spain. E-mail:
fsantos@uniovi.es
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MEDICAL PROGRESS
Figure 1. Regulation of acid-base in intercalated cells. A, AIC. H+ are actively secreted to the lumen by a proton pump or
H+ATPase and new HCO3- passively returns to the systemic circulation through the basolateral Cl-/HCO3- exchanger or kAE1. Clis reabsorbed through K+/Cl- cotransporters (Kcc) and ClC chloride channels. The luminal membrane H+/K+ ATPase plays a role
in potassium preservation during deficiency. Transporters responsible for primary dRTA (see text for details) are highlighted and
marked with asterisks. B, b-intercalated cell. Bicarbonate is secreted to the tubular lumen and Cl- is reabsorbed, using the apical
anion exchanger pendrin. A H+-ATPase and a Cl- channel locate at the basolateral membrane whereas a H+/K+ ATPase exchanges H+ by K+ at the luminal membrane.
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